AIR QUALITY AND EQUITY
Dr. Gordon Mitchell
The School of Geography and Institute for Transport Studies, The University of Leeds
The Presentation
Ø
An Introduction to Environmental Equity
Ø
Environmental (air quality) equity examples:
§ UK
§ Leeds
Ø
Emerging Policy responses
AN INTRODUCTION
Sustainable Development Trade-Offs
Stagnation Degra dation Ma ldi stribut ion SUST. DEVT. ECONOMIC DEVELOPMENT SOCIALJUSTICE EQUITY vs. ENVIRONMENT ENVIRONMENTALPROTECTION
Growth vs. Environment Equity vs.
Environmental equity : a global issue….
Environmental Equity in the USA
Ø Environmental equity
concerns grew from civil rights movement
Ø Concern over siting of
hazardous facilities
Ø Very strong protests
over race/poverty bias
Ø Inadequate empirical
ENVIRONMENTAL
EQUITY EXAMPLE #1:
Air Quality and Equity
Ø Prior UK studies:
§ Stevenson 1998 (NO2, wards, London, income)
§ McLeod 2000 (3 pollutants, LA districts, social class;
ethnicity)
§ NETCEN 2000 (2 pollutants, 5 UK cities, IMD) § NETCEN 2001 (2 pollutants, 4 UK cities, IMD)
§ Pennycook 2001 (2 pollutants, Bradford wards, IMD) § Lyons 2002 (NO2, W.Glamorgan, social class)
§ Brainard 2002 (2 pollutants, Birmingham EDs, IMD)
Ø Small body of research with conflicting
conclusions due to heterogeneity (pollutants,
Study Objectives
Ø
To address conflicting results of past UK
studies through small area - national analyses
Ø
To test two common assumptions:
§ Disadvantaged groups are resident in areas with
highest pollutant concentrations
§ The poor largely bear the pollution costs of the
Data and Methods
Ø
Study Area - All 10,444 wards in Britain
ØAir quality - Mean annual NO
2per ward
centroid from NETCEN 1999 1 km grid
map
Ø
Disadvantaged groups:
§ The Poor
§ Non-car owners
Poverty Analysis
1999 annual mean NO 2 ug/ m 3% Households in poverty (BB Index)
1027 wards per poverty decil bars denote 5- 95 percentile
‘Affluent’ wards ‘Poor’ wards
Most deprived AND least deprived
Car Ownership Analysis
1999 annual mean NO 2 ug/ m 3% Households with no car
1027 wards per no car decile Bars denote 95% CI
‘Many cars’ wards ‘Few cars’ wards
Wards with few cars are most polluted, hence: “Traffic pollution is caused by the better off, but the
poor feel its effects” (Higman, 1999). True?
The affluent pollute the poor?
Ø
Annual NOx emission from vehicles
estimated (crudely) for all GB wards:
§ DVLA postcoded vehicle data
§ 35 vehicle groups (age / cc / fuel type)
§ MEET NOx emission factors at 55 kph
(older cars emit more)
§ MEET UK age-distance correction
Emission Analysis
Ø Less cars and car
use in ‘poor’ wards is balanced by use of older more
polluting vehicles
Ø Deprived wards
make significant contributions to vehicle emissions Vehicle NOx emission (tonnes / yr / ward)
But inequality does occur....
Wards of worst air quality emit least AND are the most deprived
‘Exceedence’ wards (NO2, Eng.)
Mitchell and Walker forthcoming (Env Agency)
Of 2.5 million people in ward with mean annual NO2 > 40ug/m3, >50% are
Temporal Change (NO
2exceedence)
Pollution-Poverty ‘Hot spots’
Ø
Application
§ Can guide remediation strategies or further analysis § Requires agreement on variables & thresholds applied Ø
Selection criteria (example)
§ AQ Index > 1.5 (c. 800 wards, 7.5 M people) AND most
deprived wards (decile 1, with 10% of pop.)
Ø
Hot-spots identified
§ MAJOR: (> 5 wards) London, Liverpool, Manchester,
Nottingham, Sheffield.
§ MINOR (1- 5 wards) : Bristol, Derby, Thurrock, Leeds,
Conclusions from UK analysis
Ø The most and least deprived experience above average
NO2, but the poor experience the worst AQ of all, bearing a highly disproportionate burden of peak concentrations, including exceedences (X 10)
Ø The poor experience the worst air quality, but also
contribute significantly to emissions (i.e. EJ requires careful interpretation)
Ø Air quality policy to tackle injustice could focus on
‘hotspots’ - but how should they be defined - e.g.
§ High deprivation and high concentration, or
AIR QUALITY
EQUITY EXAMPLE #2:
The Leeds Study
Ø
EPSRC-DETR project with Leeds CC
Ø
Air quality impact of transport strategies:
§ Cordon charging (Single and Double)
§ Distance charging (Charges at 2-20 p/km)
§ Network development (Do-All, Do-Min)
§ Clean fuel promotion
§ Do-nothing, “business as usual” 1993-2015
Ø
Modelling method
§ Traffic modelling using SATURN inc. SATTAX
The Env. Equity Analysis
Ø Data on a 200m grid:
- modelled annual NO2
- deprivation index
Ø Analysis to assess:
- environmental equity - env equity responses
Env. Equity under ‘Do-nothing’
Annua
lm
ea
n
NO
2
ug/
m
3
Deprivation Index
‘Affluent’ ‘Poor’
Disease burden from NO2, 1993
Total NO2 DB in Leeds = 96 RHA / yr
Leeds Case Study Conclusions
Ø The ‘poor’ in Leeds suffer significantly greater NO2
concentrations than people of average or above average means
Ø Change in inequality is (predicted to be) strongly
proportional to change in city-wide air quality
Ø All transport options that improve city-wide air quality
Recommendations (Air Quality)
Ø Support efforts to understand the nature & significance of
env. inequalities, & measures to reduce unacceptable inequalities
Ø Support LAs seeking to meet NAQS objectives
Ø Identify 'poverty-pollution hotspots’ and focus efforts to
improve air quality in these areas
Ø Investigate the equity implications of AQMAs and LTPs
Ø Develop technical guidance on equity appraisal (new devt.) Ø Work to ensure that equity appraisal is adopted in the
RESPONSES TO
USA
Ø
Clinton’s 1994 Executive Order :
“Federal actions to address environmenta
justice in minority and low incom
populations”.
Ø
Must address:
“disproportionately high and adverse
human health or environmental effects o
policies, programs and activities on
US guidance emerging via:
Ø
Federal working groups and enforcement
actions (e.g. EPA TWG on EJ assessment
of actions proposed re Clean Air Act
compliance
Ø
Public participation (e.g. in NEPA process
Europe
Ø
UN ECE Aarhus Convention on the
Environment
(adopted 1998, ratified Oct 2001)
§ Public access to environmental information
(Directive proposed June 2001)
§ Public participation in environmental plans and
programmes (Directive proposed Jan 2001)
§ Access to justice in environmental matters
UK
Ø
Major Political commitment:
§ E+W - Prime Minister and M Beckett (DEFRA)
§ Scotland : McConnell, First Minister
Ø
Government response
§ ODPM - NRU ‘policy mapping’; Env in IMD
§ DEFRA - co-ordinating cross dept. EE agenda
§ Scottish Executive (Programme; EJ in SEA)
§ SD commission (Key theme)
UK evidence base
Ø
Some empirical analyses :
§ Air quality (mostly cities by ward) § Landfill sites and health impacts § Hazardous industrial facilities
Ø
Extending the evidence base
§ Environment Agency study (Walker & Mitchell)
§ SNIFFER (2004 - 2005)
ISSUES IN
Measuring Inequality
Ø
Technical Issues:
§ Which env. issues? (positive and negative)
§ Environmental justice for who?
§ What is the appropriate spatial unit of analysis?
§ How large should the study area be?
§ Env. metrics: exposure or adverse effect? § Multiple, cumulative and indirect impacts
§ Assessing not just facilities, but plans & policies
Identifying Injustice
Ø
Understanding causation:
§ Inequalities as a product of neighbourhood
transition processes (e.g. chicken and egg), or discrimination?
Ø
Is inequality unjust?
§ How unequal is unfair?
§ Which justice theory (Rawlsian, Utilitarian etc.)
Addressing Injustice
Ø
Building environmental equity / justice
assessments into policy and plan
evaluation (i.e. all SD trade-offs)
Ø
Ensure public involvement in equity issues:
§ Scoping (e.g. identifying target groups / issues)
§ Reviewing appraisals
Publications
Mitchell, G. and Dorling, D. (2003). An Environmental Justice Analysis of British Air Quality, Environment and Planning A, 35, 909-929
Mitchell, G. (forthcoming). The Response of Urban Air Quality to Strategic Road Transport Initiatives: An Environmental Justice Analysis of Leeds, UK.
Transportation Research Part D
Mitchell, G., Namdeo, A., May, A.D. and Milne, D. (forthcoming). Road User Charging and Urban Air Quality: An Empirical Analysis of Leeds, UK.
Transportation Research Part D
Publications
Mitchell, G and Walker, G. (In press) Environmental Quality and Social
Deprivation. R&D Technical Report E2-067/1/TR, The Environment Agency, Bristol, 61pp, ISBN 1 8443 221 9
Walker, G., Mitchell, G., Fairburn, J. and Smith, G. (In press) Environmental Quality and Social Deprivation. Phase II: National Analysis of Flood Hazard, IPC Industries and Air Quality. R&D Project Record E2-067/1/PR1, The
Environment Agency, Bristol, 133pp, ISBN 1 8443 222X
Mitchell, G. and Walker, G. (In press) Environmental Quality and Social
Deprivation. Phase I: A Review of Research and Analytical Methods. R&D
Project Record E2-067/1/PR2, The Environment Agency, Bristol, 107pp, ISBN 1 8443 22 246
Mitchell, G. and Walker, G. (Forthcoming) Methodological Issues in the
Thank you for listening…..for
more information contact:
Dr Gordon Mitchel
School of Geograph
The University of Leeds,
UK, LS2 9J
[email protected]
Age Analysis
1999
annual
mean
NO
2
ug/
m
3
Age decile
Few of age
Age Analysis #2
Rat io NO 2 in upper & lower age decile AgeAbove average NO2
Below average NO2
Children have higher
NO2 exposure…. …..due to parentallocation choices
Inequality but probably not