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Vaccine
jo u rn al h om ep a g e :w w w . e l s e v i e r . c o m / l o c a t e / v a c c i n e
Non-reassuring
fetal
status:
Case
definition
&
guidelines
for
data
collection,
analysis,
and
presentation
of
immunization
safety
data
Courtney
Gravett
a,
Linda
O.
Eckert
b,
Michael
G.
Gravett
b,
Donald
J.
Dudley
c,
Elizabeth
M.
Stringer
d,
Tresor
Bodjick
Muena
Mujobu
e,
Olga
Lyabis
f,
Sonali
Kochhar
g,
Geeta
K.
Swamy
h,∗,
The
Brighton
Collaboration
Non-reassuring
fetal
status
Working
Group
1aGlobalAlliancetoPreventPrematurityandStillbirth,SeattleChildren’sHospital,Seattle,USA bUniversityofWashington,USA
cUniversityofVirginia,USA dUniversityofNorthCarolina,USA
eUniversityofKinshasa,TheDemocraticRepublicoftheCongo fSanofiPasteur,Russia
gGlobalHealthcareConsulting,India hDukeUniversity,USA
a
r
t
i
c
l
e
i
n
f
o
Articlehistory:
Received9March2016 Accepted15March2016
Keywords:
Non-reassuringfetalstatus Fetaldistress
Fetalintolerancetolabor Adverseevent Immunization Guidelines Casedefinition
1. Preamble
1.1. Needfordevelopingcasedefinitionsandguidelinesfordata collection,analysis,andpresentationfornon-reassuringfetal statusasanadverseeventfollowingimmunization
Non-reassuringfetalstatusisatermusedtodescribesuspected fetalhypoxiaandismeanttoreplacethemoreubiquitousterm “fetaldistress.”Fetaldistress,definedasprogressivefetalhypoxia and/oracidemiasecondarytoinadequatefetaloxygenation,isa termthatisusedtoindicatechangesinfetalheartpatterns,reduced fetalmovement,fetalgrowthrestriction,andpresenceof meco-niumstainedfluid[1].Althoughfetaldistressmaybeassociated
∗Correspondingauthor.Tel.:+19196815220.
E-mailaddress:contact@brightoncollaboration.org(C.Gravett).
1 BrightonCollaborationhomepage:http://www.brightoncollaboration.org.
withneonatalencephalopathy,thegenerictermhaspoor predic-tivevalueforneonataloutcomes;mostneonateswillbevigorous andhealthyatbirthdespiteadiagnosisoffetaldistress.Fetal dis-tresscanonlybeobservedindirectly,usuallyviaelectronicfetal heartratemonitoringwhichissubject tohighintra-and inter-observervariabilityindatainterpretation[2–4].Forthisreason, manyexpertsrecommendabandoningthetermfetaldistress,and adoptingthetermnon-reassuringfetalstatustodescribeclinical interpretationoffetalwell-being[1,5,6].Consistentwithcurrent opinioninthefield,werecommenduseofthetermnon-reassuring fetal status for use in monitoring fetal response following immunization.
Non-reassuring fetal status is not an adverse event per se, but rather an indicator of anunderlying conditionresulting in temporaryorpermanentoxygendeprivation tothefetuswhich may lead to fetal hypoxia and metabolic acidosis. Since fetal oxygenation isdependent upon maternaloxygenation and pla-centalperfusion,perturbationsofmaternaloxygenation,uterine
http://dx.doi.org/10.1016/j.vaccine.2016.03.043
bloodsupply, placental transferorfetal gastransport maylead tofetal hypoxia and non-reassuringfetal status [7].Conditions commonly associated with non-reassuring fetal status include maternalcardiovasculardisease,anemia,diabetes,hypertension, infection,placentalabruption,abnormalpresentationofthefetus, intrauterinegrowthrestrictionand umbilicalcordcompression, amongotherobstetric,maternalorfetalconditions.
Thefetusexperiencesthreestagesofdeteriorationwhenoxygen levelsaredepleted:transienthypoxiawithoutmetabolic acido-sis,tissuehypoxiawithariskofmetabolicacidosis,andhypoxia withmetabolicacidosis[7,8].Fetalresponse tooxygen depriva-tionisregulatedby theautonomousnervoussystem,mediated by parasympathetic and sympathetic mechanisms.The fetus is equippedwithcompensatorymechanismsfortransienthypoxia during labor, but prolonged, uninterrupted fetal hypoxia may lead progressively to acidosis with cell death, tissue damage, organfailureandpotentiallydeath.Inresponsetohypoxia,fetal compensatorymechanismsinclude 1) a decreasein heart rate; 2) a reduction in oxygen consumption secondary to cessation of nonessential functionssuch as gross body movements; 3) a redistributionofcardiacoutputtopreferentiallyperfuseorgans, such as the heart, brain, and adrenal glands; and 4) a switch to anaerobic cellular metabolism [9]. Prolonged fetal hypoxia isassociated withsignificant perinatalmorbidityand mortality withparticularconcernfor short-and long-term complications includingencephalopathy,seizures,cerebralpalsy,and neurode-velopmentaldelay[10,11].Thefetalheartratechangesmarkedly inresponsetoprolongedoxygendeprivation,makingfetalheart ratemonitoringapotentiallyvaluableandcommonlyusedtoolfor assessingfetaloxygenationstatusinrealtime.Non-reassuringfetal heartratepatternsareobservedin approximately15%oflabors
[12].
The two most common methods of monitoring fetal heart rate are cardiotocography (CTG) and intermittent auscultation. In highresourcesettings, continuouselectronicfetal heart rate monitoring,viacardiotocographyisthemostprevalentmethod. ContinuousCTGinvolvesmonitoringthefetalheartrateand uter-inecontractilitysimultaneouslytodetectfetalheartratepatterns associatedwithdeficientfetaloxygensupply[8].NormalCTG trac-ingsarecharacterizedby1)stablebaselinefetalheartrate(FHR) of120–160beatsperminute(bpm),2)FHRvariabilitybetween5 and25bpmaboveandbelowbaselineFHR,and3)periodicchanges inthebaselineFHR(accelerationsabovebaselineordecelerations belowbaseline)[13].Whileaccelerationsareassociatedwithfetal well-being,decelerations,especially prolongedbradycardia, late decelerations,andseverevariabledecelerationsareindicativeof fetalstressandshouldpromptthecliniciantoevaluateand initi-ateintrauterineresuscitationwithconsiderationfordeliveryofthe fetusasindicated.Abnormalfetalheartratepatternshavehigh sen-sitivity,butlowspecificityandlowpredictivevaluetodiscriminate betweenneonateswithorwithoutmetabolicacidosis[14].Whilea normalfetalheartratepatternisusuallyindicatesreassuringfetal status,anabnormalfetalheartratepatterndoesnotnecessarily equatewithhypoxiaoracidosis.
AlthoughcontinuousCTGistheacceptedstandard ofcarein mosthighresourcesettings,useofcontinuousCTGinlowresource setting is not feasible or recommended [15]. Continuous CTG requirescostlyequipment,expertmaintenance,supplychainfor consumables,and extensivetrainingand highlevel oftechnical skilltointerprettracings.Additionally,continuousCTGcanlead tohigherratesofun-necessaryinterventionsthatmaypose addi-tionalrisktomothersinsettingswheresafecesareandeliveryis notreadilyavailable[16].
InsettingswhereCTGisunavailable,intermittentauscultationis recommendedforalllaboringparturients[17].Intermittent auscul-tation(IA)involvesassessingthefetalheartrateatpredetermined
intervals witheither a fetal stethoscope, or handheld Doppler. AbnormalheartratefindingsbyIAindicative ofnon-reassuring fetal status include prolongedfetal tachycardia or bradycardia, presence of repetitive or prolonged decelerations, and uterine tachysystole(morethan5uterinecontractionsina10minperiod). ThereisnoevidencethatIAperformsworsethanCTGin reduc-ingmorbidityandmortalityassociatedwithfetalacidosis.Studies comparingCTGtoIAshownoreductionintheriskofperinataldeath orcerebralpalsy[16,18].Intermittentauscultation,characterized bylowcostandlowtechnologyequipment,ismorefeasiblethan CTGinlowresourcesettings.However,itrequiresahighlevelof trainingandskill,frequentinteractionbetweenpatientandhealth careprovider,anddoesnotprovideassophisticatedalevelof infor-mationthatmaybeneededinhighriskpopulations.
Severaleffortstodevelopstandardsfordefiningnon-reassuring fetal statushave beenmadeinresponse toconfusionin recog-nizingand managingfetal heartratepatternsindicative offetal compromise.Themostwidelyacceptedstandardsforclassifying non-reassuringfetalheartratescomefromtheNationalInstitute ofChildHealthandHumanDevelopment(NICHD)intheUnited StatesandTheInternationalFederationofGynecologyand Obstet-rics(FIGO)(Table1).In1997,NICHDconvenedaworkshopwith theexpresspurposeofdeveloping“astandardizedandrigorously, unambiguouslydescribedsetofdefinitionstoquantitatefetalheart monitoring[19].Theworkshopproducedstandardized nomencla-tureforcharacterizingfetalheartratepatterns,whichwaswidely adoptedbywesternobstetricsocieties.In2008,afollow-up work-shopincludingtheSocietyfor MaternalFetalMedicineandthe American College of Obstetricians and Gynecologists was con-vened,resultinginthedevelopmentofathree-tieredclassification systemoffetalheartratepatternstoguidemanagementoffetal compromise[20,21].TheWorkingGroupusestheseguidelinesas abasisforthehighestlevelofcertaintyfordefiningacaseof non-reassuringfetalstatus.TheNICHDguidelinesarelimitedindefining fetalstatusinallsettingsastheyareonlyintendedforusewithCTG. Asecondimportantsetofguidelines,moreapplicabletoall sett-ingswasfirstintroducedbyFIGOin1986andwasupdatedin2015
[17,22–26].TheFIGOguidelinesaretheonlyguidelineswithbroad
internationalconsensus,andaresimplified,withlessemphasison decelerationscomparedtotheNICHDguidelineswhenevaluating CTGtracings.FIGO alsoprovidesrecommendationsfor evaluat-ingandcategorizingfetalheartrateviaintermittentauscultation, makingthese guidelinesmore useful forlow resource settings. WhenCTGisnotavailable,theWorkingGrouprecommends incor-poratingheart ratepatternsfromIAintothecasedefinitionfor non-reassuringfetalstatus.
Littleisknownabouttherelationshipsamongnon-reassuring fetalstatusandmaternalimmunization,especiallyinLMICwhere fetalassessmentmaynotberoutine.Therearefewpublications reportingonfetalstatusfollowingimmunization;thosethatdoare casereports orsmallseriesthathavefrequentlynotused stan-dardizeddefinitions[27–29].Possiblereasonsthatimmunization surveillancehasfailedtoreportoncasesofnon-reassuringfetal statusincludethefactthatacausalrelationshipisrarelyifever established,thelowpredictivevalueofnon-reassuringfetalstatus topredictadverseneonataloutcomes,thedifficultyoftemporally associatingvaccinationwithfetalstatus,asthetwoeventsarelikely tobemonitoredatverydifferenttime-pointsinpregnancy,the failuretoincludefetalstatusasanoutcomevariablein immuniza-tiontrialsorsurveillance.Estimatesoftheincidenceoffetalstatus followingmaternalimmunizationhavebeenhamperedbylimited dataandlackofstandardcasedefinitions.
Table1
ComparisonofNICHDandFIGOguidelinesforinterpretationoffetalheartrateviacontinuouscardiotocography.FHR=fetalheartrate,bpm=beatsperminute.
NICHDthree-tierfetalheartrateinterpretationsystem(2008) FIGOconsensusguidelinesonintrapartumfetalmonitoringCTGtracing classifications(2015)
FHRdesignation Description FHRdesignation Description
CategoryItracing Baselineheartrate: 110–160bpm
Variability: Moderate
Decelerations: Nolatedecelerations
Earlydecelerationsmaybepresentorabsent Accelerationsmaybepresentorabsent
Normal Baselineheartrate:
110–160bpm
Variability: 5–25bpm
Decelerations:
Norepetitivedecelerations
CategoryIItracing FHRtracingdoesnotmeetcriteriaforcategoryI orcategoryIII
Suspicious Lackingatleastonecharacteristicofnormality, butwithnopathologicfeatures
CategoryIIItracing 1)Variability:
AbsentFHRbaselinevariability ANDanyofthefollowing: Recurrentlatedecelerations Recurrentvariabledecelerations Bradycardia(FHR<110bpm) OR
2)Sinusoidalpattern
Pathological Baselineheartrate:
<100bpm
Variability:
Reducedvariabilityfor>15min Increasedvariabilityfor>30min OR
Sinusoidalpatternfor>30min
Decelerations:
Repetitivelateorprolongeddecelerationsduring >30minor20minifreducedvariability OR
Oneprolongeddecelerationwith>5min
interpretation and promote the scientific understandingof the event.
1.2. Methodsforthedevelopmentofthecasedefinitionand guidelinesfordatacollection,analysis,andpresentationfor non-reassuringfetalstatusasanadverseeventsfollowing immunization
Following the process described in the overview paper as well as on the Brighton Collaboration Website http://www.
brightoncollaboration.org/internet/en/index/process.html, the
BrightonCollaborationFetalDistressWorkingGroupwasformedin 2015andincludedmembersofclinicalandacademic,aswellas publichealthbackground.Membershaveexperienceinhighand lowresourcessettings.Thecompositionoftheworkingand refer-encegroupaswellasresultsoftheweb-basedsurveycompleted bythereferencegroupwithsubsequentdiscussionsintheworking groupcan be viewedat: http://www.brightoncollaboration.org/
internet/en/index/workinggroups.html.
Toguidethedecision-makingforthecasedefinitionand guide-lines, literature was searched using Medline, Embase and the CochraneLibraries, includingtheterms vaccines,vaccination,or immunization(ortermsbeginningwithvaccin-,immuni-,inocular -) and non-reassuring fetal status, fetal distress, intrapartum fetal asphyxia, non-reassuring fetal heart rate, fetal compromise, fetal hypoxia,fetalintoleranceoflabor.Toidentifycasedefinitionsand measuresoffetaldistressinallsettings,theabovesearchterms were also searched with the terms developing country or low resourcesetting.Thesearchwaslimitedtopublicationswrittenin Englishwithhumansubjects.Thesearchresultedinthe identifi-cationof105references.Allabstractswerescreenedforpossible reportsofnon-reassuringfetalstatus,orfetaldistress,following immunization.Eighteenarticleswithpotentiallyrelevantmaterial werereviewedinmoredetail,inordertoidentifystudiesusingcase definitionsor,intheirabsence,providingclinicaldescriptionsof thecasematerial.Thisresultedinadetailedsummaryof2articles, includinginformation onthestudytype, thevaccine, the diag-nosticcriteriaorcasedefinitionputforth,thetimeintervalsince immunization,andothersymptoms.Multiplegeneralmedicaland obstetrictextbooksandobstetricsocietypublicationswerealso searched.
Mostpublicationsweresinglecasereports.Theterminologyand casedefinitionswereinconsistentamongstudies,withveryfew reportingcasedefinitionsatall.Aninventorycomprising5relevant casedefinitionsofnon-reassuringfetalstatuswasmadeavailable toworkinggroupmembers.
1.3. Rationaleforselecteddecisionsaboutthecasedefinitionof non-reassuringfetalstatusasanadverseeventfollowing immunization
1.3.1. Thetermnon-reassuringfetalstatus
Several related terms are commonly used to describe fetal statusincluding“fetaldistress”,“birthasphyxia”,and“fetal intol-erance tolabor”. The Working Groupwas initially tasked with developing a case definitionfor “fetaldistress”,but for reasons previouslydiscussed,thistermwasabandonedandreplacedwith “non-reassuringfetalstatus”.TheWorkingGroupchosenottouse theterm“fetalintoleranceoflabor”becausespecifyingsucha nar-rowtimeframefailstocapturenon-reassuringfetalstatusinthe antepartumperiodpriortotheonsetoflabor.
Indevelopingacasedefinitionfornon-reassuringfetalstatus, theWorkingGroupincludedonlycasesforwhichfetalheartrate canbeascertained.Theinabilitytomeasurefetalheartratedoes notpermitadiagnosisofnon-reassuringfetalstatusatany accept-ablelevelof diagnosticcertainty.Withinthedefinitioncontext, however,thethreediagnosticlevelsmustnotbemisunderstoodas reflectingdifferentgradesofclinicalseverity.Theyinsteadreflect diagnosticcertainty(seebelow).AllLevelsareconsidered accept-abledependingontheavailabilityofdiagnostictoolsineachsite.
1.3.2. Theterm“birthasphyxia”
birthasphyxia,theWorkingGroupdidnotincludethisterminthe developingthecasedefinition.
1.3.3. Formulatingacasedefinitionthatreflectsdiagnostic certainty:weighingspecificityversussensitivity
Asdetectionofnon-reassuringfetalstatusisdependentonthe typeoftechnologyused,andvariableinterpretationoffetalheart ratetracings,theevidencedocumentingfetalstatusmayvary con-siderably.Thecasedefinitionhasbeenformulatedsuchthatthe LevelIdefinitionismaximallyspecificforthecondition,andrelies onthehighestlevelofevidenceandtechnologyavailabletodetect theevent.Two additionaldiagnostic levelshave beenincluded in the definition, offering a stepwise decrease in technological requirements,inanattempttobeinclusiveofsettingswithless sophisticatedmeansofdetectingfetalwell-being.Inthisway,our intentisthatallpossiblecasesofnon-reassuringfetalstatusinall settingscanbecaptured.
Importantly,thegradingofdefinitionlevelsisbasedentirely ondiagnosticcertainty,notclinicalseverityofanevent.Thus, a clinicallysevereeventmayappropriatelybeclassifiedasLevelTwo orThreeratherthanLevelOneifitcouldreasonablybedueto non-reassuringfetalstatus.Detailedinformationabouttheseverityof theeventshouldadditionallyalwaysberecorded,asspecifiedby thedatacollectionguidelines.
1.3.4. Themeaningof“suddenonset”and“rapidprogression”in thecontextofnon-reassuringfetalstatus
Theterm“suddenonset”referstoaneventthatoccurred unex-pectedlyandwithoutwarningleadingtoamarkedchangein a woman’spreviouslystablecondition.
Theterm“rapidprogression”isaconventionalclinicalterm.An exacttime-frameshouldnotbeofferedsince thiscouldreferto awiderangeofsignsandsymptomswithoutascientificevidence base.Usinganarbitrarilyrestrictivesetpointmightbiasfuturedata collectionunnecessarily.
1.3.5. Rationaleforindividualcriteriaordecisionmaderelatedto thecasedefinition
1.3.5.1. Radiologyfindings. Dopplersonographyutilizesultrasound tomeasure the changein frequency of energy wave transmis-sionwhen relative motionoccurs between thesource and the observer. Doppler sonography is used for non-invasive assess-mentofcirculationinmanyclinicalconditions.Inobstetrics,fetal umbilical artery (UA) doppler velocimetry provides a noninva-sivemeasureofthefetoplacentalhemodynamicstate.Abnormal UADopplerindicesindirectly reflectimpedanceof downstream circulation and have been associated with fetal hypoxia, fetal acidosis, and adverse perinatal outcomes[30–33]. Randomized trialsintegrating UADoppler velocimetryintoantepartumfetal surveillanceofhighriskpregnancieshavedemonstratedefficacy inthesettingoffetalgrowthrestrictionorpreeclampsia[34].In additiontoUADoppler,middlecerebralartery(MCA)Doppleris usedin thesettingofsuspectedfetal anemia.ObstetricDoppler imaging requires a high level of training and technical ultra-soundequipment, is not usually performed duringlabor when CTGisthepreferredand superiormodalitytoassessfetal well-being, and is not suitable for low resource settings. For these reasons,theWorkingGroupdecidedthatDopplersonographydoes notmeritinclusioninthecasedefinitionofnon-reassuringfetal status.
1.3.5.2. Laboratoryfindings.
1.3.5.2.1. Fetal blood sampling. Discontinuous fetal blood samplinghasbeenused tomonitorfetalacid–base metabolism intheintrapartumperiod,whenfetalheartratetracingsare sug-gestiveofhypoxicinsult.Fetalbloodsamplingallowsanalysisof
pH,lactateconcentrations,partialpressureoxygen(pO2)and car-bondioxide(pCO2)fromwhichbaseexcessiscalculated(BE).Fetal bloodpHlessthanorequalto7.20,pO2>65mmHg,andBE>−9.8, andlactate>4.8mmol/Lindicatemetabolicacidosisrequiring inter-ventiontorestoreadequateoxygensupplytothefetus[26,35,36]. Fetalbloodsamplingisproblematicindiagnosingnon-reassuring fetalstatusforseveralreasons.Fetalbloodsamplingisan inva-siveanduncomfortableprocedure,requiringrupturedmembranes andincisionintothefetalscalptosampleblood,thusexposingthe fetustoriskofinfection[37].Theprocedurerequiresahighlevel oftrainingandtechnicallaboratoryequipmentincludingrealtime bloodgasanalysis[38].Fetalbloodsamplingisseldomperformed inhighresourcesettingsandisnotsuitableforlowresource sett-ings.Forthesereasons,theWorkingGroupconcludedthatfetal bloodsamplingdoesnotmeritinclusioninthecasedefinitionof non-reassuringfetalstatus.
1.3.5.2.2. Umbilicalcordbloodsampling. Immediately follow-ing birth, metabolic acidosis in the fetus can be detected by analyzingarterialandvenousbloodfromtheumbilicalcord.Cord bloodanalysisforpH,pCO2,andthederivativebicarbonate(HCO3) andbasedeficit(BD)valuesishighlyrecommendedinallcases ofsuspectedfetalhypoxia/acidosis.Metabolicacidosisisdefined asthemeasurementoftheumbilicalarterybloodpH<7.00and BD>12mmol/L[39].TheWorkingGroupincludedcordblood anal-ysisaspartofthecasedefinitionfornon-reassuringfetalstatusas theonlymethodtoobjectivelyascertaintheoccurrenceoffetal hypoxia/acidosisimmediatelypriortobirth.Recognizingthatnot allsettingswillbeequippedtoperformcordbloodanalysis,the workinggroupdidnotinclude thesecriteria acrossalllevelsof diagnosticcertainty.
1.3.5.2.3. Pathologyfindings:autopsy. Thetermnon-reassuring fetalstatusdoesnothavehighpositivepredictivevalueforneonatal morbidityandmortality.Furthermore,non-reassuringfetalstatus doesnotproducepathognomonic post-mortemfeatures. There-fore,post-mortemfindingsarenotincludedinthecasedefinition ofnon-reassuringfetalstatus.
1.3.5.2.4. Physicalfindings. TheAPGARscoreisastandardized assessmentoftheneonate’sphysiologicalconditionimmediately followingbirth,aswelltheneonatalresponsetoresuscitation,if required[40].TheAPGARscoreevaluatescolor,heartrate,reflexes, muscletone,andrespiration.LowAPGARscoresmaybeobserved asaresultofintrapartumfetalcompromise.Fetalhypoxicinsult mayprecedelowAPGARscoreswhenthehypoxicinjuryis suffi-cienttoaffectthepulmonary,neurologicorcardiovascularsystem ofthefetus,butAPGARscoresalonearenotsufficientlysensitive orspecificfordiagnosing fetalhypoxiaoracidosis andareonly weaklyassociatedwithnon-reassuringfetal heartratepatterns. Thereisalowcorrelationbetweenlow1and5minAPGARscores andmetabolicacidosis[41,42],butmanyotherconditions, includ-ingneonatalsepsis, trauma,maternaldruguse, fetal anomalies andgestationalagethatmaycontributetolowAPGARscoresas well,makingcausalinferenceproblematic[8].Furthermore,APGAR scoringinnotwellstandardized,andisinconsistentlyusedinthe globalsetting.TheWorkingGroupdidnotincludeAPGARscores aspartofthecasedefinitionfornon-reassuringstatus,butwedo recommendthat1,5,and10minAPGARscoresbecollectedfor vaccinemonitoringandsurveillancepurposes.
immediatedeliveryofacompromisedfetus.Treatmentresponse willvarydependingontheseverityoffetalheartratepatterns,the durationofalteredheartrate,theclinician’sassessmentofthese factors,andtheresourcesavailableforintervention.
1.3.7. Timingpostimmunization
Specifictimeframesforonsetofsymptomsfollowing immu-nizationarenotincludedforthefollowingreasons:
Timefromimmunizationwasnotincludedfordefining non-reassuringfetalstatusbecausefetalstatusmaychangeatunknown periodsintheante-orintra-partumperiods.Althoughwe recog-nizefetalstatusismostlikelytobeobservedintheintrapartum periodwhenfetalheartratemonitoringisdeployed,wedidnot wanttonarrowthetime frametotheexclusion offetal events intheantepartumperiod.TheWorkingGroupdoesrecommend thatthetimeelapsedfromvaccineadministrationtoobservation ofnon-reassuringfetalstatusberecordedasacriticalvariablefor datacollection.
Wepostulatethatadefinitiondesignedtobeasuitabletoolfor testingcausalrelationshipsrequiresascertainmentoftheoutcome (e.g.non-reassuringfetalstatus)independentfromtheexposure (e.g.immunizations).Therefore,toavoidselectionbias,a restric-tivetimeintervalfromimmunizationtoonsetofnon-reassuring fetal status shouldnot beanintegral part ofsucha definition. Instead,wherefeasible,detailsofthisintervalshouldbeassessed andreportedasdescribedinthedatacollectionguidelines.
Further,non-reassuringfetal statusoften occurs outsidethe controlledsetting ofaclinicaltrialorhospital.In somesettings determiningacleartimelineoftheeventmaybeimpossible, par-ticularly in less developed or rural settings. In order to avoid selectingagainstsuchcases,theBrightonCollaborationcase defi-nitionavoidssettingarbitrarytimeframes.
1.4. Guidelinesfordatacollection,analysisandpresentation
Asmentionedintheoverview,thecasedefinitionis accompa-niedbyguidelineswhicharestructuredaccordingtothestepsof conductingaclinicaltrial,i.e.datacollection,analysisand presenta-tion.Neithercasedefinitionnorguidelinesareintendedtoguideor establishcriteriaformanagementofillinfants,children,oradults. Bothweredevelopedtoimprovedatacomparability.
1.5. Periodicreview
SimilartoallBrightonCollaborationcasedefinitionsand guide-lines,reviewofthedefinitionwithitsguidelinesisplannedona regularbasis(i.e.everythreetofiveyears)ormoreoftenifneeded.
2. Casedefinitionofnon-reassuringfetalstatus
Level1ofdiagnosticcertainty
•CategoryIIIfetalheartratetracingsdetectedviacontinuous car-diotocographyasdefinedbyNICHD[20]
◦AbsentbaselinefetalheartratevariabilityANDanyofthe follow-ing:
-recurrentlatedecelerations -recurrentvariabledeceleration -bradycardia(<110bpm)
OR
◦Sinusoidalpattern AND
•Umbilicalcordbloodanalysisconsistentwithmetabolicacidosis (pH<7.0andBasedeficit>12mmol/L)
Level2ofdiagnosticcertainty
•CategoryIIIfetalheartratetracingsdetectedviacontinuous car-diotocographyasdefinedbyNICHD[20]
◦AbsentbaselinefetalheartratevariabilityANDanyofthe follow-ing:
-recurrentlatedecelerations -recurrentvariabledeceleration -bradycardia(<110bpm)
OR
◦Sinusoidalpattern
Level3ofdiagnosticcertainty
•Fetalheartpatterndetectedviaintermittentauscultation sugges-tiveoffetalhypoxia[17]
◦BaselineFHR<110bpmor>160bpm
◦Presenceofrepetitiveorprolonged(>3min)decelerations
◦Morethan5contractionsina10minperiod
Majorandminorcriteriausedinthecasedefinitionof
non-reassuringfetalstatus
Majorcriteria
Cardiovascular CTG:
CategoryIIIheart Ratetracing
•AbsentbaselinefetalheartratevariabilityANDanyofthe follow-ing:
-recurrentlatedecelerations -recurrentvariabledeceleration -bradycardia<110beats/min
OR
•Sinusoidalpattern
IA: Abnormal Findings
•FHR<110bpmOR>160bpm
•Presenceofrepetitiveorprolongeddecelerations
•Morethan5contractionsina10minperiod
Minorcriteria
Laboratory
•CordbloodpH≤7.0
•Cordbloodbasedeficit≥12mmol
3. Guidelinesfordatacollection,analysisandpresentation
ofnon-reassuringfetalstatus
The consensus of the BrightonCollaboration Non-Reassuring Fetal DistressWorkingGroupfor non-reassuringfetalstatus was torecommendthefollowingguidelinestoenablemeaningfuland standardizedcollection,analysis,andpresentationofinformation aboutnon-reassuringfetalstatus.However,implementationofall guidelinesmight notbepossiblein allsettings.Theavailability ofinformationmayvarydependinguponresources,geographical region,andwhetherthesourceofinformationisaprospective clin-icaltrial,apost-marketingsurveillanceorepidemiologicalstudy, or an individual report of non-reassuring fetal status. Also, as explainedinmoredetailintheoverviewpaperinthisvolume,these guidelineshavebeendevelopedbythisworkinggroupforguidance
only,andarenottobeconsideredamandatoryrequirementfordata collection,analysis,orpresentation.
3.1. Datacollection
Theseguidelinesrepresentadesirablestandardforthe collec-tionofdataonavailability followingimmunizationtoallowfor comparabilityofdata,andarerecommendedasanadditiontodata collectedforthespecificstudyquestionandsetting.Theguidelines arenotintendedtoguidetheprimaryreportingofnon-reassuring fetalstatustoasurveillancesystemorstudymonitor.Investigators developingadatacollectiontool basedonthesedatacollection guidelinesalsoneedtorefertothecriteriainthecasedefinition, which are not repeated in these guidelines. The Brighton Col-laborationhas developed guidelines for datacollection https:// brightoncollaboration.org/public/resources/standards/guidelines. html;anddatacollectionformshttps://brightoncollaboration.org/
public/resources/data-collection-forms.html.
Guidelines numbersbelow have been developed to address dataelementsforthecollectionofadverseeventinformationas specifiedin generaldrug safety guidelinesby theInternational ConferenceonHarmonizationofTechnicalRequirementsfor Reg-istration ofPharmaceuticals for HumanUse (43), and theform forreportingofdrugadverseeventsbytheCouncilfor Interna-tionalOrganizationsofMedicalSciences(44).Thesedataelements include anidentifiable reporter and patient, one or more prior immunizations,and adetaileddescriptionoftheadverseevent, inthis case,of non-reassuringfetal statusfollowing immuniza-tion.Theadditionalguidelineshavebeendevelopedasguidancefor thecollectionofadditionalinformationtoallowforamore com-prehensiveunderstandingofnon-reassuringfetalstatusfollowing immunization.
3.1.1. Sourceofinformation/reporter
Forallcasesand/orallstudyparticipants,asappropriate,the followinginformationshouldberecorded:
1)Dateofreport.
2)Name and contact information of person reporting2 and/or diagnosing the non-reassuring fetal status as specified by country-specificdataprotectionlaw.
3)Nameandcontactinformationoftheinvestigatorresponsible forthepatient,asapplicable.
4)Relationtothepatient(e.g.,immunizer[clinician,nurse],family member[indicaterelationship],other).
3.1.2. Vaccinee/Control
3.1.2.1. Demographics. Forallcasesand/orallstudyparticipants, asappropriate,thefollowinginformationshouldberecorded:
5)Case/studyparticipantidentifiers(e.g.firstnameinitialfollowed bylastnameinitial)orcode(orinaccordancewith country-specificdataprotectionlaws).
6)Dateofbirth,age,andsex.
3.1.2.2. Clinical and immunization history. For all cases and/or allstudyparticipants,as appropriate,thefollowinginformation shouldberecorded:
7)Past medical history, including hospitalizations, underlying diseases/disorders, pre-immunization signs and symptoms
2 Ifthereportingcenterisdifferentfromthevaccinatingcenter,appropriateand timelycommunicationoftheadverseeventshouldoccur.
includingidentificationofindicatorsfor,ortheabsenceof,a his-toryofallergytovaccines,vaccinecomponentsormedications; foodallergy;allergicrhinitis;eczema;asthma.
8)Anymedicationhistory (other than treatmentfor theevent described)prior to,during,andafterimmunizationincluding prescriptionandnon-prescriptionmedicationaswellas med-ication or treatment with long half-life or long term effect. (e.g.immunoglobulins,bloodtransfusionand immunosuppress-ants).
9)Immunization history (i.e. previous immunizations and any adverse event following immunization (AEFI)), in particular occurrenceofnon-reassuringfetalstatusafteraprevious immu-nization.
3.1.3. Detailsoftheimmunization
Forallcasesand/orallstudyparticipants,asappropriate,the followinginformationshouldberecorded:
10)Dateandtimeofimmunization(s).
11)Descriptionofvaccine(s)(nameofvaccine,manufacturer,lot number,dose(e.g.0.25mL,0.5mL,etc.),compositionofany diluentadministeredseparatelyoraddedtothevaccine,and numberofdoseifpartofaseriesofimmunizationsagainstthe samedisease).
12)Theanatomicalsites(includingleftorrightside)ofall immun-izations(e.g.vaccineAinproximalleftlateralthigh,vaccineB inleftdeltoid).
13)Routeandmethodofadministration(e.g.intramuscular, intra-dermal,subcutaneous, and needle-free (including type and size),otherinjectiondevices).
14)Needlelengthandgauge.
3.1.4. Theadverseevent
15)Forallcasesatanylevelofdiagnosticcertaintyandforreported eventswithinsufficientevidence,thecriteriafulfilledtomeet thecasedefinitionshouldberecorded.
Specificallydocument:
16)Clinicaldescriptionofsignsandsymptomsofnon-reassuring fetalstatus,andiftherewasmedicalconfirmationoftheevent (i.e.patientseenbyphysician).
17)Date/timeofonset,3firstobservation4anddiagnosis,5endof episode6andfinaloutcome.7
18)Concurrent signs, symptoms, and diseases (e.g. maternal conditions, known fetal conditions, abnormalities of labor, abnormalitiesofdelivery).
19)Timeintervalsinceimmunization 20)Measurement/testing
•Valuesandunitsofroutinelymeasuredparameters(paper trac-ingsofEFM)(e.g.temperature,blood pressure)–inparticular thoseindicatingtheseverityoftheevent;
3Thedateand/ortimeofonsetisdefinedasthetimepostimmunization,when thefirstsignorsymptomindicativefornon-reassuringfetalstatusoccurred.This mayonlybepossibletodetermineinretrospect.
4Thedateand/ortimeoffirstobservationofthefirstsignorsymptomindicative fornon-reassuringfetalstatuscanbeusedifdate/timeofonsetisnotknown.
5Thedateofdiagnosisofanepisodeisthedaypostimmunizationwhentheevent metthecasedefinitionatanylevel.
6Theendofanepisodeisdefinedasthetimetheeventnolongermeetsthecase definitionatthelowestlevelofthedefinition.
7E.g.recoverytopre-immunizationhealthstatus,spontaneousresolution, ther-apeuticintervention,persistenceoftheevent,sequelae,death.
•Methodof measurement (e.g. cardiotocograph,doppler, feto-scope,etc.Includeunitsoffetalhearttrace(1cm/min,etc.));
•Resultsoflaboratoryexaminations,surgicaland/orpathological findingsanddiagnosesifpresent(cordbloodgases,pH)
•APGARSat1,5,10minforneonate
•Occurrenceofneonatalseizures
Treatmentgiven fornon-reassuringfetalstatus,especially spec-ifywhatanddosing.Outcome6atlastobservation.Objectiveclinical evidencesupportingclassificationoftheeventas“serious”8(e.g. 10minAPGARof3orless;presenceofneonatalseizures,newborn resuscitation required)Exposures other than the immunization 24h before and after immunization (e.g. food, environmental, placentalabruption,abdominaltrauma)consideredpotentially rel-evanttothereportedevent.Neonataldisposition
•Gestationalage
•Birthweight
•Birthoutcome(e.g.,livebirth,stillbirth)
•Delivery method (e.g. spontaneous vaginal, assisted vaginal, cesareansection)
•1,5and10minAPGARscores
•Presenceofmeconium
3.1.5. Miscellaneous/General
26)Theduration ofsurveillance for non-reassuring fetal status shouldbepredefinedbasedon
•Biologiccharacteristicsofthevaccinee.g.liveattenuatedversus inactivatedcomponentvaccines;
•Biologiccharacteristicsofthevaccine-targeteddisease;
•Biologiccharacteristicsofnon-reassuringfetalheartrate includ-ingpatternsidentifiedinprevioustrials(e.g.early-phasetrials); and
•Biologiccharacteristicsofthevaccinee(e.g.nutrition,underlying diseaselikeimmunodepressingillness).
27)Theduration offollow-up reportedduring thesurveillance period should be predefined with continued follow-up to resolution oftheevent. For non-reassuringfetal status,the follow-upperiodshouldcontinuethroughtheante-and intra-partumperiods,aschangesinfetalwell-beingcanoccuratany pointinpregnancy.
28)Methodsofdatacollectionshouldbeconsistentwithinand betweenstudygroups,ifapplicable.
29)Follow-upofcasesshouldattempttoverifyandcompletethe informationcollectedasoutlinedindatacollectionguidelines 1–24.
30)Investigators of patients with non-reassuring fetal status shouldprovideguidancetoreporterstooptimizethequality andcompletenessofinformationprovided.
31)Reports of non-reassuring fetal status should be collected throughoutthestudyperiod regardlessofthetime elapsed betweenimmunizationandtheadverseevent.Ifthisisnot fea-sibleduetothestudydesign,thestudyperiodsduringwhich safetydataarebeingcollectedshouldbeclearlydefined.
8AnAEFIisdefinedasseriousbyinternationalstandardsifitmeetsoneormoreof thefollowingcriteria:1)itresultsindeath,2)islife-threatening,3)itrequires inpa-tienthospitalizationorresultsinprolongationofexistinghospitalization,4)results inpersistentorsignificantdisability/incapacity,5)isacongenitalanomaly/birth defect,6)isamedicallyimportanteventorreaction.
3.2. Dataanalysis
Thefollowingguidelinesrepresentadesirablestandardfor anal-ysisofdataonnon-reassuringfetalstatustoallowforcomparability ofdata,andarerecommendedasanadditiontodataanalyzedfor thespecificstudyquestionandsetting.
32)Reportedeventsshouldbeclassifiedinoneofthefollowing five categories includingthe three levelsof diagnostic cer-tainty.Eventsthatmeetthecasedefinitionshouldbeclassified accordingtothelevelsofdiagnosticcertaintyasspecifiedin thecasedefinition.Eventsthatdonotmeetthecasedefinition shouldbeclassifiedintheadditionalcategoriesforanalysis.
Eventclassificationin5categories9
Eventmeetscasedefinition
1)Level1:Criteriaasspecifiedinthenon-reassuringfetalstatus casedefinition
2)Level2:Criteriaasspecifiedinthenon-reassuringfetalstatus casedefinition
3)Level3:Criteriaasspecifiedinthenon-reassuringfetalstatus casedefinition
Eventdoesnotmeetcasedefinition
Additionalcategoriesforanalysis
4)Reportednon-reassuringfetalstatuswithinsufficientevidence tomeetthecasedefinition10
5)Notacaseofnon-reassuringfetalstatus
33)The interval between immunization and reported
non-reassuringfetal statuscouldbedefined asthedate/timeof immunizationtothe date/timeofonset2 of thefirst symp-tomsand/orsignsconsistentwiththedefinition.Iffewcases arereported,theconcretetimecoursecouldbeanalyzedfor each;foralargenumberofcases,datacanbeanalyzedinthe followingincrements:
Subjectswithnon-reassuringfetalstatusbyintervalto
pre-sentation
Interval* Number
<1hafterimmunization 1h–<7daysafterimmunization 7days–<30daysafterimmunization >30days–deliveryafterimmunization
Total
34)Thedurationofapossiblenon-reassuringfetalstatuscouldbe analyzedastheintervalbetweenthedate/timeofonset1ofthe
9Todeterminetheappropriatecategory,theusershouldfirstestablish,whether areportedeventmeetsthecriteriaforthelowestapplicablelevelofdiagnostic certainty,e.g.Levelthree.Ifthelowestapplicablelevelofdiagnosticcertaintyof thedefinitionismet,andthereisevidencethatthecriteriaofthenexthigherlevel ofdiagnosticcertaintyaremet,theeventshouldbeclassifiedinthenextcategory. Thisapproachshouldbecontinueduntilthehighestlevelofdiagnosticcertainty foragiveneventcouldbedetermined.Majorcriteriacanbeusedtosatisfythe requirementofminorcriteria.Ifthelowestlevelofthecasedefinitionisnotmet,it shouldberuledoutthatanyofthehigherlevelsofdiagnosticcertaintyaremetand theeventshouldbeclassifiedinadditionalcategoriesfourorfive.
firstsymptomsand/orsignsconsistentwiththedefinitionand theendofepisode5and/orfinaloutcome.6Whateverstartand endingareused,theyshouldbeusedconsistentlywithinand acrossstudygroups.
35)Ifmorethanonemeasurementofaparticularcriterionistaken andrecorded,thevaluecorrespondingtothegreatest magni-tudeoftheadverseexperiencecouldbeusedasthebasisfor analysis.Analysismayalsoincludeothercharacteristicslike qualitativepatternsofcriteriadefiningtheevent.
36)Thedistributionofdata(asnumeratoranddenominatordata) couldbeanalyzed inpredefined increments(e.g.measured values,times),whereapplicable.Incrementsspecifiedabove shouldbeused.Whenonlyasmallnumber ofcasesis pre-sented,therespectivevaluesortimecoursecanbepresented individually.
37)Data onnon-reassuring fetal status obtained fromsubjects receivingavaccineshouldbecomparedwiththoseobtained from an appropriately selected and documented control group(s)toassessbackgroundratesofhypersensitivityin non-exposedpopulations,andshouldbeanalyzedbystudyarmand dosewherepossible,e.g.inprospectiveclinicaltrials.
3.3. Datapresentation
Theseguidelines representa desirable standard for the pre-sentationand publicationofdataonnon-reassuringfetal status followingimmunization toallowfor comparabilityofdata, and arerecommendedasanadditiontodatapresented forthe spe-cificstudyquestionandsetting.Additionally,werecommendedto referringtoexistinggeneralguidelinesforthepresentationand publicationof randomizedcontrolledtrials,systematic reviews, andmeta-analysesofobservationalstudiesinepidemiology(e.g. statementsof ConsolidatedStandardsofReporting Trials (CON-SORT),of Improving thequality of reports of meta-analyses of randomized controlled trials (QUORUM), and of Meta-analysis OfObservationalStudiesinEpidemiology(MOOSE),respectively) (45–47).
38)Allreportedeventsofnon-reassuringfetalstatusshouldbe presentedaccordingtothecategorieslistedinguideline 31 (verifynumbers).
39)Dataonpossiblenon-reassuringfetalstatuseventsshouldbe presentedinaccordancewithdatacollectionguidelines1–24 (verifynumbers) anddataanalysisguidelines31–36(verify numbers).
40)Termstodescribenon-reassuringfetal statussuchas “low-grade”,“mild”,“moderate”,“high”,“severe”or“significant”are highlysubjective,pronetowideinterpretation,andshouldbe avoided,unlessclearlydefined.
41)Datashouldbepresentedwithnumeratoranddenominator (n/N)(andnotonlyinpercentages),ifavailable.
Althoughimmunizationsafety surveillancesystems denomi-natordataare usuallynotreadilyavailable,attemptsshouldbe madetoidentifyapproximate denominators. Thesource ofthe denominatordatashouldbereportedandcalculationsofestimates bedescribed(e.g.manufacturerdataliketotaldosesdistributed, reportingthroughMinistryofHealth,coverage/populationbased data,etc.).
42)Theincidenceofcasesinthestudypopulationshouldbe pre-sentedandclearlyidentifiedassuchinthetext.
43)Ifthedistributionofdataisskewed,medianandrangeare usu-allythemoreappropriatestatisticaldescriptorsthanamean.
However,themeanandstandarddeviationshouldalsobe pro-vided.
44)Anypublicationofdataonnon-reassuringfetalstatusshould includea detaileddescriptionofthemethodsusedfordata collectionandanalysisaspossible.Itisessentialtospecify:
•Thestudydesign;
•The method, frequency and duration of monitoring for non-reassuringfetalstatus;
•Thetrialprofile,indicatingparticipantflowduringastudy includ-ingdrop-outsandwithdrawalstoindicatethesizeandnatureof therespectivegroupsunderinvestigation;
•Thetypeofsurveillance(e.g.passiveoractivesurveillance);
•Thecharacteristicsof thesurveillancesystem(e.g.population served,modeofreportsolicitation);
•Thesearchstrategyinsurveillancedatabases;
•Comparisongroup(s),ifusedforanalysis;
•Theinstrumentof datacollection(e.g.standardized question-naire,diarycard,reportform);
•Whetherthedayofimmunizationwasconsidered“dayone”or “dayzero”intheanalysis;
•Whetherthedateofonset2and/orthedateoffirstobservation3 and/orthedateofdiagnosis4wasusedforanalysis;and
•Useofthiscasedefinitionfornon-reassuringfetalstatus,inthe abstractormethodssectionofapublication.11
Disclaimer
Thefindings,opinionsandassertionscontainedinthis consen-susdocumentarethose of theindividualscientificprofessional membersof theworkinggroup.Theydo not necessarily repre-senttheofficialpositionsofeachparticipant’sorganization(e.g., government,university,orcorporation).Specifically,thefindings andconclusionsinthispaperarethoseoftheauthorsanddonot necessarilyrepresenttheviewsoftheirrespectiveinstitutions.
Acknowledgements
The authors are grateful for the support and helpful
comments provided by the Brighton Collaboration (Jan Bon-hoeffer, JorgenBauwens) and the reference group(see https:// brightoncollaboration.org/public/what-we-do/setting-standards/
case-definitions/groups.html for reviewers), as well as other
expertsconsultedaspartoftheprocess.Finally,wewouldliketo thankthemembersoftheISPESpecialInterestGroupinVaccines (VAXSIG)forthereviewof,constructivecommentson.Brighton CollaborationwouldliketoacknowledgetheTheGlobalAlignment ofImmunizationSafetyAssessmentinPregnancy(GAIA)Project, fundedbytheBillandMelindaGatesFoundation.
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