The Constitution
Chapter 2
Copyright © 2009 Pearson Education, Inc. Publishing as Longman.
Edwards, Wattenberg, and Lineberry
Constitution
•
Definition
– A constitution is a nation’s basic law. It creates
political institutions, assigns or divides powers in government, and often provides certain
guarantees to citizens.
•
Sets the broad rules of the game
•
The rules are not neutral; some participants
and policy options have advantages over
Origins of the Constitution
•
The English Heritage: The Power of Ideas
– Natural rights: rights inherent in human beings,
not dependent on government
– Consent of the governed: government derives its
authority by sanction of the people
– Limited Government: certain restrictions should
The Government That Failed
•
The Articles of Confederation
– The first document to govern the United States, it
was adopted in 1777 and ratified in 1781.
– It established a confederation, a “league of
friendship and perpetual union” among 13 states and former colonies.
– Congress had few powers; there was no president
or national court system.
The Government That Failed
•
Changes in the States
– Liberalized voting laws increased political
participation and power among a new middle class.
– An expanding economic middle class of farmers
and craft workers counterbalanced the power of the old elite of professionals and wealthy
merchants.
– Ideas of equality spread and democracy took
The Government That Failed
• Economic Turmoil
– Postwar depression left farmers unable to pay debts
– State legislatures sympathetic to farmers and passed laws
that favored debtors over creditors
• Shays’ Rebellion
– Series of attacks on courthouses by a small band of
farmers led by Revolutionary War Captain Daniel Shays to block foreclosure proceedings.
– Economic elite concerned about Articles’ inability to limit
The Government That Failed
•
The Aborted Annapolis Meeting
– An attempt to discuss changes to the Articles of
Confederation in September 1786
– Attended by only 12 delegates from 5 states – Called for a meeting in May 1787 to further
Making a Constitution:
The Philadelphia Convention
•
Gentlemen in Philadelphia
– 55 men from 12 of the 13 states
– Mostly wealthy planters and merchants
– Most were college graduates with some political
experience
– Many were coastal residents from the larger cities,
The Philadelphia Convention
•
Philosophy into Action
– Human Nature, which is self-interested – Political Conflict, which leads to factions
– Objects of Government, including the preservation
of property
– Nature of Government, which sets power against
The Agenda in Philadelphia
• The Equality Issues
– Equality and Representation of the States
• New Jersey Plan—equal representation in states
• Virginia Plan—population-based representation
• Connecticut Compromise – two house Congress one Senate with two representatives from each state, and one House based on population
• Benefited smaller states as they were guaranteed 2 Senators and
Cont.
– Slavery - Three-fifths compromise
• Representation and taxation were to be based on the
“number of free person’s “ plus three-fifths of the number of all other persons.
– Political Equality and voting left to states to set
The Agenda in Philadelphia
•
The Economic Issues
– States had tariffs on products from other states – Paper money was basically worthless
– Congress couldn’t raise money – Actions taken:
• Powers of Congress to be strengthened
The Agenda in Philadelphia
• The Individual Rights Issues
– Some were written into the Constitution:
• Prohibits suspension of writ of habeas corpus
• No bills of attainder
• No ex post facto laws
• Religious qualifications for holding office prohibited
• Strict rules of evidence for conviction of treason
• Right to trial by jury in criminal cases
– Some were not specified
• Freedom of speech and expression
The Madisonian Model
•
To prevent a tyranny of the majority, Madison
proposed a government of:
– Limiting Majority Control – Separating Powers
The Madisonian Model
•
The Constitutional Republic
– Republic: A form of government in which the
people select representatives to govern them and make laws
– Favors the status quo – change is slow
•
The End of the Beginning
– The document was approved, but not
Ratifying the Constitution
Anti-Federalist
• Small farmers, shopkeepers,
laborers
• Government Preferred
– Strong state government
– Direct national government
– Shorter terms
– Rule by the common man – Strengthened protection for
individual rights.
Federalist
• Large landowners, wealthy
merchants, professionals
• Government Preferred
– Weaker state government
– Strong national government
– Indirect election of officials
– Longer terms
– Government by the elite
– Expected few violations of
Ratifying the Constitution
• Federalist Papers
– A collection of 85 articles written by Alexander Hamilton,
John Jay, and James Madison under the name “Publius” to defend the Constitution
• Bill of Rights
– The first 10 amendments to the U.S. Constitution, drafted
Ratifying the Constitution
•
Ratification
– Lacking majority support, the Federalists specified
that the Constitution be ratified by state conventions, not state legislatures.
– Delaware first ratified the Constitution on
December 7, 1787.
– New Hampshire’s approval (the ninth state to
Constitutional Change
•
The Informal Process of Constitutional Change
– Judicial Interpretation
• Marbury v. Madison (1803): judicial review
– Changing Political Practice
– Technology
The Importance of Flexibility
• The Constitution is short, with fewer than 8,000
words.
• It does not prescribe every detail.
– There is no mention of congressional committees or
independent regulatory commissions.
• The Constitution is not static, but flexible for future
Understanding the Constitution
• The Constitution and Democracy
– The Constitution is rarely described as democratic.
– There has been a gradual democratization of the
Constitution.
• The Constitution and the Scope of Government
– Much of the Constitution reinforces individualism and
provides multiple access points for citizens.
Summary
•
The Constitution was ratified to strengthen
congressional economic powers, even with
disagreements over issues of equality.
•
Protection of individual rights guaranteed
through the Bill of Rights.
•
Formal and informal changes continue to