r, ,, -l .-,
F$Ht[-
e'K&N
FOMA{|S$|ON OF
THH
EUROPHAN COMMUNITIE$
I'
,]
,J NIVERSTY OF PITTSBURGH
L IBRARJFS ,"JUL
e
1$90GIFT & EXCHANGE
I
t;
PROPOSAL FOR A MULTIANNUAL COf'IMUNITY PROGRAT'II'IE OF RESEARCH AND DEVELOPMENT
IN
BIOI'IOLECULAR EN6INEERING(indi
rect action
1981-1985)(presented by
the
Commissionto
the
CounciL) COtl(79) 793 finaL.
Bru$sets,
11th January 1980JuLl0sm
i
l
I
.,
TABLE OF CONTENTS
TabLe
of
contentsS umma ry
Int roduct ion
1,1
E Laboration
of
the
pr.ogramrne proposaL1.2
GeneraI purposeof
the
programme1
"3
Conjectural
risk
associatedwith
biomoIecuLar eng i neeri ng1"4
Thevieus
of
European Industrystbte
of
the
art
andpotentiaLities
of
strategic
researchin
biomoLecular engineering
2"1
Enzyme engineering2.2
Genetic engineering2.3
Relat'ionship between en?yme andgenetic
engineering2"1
ProbLems2
.1.1
Tec hn'i c a L2.4.2
Structural
and organizationaI. 2.4"3
Financial3"
The needfor
an expansionof
researchefforts in
biomoLecuLareng'ineering by "the Member States and. rnotivat
ions
for
a 'Community R and D progranme3.1
The needfor
an expansionof
researchefforts
3.?
tlotivations
for
a
Community R and D programme3
"2"1
Mobi L ization
of
competences3,2"2
Ptanning and coord'lnationof activitiss
3.2.3
Integration
of
protection
measures againsfbiohazards
3.2.4
Supportto
the sectoraL
poLicies
of
theCommi ss i on
Page
I
4
iii
1 I I
2
3
2" 4
4
5
6 6 6
7
l
8 8 9
I
I
10
10
lr
4.
Proceduresfor
impLement'i ngthe
resc=arch programne4.1
Typeof
action4.2
Durat ion1.3
0rgan'izationof
the
nesearch4.4
Management Princ iPLes4.5
Ways and means5.
Disseminationof
information
andthe
reLat'ionship tothe
pr.otectionof
inteLlectuaL
propertyAnnex I
Detai
led description
of
the
resbarch programmetreiss!-1.
DeveLooment andevaluation
of
netl reactorsPa GE
& 11 44 ll 11 11 11 1) 13 'to 17 t)
using i.mmobi Lized muLtienzyme
incLuding those
requiring
muLtment and
cofactor
regenerationDeveLopment
of
biorbactors for
humandetoxificat'ion
syst ems
i phase
environ-i ndust ni a L and
sources to
yea st
sui tab Le tsreis!.!-?.
Breies!-3
-Ereieq!-l.
Ereiegt-2.Brgisg!-8
-Annex
II
Proposal
for
The
transfer
of
genes from divensethe
bacterium EscherichiacoLi,
thesacc.haromyces
ffiher
mrcroorgan'r sms
DeveLopment
of
c Loning vehic LesNovet gene
transrfer
in
species important tobiologicaL
industryStudi es
of
st ra in
stabiL'ity
and improvedmethods
for
dete'ctinq contaminat iona
Counci L decisionAnnex A :
Annex B :
174
18
Descri pt'i on
of
research area'Terms
of
reference and compositionof
the
AdvisoryCommittee
for
the
managementof
the
research and deve Lopment pnognammein
the
fieId of
biomoLecu Liar.Q
- iii
-A SUI4IIARY OF THE COMPIUNITY PROGRAMME
IN
B.IOMOTECULAR ENGINEERIThe present proposaL coneerns
a
Communtty ResearEh and DeveLopmentprogramme
in
the fieLd
of
biomoLecuLarengineering.
It
aimsat
thedomestication
of
genes andof
their
products.The programme
is
essentiaLLy motivated bythe
needto
aLLow theoptimaL
expLoitation
by manof
the
fundamentaIsof
modernbio[ogy
andto
stimutate
in
the
Communitythe
deveLopmenfsin
appLiedfields
wherenations
such asthe
U.S.A. and Japan hdve gaineda
considerable advance.Two main themes form
the
basis
of
the
integrated
researchproposed for
Community
action.
Thefirst
one deaLswith the
deveLopmentof
the
secondgeneration
of
enzymereactors,
that
is to
say,
with
the
expIoitat.ion
of compLex enzymaticreactions
for
the
synthesisof
elaborated products 'importantto
Europeanindustries.
The second concernsthe
appLication ofgenetic eng'ineering nrethods
to
organismsof
importancefor
Europeanindtistries.
ConsiderabLeattention
is
given,
in this
case,to
the
deve-Lopment
of
suitabLehost-vector
systems andto
the
soLutionof
theimportant pract'icaL problems which prevent.
the
controLof
expiession offoreign
DNA.The programme
is
composedof
the
six
foL[owingintegrated
projects
:1.
Development and eva[uationof
net"l reactons using. immobiLizedmultienzyme systems
incIuding
thoserequiring
muLtiphaseenv'ironment and
cofactor
regeneration.Deve Lopment
of
bioreactors
folindust
ria L and humandetoxification.
The
transfer
of
genes fromdiverse
sourcesto
the
bacteriumEscherichia
coLi,
Sac,charomyces cqrey;i,iiae andother
suitabLem i c ro-organi sms r
l5
divelopment
of
cLoning vehicLes.Novel gene
transfer
in
spec'ies importantto
biotogicaI
industry.6.
Studiesof
strain stabiLity
and improved methodsfor
detectingcontaminat ion.
These
si6 projects
representa
continuumof
interest
for
industry
andagliculture
and faLLinto
the
areaof
missionoriented
research.As such,
they are
concernedwith
recognising andinvestigating a
seriesof
"
bottLenecks"
whi.chat
present
restrict
the transfer
of
ideasand technique
in
biomoLecutar engineeringto
industriaL
and'agriculturaLproblems.
-
t;I
2.
?
4.
5,
qt
e'
I
t
-
iv-The prograrnme
is
to
be impLementedas
anindirect
action
by meansof
cost-sharing contracts:
with
bothprivate
and pub.ticorganizatiohs
inthe tYember
states.
FuLL usewill
be made,in
the
caseof
patentablediscoveries,
of
the
counciL reguLation (EECno z38p/T$
which adoptsprovis'lon
for
thc protcctton
of
intcLLcctuaLpropcrty
anda
proceduraof
consultations wi LLbe
estabL'ished,with the
heLpof
a
ACpM,for
thecontinuous adaptation
of
the
programme,tothe specific
needsof
Europeanindust
ry
andof
European AgricuLture"
.'I
The gLobaL needs
for.the
whole durat'ion.
of
the
programme (gg1-19E5)are
estimatedto
amountto
26mi[[ion
EUA and6
staff.
|'
fP*
,rb
*
*
-f
-1-PROPOSAL FOR A MULTIANNUAL COMMUNITY. PROGRAIVIME
OF RESEARCH AND DEVELOPIVIENT IN BIOMOLECULAR ENGINEERING
(ind'lr€ct
act'ion
r
1981-1985)INTRODUCT ION
1.1
ELaborationof
the
programme proposaLThe
basic principLes
uncierLyingthe
present proposaL have beenprevious-Ly defined by
the
Commissionat
the
1976 MiLano Symposium"A
sci,enceand technology
po[icy
for
the
European Community"and'in
document'
coM(77)
283 submittedto
cREsT on JuLyB,
1977.A
first
description
of
a
possibLe Communityaction
in
the fieLd
of
XppLied MoLecuLar BioLogy (document
XII/207/77)
llasthereafter
submittedto
CREST which, on Oecember7r'1977,
requestedthe
Commissionto
inten-sify
during
1978its
studies
relating
to
MoLecuLar and CeLLuLar giotogy..
FolLowingthis
recommendatton,the
Commission expandedthe
diaLogueestabLished
since
1975with
nationaLexperts
and askedthat
two studies be executed :-
Genet'ic ManipuLationsin
AppLied BioLogy; studycontract
346-77-7 ECI NL,with
ProfessorA.
RORSCH (LeidenUniversity, the
NetherLands); EUR 6078,1978.' -
Product'ionof
BioLogicaL CataLysts, StabiLization
and ExpIoitat'ion;study
contract
345-77-6 ECIF, with
ProfessorD.
THOMAS(Universit6
de Technologie de Compi6gne,
France);
EUR 6079, 1978.Thesir two
studies,
together urith
the
initiaL
document <Xfi/?O7 /77> prepared bythe
Commission, pr:ovidea
detaiLed appraisaLof
the
presentstate
of
the
arts
in
biomoLecuLar engineeringof
the
importanceof
the fieLd
in
agricuLtural
andindustriaI
developments andof
theresearch need
to
becirrried
out
for
aLLowing major break-throughsto
occur.
Thethree
documents, uh'ich wereextensive[y
discussed withnumerous nationaL
experts
and anaLysedin
study
gnoup meetings,cons-t'itute
the basis
of
the
present programme proposaLin
biomoLecuLarengineering.
t
1.2
GeneraL purposeof
the
proposaLThe Commission has
defined
(1)
the
generaLobjectives
of
the
Communityresearch and technqLogy
poLicy.
Theseare
:
,-
Long-term s'upplyof
resources (rawmateriaL,
energy/ agricuLtureand water) ";
(1)
Doc. COM(77)
?83finaLr
"The CommonpoLicy
in
the fieLd
of
science andtechno[ogy", 3A1 6/1977 .
4
3^
-?-'
-
proi'notionof
internationaLLy competiti',,ecioncrnii
cLi ei-cpmeirf s;:-
iniprovementof
L.iving and r,rcrkirrE conCitions;*
protecii$n
of
the
env j r<lnrnent antl Of natUre.The purpose
of
the
present progranlmein
bioriroLe,cuLarengineering
i:-;
:- to
contrihute
to
the
irnprrovement ancjexpLoitation
o'f'the
nloderrntechniques which aLlow
the
production
of
organisms!rith
new ge,r.eticpropert
ies
important for
bio*i'ndustries,:- to
st inii-ilatethe
tjeveIop,ment and useof
modern incjustria L oro,J,-,rc:ionand detox.if "ication methc,ds whi ch
are
based uporlthe uti
L
ization
of
immoi:'ilized enzymes, 'irnmobiL'izr-.d ceLLs
or
speciaLise,J opgarrisns iierrth,'
cataLysisof speiific.
chenrjeaL react,ions;- to
redu.g:
in this
manner,the
stror,Edefic'it in
trade
andin
pai,3nts1;1
biotechnoLogy
which presentLy chanacterizrsthe
'reLation-ship
between t'he Communityof
MemherStates
andothelinrjustri,rL
nations;
- to
protecto
in tliis
mannen/the
envinpnfientof
the
f4emben Statr*s'throughthe
estabLishmentof
methodsinvolving a
decrea$eof
waste prorduc'tsor
Leadingto
ne!,' detoxi f icatiori
procerjures.1'3
9orrj,*c.t-ur.;rL L1-q!l a:isociatedwith
biornoLecurar enqineerinqThe f urr:pean
biolog'icaL industny
has an exceLLent record
wi th. respecttc
safety
anrithe
purity of its products.
NevertheLess consciousoi
the
possihle
conseciuencesfor
heaLth andsafety
which mi:yarise
in
the
Memberstates
fromthe
expansionof
researchin
btomoLecularenqineering,
the
Comm'issionoin
panalt.el
io ihe
pnep,ara,ti;nof
the presentpropos;l has
taken
initiative for
evaLuat.ing possibLerisks
associatecjw'ith
such deveLopment"
A stuc!y,contract
(No.
4:50-78-:i F:ilI)has been prepared
at
the
MicrobiologicaL
Research EstabL'islrmenr,Porton Down,
ll.K,
by Drs. K"
sargeant andc.
Evans concernedwifh
thesett'ing
of
European standarcJs and po,ssibLereguLations as
wel Las
or.rtLi-nlng
research areas which rneecjto
bestimulated
in
ondentr:
pnov'i rleindustry. r^rith new ways
of
rJetect'ing
contarninants andmonitoring
,rariab'i-L'ity
in
industriaL
org,tnisms.(EU,R6349,
ffiTq).l,,ith
referencespecifjcaLL:r
to
conjectural
risks
asscc..iaterj r,rithgeneticaL engineering
"
pritposul
for a
Cour"rcriLdirective
reEuLatrng reccrmbinant DNA wcnk(Doc.
XIIl698l78,
,Doc" Xrr
/ZTS/IS
subrnit"Led 'ioCREST
in
1978;) has been pr.eparerl"f
-?-.l
1.1.
The view,of
European industryThe Commission organized
in
Brussets,
on September18-19,
19?g a'
meet'ingof
representatives from mostof
the
major €uropeanIndustries
activety
involved
in
research and develqpmentin
biomoLecuLareng i neeri ng "
It
wasgenerally
agneedthat
the
progra{nme representeda
continuum ofinterest
for
industry
andthat
the
proposaLsfeLL
into
the
area ofm'ission
oriented
research. As suchit
was concernedwith
recognizing andinvest'igating
a
s'eriesof
"bott
[enecks" whichat
present
restrict
tre
transfer
of
ideas and techniques'in
biomoLecuLar engineering to'industniaL probLems. The resuLts
arising
from sucha
programmeof
mutualLy reLated
projects
were expectedto
beof
direct
useto'industry
in
the
m'id-tongterm,
The meeting expressedthe
strong
viewthat
theimpo13ance
of
the
programmeto
Europeanindustry
wouLd necessitatea
speedyroute
towards implementation.Projects
have been modifiedin
line
,with suggestions receivedat
the
meeting,|rd
#
2.
3-STATE',OF T.jffi ..At rJ{D p0lg[rIAI,lTrIES
i.j''tcI ): :.jj.tR:ii; G
0F Rh$nm0H
IIi.
BIOMOLECUU|AI
Inlod.orn bio3.o64
is
ertr<xne\r d.irrerelfied. and proba,bly represent;s thebranch of'
the
Natu::aL licieneeswith
ihe
Larges* numberof
sub-"disci-plines
(biocherni8trvr pJene*icsnicrobiology,
ceL1" biologgr,pfu.sioloryl
norphogenesis
,
systematics,plant'and aninal
anatomy,eco1lgt,
etfroli-ryr
paloontolory
n..)
emdthe
strongest
potentialitiei for
aab.itionel
contributione
to
the
werLfareof
manor
to
tho protection
of
ma^nlcind.fron
dangerEaffeoting
its
requirenentgfor
surrrivaL and. expanglon.This increasing
irnportanaeof
bioloffr
,expnessecj nor*adays th.roughthe
terns
of
"ncwbioJ.oryn and.
ntiotogical
revoLution,,,
essen-tial}y
results fron the
entranoein'classical
biolory,
since the
end 'of
llorld-WarIf ,
of .eeveraLscientific
trad.i'bions,
il.iir *"
those-gf
p\rsics
life'at
and cheroistry, whichnot
onl-y Lead.to
the
d.esoription
of
the
cellular
and. noLecularlivs1
but also
provide
the
neceesarlrtoo'Le
livinS
fdr
dQmestication and.tra;rsforneition
of
th,eiasio
properties of
organisms important
to
man.Although, because
of
lack
of
tine, of
investment and.of
concerted.pla'nning on
a
very large scale,
the
new\r acquired.bi-logical
lcaowS.edgehas
not.yet
real\r
been applied.ln
the
daily
iife
of
han,
it is
a3.rea{rpossib1etodefinetwoofthefound'ationsttnesuponwhichinportant
applicaiions
will_
be found.ed. :1)
ttre
deveropnentof
anzJrmq technoLory,that
is to
say1he
useof
biologecaL
units
in,oheolcal
marmfaciuring (Sg3{gg_gg119gling);
2)
tr,e-recently.acquirerl capacity
of
manto
break-ao*Jl"rogical
a
isolation
andtransf,ar
genetic'information
betweend.istan{\y
ral"ated t
organisns
(ggnetic
er:gileerj_ng).Tlu{t"
fields of
engineeri$
-"1
g-enetic engineeringare
twovery close\y
r,glatedwork which d.o:rl
wlth
the
domesticationof
gei:os anrdof
-bheirproducts;-
they constitul;e
d.ifferent
phasesof
attenpis
to
exploit
to
a
maxirnum
the
continuousillow
of
d.iscoieries
whicharl
nad.e
by
gremolesular
serreticist
anti1r
ur"-*"yn;i;;";;--i;";-;ril.r""ti",ri
rro"po-ses enEJrole engineoring ernd
genetio engineering, as
d.efined bel<lwr,'cair,
beconvenient\r
groupeAunair the
heaii"t
rrgt"iioles11l,ar enginer;ri-ngn"2.1
En4we engineeringThis
field
of
wo1k,often
referred.
to
as
enzjnne technoLo6y,is
based.upon
the
possibility to
produce,isoi.ate,
pr.rify
and.,inur&iLizer
\ enuJmes and,
to use,their
uniquecapabi.liiies
for
the cata\reis of
:"t"emeIy
specific
cheioicalreactj.ons.
{hroughthe
imnobiiizat,ion
of
enzJmes
or
of
cells
onanappropriate
matrix
or
through oircu.Iat;ion
of
the
substrate
acrossa
ula
or
irnmoliiizea
enzyrne,:-t-tsloi-n"'",riilr.
::.,|"I:t:t
conpact andspecific
molecularconve;";
(u"i"""t.il)---8'ole
to
yield'
ona
large
scale
andwith
a
mininumof
enerry losses
orof
insults
to
the
environrnenJrthe
rangeof
conipl"ex procluctg neroded by manandobtained.in
the
past
byp"il"t:ig
and,high-enerry
consuming:
rsan-nade nachineg"
Alreaftr,
andpartic*rarly
i1
Janan andin
the u.s"A.1
industrial
applicatione-are
rlnd-ertray(ror
.
a*trirua
inventory
eee stud;rcontract
)45'77-6
Py_9. tHOllAS) whicnaltow
tire-froauction
of
L-ami.no acid.s( froru acvl*Dl-aurlno aiid,F
by
yqro*yoid;t,
hi€h. fnrctose
;;;'(;"om
corn
starch by gl.ycoa.rryrrase and gruoose iEomaraJe)ora
seeiiynitretic
-,}
-5-peniciLt
jn
(throughthe
useof
pen'iciLlin
acylase and i,lenicil"Linainidese)
It
has been eeLculatEd,in
tho
cageof
fructose
syrup,.th*r.
the cost
of
the
metlir;cl presentLyin
use'in the
Unitedstates
i$
l4)n'
times lower than t'he ronventjonaL batch proces$.usingnative
eriz),'flns.Many
other industria,
developments, andparticutarLy
those j;1r,rsly'i1"i1;,ihe
synthesisof
new productsrather
than
simpLe degrailetion ortransformation processes,
are
in sight.
Research has shownfor
inst,ln-..
ce tha'eit is
possibJ-eo through enzyrnaticsynthesis,
to
proclu*einrportant polypeptide
antibiot
ics
and one mayListn
asother
i:ossiirt eexbrnpLes
of
appLications.for
the
future,
the
synthesis
of
steroids
,vitamins and onganic
acids, the modification
of
petrochenicals
aneJheterocyc
lic
compoundsothe
synthes'isor
modificat'ion
of
{Lavours ancifragrances,
the
removaLof
pesticide
residues from food ano hratar.
suPPl:esnthe
productionof
no,;eL food sourcesas
sinELeceLl
proteinu continuous mai.t'ing andnitrogen
fixation with
immobiLized ceLi.s" $r"ichachievements may be expected
to
occur
if
a
strong
researcheftcrt
i$carried
out
to
deveLop stabi Lized muLtienzyme muLt"iphasic sysl-erns abL-c.lto
perf,orrnvery
specific
syntheses invoLvingco-factor
molecutes anr-lproducing compounds
urith high
added vaLue.' In
additicn,
biochenrical engineering, throughthe
constnrction
of
enzJrme
eloctrodes,
ensJrne nenbranes and. papor-enzJnre graf'tuo nay a}-socontribute
significantly to
the
productionof
newanaiy*ical
devicesparticularly wall
adeptadfor
detection
arrd neasuremen'L, An appa^ratusbased on
a
gLucoseelectrode
is
alread,y ooramercial'ized.in
the
UnitedStates atrd
diagnostiq
papers, preparod bygrafting
onzymes onfii.te::
paper impregnated.
with
appropriate
lnd.icators, are
coum6psisllyavaila-bLe
for
urea and. gluco*e.2.2
Ggnetic q4gineeringModeri: techniques, and. most
particularly
the
usaof
recently
discovered.€nzJrmeat ca1Led.
restriction
enuJnues, nowallow
the
arrangementof
genetio
material
in
combinatlons whichat
the
moment d.onot exist
und.erriatural
conaitions.
The general method.i:rvolves
the
isolation of
IIIAfrom
a
donor orgamisrn,its
fragsrentationby
restrici;ion
enz;nnea rritogf,oups
of
oneor
nore geneslthe
couplingof
solected
fra.g;.'rentstc
avector
(usualIy a
vinrs or
& con,stituentof
the
cell to
be usea aehost J a.nd
its
introduction
in
a
host-cell
which may be propagated.to
forri
pcpr,llaticnsof
iCantical
celle
calLed clones.P::r:rviCed 'Nhat
the
geneticuraterial.transferred.
in this
mannerreplicates
and expreesesitself
i'n
iis
new surroundings,there
are
'iheoretica1"-J-;,'no
lin:ltc to
the
I'angeof
organismswith
newproperties
rghi*h nay be p;"oduced. tlir.oughthe
useof
recc,iabinarit }NAtechno)-ory.
In
someindustria l" Ly imoortarit
bacteria
suchas
the
Act'inomycetesthe
use ofsuitabLe ol.asm
ids
to
;:ct
asvectors
to
bring
about genetransfer
.i-retur:en
a
numbenr:f
d'iff erent
spec'ies hasgiven
rise to
the
possibi r_ityi:f
producinE new pharmaceuticaL products such asantibiotics,
Hol,,,e\,/erithe
cl"cninq- and expressionof
foreign
DNAi.nto
wideLy unreLateci hcst.-3'"gani snisare
oftun
cii f f i cuLtto
ach'ieve.Yet/
DNA sequences coding fi.r:-humarl pLacentaL Lactcgen and human growth hormone have been cl"oneC irr
i::]lgi'*:i3
""ggli(a
ir jdeLy used experimenta L bacterium) andthere
ares?vcri1l" rnirlaflces
(e,g;
expressionin
E.
coLi-of
a
chemicaLLy synthesieecJqene
'i*r
tlre
horm,:ne somatostatin and6't
TiE'-yeaststructurui
genefor
t,rr
ei'rzlrne'imjdazoLe-gL.ycerophosphate dehydratase) whereit
has beerr s::owii r.li.:l
t*rr
expression pfobLem couLd beOvercome.
I
- - i;:*
The
first sfforts:for
prdctical
a*h'i ervement rnr,:ri hB rr,'i'rf.:'c,l liloi"i tl-tespecif
ication
o{
the
geneiii"r mat*ri*1. t:o he tr'ane ferreiJ"its
inroppopa-tion
and muttipiication
i*
.lpnr*priate c*[{.s
as
hJiii l- ;ls,tli:
r egenerationof
protoplasts
^ints m;:tur.s *rgerlj,$ns,,it is
obvious,in
v'i ewo:'thsse ilfcs;ic:ts
ar.r{of
Lhesere:,u;-ts,
th;r t. recomb'i nant 0NA technr:lo.Ey c;pen;i up nerJ &\r€r-lu8Sfan
fuirdanientai" andapplied work r'rhich r,riLL certe'ii"rl.y, Lead
to
a great
inip;"ovementin
our
knowLeejiteof
genr:ticsirusturi's;ind
Senetic -ir,rncrions ahcl whichr,jn
the
long runo coutd cornpletel"trr nerroLut'ionjzecertain
nr,ocJr.rctionmethods
in industry,
hiir;iLe Er*ut'h h$rmc,ne ancl 'lnsul.'in represent ;,ret Iknown examS:,les
of
prcduci:s l.,,hichc*uid
be eLaboraLecja.i
-{ncjustriaLieveL by rn;rninuLated
bacteria.,
sever;iLother
substances (craLcit6ninr,prolactin,
neurotransmitters/, ant:ibouies.,.")
may ai.so be p,roducerdin
't he same rnanns r
"
z
-3.
F e.t a t i ons.!.i p-!-e t r; gsir- sl-Slggglg-.g9r-el i.t *s:gl ti g.g"il-Lg
Biochemical" eng'ineering
cif
cour'se maicesdirect
use of.gene F,rodrjcts f onindustriai
purposes ;rncJtire
useof
genet j ca Lterhniques
for
strain
improvement.
is
taei- Lestahl'ished-
The succeiiso'f strairr
seLectien and improrrement pi'ogranirnesis
a
direct
resuLt
of
elr:se cooperatton b,etween1
the
b'iochemicaL engineer: andthe
gene'ti.cist, Irr
f',,rturethis
reLation-sh'ip
will
be sveil more importentin
formulating
the
spcrificatic,ns
reLating tO
the
desired g;ene procjuetor
orEanisms(e"g- certein
ceLLproperties
requjr"edfor
jrnmoL:il.izat.ioncf
uhol.ecelLs,
BrlZ/iTleasF,eci-,
f jcit'ies
in
detoxi f jcati+n
pro*eciurer)"
b*
n
2.1
P:"oblemsImportant obetaoLes
stj"}l
need.to
beovercoFe
befcrre biomoleg"rrLareggt-neering: c€.n realJ.y be direc*ed.
*o
aontrido*e
fully tc
the
,welfareof
o€Jlc
Thesebarriere,
r*hicbare
d"ofiried.irr
nored.**ail in
the
a.esc":.p-tion of
*heobjectives
of'the
present researchproposal,
a:reor
.var:Lougnature and may be
claseified.
in
,fh::ee d.ifferenr: groupso2-1-1
3sslrlggl
P-tt"
the
theory,underryi,ngpro;,rcts
fcr
{,xo}rarigi,ng;genetir:
info;raa"bionbetrdesn unrelated. sr$anis,ms. and. lruil"riing_up
trir,*reaciors
iir,
J-n moc.rb
instanceer lceown and, und.eratood",
diffie;11,-icE
stil"I
persie.t
at
tjreleve1
of
application
and'realieation"
Ther erna3";rsir.i;n"thecontrol,,
gromanipul'ation and'
the reuodel}ing
of
mnie*.rr.}ar e*mr**urefrcan? gnl." be
achieved, throngh thE use
of
*sehniquem )uru,ing x,eaeheda
hilg
r"evel of,-il
-
7,*
rrf
ecision
andof
accurac.y',,Such. techniques,are
t-tqt aLways avai IabLeand need
to
be deveLopedthfsugh
Eonsjderablcefforts,
'-Important gaps
in
knowledge,part'iculanly
for
the regulation
of
genefunction
and ceLLdifferen{iation
in
genetic
engineening work andfor
the
controLof
the
regenerationof
.co-factors
andthe
immobiLizationof
muLtienzymes and compLex eukaryot'iccetLs
in
biochemicaL engineering,stiLl
needto
befiILed
before major breakthroughs can be made"2 - 4
-?
!ltggEgre!=g!9=9tggglg-agigBg!In
mostinstances,
the
appL'icationof
moLecuLar and ceL LuLar bioLogyto
agricuLtune andinCustry
impLiesa transfer
of
researchefforts
from weLLdefined
Laboratc''ytest
systemsto
organismsimportant
to
man which,often
refnactory
to
investigation"have not been submjtteciin
the past
to
the intensity
of
analyses performed on wideLy used Laboratory speciessuch as Esch.erichiq
coLi,
DrosophiIa
meLanogasteL and ALa[idgpqi_:_thaLiar.a.
In addition, the
research necessaryfor
the
moLecutar. 6ffiation
of
nature
requinesthe
participation
of
speciaLists
fromdifferent
discipLines
who combineexpertise
in
the
numerous facsts(chemistry,
microbioLogy, engineeringnfermentation technology,
genetics,cytology...) of
the project
andare able
to
maintain
the orientation
of
the project
towardsthe
specific
objectives
which serve agricuLtureand
industry.
Such coord'inationof
efforts
bymuLti-discipLinary
teamsis
given high
priority in
the
proposed programme,2.4"3
ljsetgie!
FinaLLy', appLied molecuIar research
is
expens'iveand,
to
say nothingof
the
high cost
of
the bioLogical
and phys'icaL containmentg requiredby
certain
man'ipuLationswith
recombinant DNA/is
characterized
byrequirements
'in
equipment,faci
Lities
and speciaLized staff
whi'ch areheavier
than
in
manyother fieLds
of
bioLogicat
research" The budgetneeded
for initiating
andbringing
to
terma
detaiLed and important researchaction
in
moLecular bioLogy, tendsn nowadays,to
exceed thepossibiIities
of
singLeinstitutes
and,
in
certain
cases" thoseof
.sma[
[
nat ions"rt
THE NEED FOR EXPANSION OI:
ENGINEERING BY THE DlHMBER
R AND D PROGRAA4MI
-8-RESHARII-{ EFFOR,TS IhI BIOfiOLECULAR
STATES AND flIOTTVAT iONS TCR A COfiI4LINITY
r-3.
I
-_._i
J. I The need
fof
an _expCitljofr o'[_resga|:S;,!_SJrc,lt:Some
of
ths
most important problemsto
wlrichthe
Memi:erState
anepresent Ly conf ronted
are
ure i-!
known and conceri'l
:
'-
the
ploduct'ionr:f
goc,cls (recjuct'ion o"fcosts
anti 'ir,rprovemenrof
quaLity);
-
the
suppliesof
energy;-
the
preservat ion'of the
enrri ronment "1n view
of
lhe
impontancer:f
thesc
probt.L.r]rs.rntlcl;ir€
f;ott:nr':'i,':Litiesof
R andg
in
biomoLecuLar errgineering
for the'li'
soLut'ion,
research
'l;iactions
have beeninitiated in
the
MemberStates by
private enterpri*
v|'i;"ses and
by
$tate
sufrportecj i.aboratoriies" i'he rna'ir-.e'if,orrs
essentiaL Lyinc Lude appLied
projects
in
enzyme technclog;r and bio-i"eact:ors b'yimportant European f,irms
(for
a
detai Ledin\/enfory
of activities
by,pri vat e ar:d nat iona
I
laborator i esr' see stucly coritract
345-77*6 ECI
F.
by D" THOMAS) and attemptsby
Lead'ing Eui"opeanUniversit'ies
andNaticltaL
lnstiiutes to shift
frornbasic
molecuLar wonkto
research-oriented
towardsindustniaL
andagribuLturaL
needs" Upto
nol,isuch
n
ef
forts,
'in
spite of
,theirimportance,
havenct.
Led r-oa
r*cluct ionof
the
iommuni.ty deficit
'in trade
andin
the
baLanceof
patents
fo r'sooe
of
the essential
goods and ;>roduction methods which beLong tobiotechnoIogy" llember States
are
for
instance
st'i IL
ccrnpIetely sell'-.'insuff
icient
with
regarcJ to,theii'needs
in
soya bc'ans and ccntinueto
import/
annualLy, enormous afflountsof
pLant.prote'ins
for
animatfoods" During
the period
1969-1975only
25patents
were del.ivered
in
lEurope
in
the
field of
enzyme technotogyas
cornpaneCto
40
in
Jerparrand
65
in
the
U.S.A. Crcncerningthe
production
of
chemicaIs byfermentat'ion, among 4539'
appLications
for
patents
between 'ig65 arnd , '.1977, 67 r/,
originated
'in
Japan, 18 y;in
the u.s.A"
and'i5
ii
anij
E:Ei"c.
'''Member
States"
The baLanceis
st,ightLy less
unfavourabLeto
theCommunity
if
-one takes patents.deiling with
f ermentation'in
genenat,,
Ithat is to
say incLuding teqhniquesninstrunents
andthe
p;'oductiorr,.of
compounds,Yet,
for
the
period
anaLysedin this
case,
(1920-1977'),i'Japan
exceededthe productivity
of
aLL i4enrberStates
pooLed togertherby
a factor
of 3"
lrlith
regardto
the
ver),
specific
ancl sopri-r'ist'icatedf ieLd
of
enzyme immobil"ization,
which'is
proposed henefor
Commurnityact ionn
the
patent
departnlenrof
the society
Srnirlr K Line-RIT he$estimated aq foLIows
the
distrii:irtion
bynetion
of the
Lasi
194 pai:ents''
detivered
in
1977, 1978 and 1979"Japan
t
124; U"S.A.;
39;
United Kingdom: 1;
ItaLy
: 3;
Francei
V;FedenaL Repr.rblic
of
German;,:8;
URSS;g;
Dennrark:'t; nor identit'ied I
?. Afurther
interesting
statistic
which was providedby
Beecliam pharniaceuticaLsUK
Division
is that i'f
one considei'sthc
patr-.nrsiri this
siarnearea
between1967 and 1971o when much
of
the
"prjor art" of
rociay's
CeveLopments wereemerging' 30 X came from
the
U"K.By
1975not
oneof
the
patent$
recorded
'*
'l
-9*
CLearLy
the
h'ighinnate
capabiLity
for
innovation
exist'ing
in
Eui"operrust be revitaLized"
Motivation
for
a
Community R and D programmein
bionoLecuLar-englneerlng
Common
action
bythe
MemberStates
in
the fieLd
of
research eleaL'ingwith
enzyme and gerreticaL engineeringis
necessaryat
the
momentbecause
there
is
a
needfor:
-
a
pooIing andcross-linking
of
competences andof
potent'iaLities;
-
stirnuLation, pLanning andcoordination
of
acrivities;
-
integration
of
protection
measuresagainst
bio-hazards;-
supportfor
sectonalpoLicies
of
the
Commission.Igbr!ge!iel_eJ_ee0es!9!ss:,_and_sj_p9k!!is!i!jsq, the task
to
bep;iio;ilI;;;ilit-t
E;rAffi;;[T;;t
T;;-;T"5T;;;i6li
te',
requ i rdsconsiderabLe scienti
fic
and technjcaLinput
and,therefore,
theuti
Lization
of
aLl potentiaL'ities
in
the
MemberStates.
0bv'iousLy, successwill.
not
beachieved'if
fuLl
use'is not
madeof
the
fewoutstanding
expelts
and e.'fthe rare
facitities
avai LabLein
theCommunity
for
performing someof
the
h'ighly
specific
anddiff
icuLt research'needed.0nly
few centers ex'ist, or
are
under construct'i on,in
the
Community.whichare
equipped and organizedfor
theexecution
of
specific
tasks required
for
modern appLications inb'iology,
suchas
recombinant DNA work underhigh levets
of
containment
or the
!arge
scaLe suppLyof
microbiaL products"These
centers
shouLd be mobiLized and organizedin
a
cooperat,ivesystem
in
order
to
achievebetter
overaLLefficiency
andto
reachthe
criticaL
mass necessanyfor
opt'imumproductivity'"
gliss!e!r.eriz-p!i!nins-end-g.eetdits,liqn-el-cs,ttvtti.es
:
theLaunch'ing
of
targe
scaLeactions
in
the fieLds
o{
enzyme technoLogy and genet'ic engineerinE andthe
executionof
the
preparatory
researchsti
LL requiredfor
operationaL'exploitatjon
needsa careful
cijstri-bution
of
tasks
in
space andin time. rt is
obvious,
for
instance,that
severaLindustriaI objectives
wi LLnot
be reached unLesscertain
organic substances
are
maabavailabLe, through enzyme technoLogy,which
in
turn
w'iLL depend uponthe construction,
by rneansof
geneticengineering,
of
novel genotypesin
microorganisms, pL€ntsor
animal'ceLLs. Hence, many
Iaboratorjes
of different
profiLes
in
the
commu-n'ity
wiLL reacha
stageof
interdependance and wiLL haveto
orchestra*te their activities.
An integr.ated Communityaction
specif .icaL Lydesigned
for futfiLLing
the
needsof
Eunopeanindustries
.andof
EuropeanagricuLture
and "for combiningin
a
comprehensive.pfogfammesome
of
the
recentLyin'itiated
researchactivities jn tlie
i'iemberStates shouLd pnovide
the
stinruIucto
industriaL
jnnovati'on and themeans
for
a
succesfuL competitionwith
foreign
countrtes.I
3,2
3.2.1
3 .2.2
-
10-n"
3.?13
Integration
of
protect'ion measuresagajnst
bioJhazards:
in
the
Longtermr
the appIications
of
moLecuLarbiotogy
to
egricuLture
andindustry
1ndthe
attempts whlch manis
norv makingfor
essuming theresponslbjl'lty
for
Lifb
onthis
plgnet
w{LL undvotUaUty traneiormLife
in
society
and'may inducesignificant
changesin
our
environment. A Community R and Daction
in
the
fietd of
bionrotecu[ar engineering,if
weLLintegrated
and carefuLLy pLanned, shou[dfaciLitati
the
uni-form and harmonious'devetopment
in
Europeof
the
reguLations andpro-tection
devices which shoutd always be associatedwith
Large andecononicaLLy irnportant
transformations.
In
addition,
and as mentionedaboverthe adoption
of
a
Community programmein
biomotecuLar engineeringshould
atlow centra(iaation
of
certain
phasesof
conjectunau.y-dangerous
activities, for
instance the'massproduction'of
certain
formsof
recombinant DNAmaterial,
at
the rare
Locationsin
theCommunity where adequate
protection
can be providedagainst
conjec-tgraL
risk.
In
this
connex'ion, andthe
same hoLdstrui for
severaLdifferent
R and Dactivities
in
molecutar bioLogy,the
case appearsoverwhe[ming
.for
having,at
the
samelocationsr-research
groupswho
not
only
investigate the
potentiaLities of
modern techniques andapproaches
but are
aLso Lookingat
the
possibLe hazar:ds(for
instance microb'iaL contaminationsf
inaustrial
products andthe
immunoLogicaLreactions
to
workers handLing Largequantities
of
microbiaLproiein).
that
these techniques and approaches might pose,either
singLy ortogether.
3.2.t,
Supportto
the
sectoraI
polic'ies
of
the
Commission:the
stimuLationof
new developmentsin
the fieLds
of.genetic
and biochem.icaLenginee-.
ring
w'iLL,support,
as outLinedin
section
3.1,
the
present sectoraLpoLicies
of
the
Commjssion which concernthe optimization
of
foodproduction,
the
competitivity
of
Europeanindustries
andthe
improve-ment
of tife in
society.
StrongLy compLementaryto
the
programmes'
whichare
pnesentLy carniedout
bythe
Commissiontor
cborUinatingand stimutating'researph
directLy
appLiedto
agricutture,
Life
in-society,
health pnotection,
presenvationof
the
environmint and useof
soLar energy,the
present proposaLis
an approach, through the engineering and domesticationof
bio-rnolecules,to
tire
soLuiion of
these Community pnobLems. The programme suggested
is
not
anaIternative
to
the
present R and Dactivit.ies
of
the
commission,_but,
on thecontrary'
constitutes
the
necessarymatrix
frorn wh.ich'new bioLogicaLmateriat,
such as noveL formsof
recombinant DNA and immobiLizedmuIti-enzymic systems, and neu production concept.s may be-piaceJ at
the
disposalof
research centres andof
industries
in
the
EuropeanCommun i
ty.
']
*
?1-PROCEDURES FOR IMPTEMENTING THE RESEARCH PROGRAMME
Type
of
actionStimutaticn and
integration
of
researchefforts
are
neededfor
achieving
the
goaLs whichare
set
in
the
programme. Thenefore,it
shaLL be executed as anindirect
action
by meansof
cost-sharedcontracts
conctudedwith
pubLicor
private
organizations
in
theMember
States. Partjc'ipation
by non-MemberStates
couLd be envisagedat
a
Later
stage throughthe
mechanjsmof
CoST.4.
4.,1
4.2 Dural ion
This
first
programmeperiod
of
five
yeafsresearch requi renents
ex ecut:i on,
in
biomnl.ecuLar engineeringis
pnoposedfor
a(1981-1t85). A graduaL adaptation
to
newwiLl
becarried
out,
if
necessary,during
its
il
4.3
Organizetionof
thgEach
of
the
6 projects
nraking upthe
programmeis
to
be executed by aresearch group which couLd
consist
of
3
to
12 researchunits,
dependingupon
the
complexityof
the project
andof
the
conditions
to
befulf.iLled
fon
its
execution. (For
exampLe,the
lowerlimit
proposed here couLdrefLect
the
effort
expendedin
project
6).
A researchun.it
is;composed
of
individuaLs workingat
the
samesite
and incLudes, on anaverage ;
-
3
scientific
investigators
4.4.
-
2
technicians-
1
laboratory
he Lper-
secretariaI
assistance(The number
of
researchunits
andtheir
compositionare
used as thebasis
of
budgetaryestimation
rnadeunder 4.5
below.Manage[ent princ ipLe:
The management
of
the
research programmelriLl
becarried out
by theservicelnf
the
Comm'issionwith the
hetpof
an Advisory Committeefor
progrillme managementin
biomolecu Lar engineerJng. Thetask
of
this
Committee wi LLessentiaLly
consist
in
advising
the
Commissionon
aLI
matters reLatedto:
-
the
select'ion,
aft,-.r
a
generaL caLLfor
tenders , of
the researchunits
which wiLLparticipate'in.cne
or
moreof
the
six
projects outtined
in
annexI;
the'integration
of
these researchunits
in
researcn groupsper,project)
responsibLefor
the
executionof
the
programnrea
rationaLdistribution
of
tasks
andof
responsibitities;
( one
through
bas i
s
of-
the
nominationof
project
coordinatorsto
be chosen on the-1e-the
coordinationof
activities of
the
six
reiearch
groups enclparticuLarLy between thbse working on cLoseLy
retateo
subjectsand
the
continuoustransfer
of
iniormation
within
and between g roups;the
regu[ar
evaIuationof
progress accomplishedby
the
lesear,ch*groups
in
the Light
of
the objectives
of
the
programmednd,
if
neccessary,
modification
of
approach€s andof
orientations,()n
the
basis
of
the resutts
obta.ined andof
new requirements from ag ricu Lture and i ndustries;
-
the
estabtishment,for
defining
new researchobjectives
and fclrmaximum
expLoitation
of
the rlsuLts
obtained
bythe
research groups,of
a
continuous dialoguewith
representatives
of
agricuLtune andindustry'
It is
suggestedin this
connexion, andin
view
of
thefact
that
research workers fromindustriaL
iabonator.ies rareLybenefit
fromthe current national
andinternationaL
feLLowsh,iplchemes
ttiat
pubticLy
supportedLaboratories
participating irr
tlreCommission programme open
their
doorswidety
to
industriaL
resea,rchscientits
andinvite
themto p{rticipate, for
short
perioclsof
time,
in
the
workof
the
reseanchgroups.
New techniques andmethods, such as those
deating
with
motecular cLoningon
somatir; ceLLhybridisation
couLd betransferred
in
this
mannerto
the
Europeanindustries
which wouLdthus
be stimuLatedto
consider
new approachesin
R and D andto
psport
reguLarLy ontheir difficuLties
or,C needsto
the
Laboratoriesparticipating
in
the
commis$ion prograrnme;-
the
organ'isationof
summer schooLsspecificaLl,y.intended
for
researchers from
private
industry
which wouLd aLLowa
continuoustransfer
of
information;e5.00
l-'
r
4.5 Ways and means
The Commissjon proposes
that'the
cei Lingthe
programmefor
the period
1gg1-1gg5 beof its
fixed
at
26participatf,cn
toMEUA-These funcjs
are
to
be usedfor partjat
f.inancing
$0
%as
a
rul'e)
of
t,ire
si:r
researchprojetcs
listecl
in
AnnexI
as
weLl*Jrto
cover
thecosts
of
ranaot,rent and eoorC'inationof
the prograrr*ftlnc the
costsof
a ver;,
Lirnitecj.n$nocrof
Cornmission personneL.Cont ractua I
--
research[,'lanagement and coordi nat ion
Expend'iture
for
expertsfees,
meetings, workshops,etc.
Commi
ssion
personneL(3A, 1Br2C)
Tota L
i
Maxirnum EC
contribution
lvl EUA/5 yea rs23.5 Approximate number
of
researchunits
MTotaI
costEUA/5 years
4'7
43
0.7
'*
11-DISSEMINATION OF INFORTVIATION AND RELATIONSHTP TO THE PROTECTlON
OT INTELLECTUAL PROPERTY
The services
of
the
Commissionare
conscious,in
reLatiqn
to
theexecution
of
the
present programme proposaL"of
the
tripLe
necessityto:
protect
intellectuaI
property
andto
preventthe
premature d'is.cLosureof
patentabIediscoveries
:
Protectior]to
assist
scientistsof
the
Communityin
the
detection
of
suchpatentable
discoveries
and, when needed,to
provide
help
for
theattribution
of
ownersh'ipfor
patentabLeinventions
:
Assistanceto
promote, whenever needed,a
continuous'exchangeof
informationand cornpetences between
atl scientists
working underdifferent
aspects
of.the
fieLd
:
Diffusion
The services
of
the
Commission proposeto fuLf,ill
these needsthrough
the
foLtowinginitiatives
: Prot ect ionTo prevent
the
prernaturediscIosure
of
information which,
in
theinterest
of
the
contractor
oughtto
remainsecret/.
it is
proposedto
apply,
for
the
execut'ionof
the
programme,the
Counc'iL
reguLat ion(EEC No ?380/74) which adopts
provisions
for
the
dissemination ofinformation
relating
to
research programmesfor
the
European EconomicCommunity. A
set
oifgeneraL fuLes based onthe
Counc'i L ReguLationhas been drawn
up
(Xlr/105/7il
andis
usedin
other
programmesof
the
Commission.In
particuLar, attention
is
drawnto
th; first
paragraphof
articLe 81,
whereit is
stipuLated
that
the
invention,
patentabLeor not,
shaLL beLongto
the contractor
if
he so desires.This means
that
confidentiatity
can be'assured,with
regardto
patentable
invention,
at
teast
untiI
the
first
fiLing
of
a
patentappIication.
With regardto
non patentabLeinvention,
it is
cLearthat
the
Commjssion aLso hasto
respectthe
ownership andthe
conres-pond'ing
rights
of
the
contractor.Howeverit
shouLd be notedthat
themeeting
of
industrial
representatives mentionedin
1.4.
aboveexpressed
the
viewthat
the
few probLemsin this
area which mightarise
byrigidLy
appLyingthe
d'isposjtions
in
XIIl1A5/76
weresoluble
onthe
basis
that
contracts
in
thes'e cases be negot iatedindividtrat Ly
within the
frameworkof
the
Counci L ReguLatior,.Assistance
-
PatentabiIitv of
invent ionsThe Commission
witL
assess systematica.LLy, throuEhthe
most..appropriate means,
the patentabiLity
of
the
inventions
made andreported by
the contractors.
t,Jhere requested,it
r.,iLl
atso
provideassjstance and guidance
to
the
contnactorsat
the
time
of fiIing
applications
for
a
patent and,
if
necessary, wiLL make arrangementswith
compet,ent nationaLinstitutions,
through contnactuaLdisposi-tions
or
otherwise,
for
seeking permanent advice oncertain
probLems
dealing
with
the exptoitation
of
inventions
and theprotectjon
of
Communityinterests.
5.