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DOI: 10.1534/genetics.104.036053

Protecting Haploid Polymorphisms in Temporally Variable Environments

Antony M. Dean

1

BioTechnology Institute and Department of Ecology Evolution and Behavior, University of Minnesota, St. Paul, Minnesota 55108

Manuscript received September 7, 2004 Accepted for publication November 11, 2004

ABSTRACT

Analysis of a continuous-time model shows that a protected polymorphism can arise in a haploid pop-ulation subject to temporal fluctuations in selection. The requirements are that poppop-ulation size is regulated in a density-dependent manner and that an allele’s arithmetic mean relative growth rate is greater than one when rare and that its harmonic mean relative growth rate is less than one when common. There is no requirement that relative growth rate be frequency dependent. Comparisons with discrete-time models show that the standard formalism used by population genetics ignores forced changes in generation time as rare advantageous alleles sweep into a population. In temporally variable environments, frequency-dependent changes in generation times tend to counteract these invasions. Such changes can prevent fixation and protect polymorphisms.

T

HE means by which temporal fluctuations in selec- 2002), and even nontransitive fitness relations that allow clones to endlessly pursue one another across uniform tion might maintain polymorphisms were first

ex-plored by Dempster (1955). He showed that a rare surfaces (Kerret al.2002). None invoke temporal fluc-tuations in selection for haploids.

allele in an infinite randomly mating diploid population

will increase in frequency if the geometric mean fitness Competition between haploid clones is conceptually no different from competition between species. Ecolo-of the heterozygote exceeds that Ecolo-of the common

homo-zygote. Neither allele can fix if the geometric mean fit- gists long ago showed that temporal variability in the en-vironment can promote coexistence (StewartandLevin ness of the heterozygote is greater than those of both

homozygotes, and so the polymorphism persists indefi- 1973; Levins 1979; Armstrong and McGehee 1980; Chesson1985, 2000), as when a resource fluctuates either nitely. In a haploid population there are only two

geno-types and the allele with the larger geometric mean side of the intersection of two nonlinear growth curves (Figure 1). Realistic models tend to be particular, mak-fitness inevitably sweeps to fixation—there is no third

genotype to counteract this invasion. Dempster con- ing generalizations difficult. Other models, perhaps un-realistic, are concocted to illustrate principles. Some cluded that temporal fluctuations in selection can

pro-tect polymorphisms in diploids but not in haploids. general criteria leading to coexistence have been exam-ined, but lack intuitive appeal.

Later,HaldaneandJayakar(1963), and then

Gilles-pie(1972, 1973a,b), analyzed similar models and came Using a continuous-time model of chemostat compe-tition, I derive the conditions under which temporal to exactly the same conclusion.

Dempster’s (1955) model is widely cited as one of fluctuations in selection can maintain a genetic poly-morphism in a haploid species subject to density-depen-several mechanisms to maintain polymorphisms in

dip-loids. Haploid monomorphism barely gets a mention. dent population regulation. Nevertheless, the notion that temporal fluctuations in

selection cannot protect polymorphisms in haploids is

deeply ingrained (Felsenstein1976;Hedricket al.1976; BACKGROUND

Hedrick1986;Gillespie1991;Maynard Smith1998).

Chemostat competition: The model of competition All recent investigations invoke alternative selection

between two haploid clonal populations for a single schemes: fitness fluctuations in space (either implicitly,

growth-limiting resource inhabiting a chemostat is

e.g.,Dean 1995, or explicitly, e.g., Rainey and

Travi-sano1998), cooperativity (Rosenzweiget al.1994;Rainey dN

1

dt ⫽ (␮1(S)⫺D)N1 (1)

andTravisano1998), stabilizing frequency-dependent selection (Bohannanand Lenski2000; Lunzeret al.

dN2

dt ⫽ (␮2(S)⫺D)N2 (2)

1Address for correspondence: BioTechnology Institute, University of

Minnesota, 1479 Gortner Ave., St. Paul, MN 55108-6106. dS

dtD(S0⫺S)⫺ ␮

1(S)

Y1

N1⫺ ␮ 2(S)

Y2

N2, (3)

E-mail: [email protected]

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N1⫽0). After inoculation, the density of clone 2 grows

as it consumes resources. Eventually, the resource con-centration becomes sufficiently reduced that growth rate slows and a stable steady state is approached where

dN2/dt⫽ 0,dS/dt⫽ 0, and

␮2(Sss.2)⫽D (7)

N2⫽N2.ss⫽Y2(S0⫺Sss.2). (8)

Here,SSss.2is the resource concentration in the

chem-ostat growth chamber when clone 2 is at its steady-state carrying capacityN2 ⫽N2.ss.

This population is subject to density-dependent popu-lation regupopu-lation. The mechanism of regupopu-lation is re-source depletion. In the absence of mutation or ex-ternally imposed change, the population will remain at

N2⫽N2.ssand will continue to grow at␮2(Sss.2)⫽Dwith

generation timeg2(Sss.2)⫽Loge2/D, indefinitely. A simple clonal sweep:Now imagine that a second, fitter clone is introduced at very low density to this Figure1.—Coexistence of both types is possible if the re- steady-state chemostat population. At the beginning of source concentration moves either side of the intersection of

the sweep, whent⫽0, the growth rate of the invading

the growth curves (growth rate curves) so that each type is

type 1 must exceed that of the resident clone 2 and

favored alternately. This phenomenon was first explored by

StewartandLevin(1973).

␮1(Sss.2)⬎ ␮2(Sss.2)⫽D forN1⬇0,N2⫽ N2.ss; (9)

otherwise invasion is not feasible. Toward the end of where N1 and N2 are the densities of the competing the sweep, whent, the growth rate of clone 1 must

clones,␮1(S) and␮2(S) are their rates of growth, andD slow to the chemostat dilution rate and

is the chemostat dilution rate (the fractional rate of

re-placement of medium in the growth chamber).S0and ␮2(S)⬍ ␮1(S)⫽ D asN1 →N1.ss,N2 →0; (10)

S are, respectively, the concentrations of the

growth-otherwise the population grows without bound. Loss of limiting resource enteringthe growth chamber and in

clone 2 brings the population to a new steady state the growth chamber. Y1 and Y2 are yield coefficients

characterized by that determine the biomass produced per amount of

resource consumed. 1(Sss.1) D (11)

To connect growth rates to resource levels assume

N1⫽ N1.ss⫽ Y1(S0⫺Sss.1), (12)

that the former are concave monotonic functions of the

latter. For example, let where S S

ss.1 is the resource concentration in the

chemostat growth chamber with clone 1 alone at steady

i(S)⫽ ␮

maxiS KiS

, i1, 2, (4)

state. As with clone 2, clone 1 is subject to density-dependent population regulation generated by re-where ␮maxi is the maximum rate of growth of clonei source depletion.

when the resource is in excess, andKiis a half-saturation In simple models of resource competition such as constant, the concentration of resource sufficient to this, the superior competitor reduces the resource con-allow growth at exactly half the maximum rate. centration to a point where the inferior competitor can Cell generation times are defined as the average time no longer sustain itself. With Sss.1 ⬍ Sss.2 the inferior

for one cell to become two (Kubitschek1970), competitor is washed from the chemostat growth cham-ber. This is true for any simple concave monotonic

gi(S)⫽ Loge2

i(S)

, i 1, 2, (5) growth function such as Equation 4 (Tilman1982). Relative fitness:The fitness of clone 1 relative to clone 2 is defined as a ratio of growth rates (Lunzer et al.

with the number of cell generations elapsed during time

2002),

tgiven simply as

w1

2(S)⫽ ␮1

(S)

␮2(S)

. (13)

Gi(S)⫽ ␮ i(S)

Loge2

t, i⫽ 1, 2. (6)

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the appearance of frequency dependence in relative The population generation timeis proportional to the reciprocal of the average growth rate

fitness. This does nothing to affect the outcome of com-petition, however, and the favored clone sweeps

inexor-ably to fixation. Loge2

␮(S) ⫽ Loge2

D . (21)

Changes in growth rates do not necessarily imply

changes in relative fitness. Following inoculation of a Being a function of the dilution rate, the population chemostat the concentration of the limiting resource is generation time is under the direct control of the exper-commonly reduced far below the half-saturation con- imenter. Whereas the population generation time is a stant (SK1,K2;Lunzeret al.2002) and reciprocal of the average growth rate, theaverage cell

gen-eration time,g1(S)pg2(S)q⬆Loge2/Dand is an aver-w1

2(S)⬇

␮max 1/K1

␮max 2/K2

. (14) age of the reciprocals of growth rates.

This case illustrates why, during clonal sweeps, relative

CHEMOSTAT THEORY FOR

fitness will often remain independent of the slowdown

VARIABLE ENVIRONMENTS

in growth rates produced by the decline in resource

Clonal competition in a variable environment: Now abundance.

imagine the same two clones competing in a chemostat, Estimating relative fitness:A small change in the

den-but allow the environment to vary from time to time. sity of an exceedingly rare clone has a negligible impact

As before, imagine that clone 1 is exceedingly rare and on resource abundance. With a second clone at its

car-attempting to invade a numerically dominant clone 2 rying capacity the system enters a quasi-steady state,

at steady state. Let the growth rate of clone 1 in environ-characterized bydS/dt⬇0. Over short periods of time

mentjbe␮1.j(Sss.2.j), the dilution rate in environmentj

the growth rates remain virtually constant. Equations 1

beDj, and the time spent in environment jbe⌬tj. As and 2 can be integrated:

before, assume␮1.j(Sss.2.j) is constant over each interval N1(t)⬇N1(0)e(␮1(S)⫺D)t (15) ⌬tj. Afternenvironmental changes the density of clone

1, initiallyN1(0) and very rare, is

N2(t)⬇N2(0)e(␮2(S)⫺D)t. (16)

N1(T)⫽N1(0) ·e

n

j⫽1(␮1.j(Sss.2.j)⫺Dj)·⌬tj forN

1.j⬇0,N2.jN2.ss.j

Taking Logeratios yields

(22)

Loge

N1(t)

N2(t)

⬇Loge

N1(0)

N2(0)

s(S)t. (17) at timeT⫽ 兺jntjand withN1(T) remaining very small.

Similarly, when clone 2 is very rare and clone 1 is at steady state

The slope of a plot of the Logeratio of clone densities

against time is commonly used to estimate the selection N

2(T)⫽N2(0) ·e

n

j⫽1(␮2.j(Sss.1.j)⫺Dj)·⌬tj forN

1.jN1.ss.j,N2.j⬇0.

coefficients(S)⫽(␮1(S)⫺ ␮2(S)) per hour. The fitness

(23) of clone 1 relative to clone 2 is simply

This model is approximate. It assumes that tiny changes in the densities of rare clones have negligible impacts

w1

2(S)⫽1⫹

s(S)

␮2(S)

. (18)

on growth rates. It also assumes that selection during the transitions between environments is insignificant Relative fitness and generation times:Relative fitness

compared to the selection at quasi-steady state within can also be described as a ratio of cell generation times

environments where the dominant clone, growing at or as a ratio of the number of generations per unit time

rateDj, remains close to its carrying capacity,N2.ss.j.

Fi-nally, Equations 22 and 23 are concerned only with the

w1

2(S)⫽

g2(S)

g1(S)

G1(S)

G2(S)

. (19)

fates of very rare clones. The interior dynamics when both clones have comparable frequencies and dynamics The average growth rate at quasi-steady state is approxi- far away from quasi-steady state shall not concern us.

mately Coexistence in a variable environment: Coexistence

is assured if the densities of each clone increase when

␮(S)⫽ ␮1(S)p⫹ ␮2(S)qD, (20)

rare. This requires where p⫽ 1 ⫺ qN1/(N1 ⫹ N2) is the frequency of

n

j⫽1

(␮1.j(Sss.2.j)⫺ Dj) ·⌬tj⬎0 forN1.j⬇0,N2.jN2.ss.j

clone 1. In practice this approximation is excellent

be-cause the difference in steady-state resource levels is (24) but a tiny fraction of the total resource entering the

chemostat growth chamber [i.e., (Sss.2⫺ Sss.1)/S0⬇ 0].

n

j⫽1

(␮2.j(Sss.1.j)⫺Dj) ·⌬tj⬎0 forN1.jN1.ss.j,N2.j⬇0.

Thus, the population neither increases nor decreases

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A further simplification uses ␮1⫽兺

n

j⫽1␮1.j(Sss.2.j)⌬tj/ 兺n

j⫽1⌬tj,␮2⫽兺

n

j⫽1␮2.j(Sss.1.j)⌬tj/兺 n

j⫽1⌬tj, and D⫽兺

n j⫽1Dj·

tj/兺nj⫽1⌬tjto produce

␮1⬎D forN1.j⬇0,N2.jN2.ss.j (26)

␮2⬎D forN1.jN1.ss.j,N2.j⬇0. (27)

Although they turn out to be less useful than (24) and (25), (26) and (27) state the obvious: that the average growth rate of a rare type must exceed the average dilution rate if it is to persist.

Define ␥kDktk/兺 n

j⫽1Djtj as the proportion of

population generations spent in environmentkand sim-ply rewrite (24) and (25) as

n

j⫽1

jw12.j(Sss.2.j)⬎1 forN1.j⬇0,N2.jN2.ss.j (28)

n

j⫽1

jw21.j(Sss.1.j)⬎1 forN1.jN1.ss.j,N2.j⬇0. (29)

Figure 2.—A protected polymorphism (shaded region)

We see immediately that two clones can coexist when- arises in a haploid population subject to density-dependent ever their weighted arithmetic mean relative fitnesses, regulation when the arithmetic mean fitness (relative growth rate) of an allele is greater than one when rare and its

har-when rare, are⬎1. Since fitness is defined as a ratio of

monic mean fitness is less than one when common. The

popu-growth rates, sow2

1.j(Sss.1.j)⫽1/w12.j(Sss.1.j) and Equation

lation is assumed to spend half its time in each environment.

29 can be rewritten as

1

n

j⫽1␥j/w12.j(Sss.1.j)

⬍1 forN1.jN1.ss.j,N2.j⬇0. (30) The generation time effect is explained as follows.

Without loss of generality, assume relative fitness remains constant withw1

2.jw12.j(Sss.1.j)⫽ w12.j(Sss.2.j). The growth

This makes plain that the reciprocal of the arithmetic

rate of clone 2 when common is ␮2.j(Sss.2.j) ⫽ Dj and

mean relative fitness of the invading type is the

har-when rare is ␮2.j(Sss.1.j)⫽ Dj/w12.j. The number of cell

monic mean relative fitness of the resident clone.

generations that clone 2 spends in an environment In the special case where relative fitness is constant,

when common is (␮2.j(Sss.2.j)/Loge2)⌬tj⫽(Dj/Loge2)⌬tj

andw1

2.j(Sss.2.j)⫽w12.j(Sss.1.j) regardless of clone frequency,

and when rare is (␮2.j(Sss.1.j)/Loge2)⌬tj⫽(Dj/w12.jLoge2)·

Equations 28 and 30 provide the conditions necessary

tj. As clone 1 invades so clone 2 spends fewer and to protect both clones from loss (Figure 2). Temporal

fewer generations in environments where clone 1 is fluctuations in selection can protect genetic

polymor-favored (since Djtj/w1

2.jDjtj whenw12.j⬎1), yet ever

phisms in haploid clones in the absence of

frequency-more generations in environments where clone 1 is dependent selection. All that is needed is for each allele,

disfavored (whereDjtj/w1

2.jDjtjwhenw12.j⬍ 1).

Fre-when rare, to have a weighted arithmetic mean relative

quency-dependent changes in cell generation times, fitness⬎1.

driven by changes in resource levels, counteract the The generation time effect: Using␥kDktk/

n j⫽1Dj·

invasion. If sufficient they can prevent clone 1 reaching

tjand␥2.k⫽ ␮2.k(Sss.1.k)⌬tk/兺 n

j⫽1␮2.j(Sss.1.j)⌬tjas the

pro-fixation. portion of cell generations clone 2 spends in each

envi-A haploid polymorphism can be protected in a tempo-ronment when common and when rare, rewrite (24)

rally variable environment when relative fitness and and (25) as

selection coefficients remain independent of allele fre-quencies so long as the population is subject to

density-兺

n

j⫽1

jw12.j(Sss.2.j)⬎1 forN1.j⬇0,N2.jN2.ss.j, (31) dependent regulation.

n

j⫽1

␥2.jw12.j(Sss.1.j)⬍1 forN1.jN1.ss.j,N2.j⬇0. (32)

DISCRETE-TIME MODELS

We see that when relative fitness is constant (w1

2.j(Sss.1.j)⫽ The conclusion that a haploid polymorphism can be

w1

2.j(Sss.2.j)) frequency-dependent changes in growth protected in a temporally variable environment when

rates, reflected as changes in the proportion of cell fitness is independent of allele frequency is seemingly generations clone 2 spends in each environment when at variance with the conclusions drawn from analyses of common and when rare (␥j ⬆ ␥2.j), promote coexis- fluctuating selection using discrete-time models. Here,

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A simple clonal sweep revisited:The continuous-time appears to be frequency dependent when time is mea-sured on a per population generation (i.e., an absolute) model of a simple clonal sweep can be recast in discrete

time with scale. This frequency dependence is entirely attribut-able to an unacknowledged inversion of relative fitness from the continuous-time model.

p(t)⫽ p(0)W(S,t)

p(0)W(S,t)⫹ q(0), (33) When dealing with fitnessrelativeto clone 2 it is natu-ral to measure time inclone 2generations, even though wherep(t)⫽1⫺ q(t)⫽ N1(t)/(N1(t)⫹N2(t)) is the

these change with clone frequency. To do this set time frequency of clone 1 and

in Equation 35 totg2(Sss.2)⫽ Loge2/Dwhen clone W(S,t)⬇e(␮1(S)⫺␮2(S))·t (34)

2 is common andtg2(Sss.1)⫽w12(Sss.1)Loge2/Dwhen

clone 2 is rare. The result is is fitness at resource concentrationS over the intervalt

(Hartl and Clark 1997). Just as with Equations 15 Loge(W(Sss.2,g2(Sss.2)))⫽ (w12(Sss.2)⫺ 1)Loge2

and 16, this approximation is very accurate whenevert

forN1.j⬇ 0,N2.jN2.ss.j (38)

is sufficiently small that changes inS, and hence changes

in the growth rates␮i(S), are negligible. Nevertheless, Loge(W(Sss.1,g2(Sss.1)))⫽ (w12(Sss.1)⫺ 1)Loge2

as the clonal sweep proceedsW(S,t) must vary withS

forN1.jN1.ss.j,N2.j ⬇0. (39)

as it declines from Sss.2 to Sss.1. If variation in W(S, t)

with clone frequency is interpreted as frequency depen- These equations show that the frequency-dependent dence, then the chemostat model of a clonal sweep is, by selection in the discrete-time model disappears when definition, a model of frequency-dependent selection. w1

2(Sss.2)⫽w12(Sss.1) and time is measured units of clone

Measuring time: The fitness of a clone is commonly 2 generations.

expressed relative to another, with time measured on a Returning to time measured per population gener-per generation basis (HartlandClark1997). Sett⫽ ation, letG(Sss.2)⫽ (D/Loge2)t ⫽ 1 be one clone 2 cell

Loge2/D so that time in Equation 34 is measured in generation when clone 2 is common. Then clone 2 spends

terms of one population generation. Then Logefitness G(Sss.1)⫽(D/Loge2w12(Sss.1))t⫽1/w12(Sss.1) cell

genera-over one population generation is simply tions over period t when rare. Now rewrite Equations 36 and 37 as

Loge(W(S, 1))⫽ (␮1(S)⫺ ␮2(S))

Loge2

D . (35) Loge(W(Sss.2, 1))⫽ G(Sss.2) · (w12(Sss.2)⫺ 1)

forN1.j⬇0,N2.jN2.ss.j (40)

At the beginning of the sweep, whenN2 ⫽ N2.ss,N1⬇

0,␮2(Sss.2)⫽D, andw21(Sss.2)⫽ ␮1(Sss.2)/D, Equation 35 Log

e(W(Sss.1, 1))⫽ G(Sss.1) · (w12(Sss.1)⫺ 1)

becomes

forN1.jN1.ss.j,N2.j⬇ 0. (41)

Loge(W(Sss.2, 1))⫽(w12(Sss.2)⫺ 1)Loge2

This formulation presents the two causes of frequency

forN1.j⬇0,N2.jN2.ss.j. (36) dependence in the discrete-time model. First is the passive

decrease in the number of clone 2 cell generations per Toward the end of the sweep, whenN1⫽ N1.ss,N2⬇0,

unit time, fromG(Sss.2)⫽1 toG(Sss.1)⫽1/w12(Sss.1),

attrib-␮1(Sss.1) ⫽ D, and w12(Sss.1)⫽D/␮2(Sss.1), Equation 35

utable to density-dependent population regulation. Sec-becomes

ond are biological mechanisms that cause changes in rela-Loge(W(Sss.1, 1))⫽(1⫺ w21(Sss.1))Loge2 tive fitness such thatw12(Sss.2)⬆w12(Sss.1).

The 1955 Dempster classic:Comparing the geomet-for N1.jN1.ss.j,N2.j⬇0. (37)

ric mean fitnesses of the haploid discrete-time model Inspecting Equation 37 reveals that the relative fitness (W(Sss.i.j,tj) n

n

j⫽1(W(Sss.i.j,⌬tj))) to the haploid

con-of the continuous-time model [w2

1(Sss.1) on the right] is tinuous-time model (after being Logetransformed)

re-not that of clone 1 with respect to clone 2 but rather veals that that of clone 2 with respect to clone 1. This quirk arises

because we measured time in units of one population Loge(W(Sss.2.j,tj)) 1

n

n

j

(s(Sss.2.j) ·⌬tj)

generation (t⫽Loge2/D) and this corresponds to one

cell generation of the numerically dominant clone. In forN

1.j⬇0,N2.jN2.ss.j (42)

the course of the selective sweep the numerically

domi-nant clone changes from clone 2 in Equation 36 to Log

e(W(Sss.1.j,⌬tj))⫽

1

n

n

j

(s(Sss.1.j) ·⌬tj)

clone 1 in Equation 37. Factoring␮1(Sss.1)⫽D[instead

of␮2(Sss.2)⫽ D] to produce Equation 37 forces fitness for

N1.jN1.ss.j,N2.j ⬇0, (43)

of the continuous-time model to be inverted. When w1

2(Sss.2)⫽w12(Sss.1) there is no frequency de- wheres(Sss.i.j)⫽ ␮1.j(Sss.i.j)⫺ ␮2.j(Sss.i.j) is the selection

co-efficient per hour. pendence in relative fitness in the continuous-time

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allele frequency by settingW(Sss.2.j,⌬tj)⫽W(Sss.1.j,⌬tj). rate of a rare heterozygote exceeds those of the common

homozygotes. As a consequence the clone with the largest geometric

By convention (e.g., see Felsenstein1976), the fit-mean fitness wins the competition.

nesses of the homozygotes are usually presented relative Applying the same definition to the continuous-time

to that of the heterozygote: chemostat model forces the selection coefficient per

hour to be independent of allele frequency,s(Sss.2.j)⫽

s(Sss.1.j). During a clonal sweep the growth rates slow

1

n

j⫽1␥j/wAAAa.j

⬍1 forpa⬇0 (46)

with the decline in S. As a consequence, the selection

coefficients per clone 2 cell generation become frequency 1

n

j⫽1␥j/waaAa.j

⬍1 forpA⬇0. (47)

dependent:s(Sss.2.j)/␮2.j(Sss.2.j)⬆s(Sss.1.j)/␮2.j(Sss.1.j).

De-fining fitness per unit time as independent of allele

Hence, a protected polymorphism can be established frequency in the discrete-time model forces the

selec-in a temporally variable environment when the weighted tion per cell generation to become frequency

depen-harmonic mean fitnesses of both homozygotes are each dent in the continuous-time chemostat model.

less than that of the heterozygote. The discrete-time model can be modified to

accom-modate the slowdown in growth rates during a clonal

sweep by definingW(Sss.i.j,⌬tj)⫽(V(Sss.i.j))G2.j(Sss.i.j), where EXPERIMENTAL EVIDENCE V(Sss.i.j)⫽e(w

1

2.j(Sss.i.j)⫺1) is relative fitness and G

2.j(Sss.i.j) ⫽

The above theory makes two predictions: (1) the num-(␮2.j(Sss.i.j)/Loge2)⌬tjis the number of cell generations

ber of cell generations varies with time and (2) both experienced by clone 2 in environment j. The

condi-clones can increase in frequency when rare in a tempo-tions necessary to protect a polymorphism can now be

rally variable environment. Neither is predicted by the rewritten as

classical population genetics theory.

Frequency-dependent changes in generation time

n

j⫽1

Loge(W(Sss.2.j,⌬tj))⫽

n

j⫽1

(G2.j(Sss.2.j) · Loge(V(Sss.2.j)))

have been observed directly. Equations 16 and 17 state that when relative growth rates are independent of

fre-⫽

n

j⫽1

Djtj Loge2

· (w1

2.j(Sss.2.j)⫺1)

⬎0

quency [i.e., whenw1

2(Sss.2)⫽w12(Sss.1)] and proportional

to resource abundance, the selection coefficient per

forN1.j⬇0,N2.jN2.ss.j (42⬘) population generation will decline during a selective

sweep, froms(Sss.2)⫽ ((␮max 1/K1)Sss.2⫺(␮max 2/K2)Sss.2)

n

j⫽1

Loge(W(Sss.1.j,⌬tj))⫽

n

j⫽1

(G2.j(Sss.1.j) · Loge(V(Sss.1.j)))

to s(Sss.1)⫽ ((␮max1/K1)Sss.1 ⫺ (␮max 2/K2)Sss.1).

Chemo-stat competition experiments between Escherichia coli

n

j⫽1

Djtj

w1

2(Sss.1.j)Loge2 · (w1

2.j(Sss.1.j)⫺1)

⬍0 strains TD10 and TD2 for growth-limiting

concentra-tions of the sugar methylgalactoside produce sufficiently strong selection that the change in the intensity of

selec-forN1.jN1.ss.j,N2.j⬇0. (43⬘)

tion can be discerned (Figure 3). Whenever selection The right-hand sides of these two inequalities can be re- is very intense, frequency-dependent changes in cell arranged using␥kDktk/兺

n

j⫽1Djtj to produce Equa- generation time need to be taken into account when

tions 28 and 29 that define the conditions for protecting estimating relative fitness (Lunzeret al.2002). the polymorphism. The discrete-time model has been Studying selection in a temporally variable environ-reconciled with the continuous-time chemostat model ment directly is immensely difficult, even in near ideal-by simply accounting for the change in number of cell ized laboratory populations ofE. coli(Suiteret al.2003). generations per unit time generated by changes in clone Instead, our evidence is indirect, the argument taking an interesting, if circuitous, route. First, a model of frequencies.

authentic stabilizing frequency-dependent selection in The diploid model: The diploid model is a simple

a uniform environment is described and the evidence extension of the haploid model—we need consider only

for it presented. Second, the model is extended to ac-invasion of an equilibrium population of homozygotes

commodate temporal variability. Third, it is shown that by those few heterozygotes carrying an exceedingly rare

the stabilizing frequency dependence seen in a uniform allele. The conditions for invasion are

environment, and the balancing selection generated in a temporally variable environment, are synonymous.

n

j⫽1

jwAaAA.j⬎ 1 forpa⬇0 (44)

Fourth, since the one implies the other, demonstrating stabilizing frequency dependence in a uniform

environ-兺

n

j⫽1

jwAaaa.j⬎ 1 forpA⬇0. (45) ment implies that the selection generated in a

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Figure3.—The intensity of selection diminishes during a

selective sweep as growth rates slow down (data fromLunzer

Figure 4.—Frequency-dependent selection generated by

et al.2002). Pooled results from four replicate chemostat

ex-differential consumption of substitutable resources. TD10 is

periments in whichE. colistrain TD10 competes with strain TD2

fitter on methylgalactoside and TD2 is fitter on lactulose. A for limiting concentrations of methylgalactoside are shown;

zone of coexistence arises between 24 and 30.5%

methylgalac-w1

2.MG⫽1.312⫾0.006. The solid line is a second-order

poly-toside where strains are fitter than their competitor when rare nomial fitted to the data. The dashed line is drawn for

com-(arithmetic mean fitness), but less fit when common (harmonic parison.

mean fitness).

lection in constant environments. Theory predicts that, ronments is insignificant compared to selection at steady when growth rates are proportional to resource concen- state within environments. Define, as before, the num-trations (e.g.,␮i(SLU,SMG)⫽ ␣i.LUSLU⫹ ␣i.MGSMG), coexis- ber of population generations spent in each

environ-tence is possible whenever the arithmetic mean fitness ment,kDktk/n

j⫽1Djtj. Then it follows that

coexis-exceeds one and the harmonic mean fitness is less than tence is possible if one (Lunzeret al.2002):

n

j⫽1

j· (luj·w102.LU⫹mgj·w102.MG)⫽lu ·w102.LU⫹mg ·w102.MG⬎1

lu ·w10

2.LU⫹ mg ·w102.MG⬎ 1 forpTD10⬇0 (48)

forpTD10⬇0 (50)

1 lu/w10

2.LU⫹ mg/w102.MG

⬍ 1 forpTD2⬇0. (49)

1

n

j⫽1␥j· (luj/w102.LU⫹mgj/w102.MG)

⫽ 1

lu/w10

2.LU⫹mg/w102.MG ⬍1

Here, the super- and subscripts refer to E. coli strains TD10 and TD2,w10

2.LUandw102.MGare the relative growth forpTD2⬇0, (51) rates obtained during competition in chemostats for

where lu⫽兺nj⫽1␥jluj and mg⫽兺 n

j⫽1␥jmgj are average

100% lactulose (w10

2.LU⫽ ␣10.LU/␣2.LU⫽0.91) or 100%

resource abundances. Hence, coexistence is assured methylgalactoside (w10

2.MG⫽ ␣10.MG/␣2.MG⫽1.32), and lu

when the expected (i.e., mean) resource supply lies and mg⫽1⫺lu are the proportions of each resource

within the zone of coexistence. in the fresh medium supplied to the chemostats.

Experi-Third, there is no requirement for a realized resource ments confirm that a narrow zone of coexistence exists

supply to ever reside within the zone of coexistence. between 23 and 30.5% methylgalactoside (Figure 4). As

Suppose only one resource is ever present in the envi-long as the resource supply lies within this zone neither

ronment at one time (i.e., lu ⫽ 1, mg⫽ 0 or lu ⫽ 0, strain can fix.

mg⫽1), and let␥LUand␥MGrepresent the time spent

Second, temporal environmental variability plays no

consuming each. Then rewrite (50) and (51) as role in producing this balanced polymorphism.

Never-theless, it is instructive to introduce it to the model.

LU ·w102.LU⫹ ␥MG·w102.MG⬎1 forpTD10⬇ 0 (52)

Assume, as before, that tiny changes in the frequencies

of rare types have negligible impacts on growth rates, 1

␥LU/w102.LU⫹ ␥MG/w102.MG

⬍1 forpTD2⬇0. (53)

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envi-Figure5.—A protected polymorphism of two types competing for a single variable resource. (A) Relationships between growth

rates resource abundance. As clone 1 sweeps through a population with dilution rateDA⫽1.5 the resource abundance drops

from Sss.2.A ⫽ 45 ␮m to Sss.1.A ⫽ 30 ␮m, forcing growth rates to slow and relative fitness to decline from w12(Sss.2.A)⫽1.5 to

w1

2(Sss.1.A)⫽1.125. Despite evident frequency dependence, coexistence is not possible at a fixed dilution rate. (B) Regions of

coexistence (shaded) calculated assuming the population spends equal time atDA⫽1.5 andDB⫽0.5. The regions were calculated

assuming changes in death rates are infrequent. Individuals cannot respond to very rapid changes in dilution rates, which will

be perceived to converge on a single death rate,D⫽(DA⫹DB)/2, where coexistence is no longer possible.

We have just transited from a balanced polymorphism of selection can protect a polymorphism in a haploid species whose population size is subject to density-attributable to stabilizing frequency-dependent

selec-tion in a uniform environment [(50) and (51)] to a pro- dependent regulation. The growth rate of an invading tected polymorphism in a variable environment where type must exceed the dilution rate when rare, else inva-relative growth rates,w10

2.LU⫽0.91 andw102.MG⫽1.32, are sion fails, just as it must eventually slow to match the

independent of frequency [(52) and (53)]. dilution rate, else the population grows without bound. Fourth, the only difference between these equations Hence, density-dependent population regulation forces is that the former use lu and mg⫽1⫺lu as the propor- growth rates to slow as a selective sweep proceeds. Decel-tions of each resource available for consumption in a erating growth rates, which cause changes in generation uniform environment, whereas the latter use ␥LU and times, can be attributed to a variety of ecological

mecha-␥MG⫽1⫺ ␥LUto represent the proportion of time spent nisms. One of the most familiar, and the one modeled

consuming each resource in a variable environment. here, is resource depletion: an invading type consumes In both cases the same proportions of lactulose and a limiting resource more efficiently, reducing its abun-methylgalactoside are delivered into the environment, dance, which in turn lowers the growth rates of all com-and in both cases the same quantities of lactulose com-and petitors. This causes a decline in the intensity of selection methylgalactoside are consumed. Hence, the same mech- per population generation (but not per cell genera-anism, the differential consumption of resources, pro- tion) as a selective sweep proceeds (Figure 3).

motes coexistence both in constant and in variable en- A direct demonstration that temporal fluctuations in vironments. The only difference is whether competitors selection can protect a polymorphism is most improba-consume resources concurrently or consecutively. These ble. Measuring selection coefficients accurately in natu-models are synonymous, despite selection being fre- ral populations is extraordinarily difficult, and the gen-quency dependent when resources are consumed con- eration times of most species are too long for sufficient currently and frequency independent when they are data to be gathered. Laboratory populations of micro-consumed consecutively. organisms inhabiting defined environments provide better opportunities but here again time is limited. With reproduction clonal, periodic selection of new mutants

DISCUSSION

is likely to confound all long-term experiments. Nevertheless, indirect evidence has been obtained. Analyses of both continuous- and discrete-time

(9)

substitut-able resources promotes coexistence through stabilizing Dempster’s model is that temporal fluctuations in selec-tion cannot protect polymorphisms in haploid species frequency-dependent selection generated by

differen-unless selection is frequency dependent (Dempster tial resource depletion (Lunzer et al. 2002). Readily

1955; Haldane and Jayakar 1963; Gillespie 1972, transmogrified into a model of competition for two

al-1973a,b, 1991;Felsenstein1976;Hedricket al.1976; ternating substitutable resources, the frequency

depen-Hedrick1986; Maynard Smith1998). If variation in dence dissipates (fitness on a single resource is not a

W with clone frequency is interpreted as frequency de-weighted average) even as the ability to promote

coexis-pendence, then all clonal sweeps in all populations sub-tence is retained. Hence, stabilizing

frequency-depen-ject to density-dependent regulation are, by definition, dent selection produced by concurrent consumption

frequency dependent. We conclude that Dempster’s of resources is evidence that temporal fluctuations in

1955 discrete-time model is irrelevant to the vast major-selection, generated by consecutive consumption of

re-ity of haploid species subject to densre-ity-dependent pop-sources, can promote coexistence.

ulation regulation. What is true for one mechanism of selection is not

In definingW as relative fitness the standard formal-necessarily true for all. Consider the case where the

ism used by population genetics amalgamates two phe-growth rate of type 2 is a concave function of resource

nomena: frequency-dependent changes in generation abundance [e.g., ␮k.j ⫽ ␮maxk.jSss.i.j/(Kk.jSss.i.j),

Fig-time and frequency-dependent changes in relative fit-ure 5A]. Fitness now changes with clone frequency

be-ness. In ascribing all changes inW to frequency depen-cause the equilibrium resource levels (referred to as

dence in relative fitness, this formalism ignores the role

R* byTilman1982) differ according to which clone is

played by changing generation times in populations dominant [e.g., whenDA⫽1.5 hr⫺1,Sss.1.A⫽1.5/0.05⫽

regulated by density-dependent mechanisms. In

con-30␮mandSss.2.A⫽ 15 · 1.5/(2⫺1.5) ⫽45␮m]. This

founding relative fitness and cell generation time an frequency dependence changes the intensity of

selec-unnecessarily restrictive condition has been inadver-tion, but withDAheld constant it cannot change the

direc-tently imposed on the ability of temporal variations in tion of selection and so is unable to promote coexistence.

selection to protect polymorphisms. Thus was born the When the dilution rate moves across the intersection of

myth that temporal fluctuations in selection cannot pro-the growth curves a change in pro-the direction of selection

tect a polymorphism in a haploid species. is produced. Seasonal switches in the dilution rate between

DAandDBare necessary, although not sufficient, for coexis- I am deeply indebted to Ben Kerr for many hours of useful

discus-tence (Figure 5B). This example nicely illustrates two facts: sion that greatly clarified my thinking. I also thank Dick Hudson for criticizing an admittedly confusing first draft. This work was supported

(1) alone, frequency-dependent selection need not

pro-by National Institutes of Health grants to A.M.D.

mote coexistence, and (2) fluctuations in the availability of a single limiting resource are necessary, although not

sufficient, for two competitors to coexist. LITERATURE CITED Selection during the transitions between

environ-Armstrong, R. A., andR. McGehee, 1980 Competitive exclusion.

ments assumes greater importance as seasons are short- Am. Nat.115:151–170.

Bohannan, B. J. M., andR. E. Lenski, 2000 Linking genetic change

ened. In the limit, when the length of each season is

to community evolution: insights from studies of bacteria and

infinitesimally short, the death rates converge on (DA⫹ bacteriophage. Ecol. Lett.3:362–377.

DB)/2. Instead of protecting a polymorphism, selection Chesson, P. L., 1985 Coexistence of competitors in spatially and temporally variable environments: a look at the combined effects

now drives clone 2 to fixation as Sss.1 → 15 · 1/(2 ⫺

of different sorts of variability. Theor. Popul. Biol.28:263–287.

1)⫽15␮m. This outcome differs from the case where

Chesson, P. L., 2000 Mechanisms of maintenance of species

diver-the seasonal consumption of different substitutable re- sity. Annu. Rev. Ecol. Syst.31:343–366.

Dean, A. M., 1995 A molecular investigation of genotype by

environ-sources generates stabilizing frequency-dependent

se-ment interactions. Genetics139:19–33.

lection when seasons are infinitesimally short. These

Dempster, E. R., 1955 Maintenance of genetic heterogeneity. Cold

examples serve to demonstrate that the outcome of se- Spring Harbor Symp. Quant. Biol.70:25–32.

Felsenstein, J., 1976 The theoretical population genetics of variable

lection depends on the ecological context. Identifying

selection and migration. Annu. Rev. Genet.10:253–280.

the underlying ecological processes that produce

selec-Gillespie, J. H., 1972 The effects of stochastic environments on

tion is crucial to population genetics. allele frequencies. Theor. Popul. Biol.3:241–248.

None of this should be taken to imply that Dempster’s Gillespie, J. H., 1973a Natural selection with varying selection coef-ficients: a haploid model. Genet. Res.21:115–120.

1955 discrete-time model is incorrect. Rather, it

de-Gillespie, J. H., 1973b Polymorphism in random environments.

scribes a situation where the selection coefficients and Theor. Popul. Biol.4:193–195.

the number of generations per unit time are fixed. This Gillespie, J. H., 1991 The Causes of Molecular Evolution. Oxford Uni-versity Press, Oxford.

might arise during selection for seed productivity among

Haldane, J. B. S., andS. D. Jayakar, 1963 Polymorphism due to

annual plants. We have to assume only that a fixed num- selection of varying direction. J. Genet.58:237–242.

ber of seeds germinate each year, that seeds germinate Hartl, D. L., and A. G.Clark, 1997 Principles of Population Genetics, Ed. 3. Sinauer, Sunderland, MA.

in proportion to genotype frequency, and that different

Hedrick, P. W., 1986 Genetic polymorphism in heterogeneous

envi-genotypes are favored in different years. ronments: a decade later. Annu. Rev. Ecol. Syst.17:535–566.

Hedrick, P. W., M. E. GinevanandE. P. Ewing, 1976 Genetic

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polymorphism in heterogeneous environments. Annu. Rev. Ecol. Rainey, P. B., andM. Travisano, 1998 Adaptive radiation in a heterogeneous environment. Nature394:69–72.

Syst.7:1–32.

Kerr, B., M. A. Riley, M. W. FeldmanandB. J. Bohannan, 2002 Rosenzweig, R. F., R. R. Sharp, D. S. TrevesandJ. Adams, 1994 Microbial evolution in a simple unstructured environment: ge-Local dispersal promotes biodiversity in a real-life game of

rock-paper-scissors. Nature418:171–174. netic differentiation inEscherichia coli.Genetics137:903–917.

Kubitschek, H. E., 1970 Introduction to Research With Continuous Cul- Stewart, F. M., and B. R. Levin, 1973 Partitioning of resources

tures. Prentice-Hall, Englewood Cliffs, NJ. and the outcome of interspecific competition: a model and some

Levins, R., 1979 Coexistence in a variable environment. Am. Nat. general considerations. Am. Nat.107:171–198.

114:765–783. Suiter, A. M., O. Ba¨nzigerandA. M. Dean, 2003 Fitness

conse-Lunzer, M., A. Natarajan, D. E. DykhuizenandA. M. Dean, 2002 quences of a regulatory polymorphism in a seasonal environment. Enzyme kinetics, substitutable resources and competition: from Proc. Natl. Acad. Sci. USA100:12782–12786.

biochemistry to frequency-dependent selection inlac.Genetics Tilman, D., 1982 Resource Competition and Community Structure.

Prince-162:485–499. ton University Press, Princeton, N J.

Maynard Smith, J., 1998 Evolutionary Genetics, Ed 2. Oxford

References

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