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1
NHSN Catheter-associated Urinary Tract
NHSN Catheter associated Urinary Tract
Infection Surveillance in 2015
Laura Gillim, RN, BSN, CIC
Infection Preventionist
Kentucky Webinar Series – 2015 Updates to Measures and Analysis for The National Healthcare Safety Network Users
June 12, 2015
Objectives
• Define 2015 CDC/NHSN CAUTI and key concepts used for CAUTI surveillance
• Identify the correct way to count indwelling urinary catheter days to determine infection association
• Identify the correct way to distinguish between a single UTI with sequential positive urine cultures and separate UTIs
UTIs
Objectives 2
• Describe how to collect indwelling urinary catheter and patient day data
p y
• Identify data collection form and Table of Instructions for UTI surveillance
Agenda
• CAUTI epidemiology and trends • Changes to CAUTI definitions • 2015 CAUTI Definitions
• Denominator collection
• Resources for CAUTI surveillance
Healthcare Facility CAUTI Reporting Requirements to CMS via NHSN-- Current or Proposed Requirements
CAUTI? Who Cares?
• Urinary tract infection is tied with pneumonia as the second most common type of healthcare-associated infection, second only to SSIs1
• Majority of UTIs associated with indwelling catheters
• Secondary BSI in 5.7% of ICU and 7.4% non-ICU CAUTIs2in
2013
• Each year, more than 13,000 deaths are associated with UTIs3
• One-third of asymptomatic bacteriuria treated with
antimicrobials although in conflict with published guidelines4
• May be a proxy for quality of care
1Magill SS, Hellinger W, et al. Prevalence of healthcare-associated infections in acute care facilities. Infect Control Hosp Epidemiol. 2012;33(3):283-91.
2Unpublished NHSN data
3Klevens RM, Edward JR, et al. Estimating health care-associated infections and deaths in U.S. hospitals, 2002. Public Health Reports 2007;122:160-166
4Cope M, Cavellos ME, et. al. Inappropriate treatment of catheter-associated asymptomatic bacteriuria in a tertiary care hospital.Clin Infect Dis. 2009; 48(9):1182-8.
Things to Consider for CAUTI Surveillance
• All CAUTIs require a positive urine culture.
Start there.
Routinely generated report?
• Know your laboratory’s urine culture reporting policies:
– What are the ranges of CFU reported?
– What minimal CFU are reported i.e. 10,000-100,000 CFU/ml-can the laboratory tell you this is at least 100,000 CFU/ml – Are positive urine cultures reported for the unit on which theyp p y
were collected or where the patient is housed at the time of report? Consider the Transfer Rule.
• Account for positive cultures from the ED which may represent recently discharged patients
A Caution
!
Spinal cord injury patients:R t f F l th t di ti d ith t d t
• Reports of Foley catheters discontinued without adequate alternative bladder emptying method
• SCI patients may appear to be voiding voluntarily but actually retaining huge volumes
• Potentially serious adverse effects include bladder
d l d t i d fl i d th t
damage, renal damage, autonomic dysreflexia, death, etc. • Use of Foley should be clinical decision providing
appropriate alternatives/care
Sample Worksheet to Help With Chart Review
CDC form 57.114
Sample W orksheet
Your facility may create its own data collection form and collect additional data so long as the required NHSN data are captured.
Urinary Tract Infection Definitions
There are two specific types of UTI: • Symptomatic UTI (SUTI)
• Asymptomatic Bacteremic UTI (ABUTI)
Urinary Tract Infection Definitions
There are two specific types of UTI: • Symptomatic UTI (SUTI)
UTI Overview
Any Age
SUTI 1
Infant
≤ 1 yr
SUTI 2
Any Age
ABUTI
SUTI 1
A: Catheter-associatedSUTI 2
Catheter-associatedABUTI
Catheter-associated B: Non-catheter associated Non- catheter-associated Non- Catheter-associatedThe Logic Behind SUTI Definitions
Symptoms of true UTI will vary depending on whether or not a device (i.e. Foley) is in
Infants will exhibit infection differently from patients of other ages
not a device (i.e. Foley) is in place.
Cannotuse the following
symptoms to identify UTI in catheterized patients for NHSN:
F
other ages.
For infants the following additional symptoms may indicate UTI: • Apnea • Bradycardia • Frequency • Urgency • Dysuria y • Lethargy • Vomiting • Hypothermia <36.0°C
SUTI Definitions
No more than 2 species of microorganisms
• Urine cultures with > 2 organisms are routinely regarded as contaminated cultures and not used for clinical care nor NHSN CAUTI surveillance.
• Urine culture including “mixed flora” or equivalent cannot be used • Organisms of same genus but different species = 2 organisms.
Example: Pseudomonas aeruginosa and Pseudomonas stutzeri • The same organism with different antimicrobial susceptibilities = 1 g p
organism.Example: MRSA and MSSA
UTI Overview
Any Age
SUTI 1
SUTI 1
A: Catheter-associated B: Non-catheter associatedSUTI 1a (catheter in place)
Patient must meet 1, 2, and 3 below:1 P ti t h i d lli i th t i l f th ti d th
1. Patient has an indwelling urinary catheter in place for the entire day on the
date of event and such catheter had been in place for >2 calendar days, on
that date (day of device placement = Day 1)
2. Patient has at least one of the following signs or symptoms:
• fever (>38.0°C)
• suprapubic tenderness*
• costovertebral angle pain or tenderness*
3. Patient has a urine culture with no more than two species of organisms,at least one of which is a bacteria of ≥105CFU/ml. All elements of the UTI criterion must occur during the Infection Window Period.
With No Other Recognized Cause
*With no other recognized cause
Note: Fever and hypothermia are non-specific symptoms of infection and cannot be excluded from UTI
determination because they are clinically deemed due to another recognized cause.
SUTI 1a (catheter recently removed)
Patient must meet 1, 2, and 3 below:1. Patient has an indwelling urinary catheter in place for greater than 2 days which was removed on the day of or the day before the date of event which was removed on the day of or the day before the date of event 2. Patient has at least one of the following signs or symptoms:
• fever (>38.0°C)
• suprapubic tenderness*
• costovertebral angle pain or tenderness*
• urinary urgency*
i f *
• urinary frequency*
• dysuria*
3. Patient has a urine culture with no more than two species of organisms,at least one of which is a bacteria of ≥105CFU/ml. All elements of the UTI criterion must occur during the Infection Window Period.
Criterion Rationale- SUTI 1a
Catheter removed
UTIs with event date on the day of device discontinuation or the following calendar day are considered device-associated UTIs if the device had been in place already for >2 calendar days
place already for >2 calendar days.
For this criterion urgency, frequency and dysuria are symptoms.
Day 1 Day 2 Day 3 Day 4 CAUTI?
Foley placed Foley in place Foley in place for part of day only
then removed
Date of Event Yes
Criterion Rationale- SUTI 1a
Catheter removed
UTIs with event date on the day of device discontinuation or the following calendar day are considered device-associated UTIs if the device had been in place already for >2 calendar days
place already for >2 calendar days.
For this criterion urgency, frequency and dysuria are symptoms.
Day 1 Day 2 Day 3 Day 4 CAUTI?
Foley placed Foley in place Foley in place for part of day only then
removed
Date of Event Yes
Foley placed Foley in place for part of day
No Foley Date of Event No for part of day
Criterion Rationale- SUTI 1a
Catheter removed
UTIs with event date on the day of device discontinuation or the following calendar day are considered device-associated UTIs if the device had been in place already for >2 calendar days
place already for >2 calendar days.
For this criterion urgency, frequency and dysuria are symptoms.
Day 1 Day 2 Day 3 Day 4 CAUTI?
Foley placed Foley in place Foley in place for part of day only then
removed
Date of Event Yes
Foley placed Foley in place for
part of day then No Foley Date of Event No part of day then
removed
Foley placed Foley in place for part of day then removed
Date of Event No
SUTI 1b (Non catheter-associated)
Patient must meet 1, 2, and 3 below: 1. One of the following is true:
• Patient has/had an indwelling urinary catheter but it has/had not been in place >2 calendar days,
OR OR
• Patient did not have a urinary catheter in place on the date of event nor the day before the date of event
1. Patient has at least one of the following signs or symptoms: • fever (>38°C) in a patient that is ≤ 65 years of age • suprapubic tenderness*
• costovertebral angle pain or tenderness* • urinary frequency*
• urinary urgency* • dysuria*
2. Patient has a urine culture with no more than two species of organisms,at
least one of which is a bacteria of ≥105CFU/ml. All elements of the SUTI
UTI Overview
Infant
≤ 1 yr
SUTI 2
SUTI 2
Catheter-associated Non- catheter-associatedSUTI 2 (≤ 1-year-old)
Patient must meet 1, 2, and 3 below:1. Patient is ≤1 year of age (with‡or without an indwelling urinary catheter ) 2 Patient has at least one of the following signs or symptoms:
2. Patient has at least one of the following signs or symptoms:
• fever (>38.0°C) • hypothermia (<36.0°C) • apnea* • bradycardia* • lethargy* • vomiting* • suprapubic tenderness*
3. Patient has a urine culture with no more than two species of organisms,at least one of which is a bacteria of≥105CFU/ml. All elements of the SUTI criterion must occur during the Infection Window Period (See Definition Chapter 2 Identifying HAIs in NHSN).
‡ If patient had an indwelling urinary catheter in place for >2 calendar days, and catheter was in place on the date of event or
the previous day the CAUTI criterion is met. If no such indwelling urinary catheter was in place, UTI (non catheter associated) criterion is met.
UTI Overview
Any Age
ABUTI
ABUTI
Catheter-associated Non- Catheter-associatedAsymptomatic Bacteremic UTI (ABUTI)
Patient must meet 1, 2, and 3 below:1. Patient with* or without an indwelling urinary catheter has no signs or symptoms of SUTI 1 or 2 according to age
N t P ti t > 65 f ith th t i t d ABUTI
Note: Patients > 65 years of age with a non-catheter-associated ABUTI may have a fever and still meet the ABUTI criterion
2. Patient has a urine culture with no more than two species of organisms,at least one of which is a bacteria of≥105CFU/ml
3. Patient has a positive blood culturewith at least one matching bacteria to the urine culture, or meets LCBI criterion 2 (without fever) and matching ( ) g common commensal(s) in the urine. All elements of the ABUTI criterion must occur during all elements of the SUTI criterion must occur during the Infection Window Period
* Patient had an indwelling urinary catheter in place for >2 calendar days, with day of device placement being Day 1, and catheter was in place on the date of event or the day before.
ABUTI
NOTE: Only events with catheters in place for >2 calendar days prior to date of event are catheter-associated.
Key Terms
Healthcare-associated infection (HAI):
~Not to be used in the SSI, VAE, or LabID Event protocols
An infection is considered an HAI if all elements of a CDC/NHSN site An infection is considered an HAI if all elements of a CDC/NHSN site-specific infection criterion were not present during the POA time period and date of event occurred on or after the 3rd calendar day of
admission to the facility (the day of admission to an inpatient unit is calendar day 1)
Date of Event:
~Not to be used in the VAE, or LabID Event protocols
The date the first element used to meet the CDC NHSN site-specific infection criterion occurs for the first time within the seven day infection window period
Key Term:
Present on Admission (POA)
An infection is considered Present on Admission (POA) if the date of event of the NHSN site specific infection criterion date of event of the NHSN site-specific infection criterion occurs during the POA time period, which is defined as
• the day of admission to an inpatient location (calendar day 1)y )
• the 2 days before admission
• the calendar day after admission
Key Term:
UTI Repeat Infection Timeframe
• 14-day timeframe
• No new UTIs are reported
• No new UTIs are reported.
• Date of event = Day 1
• Additional pathogens recovered
during the RIT from urine cultures
are added to the event.
• Patients will have no more than
Patients will have no more than
one UTI in an RIT
• The RIT applies during a patient’s
single admission, including the day
of discharge and the day after
Key Term:
Indwelling Catheter
A drainage tube that is inserted into the urinary bladder through the urethra is left in place and is urethra, is left in place, and is connected to a collection system. This includes a collection system that is used for irrigation of any type or duration (e.g., intermittent,
continuous).
•Also called a Foley catheter •Does not include (among others):
•Straight in and out catheters •Suprapubic catheters
Key Term:
Indwelling Catheter
A drainage tube that is inserted into the urinary bladder through the urethra is left in place and is urethra, is left in place, and is connected to a collection system. This includes a collection system that is used for irrigation of any type or duration (e.g., intermittent,
continuous).
•Also called a Foley catheter •Does not include (among others):
•Straight in and out catheters •Suprapubic catheters
•Nephrostomy tubes NOTE: If a patient has a Foley and a suprapubic catheter or nephrostomy tube they meet the criteria for having a Foley.
Key Term:
CAUTI Device-associated Infection
Catheter-associated UTI (CAUTI): A UTI where an indwelling urinary catheter was in place for >2 calendar days on the date of event, with day of device placement being Day 1,
-and-an indwelling urinary catheter was in place on the date of event or the day before. If an indwelling urinary catheter was in place for >2 calendar days and then removed, the date of event for the UTI criteria must be the day of discontinuation or the next day.
Discontinuation and Reinsertion
If a Foley catheter is discontinued, and a full calendar day passes before a Foley is reinserted, then the day count for determining catheter-associated UTI begins anew. Otherwise
th d t ti f th i th t
the day count continues from the previous catheter.
March 31
(Hospital day 3) April 1 April 2 April 3 April 4 April 5 April 6
Foley Foley
Example A Foley Day 3 Foley Day 4 removed replaced Foley Day 7 Foley Day 8 Foley Day 9 (Foley Day 5) (Foley Day 6)
Example B
Discontinuation and Reinsertion
If a Foley catheter is discontinued, and a full calendar day passes before a Foley is reinserted, then the day count for determining catheter-associated UTI begins anew. Otherwise
th d t ti f th i th t
the day count continues from the previous catheter.
March 31
(Hospital day 3) April 1 April 2 April 3 April 4 April 5 April 6
Foley Foley
Example A Foley Day 3 Foley Day 4 removed replaced Foley Day 7 Foley Day 8 Foley Day 9 (Foley Day 5) (Foley Day 6)
Foley Foley
Foley Foley
Example B Foley Day 3 Foley Day 4 removed No Foley replaced Foley Day 2 Foley Day 3
Location of Attribution
The location where the patient was
assigned on the date of the UTI event,
which is further defined as the date that
th fi t l
t
d t
t th UTI
the first element used to meet the UTI
infection criterion occurred for the first
time in the infection window period.
Exception to Location of Attribution
Transfer Rule: If the date of event for the UTI is
the day of transfer or the next day, the UTI is
attributed to the transferring location or facility.
Likewise, if the date of event is the day of
discharge or the next day, the infection is
attributed to the discharging location
attributed to the discharging location.
Receiving facilities should share information about such HAIs with the transferring location or facility to enable reporting
Transfer Rule – Examples
Admit Day
Key Terms Day Day Day Day Day Day Day
1 2 3 4 5 6 7
Transfer
Rule ICU ICU ICU-5W Date of event5W for an HAI 5W HAI is attributable to the ICU Transfer Rule Transfer Rule Multi
* Page 7-4 of January 2015 NHSN manual
transfer Rule
Transfer Rule – Examples
Admit Day
Key Terms Day Day Day Day Day Day Day
1 2 3 4 5 6 7
Transfer
Rule ICU ICU
ICU-5W Date of event for 5W an HAI
5W HAI is attributable
to the ICU Transfer
Rule ICU ICU
ICU-5W 5W Date of event5W for an HAI HAI is attributable to the 5W Transfer Rule Multi
* Page 7-4 of January 2015 NHSN manual
transfer Rule
Transfer Rule – Examples
Admit Day
Key Terms Day Day Day Day Day Day Day
1 2 3 4 5 6 7
Transfer
Rule ICU ICU ICU-5W Date of event for 5W an HAI
5W HAI is attributable
to the ICU Transfer
Rule ICU ICU ICU-5W 5W Date of event for 5W
an HAI HAI is attributable to the 5W Transfer Rule 5W 5W 5W Discharge 5W-d Home Admit to ED meeting infection criterion Attributable to 5W
* Page 7-4 of January 2015 NHSN manual
Multi transfer Rule
Transfer Rule – Examples
Admit Day
Key Terms Day Day Day Day Day Day Day
1 2 3 4 5 6 7
Transfer
Rule ICU ICU
ICU-5W Date of event for 5W an HAI
5W HAI is attributable
to the ICU Transfer
Rule ICU ICU
ICU-5W 5W Date of event for 5W
an HAI HAI is attributable to the 5W Transfer Rule 5W 5W 5W Discharged 5W-Home Admit to ED meeting infection criterion Attributable to 5W
Multi ICU ICU ICU- CCU CCU HAI is
* Page 7-4 of January 2015 NHSN manual
transfer Rule 5W-CCU Date of event for an HAI attributable to the ICU
Entering CAUTI Events into
NHSN (Numerator)
NHSN (Numerator)
Risk Factors
CAUTI
Required Field: Three options:INPLACE- If catheter was in place >2 calendar days for the entire day on the date of event
REMOVE – If Foley catheter was in place >2 calendar days but was removed day of or day before the date of event but was removed day of or day before the date of event NEITHER – if no urinary catheter was in place on the day of or the day before the date of event OR not in place >2 calendar days on the date of event
Risk Factors
CAUTI
Optional: Patient location where indwelling urinary catheter inserted.
Risk Factors
CAUTI
Optional: Date indwelling urinary catheter inserted.
Collecting Summary
Denominator Data
-Manual
Collection-For all locations, count at the same time each day ▪ Number of patients on the unit
▪ Number of patients with an indwelling urinary catheter
Collecting Summary Denominator Data
Optional alternatives
● Electronically collected
▪ For any location, when denominator data are available from electronic sources (e.g., urinary catheter days from electronic charting)
▪ Following validation of the electronic method against the manual method
The validation of electronic counts should be performed for each location separately ▪ 3 months concurrent data collection with both
methods
Difference between methods must be within +/- 5% of each other
Documenting Summary Data
or No Events
Collecting Summary Denominator Data
Optional alternatives:
● Weekly Sampling
● To reduce time spent collecting surveillance ● To reduce time spent collecting surveillance
data, once weekly sampling of denominator data to generate estimated urinary catheter days may be used as an alternative to daily collection in non-oncology ICUs and wards
● The number of patients in the location
(patient-days)and the number of patients with an indwelling urinary catheter (urinary with an indwelling urinary catheter (urinary catheter days) is collected on a designated day each week (e.g., every Tuesday), at the same time during the month
Denominator Sampling
Summed sampling data for month
Alert Screen
Report No Events
Also Worth Considering in Your Facility
• Culturing practices
– Change long-dwelling catheters before collecting
urine? exclude colonization
urine?- exclude colonization
– Reflex urine cultures?- send U/A along with culture
and only perform culture if U/A is positive
– Indications for urine cultures?
– Improving diagnostic practices can:
• improve patient safety• improve patient safety • improve CAUTI rates • increase staff moral
Resources for Surveillance
NHSN Forms
• 57 106: Monthly Reporting Plan
57.106: Monthly Reporting Plan
• 57.114: Urinary Tract Infection
• 57.118: Denominators for Intensive Care Unit
(ICU)/Other locations (not NICU or SCA)
Available Resources and Training
• Resource– CDC/HICPAC Guideline for Prevention of Catheter-CDC/HICPAC Guideline for Prevention of Catheter
associated Urinary Tract Infections1
• Training
– Device-Associated Module – Pre-recorded Webinars
L t (i t ti ith k l d h k )
– Lectoras (interactive with knowledge checks)
http://www.cdc.gov/nhsn/training
1Gould CV, Umscheid CA, Agarwal RK, Kuntz G, Pegues DA. Guideline for prevention of catheter-associated
Available Training
• NHSN Enrollment & Facility Set-up
• Overview of the Patient Safety Component, Device-associated y module
• Data Entry, Surveillance, Analysis, Import, and Customization • Introduction to the Device-associated Module (Training Course
with quiz)
• Catheter-associated Urinary Tract Infection (CAUTI) (TrainingCatheter associated Urinary Tract Infection (CAUTI) (Training Course with quiz)
• http://www.cdc.gov/nhsn/training/
NHSN Catheter-associated Urinary Tract
NHSN Catheter associated Urinary Tract
Infection Surveillance in 2015
Thank you to the author of these slides ~ Katherine Allen-Bridson, BSN, RN, MScPH, CIC
Nurse Consultant NHSN Training 2015
February 17, 2015