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1

AAIM 123

rd

Annual Meeting

Philadelphia, PA

September 30, 2014

Life Expectancy After Catastrophic Injury

Robert Shavelle, PhD, FAACPDM

Life Expectancy Project, San Francisco

[email protected]

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3

Outline of Today’s Talk

Basic ideas related to life expectancy

(terminology, the life table, mortality rates)

The scientific approach to life expectancy

Life expectancy in the general population (GP)

Life expectancy in three catastrophic

conditions: cerebral palsy (CP), traumatic

brain injury (TBI), and spinal cord injury (SCI)

4

Basic Ideas Related to Life Expectancy

The biggest point: Survival time can’t be

predicted.

Two summary measures of survival time

Median survival time = 50% mark

Life expectancy = average (arithmetic mean)

survival time

A simple example: 1, 2, 9

Median = 2

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5

Example 1: 70 Year-Old U.S. Males

0% 5% 10% 15% 20% 25% 30% 70-74 75-79 80-84 85-89 90-94 95-99 100+ Age At Death P e rc e n ta g e W h o D ie

6

Example 2: Insured 70 Year-Old Males

0% 5% 10% 15% 20% 25% 30% 70-74 75-79 80-84 85-89 90-94 95-99 100+ Age At Death P e rc e n ta g e W h o D ie

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8

age (years) s u rv iv a l p e rc e n t 0 10 20 30 40 50 60 70 80 90 100 10 20 30 40 50 60 70 80 90 100

Survival curves for persons like the 10-year-old male plaintiff (blue line) and for the U.S. male general population (red line)

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9

2009 U.S. Life Table For Males

age

l(x)

d(x)

m(x)

L(x)

T(x)

e(x)

0

100000

699

0.0070

99651

7596397

76.0

10

99121

8

0.0001

99117

6604061

66.6

20

98668

110

0.0011

98613

5614238

56.9

30

97400

133

0.0014

97334

4633809

47.6

40

95825

211

0.0022

95719

3667116

38.3

50

92648

499

0.0054

92398

2722544

29.4

60

85638

968

0.0114

85154

1827324

21.3

70

72681

1771

0.0247

71795

1029035

14.2

80

49653

2998

0.0623

48154

407115

8.2

90

17276

2867

0.1814

15843

71010

4.1

100

997

376

0.4736

809

2144

2.2

10

The Life Table

Constructed using standard actuarial

methods

Not as complicated as it may first seem

What goes in? The mortality rates, m, at

every age, x, denoted m(x)

What comes out? Everything else, including

The life expectancy at age x, e(x)

The number of people alive at age x, l(x), out of 100,000

alive at the starting age. Converting to a percentage, this

is just the survival curve.

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11

Factors That Affect Life Expectancy

Positive

Race: Hispanic

Education: College

Lifestyle: Non-smoker, regular exercise, ideal

weight, and moderate alcohol

Religion: Mormons and Seventh Day Adventists

Negative

Lifestyle: Smoking, sedentary, and obesity

Diseases and medical conditions

Birth and acquired injuries

12

2009 U.S. Life Expectancy

Age Male Female

0 76 81 10 67 72 20 57 62 30 48 52 40 38 42 50 29 33 60 21 24 70 14 17 80 8 10 90 4 5 100 2 2

Source: National Center for Health Statistics National Vital Statistics Reports, Volume 62, Number 7

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Table. Life expectancies (years) for various groups.

#

Group

e

1

Patient with cancer that has metastasized

< 1

2

65 year-old male on dialysis for life

3

3

90 year-old man

4

4

90 year-old woman

5

5

70 year-old male

13

6

50 year-old male smoker

23

7

50 year-old male non-smoker

32

8

20 year-old with paraplegia

45

9

Male at birth

76

10

Female at birth

81

Note: These are

averages

, not predictions of survival time.

14

The Scientific Approach To Life Expectancy

Identify the factors that are relevant

Demographics, Lifestyle, Medical conditions

For the disabled: Mobility, feeding, epilepsy,

cognitive abilities, respiratory and other health

issues, scoliosis, contractures, asthma

Use the available scientific evidence, either

The medical literature, or

A large survival data base of similar persons

Lastly, consider any factors that could not be

explicitly quantified: "plusses and minuses”

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Spinal Cord Injury (SCI)

10,000 injuries per year

200,000 persons currently alive with

SCI

82% of injuries are to males

Causes: MVA, violence, falls and sports

Cost of care

1st year: $150,000 to $500,000

Thereafter: $10,000 to $100,000

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Morbidity in SCI

• Deep vein thrombosis

• Pulmonary embolism

• Pressure sores

• Urinary tract infections, and upper urinary tract dilation (overfilling, which can trigger autonomic dysreflexia - potentially

life-threatening)

• Urinary calculi (from demineralization of bones due to immobility)

• Contracture of muscles, which can lead to fixed deformities

• Limitations of range of motion in the paralyzed joints

• Constipation and hemorrhoids

• Osteoporosis and fractures of the long bones

• Syringomyelia (a progressive disease of the spinal cord, which in the case of a cervical injury could further damage the respiratory system)

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Mortality in SCI

Cardiovascular

Respiratory (pneumonia and influenza)

Suicide and other accidents

Septicemia

Pulmonary embolism

Reference: DeVivo MJ, Stover SL (1995). Long-term survival and causes of death. In: SL Stover, JA DeLisa, GG Whiteneck (Eds.), Spinal cord injury, pp.289-316. Gaithersburg, MD: Aspen.

18

Determinants of Life Expectancy in SCI

Age and sex

Neurologic level of injury. Example: C3

Severity of injury: Complete (ASIA

grade A) or incomplete paralysis (BC);

i.e., with or without sensation

Ventilator dependence

Time since injury

(10)

19

20

Life Expectancy After SCI (crude)

Male, Age 25

C1-C4 ABC (High Quadriplegia)

30

C5-C8 ABC (Low Quadriplegia)

35

T1-S5 (Paraplegia)

41

ASIA Grade D

45

U.S. General Population

52

Source: DeVivo MJ, Stover SL (1995). Long-term survival and causes of death. In: SL Stover, JA DeLisa, GG Whiteneck (Eds.), Spinal cord injury, pp.289-316.

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Life Expectancy After SCI (detailed)

Source: Strauss et al. (2006).

22

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How to Rate Co-Morbid Factors

Suppose the person has factor x, which

usually has a rating of +50 (MR=rr=1.5)

[Note: Of course the rating could

depend on the baseline condition.]

How to account for factor x?

If all persons with SCI have x, then no

adjustment is necessary

If none have it, full adjustment

24

How to Rate Co-Morbid Factors

(continued)

Let p = proportion who have it

Let r = relative risk of mortality for

those who have it compared with

those who do not

Then the proper adjustment factor

(adjusted relative risk) is:

f = r / [pr+(1-p)]

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25

Recent SCI Literature

• Shavelle RM, Paculdo DR, Tran LM, Strauss DJ, Brooks JC, DeVivo MJ (2014). Mobility, continence, and life expectancy in persons with ASIA impairment scale grade D spinal cord injuries. American Journal of Physical Medicine & Rehabilitation, June 2014 [epub ahead of print].

• Strauss D, DeVivo M, Shavelle R, Brooks J, Paculdo D (2008). Economic factors and longevity in spinal cord injury: A reappraisal. Archives of Physical Medicine and Rehabilitation, 89:572-574.

• Shavelle RM, DeVivo MJ, Paculdo DR, Vogel LC, Strauss DJ (2007). Long-term survival after childhood spinal cord injury. Journal of Spinal Cord Medicine, 30:S48-S54.

• Shavelle RM, DeVivo MJ, Strauss DJ, Paculdo DR, Lammertse DP, Day SM (2006). Long-term survival of persons ventilator dependent after spinal cord injury. Journal of Spinal Cord Medicine, 29:511-519.

• Strauss DJ, DeVivo MJ, Paculdo DR, Shavelle RM (2006). Trends in life expectancy after spinal cord injury. Archives of Physical Medicine and Rehabilitation, 87:1079-1085.

26

Traumatic Brain Injury (TBI)

1.5 million injuries per year at cost of $25

billion to society

50,000 deaths per year

230,000 are hospitalized and survive

85,000 experience long-term disability

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27

Morbidity/Mortality in TBI

Seizures

Respiratory infections

Choking and other accidents

Cardiovascular disease

Reference: Shavelle RM, Strauss DJ, Whyte J, Day SM, Yu YL (2001). Long-term causes of death after traumatic brain injury. American Journal of Physical Medicine & Rehabilitation, 80:510-516.

28

Depression Holsinger T, Steffens DC, Phillips C, Helms MJ, Havlik

RJ, Breitner JC, Guralnik JM, Plassman BL (2002). Head injury in early adulthood and the lifetime risk of depression. Archives of General Psychiatry, 59:17-22.

Alzheimer’s Plassman BL, Havlik RJ, Steffens DC, et al. (2000).

Documented head injury in early adulthood and risk of Alzheimer's disease and other dementias. Neurology, 55:1158-1166.

Parkinson’s Stern M, Dulaney E, Gruber SB, Golbe L, Bergen M,

Hurtig H, Gollomp S, Stolley P. The epidemiology of Parkinson's disease (1991). A case-control study of young-onset and old-onset patients. Archives of Neurology, 48:903-907.

Neuroendocrine Behan LA, Phillips J, Thompson CJ, Agha A (2008).

Neuroendocrine disorders after traumatic brain injury. Journal of Neurology, Neurosurgery & Psychiatry, 79:753-759.

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29

Determinants of Life Expectancy in TBI

Age

Sex

Motor function

Tube feeding or other feeding ability

Time since injury (the first few years)

Epilepsy

Cognitive function

30

Life Expectancy After TBI: Males

Cannot Walk

Some

Walks

Age

PVS

a

FBO

b

SF

c

Walking Ability Well Alone GP

d

20

11

26

40

44

49

55

30

10

22

33

37

41

45

40

9

16

26

28

32

36

50

7

11

19

20

23

27

a

Persistent vegetative state. Tube fed.

b

Fed by others, either orally or by a feeding tube.

c

Self feeds with fingers or utensils.

d

General population.

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31

Life Expectancy After TBI: Females

Cannot Walk

Some

Walks

Age

PVS

a

FBO

b

SF

c

Walking Ability Well Alone GP

d

20

11

26

40

48

54

60

30

10

22

33

41

46

51

40

9

16

26

31

36

41

50

7

11

19

23

27

32

a

Persistent vegetative state. Tube fed.

b

Fed by others, either orally or by a feeding tube.

c

Self feeds with fingers or utensils.

d

General population.

Source: Table 17-2 of Shavelle et al. (2007).

32

Recent TBI Literature

• Brooks JC, Strauss DJ, Shavelle RM, Paculdo DR, Hammond FM, Harrison-Felix CL (2013). Long-term disability and survival in traumatic brain injury: Results from the National Institute on Disability and Rehabilitation Research Model Systems. Archives of Physical Medicine and Rehabilitation, 94:2203-2209.

• Shavelle RM, Strauss DJ, Day SM, Ojdana KA (2007). Life Expectancy. In: ND Zasler, D Katz & R Zafonte (Eds.), Brain Injury Medicine: Principles and Practice. New York: Demos Medical Publishing.

• Strauss DJ, Shavelle RM, DeVivo MJ, Harrison-Felix C, Whiteneck GG (2004). Life expectancy after traumatic brain injury [letter]. NeuroRehabilitation, 19:257-258.

• Brown AW, Leibson CL, Malec JF, Perkins PK, Diehl NN, Larson DR (2004). Long-term survival after traumatic brain injury: A population-based analysis, NeuroRehabilitation, 19:37-43.

• Harrison-Felix C, Whiteneck G, DeVivo M, Hammond FM, Jha A (2004). Mortality following rehabilitation in the traumatic brain injury model systems of care. NeuroRehabilitation, 19:45-54.

• Shavelle RM, Strauss DJ (2000). Comparative mortality of adults with traumatic brain injury in California, 1988-97. Journal of Insurance Medicine, 32:163-166.

• Baguley I, Slewa-Younan S, Lazarus R, Green A (2000). Long-term mortality trends in patients with traumatic brain injury. Brain Injury, 14:505-512.

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33

Cerebral Palsy (CP)

A term of convenience to describe motor

disorders due to brain impairment

Affects roughly 1 in 500 live births

Non-progressive; appears early in life

Possible causes include hypoxia before or

during delivery, head trauma, and

infections.

The exact cause in most cases cannot be

determined.

Effects range from very mild to very severe

34

Morbidity/Mortality in CP

Respiratory diseases, especially in the young

Spasticity, contractures, scoliosis, asthma

GERD, UTI, accidents

Heart disease and other effects of

immobility

Reference: Strauss DJ, Cable W, Shavelle RM (1999). Causes

of excess mortality in cerebral palsy. Developmental Medicine

and Child Neurology, 41:580-585.

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35

Complications Of Immobility

Cardiovascular: Decreased cardiac output, contributing to decreased

aerobic capacity; orthostatic intolerance; venous thrombophlebitis

Pulmonary: Atelectasis; relative hypoxemia; pneumonia

Musculoskeletal: Muscle atrophy and loss of strength; decreased muscle

oxidative capacity contributing to decreased aerobic capacity; osteoporosis (bone loss); contractures; osteoarthritis

Gastrointestinal: Constipation

Genitourinary: Incontinence; renal calculi and urinary tract infections

Skin: Pressure ulcers due to tissue ischemia

Functional: Impaired ambulation and activity intolerance

Psychological: Depression; altered sensory perception

Reference: Porth CM (2002). Pathophysiology: Onset of Altered Health State, 6th edition, Lippincott, Williams and Wilkins, p. 241.

36

Determinants of Life Expectancy in CP

Many potential factors

Etiology

Type of CP

Severity of MR (mental retardation level)

Ethnicity, Socioeconomic status

Type of residence

Many don’t matter (e.g., hair color)

The biggest factors

Motor function: rolling, sitting, crawling, walking

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The Normal Developmental Sequence

Lifts head (at age 0-1 month)

Lifts head and chest (2-4 months)

Rolls (3-7 months)

Sits (5-9 months)

Crawls (6-12 months)

Stands (7-13 months)

Cruises, walks with support, then walks

alone (8-17 months)

38

Two Other Factors

Quality of care: "With good care normal life

expectancy”.

True for a normal child. Not true for the

disabled.

Does care matter? If “good” versus “bad”, then

yes. If “excellent” versus “reasonable &

necessary”, then no.

Secular (time) trend:

“Those old historical studies do not apply in

today’s age of modern medicine!”

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Life Expectancy in CP: 4 Year-Old Male

Persistent Vegetative State (PVS), Tube Fed (TF) 14

Immobile Minimally Conscious State (IMCS), TF 15

Unable to lift head, tube fed by gastrostomy

18

Able to lift head, tube fed by gastrostomy 21

Able to lift head, fed by others 28

Able to lift head, can self feed 48

Very high functioning (can walk and self feed) 68

U.S. General Population

- Males

73

Source: Derived from the survival figures given in Table II of Brooks et al. (2014).

40

Recent CP Literature

• Brooks JC, Strauss DJ, Shavelle RM, Tran LM, Rosenbloom L, Wu YW (2014). Recent trends in cerebral palsy survival. Part II: Individual survival prognosis. Developmental Medicine & Child Neurology. 2014 Jul 12. doi:

10.1111/dmcn.12519.

• Reid SM, Carlin JB, Reddihough DS (2012). Survival of individuals with cerebral palsy born in Victoria, Australia, between 1970 and 2004. Developmental Medicine & Child Neurology, 54:353-360.

• Strauss DJ, Shavelle RM, Reynolds RJ, Rosenbloom L, Day SM (2007). Survival in cerebral palsy in the last 20 years: Signs of improvement? Developmental Medicine & Child Neurology, 49:86-92.

• Hemming K, Hutton J, Colver A, Platt MJ (2005). Regional variation in survival of people with cerebral palsy in the United Kingdom. Pediatrics, 116:1383-1390.

• Hutton JL, Pharoah POD (2002). Effects of cognitive, motor, and sensory disabilities on survival in cerebral palsy. Archives of Disease in Childhood, 86:84-89. Includes commentary by Dr. Lewis Rosenbloom.

• Shavelle RM, Strauss DJ, Day SM (2001). Comparison of survival in cerebral palsy between countries [letter]. Developmental Medicine & Child Neurology, 43:574.

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41

Amusing Statements About Life

Expectancy By Clinicians

His life expectancy at the time of the accident, 3 years ago, was

10 years, so it’s now 10 - 3 = 7 years

With optimal medical care, the life expectancy [of this person in

the vegetative state] is near normal

He could die any day, so his life expectancy could be very short

Very few of my patients have died, so with good care I believe

his life expectancy will be normal

This man is 20, but will likely make it to age 50, when the life

expectancy is 30 years, so his life expectancy is to age 80

Most of my patients are in their 40’s, 50’s or 60’s, so I think this

man’s life expectancy is to the middle of this range -- his 50’s

42

Summary

Life expectancy is not a prediction of the

person’s actual survival time.

Life expectancy in cerebral palsy, traumatic

brain injury, and spinal cord injury varies

according to the severity of disability.

A large body of medical literature can be

used to estimate life expectancy.

References

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