Chapter 7 : Development, Evaluation and Refinement of a Conceptual Model
7.4 Refinement of the conceptual model
• Directors and Senior Manager in the area of quality / BE, selected from organisations that have won a national Quality or BE Award: coded as Interviewee A1 – A3;
• Chief Executive Officer and Executive from national custodians of Quality / BE award: coded as Interviewee B1-B2; and
• Consultants specialising in quality management and BE: coded as Interviewee C1-C2.
The interface of the refined conceptual model is shown in Figure 7.2, which represent the key steps involved in selecting organisational improvement initiatives. Full version of the refined conceptual model is shown in Appendix 5, Supplement 2 (page A5.8 – A5.16). The full model consists of five appendices which are linked to the interface of the refined conceptual:
Appendix A: Brief description of the areas for improvement (page A5.9). This appendix is quite similar to the information given in Table 2.3.
Appendix B: Examples of the main improvement initiatives according to the areas of implementation and levels of BE maturity (page A5.10). This appendix is identical to the lower part of the initial conceptual model (see Figure 7.1).
Appendix C: Brief description of the 53 main improvement initiatives widely used by the organisations (page A5.11 – A5.13).
Appendix D: Descriptions of the BE maturity levels (page A5.14 – A5.16). This appendix is mainly based on information provided in Table 7.1.
Purpose of the organisation Vision, mission and values Strategic planning Main products / services Stakeholders
Organisation’s core competencies
Major facilities, technologies and equipment
Organisational culture Workforce profile
Type and size of the organisation Level of business excellence maturity
Understand organi sational profile
Leadership and social responsibilities Strategy and policy
Customers Processes
Workforce
Partnerships and resources
Brief descriptions of the areas for improvement are shown in Appendix A.
Identify area for improvement
Examples of the main business improvement initiatives that can be
used are shown in Appendix B. Identify initiatives that
can be used
Fundamental purpose, strengths and w eaknesses Benefits / payoff
Costs, time and resources needed
Ability to fit in w ith, complement, or support other initiatives
Brief descriptions of the main initiatives widely used by the organisations are shown in Appendix C.
Research and understand the initiatives
Determine criteria / factors to be considered (e.g. expected values / benefits of using the initiative; suit w ith the direction, strategic plan and goals of the organisation; capability of the w orkforce to make improvement happen; top management commitment and support)
Weighting the criteria
Rating and ranking the initiatives Interpretation and analysis
Filtration / selection process
Rejected Initiatives
Selected Initiative(s) Should have mechanism to
diagnose the problem and /or situation
The interface of the refined conceptual focuses on the steps to select suitable improvement initiatives as follows:
Diagnose problem
Understand organisational profile
Identify area for improvement (Link to Appendix A) Identify initiatives that can be used (Link to Appendix B) Research and understand the initiative (Link to Appendix C) Filtration / selection process
As shown in Figure 7.2, the problems should be diagnosed, the organisational profile should be understood and the area for improvement should be identified prior to identifying, understanding and selecting the appropriate initiative for the situation. The following sub-sections explain the proposed steps involved in selecting organisational improvement initiatives.
7.4.1 Diagnose problem
The organisation should have mechanism to diagnose the problem and/or situation. An example of tool that can be used to diagnose the situation is self-assessment based on established BE Model such as, Baldrige CPE and EFQM Excellence Model (All interviewees).
7.4.2 Understand organisational profile
The elements of the organisational profile that should be understood are as follows: Purpose of the organisation (Interviewee A2 and C1)
Vision, mission and values (Interviewee B2 and C2) (NIST, 2008) Strategic planning (Interviewee A2 and C1) (NIST, 2008)
Main products / services (NIST, 2008) Stakeholders (NIST, 2008)
Organisation’s core competencies (NIST, 2008)
Major facilities, technologies and equipment (NIST, 2008) Organisational culture (Interviewee C1, A1 and A2) Workforce profile (NIST, 2008)
Type and size of the organisation (Interviewee A2)(NIST, 2008) Level of BE maturity (Interviewee B1 and C1)
7.4.3 Identify area for improvement
From the self-assessment, strengths and opportunities for improvement can be identified (All interviewees). Get a team to agree on what the improvement areas are and what they want to focus on (Interviewee A1, B2, and C1). Areas for improvement can generally be segregated as follows: leadership and social responsibilities; strategy and policy; customers; processes; workforce; and, partnerships and resources (see Table 2.3).
7.4.4 Identify initiatives that can be used
Examples of the main improvement initiatives that can be used by the organisations are provided at the lower part of the initial conceptual model (see Figure 7.1). In the full version of the refined conceptual model, the examples of the main initiatives are shown in Appendix B, page A5.10.
7.4.5 Research and understand the initiative
The elements of improvement initiatives that should be understood are listed below: Fundamental purpose, strengths and weaknesses of the improvement initiatives (Interviewee B1) (Dale, 2007; Rigby & Bilodeau, 2005)
Expected benefits to an organisation that successfully implements the initiatives (Interviewee C1) (Dale, 2007; Thawesaengskulthai & Tannock, 2008b)
Expected costs, time and resources needed to introduce and implement the initiatives successfully (Interviewee B1 and A3) (Dale, 2007)
7.4.6 Filtration / selection process
The filtration / selection process involves:
Determine criteria / factors to be considered in the selection process (Thawesaengskulthai, 2007; Thawesaengskulthai & Tannock, 2008a). Examples of the factors are summarised in Section 5.4.4.
Weighting the criteria (Thawesaengskulthai, 2007; Thawesaengskulthai & Tannock, 2008a).
Rating and ranking the initiatives (Thawesaengskulthai, 2007; Thawesaengskulthai & Tannock, 2008a).
Interpretation and analysis (Thawesaengskulthai, 2007; Thawesaengskulthai & Tannock, 2008a).
The expected output from this selection process should be the improvement initiative(s) that will fit within the organisation. Other initiatives will be rejected.
7.5 Evaluation of the refined conceptual model and suggestions for