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FUNCTIONAL REQUIREMENT SPECIFICATIONS HUMAN CAPITAL MANAGEMENT (HCM)

15.0 TDS REQUIREMENTS FOR PAYROLL PROCESSING

15.1 Ability to capture tax , registration details for suppliers & customers

15.2 Ability to calculate TDS for payment to contractors / subcontractors, rent, professional fees, etc.

15.3 Ability to support transactions like TDS on prepayment, invoices, work contract tax on pre-payment, other TDS taxes

15.4 Ability to record multiple level of TDS rates 15.5 Ability to define tax year for TDS

15.6 Ability to allow accumulations for Tax deduction at source 15.7 Ability to support multiple tax line items in one invoice 15.8 Ability to support calculation alternatives like gross, net, etc.

15.9 Ability to handle TDS adjustments on clearing of down payments & Provisions 15.10 Ability to record TDS payment due dates

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM

15.11 Ability to integrate Challan update & account clearing 15.12 Ability to generate & print TDS certificate

15.13 Ability to calculate provisional Tax TDS surcharge, on services 15.14 Ability to record TDS certificate from contractors

15.15 Ability to record various annual returns like section 139, etc.

15.16 Ability to generate monthly & annual TDS reports 15.17 Ability to facilitate TDS deductions by customers

15.18 Ability to maintain certificates for concessional rates of TDS 15.19 Ability to support tax deduction at source on Prepayments

15.20 Ability to record adjustments of proportionate TDS on prepayments while applying prepayment supported

15.21 Ability to cancel previous TDS invoice automatically on cancellation of original invoice, if the original TDS advice was not paid to IT authorities

15.22 Ability to generate consolidated TDS certificate

15.23 Ability to control multiple copies of printed TDS certificate

15.24 Ability to generate credit memo for TDS certificate received from the Customer 15.25 Ability to generate alerts for users in case of due date of deposit of TDS based on

user defined rules

15.26 Ability to generate statement of due date, date of actual deposit, details of penalty/

interest for late payment of TDS

15.27 Ability to track TDS receivables (integrated with Accounts) Ability to handle query system

15.28 Ability to support parallel books for maintaining fixed asset and computation of depreciation as required by tax laws

15.29 Ability to record details of payment of loans made by cash, cheque and Drafts

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM 15.30 Ability to support legal requirements such as VAT, Education Cess, works contract

tax, service Tax and all other taxes and duties as per the governing regulations.

15.31 Ability to maintain various components of each tax types clearly identified by user defined tax codes

15.32 Flexibility to change the tax rates for various states 15.33 Ability to record Quarterly return as per section 192, 194J 15.34 Ability to define tax year for TDS

15.35 Generation of Bank Statements: Configuring Data Medium Exchange for generation of bank statements

15.36 Payroll Accounting: Configuring posting to FI including 15.36.1 Posting to expense accounts

15.36.2 Posting to balance sheet accounts 15.36.3 Posting to vendor accounts

15.37 MIS reporting: MIS reports including wage type statement, flexible wage type report, payroll schedules

16.0 EMPLOYEE PAYMENT & ACCOUNTING

16.1 Ability to capture variable data of recovery/income from various sources for the purpose of Payroll

16.2 Ability to adjust the bills against the advances

16.3 Ability to capture variable data like pay advance, Festival Advance, TA advance, medical, LTC

16.4 Ability to account all employee income and recoveries and preparation of various Schedules

16.5 Ability to prepare statutory returns and certificates

16.6 Ability to maintain the employee-wise sub-ledger for advances & receivables

16.7 Ability to prepare bank payment vouchers for payment of salary to employees and forwarding the same to cash section

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM

16.8 Ability to capture element-wise, account-code wise salary element details

16.9 Ability to Generate Final Settlement Sheet, Loan Sheet, VR Compensation Sheet for the purpose of processing final settlement dues.

16.10 Ability to Generate checklist, Voucher related to final settlement dues of retiring employees

16.11 Ability to make monthly payment related to various VR schemes

16.12 Ability to capture Address and Bank details, TA Bill of retiring employees 16.13 Ability to capture Bill submitted to track medical claim

16.14 Ability to check eligibility criteria for House-building/ Vehicle /PF-Nonrefundable/

PF-Refundable Loan

16.15 Ability to calculate various Loan Amount and its EMI as per company's policy for recovery

16.16 Ability to produce TDS certificate for employees 16.17 Ability to show & print Employees pay-slip at users end

16.18 Support Statutory Compliance with Labor Laws viz. Wages Act, Factories Act, etc 16.19 Ability to timely prepare and submit various statutory returns like TDS, Professional

Tax and receive acknowledgement electronically 16.20 Ability to generate Employee Pay-slip

16.21 Ability to generate Wages analysis

16.22 Ability to generate TA/LTC/LLTC Advance and Final payment 16.23 Ability to generate Manpower Statement

16.24 Ability to generate OT & Absenteeism Report 16.25 Ability to generate All Loans & Advances Ledger.

16.26 Ability to generate Non-refundable and Refundable Loan statement 16.27 Ability to prepare Festival Loan statement

16.28 Ability to prepare Final settlement voucher

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM

16.29 Ability to prepare Income Tax salary certificate (Form 16) and Form 12B(A) 16.30 Ability to prepare Loan recovery list

16.31 Ability to prepare Monthly various return as per the proforma of the Act

16.32 Ability to prepare Yearly individual PF & Pension contribution statement with opening

& closing Balance

16.33 Ability to prepare Monthly dues & payments statement as per proforma 16.34 Ability to prepare monthly dispatched challans

16.35 Ability to prepare Daily report of Medical / LTC / LLTC / TA advances

16.36 Ability to prepare Daily report of all types of bills processed for pay bill & cash

16.37 At any point of generation of report of advance (TA / LTC / LLTC) and its correlation with Accounts (Trial Balance) employee

16.38 Ability to prepare report on LTC / TA paid to employee quarterly etc. For LTC :- Type-wise (LLTC/LTC and Exe and Non-Exe), Block wise, separate case on roll case 16.39 Ability to prepare Refer bill payment report age-wise, party-wise

16.40 Ability to prepare Air party bill payment report - party-wise, Air lines wise

16.41 Ability to prepare Quarterly I.T. return to I.T. authority

17.0 HUMAN RESOURCE - REQUIREMENT

17.1 General Features

17.1.1 Ability to capture and maintain comprehensive personnel data for each employee based on the employment contract

17.1.1.1 Permanent employee 17.1.1.2 Deputation employee 17.1.1.3 Contract employee

17.1.2 Ability to keep job roles by position in database

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM 17.1.3 Ability to collect all personnel data in centralized databases to reduce redundant work

and information

17.1.4 Ability to provide authorization to owner unit to call up and review their personnel data on line directly

17.1.5 Ability to keep personnel data in text and graphic

17.1.6 Ability to prevent non-authorized person to access personnel information 17.1.7 Ability to change the rights to access personnel information

17.1.8 Ability to record details of Record Retention Schedule for records of administration division

17.1.9 Ability to define Manager Self Service (MSS) & Employee Self Service (ESS) capability 17.1.10 Ability to record details of industrial relations , court cases

17.1.11 Ability to record details related to various returns (like property returns)

17.1.12 Ability to maintain employee master data covering all relevant fields and information details like employee number, date of joining, employee name, his family details, nomination details, salary details etc.

17.1.13 System should have capability to generate unique identification number (employee ID) for each employee in the corporation

17.1.14 Ability to automatically monitor dates for HR processes (for ex. Date of increment, date of joining from leave, date of performance review, date to be sent for training etc.)

17.1.15 System should be able to maintain service file documents with all the personal details of the employee

17.1.16 System should be able to generate and maintain employee turnover data and any other reports it may be Require for official purposes

17.1.17 All facilities record like travel/ transportation, allowance/ conveyance etc.

17.1.18 Accessibility from both the regional offices as well as at the central level 17.1.19 Supports generation of pre-defined and query based MIS reporting

17.1.20 Generation and availability of employee related details like PF Pension contributions balance, LTC, Medical records, and details of Advances etc.

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM

17.2 Main Functions

17.2.1 Ability to record & capture personnel details, but not limited:

17.2.1.1 Employee ID 17.2.1.2 Employee Data

17.2.1.3 Addresses: Current / Permanent / e-mail / Contact Nos.

17.2.1.4 Family data 17.2.1.5 Education data 17.2.1.6 Employment Data 17.2.1.7 Employee Benefits 17.2.1.8 Organization Data 17.2.1.9 Training Data 17.2.1.10 Qualification Data

17.2.1.11 Annual Confidential Report (ACR) Data 17.2.1.12 Payroll Data

17.2.1.13 Employee Photo 17.2.1.14 Disciplinary Action 17.2.1.15 Co-curriculum 17.2.1.16 Legal Disputes/Action 17.2.1.17 Health checkup details

17.2.2 Ability to provide no restriction for the addition of new fields

17.2.3 Ability to retain historical data from the day employee hired and all records should be date sensitive

17.2.4 Ability to identify employee by name, part of name, employee number, Employee ID, job position etc.

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM

17.2.5 Ability to generate letter via a word processing application when any employee event occurs e.g. confirmation, promotion, transfer, etc.

17.2.6 Ability to upload announcement letter or departmental instruction to system and automatically update employee status in HR database

17.2.7 Ability to have a user-friendly reporting/query tools that can extract data and produced in various reporting format

17.2.8 Ability to allow employees to update their own personal data 17.2.9 Ability to allow employees to check balance & apply leave

17.2.10 Ability to allow employees to view their own master data via intranet/internet.

Possible transactions are:

17.2.11 Enroll training courses, view training history and inquire on training courses available 17.2.12 View monthly pay slip

17.2.13 Ability to change master data record by authorized person e.g. change education data, change department/ division

17.2.14 Ability to maintain personnel data in many records (Mass Change and Fast Entry) 17.2.15 Ability to prevent users from viewing or changing other employees certain

information contained in their own records

17.2.16 Ability to internally integrate personnel data e.g. to accounts

17.2.17 Ability to warn and monitor special date e.g. probation, promotion, resignation, etc.&

compilation of deputation period retirement

17.2.18 Should be able to handle NOC Application, NDC Application, LTC, Advances, PF Advance, PF Withdrawal

17.2.19 Supports functionality to capture salary related information, Different pay scales based on the different Classes and Grades, Supports maintenance of staff wise perks related information based on classes and Grades Supports monthly generation of Annual increments due list

17.3 Recruitment

17.3.1 System should support selection & recruitment process for direct recruitment into the organization for regular employees from open market and have Required

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM intake of need based employees on deputation into the organization. For direct recruitment through open market and deputation (cover the processes like):

17.3.1.1 Assessment of vacancies 17.3.1.2 Notification of vacancies 17.3.1.3 Screening of application 17.3.1.4 Sending call letters 17.3.1.5 Process of selection 17.3.1.6 Verification of originals

17.3.1.7 Conduction of medical test for the employee 17.3.1.8 Sending offer of appointment

17.3.1.9 Applications received

17.3.2 Ability to record and capture the following applicant details, but should not limited to:

17.3.2.1 Applicant Data

17.3.2.2 Current address / Permanent address / Contact number / e-mail address 17.3.2.3 Previous Employment Data

17.3.2.4 Training Data 17.3.2.5 Qualification Data 17.3.2.6 Applicant Photo 17.3.2.7 Resume

17.3.2.8 Examination score and interview score

17.3.3 Ability to create a new record for the applicant and all relevant items shall be automatically updated

17.3.4 Ability for application data be electronically captured and stored for easy retrieval and reporting

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM 17.3.5 All documents related to the recruitment and process to be linked to the document

management system for cataloguing, archiving and storing for easy retrieval and report generation as and when required

17.3.6 Ability to store and view scanned documents in the system e.g. certification, Identification ID, etc.

17.3.7 Ability to generate a list of internal candidates suitable for a new or existing position based upon qualifications and job requirements with access control

17.3.8 Ability to generate a letter of offer from within the system or via a word processing application link.

17.3.9 Ability to notify relevant department heads or managers of the new record via workflow and email/ intranet

17.3.10 Ability to transfer applicant data to personnel data when he/she is hired without reentry personnel data

17.3.11 Ability to record medical checkup result when he/she is hired in personnel data 17.3.12 Ability to notify relevant personnel in OTPC before completion of tenure period ( 6

months) for deputation post

17.3.13 System should support eligibility criteria for all grades both for deputation and direct recruitment as per roaster

17.3.14 Ability to define positions for internal (recruitment/ promotions) or external recruitment

17.3.15 System should support departmental indents/ Requisitions for Vacancies and openings

17.3.16 Ability to draw recruitment schedule in accordance with the Requirement plan

17.3.17 System should automatically suggest a shortlist of candidate for vacant position matching in the areas of best fit

17.3.18 Ability to receive on-line responses

17.3.19 System should have facility to maintain various types of tests and maintain a question/answer database of each type of test (functional, psychometric, analytical etc.) to be administered as part of the selection process

17.3.20 System should have provision for generation of system driven regret letters and/or offer / appointment letters through both manual as well as electronic modes.

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM

17.4 Promotion

17.4.1 Ability to provide all relevant data for promotion process, but should not limited to:

17.4.2 Employee data 17.4.3 ACR data

17.4.4 Personal development plan

17.4.5 Evaluation, current and previous work experience 17.4.6 Training and academic achievements

17.4.7 Salary

17.4.8 Disciplinary Action

17.4.9 Ability to set/ update promotion criteria online by competent authority of OTPC on-line

17.4.10 Ability to generate promotion from within the system or via a word processing application link

17.4.11 Ability to automatically warn and monitor the vacant position in OTPC with the qualification needs for that position

17.4.12 Ability to match with manpower plan and automatically generate list of key employees who have the potential for promotion by department/ division

17.4.13 Ability to match the job requirements of the post with the skills, knowledge, abilities, experience and qualifications of the employee

17.4.14 Ability to trigger training prerequisites (if any) required for the position highlighted for an automatic link to the Training module

17.4.15 Ability to track and report current position and promotion position by department/

division

17.4.16 Ability to generate a letter of offer from within the system or via a word processing application link

17.4.17 Ability to notify relevant department heads or managers of the new record via workflow and email/ intranet

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM

17.5 Transfer

17.5.1 Ability to record and capture all transfers whether it is management or employee initiated

17.5.2 Ability to identify job vacancies or need for the transfer purposes

17.5.3 Ability to capture, record and monitor employee transfers by Department, Location wise

17.5.4 Ability to track and report current position and transferability position by department/

Location wise

17.5.5 Ability to produce necessary letters e.g. transfer order etc.

17.5.6 Ability to notify relevant department heads or managers of the new record via workflow and email/ intranet

17.5.7 Ability to facilitate automation of entire transfer process and related work flow 17.5.8 System should be able to maintain the complete history of the employee transfer

since his/ her recruitment

17.5.9 System should be able to record transfer order detail/ deferred/ cancelled/ modified and follow up for implementation.

17.5.10 Ability to provide to the employees preference forms online for filling it up including choice of posting

17.6 Resignation

17.6.1 Ability to capture all resignations and perform the appropriate calculations of benefits to be given to the employee based on the OTPC resignation policies

17.6.2 Ability to automatically generate necessary letters e.g. resignation acceptance letter, etc. after all the necessary conditions met.

17.6.3 Ability to notify relevant department heads or managers of the new record via workflow and email/ intranet

17.6.4 Ability to withhold payment of salary depending on the conditions of resignation e.g.

various clearances required etc.

17.6.5 Ability to prorate the payment of salary and other allowances given based on the resignation date

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM

17.6.6 Ability to capture and monitor the position vacated

17.6.7 Ability to maintain all employee historical data for rehiring or other purposes 17.7 Retirement / Termination

17.7.1 Ability to generate listing on employee who are going to retire before 6 months 17.7.2 Ability to generate necessary letters or retirement memo

17.7.3 Ability to generate necessary forms required 17.7.4 Ability to capture all retirement events

17.7.5 Ability to record and maintain listed of personal data who apply for early retirement program

17.7.6 Ability to restrict authorization in applying retirement/ termination receiving form 17.7.7 Ability to generate bank transfer report in details

17.7.8 Ability to generate termination letters on demand

17.7.9 Ability to notify all relevant persons via workflow and email/ intranet

17.7.10 System should be able to initiate the process of making payment of retirement benefits and sanctioned pension as per rule

17.7.11 System should be able to calculate leave encashment at the time of retirement based on applicable rules

17.8 Performance Appraisal / Annual Confidential Report (ACR)

17.8.1 Ability to capture performance appraisal forms / data, which shall provide the input for employee evaluation and training, and development needs

17.8.2 Provision for On-line appraisal (self-appraisal, reporting officer appraisal) is required or data capture and mandate to mention manager appraisal for the performance evaluation

17.8.3 System should be able to generate triggers to submit Performance report in time 17.8.4 Ability to generate reminders for those appraisal forms that have not been returned

by the appraiser

17.8.5 Ability to generate a listing of outstanding employee appraisal

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM

17.8.6 Ability to integrate with other modules like training, personnel administration &

personnel development modules

17.8.7 System should provide an appraisal summary report to get a glimpse of all the appraisals done for an employee over a period of time/ for all the employees over a period of time

17.8.8 Ability to generate necessary reports e.g. performance listing, evaluation report etc.

17.8.9 Identification / modification of KRAs for each function/ functionary on an on-going basis

17.8.10 Appraisal Template:

17.8.11 Two appraisals template will be defined containing the following:

17.8.11.1 Section to capture KPAs and KPIs 17.8.11.2 Competency Attributes

17.8.11.3 Behavioral Attributes 17.8.11.4 Potential Appraisal 17.8.11.5 Development Needs

17.8.12 Appraisal template to be linked with OTPC APR policy.

17.8.13 Initiation of documents for objective Setting: Provision for administrator to initiate the appraisal process at the start of appraisal year

17.8.14 Objective Setting: Involving appraise and immediate supervisor with e-dialogue through workflows

17.8.15 Initiation of Mid-Year Appraisal: Provision for administrator to initiate the appraisal process at the middle of appraisal year

17.8.16 Mid-Year Appraisal: Involving appraise and immediate Supervisor Provision for administrator to check the status of appraisals

17.8.17 Initiation of Year End Appraisal: Provision for administrator to initiate the appraisal process at the end of appraisal year

17.8.18 Year End Appraisal: Involving appraise / immediate Supervisor / Reviewing Authority and Accepting Authority Provision for administrator to check the status of appraisals

Project: IMPLEMENTATION AND MAINTENANCE OF SAP ERP SYSTEM

17.8.19 Input for Normalization: Report program to get department wise, Grade wise ratings 17.8.20 Normalization of Appraisal Ratings: Program to update normalized ratings into SAP 17.8.21 Feedback to Employees: Communication to employees on final Rating

17.8.22 Employee Self Service: Enabling Appraisal process on Employee Self Service

18.0 ORGANIZATIONAL MANAGEMENT

18.1 Ability to produce organization charts (e.g. by HQ, departments type etc.) 18.2 Ability to produce management organization charts

18.3 Ability to support flexible reorganization when organization charts changed 18.4 Ability to simulate changing organization structure by "What-if" scenarios 18.5 Ability to automatically transfer unit to changing department.

18.6 Ability to set criteria for manpower planning

18.7 Systems should be able to suggest name and designation of the existing employee who can be properly utilized for the vacancy created based on employee master data

18.7 Systems should be able to suggest name and designation of the existing employee who can be properly utilized for the vacancy created based on employee master data