doi:10.1006rjabr.1999.8195, available online at http:rrwww.idealibrary.com on
On Simplicial Toric Varieties Which Are Set-Theoretic
Complete Intersections
Margherita Barile
Dipartimento di Matematica, Uni¨ersita degli Studi di Bari, Via Orabona 4,`
70125 Bari, Italy
Marcel Morales
Uni¨ersite de Grenoble I, Institut Fourier, URA 188, B.P.74, 38402 Saint-Martin´
D’Heres Cedex, France; and IUFM de Lyon, 5 rue Anselme, 69317 Lyon Cedex, France`
and Apostolos Thoma
Department of Mathematics, Uni¨ersity of Ioannina, Ioannina 45110, Greece Communicated by Craig Huneke
Received July 22, 1999
In this paper we prove:
1. In characteristic p)0 every simplicial toric affine or projective variety with full parametrization is a set-theoretic complete intersection. This extends
Ž .
previous results by R. Hartshorne 1979, Amer. J. Math.101, 380᎐383 and T. T.
Ž .
Moh 1985,Proc. Amer.Math.Soc.94, 217᎐220 .
2. In any characteristic, every simplicial toric affine or projective variety with full parametrization is an almost set-theoretic complete intersection. This extends
Ž
previous known results by M. Barile and M. Morales 1998,Comm. Algebra26,
. Ž .
1907᎐1912 and A. Thoma Arch. Math., to appear .
3. In any characteristic, every simplicial toric affine or projective variety of codimension two is an almost set-theoretic complete intersection.
Moreover the proofs are constructive and the equations we find are binomial ones.
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INTRODUCTION
An important problem in algebraic geometry is to determine the mini-mum number of equations needed to define an algebraic variety V
Ž .
set-theoretically: if IsI V is the defining ideal of V, this number is Ž .
called the arithmetical rank of I and is denoted ara I . In this paper we only consider ideals generated by binomials. It is natural to define the
Ž Ž ..
binomial arithmetical rank of a binomial ideal I written bar I as the smallest integer sfor which there exist binomials f1, . . . ,fs in I such that
Ž . Ž .
rad I srad f1, . . . ,fs. Hence the binomial arithmetical rank is an upper bound for the arithmetical rank of a binomial ideal. From the definitions we deduce the following inequality for a binomial ideal I:
h I
Ž .
FaraŽ .
I FbarŽ .
I FŽ .
I .Ž . Ž .
Here h I denotes the height and I denotes the minimal number of
Ž . Ž . Ž
generators of I. When h I sara I the ideal I and the variety V as
. Ž . Ž . Ž .
well is called a set-theoretic complete intersection s.t.c.i. ; when h I s I
it is called a complete intersection. The ideal I is called an almost set-theo -Ž . Ž .
retic complete intersection if ara I Fh I q1. The binomial arithmetical rank was computed for the defining ideals of monomial curves inPn in a
K Ž w x.
series of articles see 1, 4, 8 . Here is a summary of the results. Let C be a monomial curve in Pn.
K
Ž .i If the characteristic of K is positive, then barŽ ŽI C..sny1. Ž .ii If the characteristic of K is zero, then barŽ ŽI C..sny1 if C is
Ž Ž ..
a complete intersection and bar I C sn, otherwise. In this article we extend these results and we prove that:
1. In characteristic p)0 any simplicial toric affine or projective variety with full parametrization is a set-theoretic complete intersection.
2. In any characteristic, any simplicial toric affine or projective variety with full parametrization is an almost set-theoretic complete inter-section.
3. In any characteristic, every simplicial toric affine or projective variety of codimension two is an almost set-theoretic complete intersec-tion.
In the sequel we shall use the following notation: Let K be a field. A
parametrization x sud1 1 1 . . . x sudn n n y sua1 , 1 ⭈⭈⭈ ua1 ,n 1 1 n . . . y suar, 1 ⭈⭈⭈ uar,n r 1 n
for some positive integers d1, . . . ,dn and some integers ai,j, where, for all
is1, . . . ,r, at least one of ai, 1, . . . ,ai,n is non-zero. Here we refer to the
w x
definition of toric variety given in 7 , which also includes non-normal varieties. The toric variety V is called simplicial if all the exponents are
Ž .
nonnegative. Let IsI V be the ideal formed by the polynomials of
w x
K x1, . . . ,xn,y1, . . . ,yr vanishing on V. We shall refer to I as to the defining ideal of V. The ideal I has a system of generators formed by binomials which are differences of two monomials with coefficient 1.
w x
A proof is given in 7 .
1. SIMPLICIAL TORIC VARIETIES WITH FULL SUPPORT ARE S.T.C.I. IN CHARACTERISTIC p)0
1.1. General Results
We refer to the variety V and its parametrization introduced above. Let
⌽:⺪rª⺪rd1⺪=⭈⭈⭈=⺪rdn⺪
be the homomorphism of groups defined by
w
x
s , . . . ,s ¬ s a qs a q⭈⭈⭈ys a ,
Ž
1 r.
Ž
1 1 , 1 2 2 , 1 r r, 1w
x
. . . , s a1 1 ,nqs a2 2 ,nq⭈⭈⭈ys ar r,n
.
. The elements of the lattices , . . . ,s gKer⌽
are in a one-to-one correspondence with the binomials of I. Moreover Ker⌽admits a basis of the form
s , 0, . . . , 0 , s ,s , 0, . . . , 0 ,
Ž
Žy1 , 1.. Ž
Ž0 , 1. Ž0 , 2..
. . . ,
Ž
sŽry2 , 1.,sŽry2 , 2., . . . ,sŽry2 ,r..
4
.w x
These are simple generalizations of 5, Remark 2.1.2 . For the sake of
ª Ž . Ž .
simplicity we shall put t0ssŽry2,r., ss s1, . . . ,sry1 , ys y1, . . . ,yry1 .
ª
Ž .
In particular, if s,t gKer⌽, then tgt0⺪and, conversely, for all
multi-ª ry1 ª
Ž .
ples t of t0 there is sg⺪ such that s,t gKer⌽.
ª ry1 ª ª
Remark1. For all sg⺪ let sqdenote the positive part and sy the
ª ª
Ž .
negative part of s. Fix an element s,sr gKer⌽, and let
s a1 1 ,iqs a2 2 ,iq⭈⭈⭈ys ar r,is¨idi,
ª ª
for all is1, . . . ,n. Let ¨q denote the positive part and ¨y the negative
ª
Ž .
part of ¨1, . . . ,¨n . The binomial corresponding to s is then
ªs ª¨ s ªs ª¨ q y r y q y x yy y xr , if srG0; otherwise it is ªs ys ª¨ ªs ª¨ q r y y q y yr x yy x . Let
w
x
JsIlK x1, . . . ,xn,y1, . . . ,yry1 .Then J is the defining ideal of the simplicial toric variety of codimension
ry1 having the following parametrization:
x sud1 1 1 . . . x sudn n n y sua1 , 1 ⭈⭈⭈ ua1 ,n 1 1 n . . . y suary1 , 1 ⭈⭈⭈ uary1 ,n. ry1 1 n
We introduce one more piece of notation. Let M1, M2 be monomials, and let hsM1yM2. For all positive integers q we set
hŽq.sMqyMq.
1 2
LEMMA1. Let␦)0 be an integer for which there is a binomial
ª t0␦ s␦ l1 ln frsyr yy x1 ⭈⭈⭈ xn gI. Then hŽ␦.g J,f
Ž
r.
for all binomials h in I.
Proof. Let hgI be a binomial. Since I is a prime ideal, we may assume that
hsyt0g yg
r 1 2
w x
for some monomials g1,g2gK x1, . . . ,xn,y1, . . . ,yry1. Then
hŽ␦.syt0␦g␦yg␦ r 1 2 ª Ž. s␦ l1 ln ␦ ␦ s
ž
fr qž
y x1 ⭈⭈⭈ xn/
/
g1yg2 gŽ
J,fr.
. 1.2. Full ParametrizationWe say that the above parametrization of V is full if ai,j/0 for all Ži,j.. In this case the parametrization of the variety defined by J is full, too.
LEMMA2. For all sufficiently large integers␦)0 there is a binomial
ª
t0␦ s l1 ln frsyr yy x1 ⭈⭈⭈ xn gI.
6 6
Ž .
Proof. Let ␦)0. There is s⬘ such that s⬘,t0 gKer⌽. There are also some integers r1X, . . . ,rXn for which
ry1
X X
s a yt a sr d
Ý
j j,i 0 r,i i ifor all i. Multiplying this relation by ␦)0 we obtain ry1 X X ␦s a yt ␦a s␦r d
Ý
j j,i 0 r,i i i js1 4 Xfor all i. Let dslcm d1, . . . ,dn ; then up to replacing ␦sj with its residue modulo d, for all i we get a relation
ry1
s a yt ␦a sr d,
Ý
j j,i 0 r,i i i jwhere 0Fsj-d for all j. Thus, if ␦ is sufficiently large, we will have
ri-0 for all i. But then
ª
t0␦ s yr1 yrn frsyr yy x1 ⭈⭈⭈ xn gI
is the binomial required.
As an immediate consequence we have:
COROLLARY1. Let p be a prime number. For all sufficiently large integers m there is a binomial
ª m
t p0 sm l1 ln frsyr yy x1 ⭈⭈⭈ xn gI.
THEOREM 1. Suppose that charKsp)0. Then e¨ery simplicial toric
¨ariety ha¨ing a full parametrization is a set-theoretic complete intersection.
Proof. We proceed by induction on rG1. Since the polynomial ring
w x
K x1, . . . ,xn,y1 is an UFD the claim is true for rs1.
Suppose that rG2 and the claim is true in codimension ry1. Let
hgI be a binomial; then by Corollary 1 and Lemma 1 we get
hpmshŽpm.g f ,J
Ž
r.
formsufficiently large. By the inductive hypothesis the ideal J is set-theo-retically generated by ry1 binomials f1, . . . ,fry1. Hence some power of
Ž .
h lies in f1, . . . ,fr .
Remark 2. Note that the proof of the preceding result yields a recur-sive construction of the defining equations of the simplicial toric variety for any field K of characteristic p)0.
2. ALMOST SET-THEORETIC COMPLETE INTERSECTIONS
In this section we show that simplicial toric varieties having a full parametrization are almost set-theoretic complete intersections.
With respect to the notation introduced above, for all is1, . . . ,r let
d1 0 ⭈⭈⭈ 0 a1 , 1 ⭈⭈⭈ ai, 1 0 d2 ⭈⭈⭈ 0 a1 , 2 ⭈⭈⭈ ai, 2 Ais . ⭈⭈⭈ ⭈⭈⭈ ⭈⭈⭈ ⭈⭈⭈ ⭈⭈⭈ ⭈⭈⭈ ⭈⭈⭈
0 0 ⭈⭈⭈ dn a1 ,n ⭈⭈⭈ ai,n0
w xMoreover, let D j1, . . . ,jn be the determinant of the n=n submatrix
4
consisting of the columns of Arwith the indices j1, . . . ,jn, where j1, . . . ,jn
4 < <
is an n-subset of 1, 2, . . . ,nqr . For all is1, . . . ,r let Ai [
w x 4
gcd D j1, . . . ,jn : 1Fj1-j2- ⭈⭈⭈ -jnFnqi; for the sake of
simplic-< <
ity we set gis Ai. Moreover, let eisgiy1rgi, for all is2, . . . ,r.
4
LEMMA3. Let V be a simplicial toric¨ariety.Then for e¨ery ig 1, . . . ,r there exist binomials
M yN yeigI V
Ž
.
,i i i
w x
where Mi, Ni are monomials in K x1, . . . , xn, y1, . . . , yiy1 . If the parametrization of V is full, then for e¨ery is2, . . . ,r there exists a binomial
Fsyi yxi, 1 ⭈⭈⭈ xi,nyi, 1 ⭈⭈⭈ yi,iy2yeigI V
Ž
.
,i iy1 1 n 1 iy2 i
and there also exists a binomial
F sye1yx1 , 1 ⭈⭈⭈ x1 ,ngI V
Ž
.
,1 1 1 n
for some positi¨e integersi,j andi,j.
Proof. In this proofdi will denote the ith column vector of Ar for all
Ž .
is1, . . . ,n, and ai will denote the nqi th column vector of Ar for
Ž . Ž .
all is1, . . . ,r. Set slcm d1, . . . ,dn and qisgcd ,ai, 1, . . . ,ai,n for all is1, . . . ,r. For all is1, . . . ,r and all js1, . . . ,n let i,js ai,jrd qj j. Then, for all is1, . . . ,r, one has that
G syrqiyxi, 1 ⭈⭈⭈ xi,ngI V
Ž
.
.i i 1 n
It is easy to see that e1srq1; then for is1 the preceding formula yields the required binomial F1.
Ž w x.
By a basic lemma in number theory see 3 the diophantine system
< < < < < <
Axsb has a solution iff A /0 and A s Ab, where Ab is the augmented matrix.
w x
Let 2FiFr. The integer giy1 is a divisor of D1, . . . ,n sd d0 1 ⭈⭈⭈ dn
/0; hence giy1/0. On the other hand the following hold:
w
x
gisgcdgiy1,D j1, . . . ,jny1,nqi : 1Fj1-j2- ⭈⭈⭈ -jnFnqiy1 ,4
Ž .
1 <Aiy1,eiai<sgcdgiy1,Ž
giy1rg D ji.
w
1, . . . ,jny1,nqix
: 1FjkFnqiy14
w
x
sŽ
giy1rgi.
gcdgi,D j1, . . . ,jny1,nqi : 1FjkFnqiy14
sgiy1. Hence the diophantine system Aiy1xseiai always has a solution. This means that the vectoreiaican be expressed as a linear combination of the vectorsd1, . . . ,dn,a1, . . . ,aiy1 with integer coefficients; i.e., one haseiaist1d1q⭈⭈⭈qtndnqtnq1a1q⭈⭈⭈qtnqiy1aiy1,
Ž .
2 for some integers t1, . . . ,tnqiy1. This expression gives us monomials Mi,Niw x ei
Ž . in K x1, . . . ,xn,y1, . . . ,yiy1 such that MiyN yi i gI V .
Now suppose that the parametrization of V is full. From the binomial
Gj we see that for each aj there exist positive integers jsrqi,
j, 1, . . . ,j,n such that jajsj, 1d1q⭈⭈⭈qj,ndn. Furthermore, for all 1FjFiy2, there exists a positive integer j such that, after adding all
Ž .
the zero vectors j j, 1d1q⭈⭈⭈qj,ndnyjaj to the right-hand side of Ž .2 , the new coefficient i,k of ak is negative for all ks1, . . . ,iy2. There also exists a large positive integer iy1 such that after adding the
Ž Ž ..
zero vectoriy1 iy1aiy1y iy1, 1d1y⭈⭈⭈yiy1,ndn on the right-hand side of the new equation, for all js1, . . . ,nthe new coefficient i,j ofdj
is negative and the new coefficient i ofai is positive. It follows that for all is2, . . . ,r
Fsyi yxi, 1 ⭈⭈⭈ xi,nyi, 1 ⭈⭈⭈ yi,iy2yeigI V
Ž
.
.i iy1 1 n 1 iy2 i
THEOREM2. Let V be a simplicial toric¨ariety ha¨ing a full parametriza -Ž -Ž ..
tion.Then rFbar I V Frq1.
Proof. Consider the r binomials F1,F2, . . . ,Fr which were defined in Lemma 3 and let Frq1 be any binomial monic in yr, for example, Gr. We
Ž . Ž .
claim that I V srad F1, . . . ,Frq1 . By virtue of Hilbert Nullstellensatz the claim is proved once it has been shown that every point xs
nqr Žx1, . . . ,xn,y1, . . . ,yr. which is a common zero of F1, . . . ,Frq1 in K , where K denotes the algebraic closure of K, is also a point of V. First of all note that if xks0 for some index k, then yjs0 for all indices j. It is then easy to find u1, . . . ,ungK which allows us to writexas a point of V. Now suppose that xk/0 for all indices k. By induction on i, 2FiFrq1, we show: ifx is a zero of F1, . . . ,Fiy1, then the coordinates ofxfulfill the parametrization of V. The claim is easy for is2. Now fix an index i, 2FiFrq1. By the induction hypothesis there are nonzero u1, . . . ,ung K such that
x sud1, . . . ,x sudn, y sua1 , 1 ⭈⭈⭈ ua1 ,n, . . . ,y suaiy1 , 1 ⭈⭈⭈ uaiy1 ,n.
1 1 n n 1 1 n iy1 1 n
Since the pointx is also a zero of F, we deduce that y suai, 1 ⭈⭈⭈ uai,n,
i i 1 n
gi
where is a suitable ei-root of unity. Let gK be such that s, so
giy1 Ž .
that s1. By 1 and Bezout’s identity there exist integers
´
k0 andkj1,⭈⭈⭈,jny1,nqi such that
w
x
gisk g0 iy1q
Ý
kj,⭈⭈⭈,j ,nqiD j1, . . . ,jny1,nqi . 1 ny1w x
All the D j1, . . . ,jny1,nqi are linear combinations of ai, 1, . . . ,ai,n. Therefore there exist l1, . . . ,ln such that gisk g0 iy1ql a1 i, 1q⭈⭈⭈ql an i,n. Setting ¨ slju, we have that
j j x s¨d1, . . . ,x s¨dn, y s¨a1 , 1 ⭈⭈⭈ ¨a1 ,n, . . . ,y s¨aiy1 , 1 ⭈⭈⭈¨aiy1 ,n, 1 1 n n 1 1 n iy1 1 n y s¨ai, 1 ⭈⭈⭈¨ai,n, i 1 n since sgisk0giy1ql1ai, 1q⭈⭈⭈qlnai,nsl1ai, 1q⭈⭈⭈qlnai,n and also 1sljdj, since
w
x
l dj jsl1=0q⭈⭈⭈ql dj jq⭈⭈⭈qln=0s
Ý
kj1,⭈⭈⭈,jny1,nqiD j1, . . . ,jny1,j . Moreover, 1sl1af, 1q⭈⭈⭈qlnaf,n for f-i. In fact one has thatw
x
l a1 f, 1q⭈⭈⭈ql an f,ns
Ý
kj⭈⭈⭈,,j ,nqiD j1, . . . ,jny1,fqn 1 ny1and one of the following two cases occurs: either fqn is one of the
w x
j1, . . . ,jny1, and D j1, . . . ,jny1,fqn s0, or fqn is different from
w x
j1, . . . ,jny1, and D j1, . . . ,jny1,fqn is a multiple of giy1, since then
w x
D j1, . . . ,jny1,fqn is a subdeterminant of Aiy1. We have shown that the coordinates of the pointxfulfill the parametrization of V.
3. RESULTS IN ARBITRARY CHARACTERISTIC AND CODIMENSION 2
We show that Theorem 2 can be generalized: it can be extended to the varieties which do not have a full parametrization, at least in codimen-sion 2.
In this section we suppose that rs2; i.e.,V is a simplicial toric variety of codimension 2 in Knq2. The parametrization of V now is
x sud1 1 1 .. . x sudn n n y sua1 , 1 ⭈⭈⭈ ua1 ,n 1 1 n y sua2 , 1 ⭈⭈⭈ ua2 ,n, 2 1 n
where the vectorsa1,a2 may have zero components.
THEOREM 3. Let V be a simplicial toric¨ariety of codimension 2. Then
Ž Ž .. 2Fbar I V F3.
Proof. Let j1 be the definining ideal of the simplicial toric variety having the parametrization
x sud1 1 1 . . . x sudn n n y sua1 , 1 ⭈⭈⭈ ua1 ,n , 1 1 n
and let J2 be the defining ideal of the simplicial toric variety having the following parametrization: x sud1 1 1 . . . x sudn n n y sua2 , 1 ⭈⭈⭈ ua2 ,n. 2 1 n
Both varieties have codimension one; therefore their defining ideals are principal. If we set slcm
Ž
d1, . . . ,dn.
, q1sgcdŽ
,a1 , 1, . . . ,a1 ,n.
, e1srq1 and q2sgcdŽ
,a2 , 1, . . . ,a2 ,n.
, eX1srq2, when J1 is generated by F sye1yxa1 , 1rd1q1 ⭈⭈⭈ xa1 ,nrdnq1 1 1 1 n and J2 is generated by F syeX1yxa2 , 1rd1q2 ⭈⭈⭈ xa2 ,nrdnq2. 3 2 1 nNote that F1 is the difference of a power of y1 and a monomial which Ž .
only involves the variables xk such that kgSuppa1 ; similarly, F3 is the difference of a power of y2 and a monomial which only involves the
Ž . variables xk such that kgSuppa2 .
e2 Ž .
Let F2sM1yM y2 2 gI V be the binomial given in Lemma 3. We
Ž . Ž .
claim that I V srad F1,F2,F3 .
nq2
Ž .
Let xs x1, . . . ,xn,y1,y2 be a common zero of F1,F2,F3 in K , where K denotes the algebraic closure of K. We show thatxlies onV. If
xk/0 for all indices k, then the claim can be easily proven.
Ž . Now suppose that xks0 for at least one index kgSuppa1 j
Ž .
Suppa2 . One of the following cases occurs.
Ž .i If kgSuppŽa1.lSuppŽa2., then F1Ž .x s0 implies that y1s0, Ž .
and F3x s0 implies that y2s0. For all is1, . . . ,r let uigK be such that udisx. These parameters allow us to writex as a point of V.
i i
Ž .ii If kgSuppŽa1., then, again, F1Ž .x s0 implies that y1s0;
Ž . Ž .
moreover, F3 x s0 implies that x is a point of V J2 , with respect to some u1, . . . ,ungK: the same values of the parameters yield a represen-tation ofxas a point of V.
Žiii. If kgSuppŽa2., one can proceed as in ii .Ž . Ž .
Remark 3. 1 It is easy to see that if ␣ is an integer for which the equation Aiy1xs␣ai has an integer solution, then ␣ is a multiple of ei. We know from the results in Section 1 that there is a binomial ys0M y
1 1
t0 w x
y M2 2gI, where M1,M2 are monomials of K x1, . . . ,xn . Hence t0 is a multiple of e2; on the other hand we know that in any binomial of I the exponent of y2 is a multiple of t0. Thus t0se2.
Ž .2 It follows from 5, Theorem 3.5 that the binomialsw x F1,F2,F3
belong to a Grobner basis of
¨
I.COROLLARY 2. With respect to the notations introduced abo¨e, one has that
1. If eX spme for some prime p)0, then V is a set-theoretic com
-1 2
plete intersection in characteristic p.
2. If eX1se then V is a complete intersection in any characteristic2 .
Ž . pm Ž .
Proof. 1 It is clear that F2 g F1,F3 . Ž .2 This is immediate from 5, Theorem 3.5 .w x
EXAMPLE. Let V be the simplicial toric variety of codimension 2 parametrized by ass20, bst20, csu20, ds¨20 , yst12u5¨3 , zss10t3¨7 .
Note that the parametrization is not full. The ideal I is minimally gener-ated by
b12c5d3yy20, a8d5y4ycz16, a2y16yb9c4dz4,
a2b3cd2yy4z4, a4dy12yb6c3z8,
a6d3y8yb3c2z12, a10b3d7yz20.
With respect to the notations of Theorem 3 one has that
g s204, g s203, g s5=202, e s20, e s4 0 1 2 1 2 5=202s
Ž
7=20y10=12y3=5.
=202 l s y12=202, l s y5=202, l s0, l s20=202 1 2 3 4 and Israd b12c5d3yy20,a2b3cd2yy4z4,a10b3d7yz20Ž
.
in any characteristic different from 5. In characteristic 5 we have that
Israd b12c5d3yy20,a10b3d7yz20 .
Ž
.
Remark 4. If V is arithmetically Cohen᎐Macaulay, then according to
w5, Theorem 3.5, 6 , the varietyx V is a s.t.c.i. on a binomial and a polynomial.
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