This form may be used to move retirement plan assets from a retirement plan or traditional or SIMPLE IRA into your employer’s plan. This form may NOT be used to request a rollover from this plan to another retirement plan.
Initiating Your Rollover
Contact your prior Employer/Investment Company to request a distribution of your account balance. Please have check made payable to:
Frontier Trust
FBO Participant Name and Social Security Number
Rollover Contribution Information
1. Overall Amount - The amount of my rollover contribution is $________________________.
2. Roth Elective Deferrals - The amount of my rollover contribution attributable to Roth elective deferrals is $__________. (If you enter zero, skip items 3 and 4 and proceed to item 5.)
3. Roth Earnings - The amount of my rollover contributions attributable to earnings on Roth elective deferrals is $____________. 4. Initial Roth Contribution - The first year in which I made a Roth elective deferral to the plan from which my rollover is being made
was ________.
5. After Tax Contributions - The amount of my direct rollover contribution attributable to any non-Roth after-tax amounts is $_______________.
6. Origin of Rollover Contribution - The rollover contribution is from the following type of Plan:
Qualified Plan 403(a) Plan 403(b) Plan 457(b) Plan Traditional IRA SIMPLE IRA Roth 401(k) Roth 403(b)
Rollover Investment Elections
Identify the fund(s) in which you would like your rollover contribution invested by selecting one of the boxes below. Missing or incomplete information may cause a delay in the processing of your transaction.
Invest according to my current investment elections. (Check this box to invest your rollover contribution in the same funds and percentages that apply to your other contributions.)
Invest my rollover contribution as described below. You have a choice of how to invest your retirement accounts. You may divide your investments in 1% multiples among the funds. Alternatively, you may choose the Model Portfolio option. Please note that, if you choose to invest in a model, you must invest 100% of your contributions in that option. IMPORTANT NOTE: if you choose to invest in a model portfolio, 100% of your account balance must be invested in that model portfolio. This includes rollover contributions. Therefore, if you are already enrolled in the plan and currently invested in a model portfolio, 100% of your rollover will also be invested in that model portfolio, even if you choose different funds on this form. If you choose to invest in a model portfolio any time in the future, 100% of your account balance including your rollover will be invested in that model portfolio.
Please indicate the percentage you would like to contribute to the following funds. You may divide your investments in 1% multiples and your total must equal 100%.
Columbia Acorn Fund (Z) _____%
DFA Emerging Markets Core Equity Fund (I) _____%
DFA International Small Company Fund (I) _____%
DFA International Value Fund (I) _____%
DFA Large Cap International Fund (I) _____%
DFA U.S. Core Equity 1 Fund (I) _____%
DFA U.S. Large Cap Value Fund (I) _____%
DFA U.S. Small Cap Fund (I) _____%
DFA U.S. Targeted Value Fund (I) _____%
DFA U.S. Vector Equity Fund (I) _____%
Dodge & Cox International Stock Fund _____%
Principal MidCap Blend Fund (I) _____%
T. Rowe Price Blue Chip Growth Fund _____%
T. Rowe Price New Horizons Fund _____%
Vanguard 500 Index Fund (Inv) _____%
Vanguard Growth Index Fund (Inv) _____%
Vanguard Mid-Cap Growth Index Fund (Inv) _____%
Vanguard Mid-Cap Index Fund (Inv) _____%
Vanguard Small-Cap Growth Index Fund (Inv) _____%
Vanguard Small-Cap Index Fund (Inv) _____%
American Funds Capital World Bond Fund (R6) _____%
PIMCO Total Return Fund (D) _____%
Vanguard Target Retirement 2010 Fund (Inv) _____%
Vanguard Target Retirement 2015 Fund (Inv) _____%
Vanguard Target Retirement 2020 Fund (Inv) _____%
Vanguard Target Retirement 2025 Fund (Inv) _____%
Vanguard Target Retirement 2030 Fund (Inv) _____%
Vanguard Target Retirement 2035 Fund (Inv) _____%
Vanguard Target Retirement 2040 Fund (Inv) _____%
Vanguard Target Retirement 2045 Fund (Inv) _____%
Vanguard Target Retirement 2050 Fund (Inv) _____%
Vanguard Target Retirement Income Fund (Inv) _____%
Option 2: Choose Model Portfolio (Select only one below.)
MODERATE MODEL BALANCED MODEL
GROWTH AND INCOME MODEL MODERATELY-AGGRESSIVE MODEL AGGRESSIVE GROWTH MODEL
If you do not choose investments for your savings, your contributions will be invested in the applicable investment option listed below, determined by your date of birth and number of years until retirement (the years listed below are based on your year of birth).
Investment Option Name Start Year End Year
Vanguard Target Retirement Income Fund (Inv) 01/01/1900 12/31/1942
Vanguard Target Retirement 2010 Fund (Inv) 01/01/1943 12/31/1947
Vanguard Target Retirement 2015 Fund (Inv) 01/01/1948 12/31/1952
Vanguard Target Retirement 2020 Fund (Inv) 01/01/1953 12/31/1957
Vanguard Target Retirement 2025 Fund (Inv) 01/01/1958 12/31/1962
Vanguard Target Retirement 2030 Fund (Inv) 01/01/1963 12/31/1967
Vanguard Target Retirement 2035 Fund (Inv) 01/01/1968 12/31/1972
Vanguard Target Retirement 2040 Fund (Inv) 01/01/1973 12/31/1977
Vanguard Target Retirement 2045 Fund (Inv) 01/01/1978 12/31/1982
Vanguard Target Retirement 2050 Fund (Inv) 01/01/1983 12/31/9999
If you do not choose your investments for your savings and you do not have a date of birth on file, your contributions will be invested in an investment as determined by your Plan Administrator.
Participant Authorization
My signature confirms that I have read, understand and agree with the information contained on the reverse side of this form. I certify that amounts represented on this form qualify as a rollover contribution. Furthermore, I hereby direct that the investment elections specified on this form be made in my Plan account for this rollover contribution.
Signature of Participant:
Date:
Plan Administrator Use Only
Mail the completed Rollover Contribution Form and the original rollover check made payable to Frontier Trust to:
Frontier Trust Overnight Address
each request.
If you have questions while completing this form, please contact the Plan Information Line at 1-877-819-7214. Date check mailed to the Trust:_______________________
(MM/DD/YYYY)
Please check here if this is a related rollover.
I authorize the receipt of the rollover into the Employer Plan designated above.
Signature of Plan Administrator: Date: