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Data Privacy Statement in Accordance with Article 13 and Article 14 GDPR for the Processing of Client Data, Prospect Data and Supplier Data

Responsibility for Data Processing

Names and Contact Details of Responsible Persons:

MAISEL CONSULTING GmbH & Co. KG Wieseneckstraße 26

90571 Schwaig Germany

Tel.: +49 911 / 9535 250

Email: [email protected]

Managing Directors: Ms Ursula Maisel and Mr Christoph Helm Head Office: 90571 Schwaig, Germany

Registry Court: District Court Nuremberg

Registry Number: HRA 12523 – MAISEL CONSULTING GmbH & Co. KG VAT ID Number: DE218984828

Name and Contact Details of the Data Security Officer:

Ms Gisela Pöllinger

Datenschutz Pöllinger GmbH Dresdner Str. 38

92318 Neumarkt Germany

Tel.: +49 9181/2705770

Email: [email protected]

Processing and Origin of the Data

Purpose and Legal Basis of the Processing: Article 6 (1) (a) (b) (f) GDPR

Client data / Prospect data / Supplier data: The collection, processing and usage of personal data is performed for the fulfilment of business purposes, such as pre-contractual activities (e.g. creation of offers, processing of enquiries), the fulfilment of contractual obligations (handling purchase orders / customer orders / payments and issuing invoices) and the delivery of goods and services (article 6 (1) (b) GDPR), as well as maintaining business contacts and providing business partners with information about new products and services (article 1 (f) GDPR). Furthermore, there are legal obligations to process data, for example to comply with tax law (article 6 (1) (c) GDPR).

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Categories of personal data that are processed:

The significant data categories are:

• Name

• Address

• Contact details of contact persons at the company (first name, second name)

• Communication data (phone number, mobile number, email address, fax number)

• Order data and contract data, project numbers

• Invoicing and payment data (bank details, VAT number)

Origin (Source) of the Data

The data in storage has been collected within the framework of our contractual relationships and for contact initiation and individual orders, or the data has been acquired from business contacts or in the course of initiating new business activities. Data is stored to facilitate the fulfilment and handling of orders we have received from clients, as well as our documentation and archiving obligations resulting from commercial law and tax law. Data entry is from input in the ERP system and signatures are taken form emails and documents. The processing of your data is performed on the basis of article 6 (1) (b) (c) (f) EU-GDPR.

Recipients (Categories) of Personal Data

Public offices that receive the data due to legal requirements: the local tax office

Internal departments/teams that are involved in the execution of particular business processes: board of management, accounting and IT

External organisations (contracting partners), in such case that the data is necessary to fulfill a contract. External contractors (service providers) in accordance with article 28 GDPR for the processing of data on our behalf: IT / cloud service providers, software providers, website providers

Additional external offices: group companies and other external offices to fulfill the above-mentioned purposes, in such case that the affected person has consented in writing that this is required for contractual fulfillment or that a data transfer is allowable for predominant and legitimate interests.

Data Transfer to Third Countries

Should it be the case that we transfer personal data to a service provider outside of the European Economic Area (EEA), this transfer will only proceed on condition that the applicable third country has an appropriate level of data security confirmed by the EU Commission or other appropriate guarantees of data privacy have been provided (e.g. binding company-internal data privacy regulations or EU standard contractual clauses).

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Duration of Storage / Deletion

In accordance with legal requirements for safe-keeping:

10 years Year-end closing, opening balance sheets, commercial and company accounts, records, work instructions, organisational documents, invoices and bookkeeping

vouchers/receipts (HGB, AO, EStG, KStG, GewStG, UStG, AktG, GmbHG, GenG)

6 years Commercial and company letters, as well as other documents (HGB, BGB) 30 years Enforceable titles

The following data is deleted in accordance with article 17 GDPR:

• If storage of the data is no longer necessary

• If the affected person has revoked his/her consent to process the data

• If the data has been wrongfully processed

• If there is a legal duty to delete the data in accordance with EU or national law

Restriction on Processing in Accordance with Article 18

In such case that a deletion, for which the data processing is not automated, is not possible because of the particular kind of storage or is only possible with disproportionately high effort, and if the interest of the affected person in this deletion is deemed to be slight, then the affected person has no right of deletion of personal data and the responsible persons have no duty to delete personal data, in accordance with the exceptions stipulated in article 17 (1) of the EU regulation 2016/679 in addition to article 17 (3) of EU regulation 2016/679. In this case, a duty to restrict processing of the data in accordance with article 18 of the EU regulation 2016/679 supersedes the duty to delete the data. This regulation does not apply in such case that the data has been wrongfully processed.

Rights of the Affected Person

• Information about data referring to your person (article 15 GDPR). In particular, you can request information about the purposes of data processing, the category of the personal data, the categories of recipients to whom your data has been or will be disclosed, the planned duration of the data storage, the existence of a right of rectification, deletion, restriction of the processing or objection, the existence of a right of complaint, the origin of your data, in such case that the data was not collected directly by us, as well as the existence of automated decision-making including profiling and any other significant information regarding details of the data.

• Rectification – in such case that incorrect personal data has been processed (article 16 GDPR),

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• Deletion and restriction, as well as objection to the processing (articles 17, 18 and 21 GDPR).

• Right to data transfer (article 20 GDPR) – the right to receive your personal data, which you have provided to us, in a structured, common and machine-readable format or to request transfer of the data to a different responsible person.

• Revocation of consent (article 7 (3) GDPR). This has the consequence that in future, we will no longer be allowed to continue processing data that is subject to this consent.

• Right of complaint to the competent supervisory authority (article 77 GDPR).

The competent data protection supervisory authority in our case is:

Bayerisches Landesamt für Datenschutzaufsicht (Bavarian State Data Protection Authority), Promenade 18, 91522 Ansbach, Germany

Right of Objection

In such case that your personal data is processed on the basis of legitimate interests in accordance with article 6 (1) (1) (f) GDPR, you have the right, in accordance with article 21 GDPR, to raise objection to the processing of your personal data, as long as there are grounds for this objection that relate to your particular situation or it is an objection to direct advertising. In the latter case (direct advertising), you have a general right of objection that will be acted upon without any requirement to specify a particular situation.

Right of Revocation of Consent

In accordance with article 6 (1) (a) or article 9 (2) (a), every affected person has the right to revoke consent that was previously granted for the fulfilment of a contract or other reason. Consent can be revoked partially or completely at any time and without any disadvantage for the affected person, without affecting the legitimacy of the data processing that has occurred on the basis of the consent up to the time of the objection.

Please submit revocations of consent or objections in writing to:

MAISEL CONSULTING GmbH & Co. KG Wieseneckstraße 26

90571 Schwaig Germany

Data Protection Coordinator: Christoph Helm Email: [email protected]

Automated Decision-making and Profiling

We do not make use of any form of automated procedure for decision-making in accordance with article 22 GDPR or engage in any other profiling activities in accordance with article 4 GDPR.

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Updates and Amendments to this Privacy Statement in Accordance with Article 13 and Article 14 GDPR

This data privacy statement is currently valid and dates from July 2021. It may be necessary at some point to amend this statement, for example as a result of amended legal or administrative

regulations. At any time, you can call up and print the latest valid version of this data privacy statement by referring to the website page www.maisel-consulting.de/en/privacystatement/ .

References

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