Tunneling
Tunnels
• A tunnel is an underground passage for the
transport of passengers, goods, water, oil
etc.
• Railway Tunneling in India started in 19
thCentury.
• The first Indian Railway tunnel was Parsik
Tunnel
• Today we have 348 railway tunnels in India,
excluding the tunnels constructed on the
Necessity and Tunnel
Advantages
• A tunnel eliminates the need for a long and circuitous route for reaching the other side of a hill. Thus an economical method.
• In hills with soft rocks, a tunnel is cheaper than cutting because of support systems required for cutting works.
• In urban setup, tunnels provide additional work-space without disturbing the existing infrastructure. For instance, underground railway system.
• Tunnels are more economical than open cuts beyondcertain depths • Maintenance cost of a tunnel is considerably lower than that of a
bridge or deep cutting.
– However, Initial Construction Cost of a tunnel is very high, as it requires skilled workforce and heavy machinery
– It is a time consuming exercise.
– Risks involved like water-cavity formation or encountering unexpected rock-soil behavior are very high.
Selection of Tunnel Route
• Alignment restraints:
– Underground space is a heterogeneous mass and in
addition, problems like water table, position of fractured
rocks etc. are to be tackled.
– A thorough detailed inspection and evaluation of the
existing alignment restraints of underground space
should therefore be made & correlated with the
tunnelling technology to be adopted for the project
• Environmental considerations:
– The site of tunnel should be selected in such a way that
the least difficulty is experienced for various
environmental factors such as disposal of exhaust gas,
groundwater, muck, etc.
Shapes of Tunnels
• Primarily there are four shapes
– Circular
– Egg Shaped
– D Section
Circular Tunnel
• The circular section is most suitable from structural
considerations.
• However, it is difficult for excavation, particularly
where cross-sectional area is small.
• For tunnels which are likely to resist heavy inward
or outward radial pressures, it is desirable to adopt
a circular section.
• In case where the tunnel is subjected to high
internal pressure, but does not have good quality of
rock and/or adequate rock cover around it, circular
section is considered to be the most suitable.
D Section Tunnel
• This type of section would be found suitable in tunnels
located in massive igneous, hard, compacted,
metamorphic and good quality sedimentary rocks
• The external pressures due to water or unsound strata
upon the lining is slight and also where the lining is not
required to be designed against internal pressure.
• The principal advantages of this section over horse-shoe
section (discussed in next slides) are the added width of
the invert which gives more working floor space in the
heading during driving
• The flatter invert which helps to eliminate the tendency
of wet concrete to slump and draw away from the tunnel
sides after it has been cast.
Shoe and Modified
Horse-Shoe
• These sections are a compromise between circular
and D sections.
• These sections are strong in their resistance to
external pressures.
• Quality of rock and adequate rock cover in terms of
the internal pressure to which the tunnel is
subjected govern the use of these sections.
• Modified horse-shoe section offers the advantage of
flat base for constructional ease and change over to
circular section with minimum additional
expenditure in reaches of inadequate rock cover and
poor rock formations.
Egg Shaped and Egglipse
Sections
• Where the rock is stratified, soft and very closely
laminated (as laminated sand stones, slates,
micaceous schists, etc)
• Where the external pressures and tensile forces in
the crown are likely to be high so as to cause
serious rock falls, egg shaped and egglipse sections
should be considered.
• These sections afford advantage in cases of sewage
tunnels and tunnels carrying sediments.
• Egglipse has advantage over egg shaped section as
it has a smoother curvature and is hydraulically
Tunnel Alignment
• A small error in setting the alignment would result in the two
ends never meeting at all.
• At the start of excavation work, both ends of the tunnel as
well as the center line are marked with precision.
• Following factors play an important role in tunnel alignment
– Alignment should be straight as far as possible because a straight route is mostly the shortest and economical route.
– Minimum possible gradient should be provided for tunnel approaches – There must be provision of ventilation and lighting which must be
decided at the time of tunnel alignment
– Side drains in the tunnels must have a minimum of 1 in 500
gradient. In longer tunnels, this gradient should be from the centre towards the both ends.
Size and Shape of Tunnel
• Size and Shape of a tunnel depends upon
– Nature of Ground
– Type of Railway Line to be constructed (single line or double) – Rock Quality
• If ground is made up of hard rock, tunnel can be given any shape then
• Tunnels in rocky terrains have semi-circular arch and vertical side walls.
• For soft grounds, pressure from the top and sides has to be resisted
• Theoretically, a circular section provides the largest cross-sectional area for the smallest diameter, provides greater resistance to external pressure.
• For a railway track, the circular section at the bottom has to be leveled to lay the track.
Size of Tunnel
Gauge
(mm) Single Line Double Line Breadth
(mm) Height (mm) Breadth (mm) Height (mm) MG (1000) 4270-4880 6100-6700 8530-9140 6100-6700 BG (1676) 4880-5490 6700-7320 8530-9140 6700-7320
Size of a railway tunnel depends upon Gauge of Railway Track
Methods of Tunneling
• Broadly, tunneling methods can be
divided into two groups
– Hard Rock Tunneling
– Soft Rock Tunneling
• Selection of a method depends upon
– Size of the bore
– Equipment available
– Condition of the ground
Full Face Method
• The whole tunnel face is blasted at the same time.
• It allows tunnelling in one operation and is efficient.
• Large mechanical equipment is required for large
tunnels.
• This method is not suitable for unstable rock where
large opening will induce significant stress on the rock
mass.
• Usually suited for tunnels where dimensions don’t
exceed 3m. (dia)
• Vertical columns are erected at the face of the tunnel
and a large number of drills are mounted or fixed on
these columns at a suitable height.
Heading and Benching
• In large tunnels and when the quality of the rock is not
satisfactory, heading and benching method is often used.
• This method involves the driving the top portion of the
tunnel in advance of the bottom portion.
• The lining of roof arch can then be constructed first by
using the bottom bench as temporary supports.
• Another advantage of this method is that when cutting
the bottom bench, the blasting becomes more effective
by using vertical blast holes behind the tunnel face and
less explosives can be used.
• The heading portion lies about 3.7m to 4.6m ahead of
the benching portion
Drift Method
• In very large tunnel or weak rock, the attacking of the
tunnel face can be further subdivided into several stages.
• Similar to heading and benching, tunnelling is carried out
in smaller section first and then widened subsequently.
• Drift method can be further classified into centre drift,
side drift, top drift and bottom drift.
• A drift is a small tunnel measuring 3mX3m, is driven into
the rock in phases, and then widened in subsequent
process.
• A number of drill holes are provided all around the drift
and are blasted with the help of explosives so that size of
drift can be expanded to that of the tunnel cross section
• Location of drift depends upon local conditions.
Pilot Tunnel Method
• This method involved digging of two tunnels,
namely a pilot tunnel and a main tunnel.
• Pilot Tunnel cross section usually measures
about 2.4mX2.4m.
• PT is driven parallel to the main tunnel and
is connected to the centre line with cross
cuts at many points
• Cross cuts serve many functions like
removal of muck, simultaneously excavation
at multiple positions etc.
Hard Rock Tunneling
Method Advantages Disadvantages
Full Face Method Entire section in one go – effective method
Mucking tracks, tracks used for collecting muck, can be laid on the tunnel floor and expanded as work progresses
Drill Carriage makes this method suitable for large tunnels too
Requires Heavy
Mechanical Equipment No very suitable for unstable rocks
Successful only for smaller tunnel sections
Heading and Benching Work of drilling holes
for explosives and removal of muck can be carried
simultaneously Requires lesser
blasting material than Full Face Method
Hard Rock Tunneling
Method Advantages Disadvantages
Drift Method If poor quality rock or excess water is
encountered, it can be detected in advance to take corrective measures A drift assists in
ventilation of tunnels Quantity of explosives required is less
A side drift allows the use of timber to support the roof
Time consuming process, as main tunnel excavation has to wait until the drift has been completed
Cost of drilling and Muck Removal is very high.
Pilot Tunnel Method Helps in removal of
muck from main tunnel quickly
Helps in providing proper ventilation and lighting of the main tunnel
Not very cost effective
Slow progress in the initial phases
Tunneling in Soft Rock
• Tunneling in soft rock requires precautionary tactics and minimal (negligible) use of explosives.
• Excavation work is done using hand tools, such as pickaxes and shovels.
• In recent times, compressed air at high pressure and velocity is also employed to excavate the soft rock mass.
• During excavation in soft rock, support at the sidewalls is the primary requisite.
• Support could be in the form of timber or steel plates. • Soft Rock Tunneling is performed as
– Excavation or Mining
– Removal of excavated material – Scaffolding or shuttering
– Lining of Tunnel Surface
• Nature of ground plays the most important role in deciding the method used for tunneling in soft rocks.
Tunneling in Soft Rocks
Nature of Ground Typical Quality of Ground Running Ground Requires instant support
throughout the excavation. Dry sang, gravel, water bearing sand grounds
Soft ground Requires instant support for the roof but the walls can do without support for a few minutes. Damp sand, soft earth etc.
Firm ground Sidewalls and face of the tunnel can do without support for one or two hours, but the roof can last only a few minutes without
support. Firm clay, dry earth, gravel etc.
Tunneling in Soft Rock
• Forepoling Method
– An old method of tunneling through soft rocks
– A frame is prepared and inserted near the face of the
tunnel
– Frame is covered with suitable planks as support system
– Poles are then inserted at the top of the frame upto a
suitable depth.
– The tunnel excavation is then carried out beneath these
poles.
– Excavation is carried out on the sides, and the excavated
portion is suitably supported by timber throughout the
length of the tunnel.
Needle Beam Method
• Adopted in terrains where the soil permits the roof of the
tunnel section to stand without support for few minutes.
• A small drift is prepared for inserting a needle beam
consisting of two rail steel joints or I sections.
• The roof is supported on laggings carried on the wooden
beam.
• The needle beam is placed horizontally with its vertically
end supported on the drift.
• And the rear end supported on a vertical post resisting the
lining of the tunnel.
• Jacks are fixed on the needle beam and tunnel section is
excavated.
Tunneling through Water Bearing
Strata
• Tunneling through subaqueous or water-bearing strata is a
difficult job
• Shield tunneling is preferred in such cases
• Shield is a movable frame that is used to support the face of
the tunnel. The tunnel is excavated and lined under this shield
protection.
• A shield consists of a cutting edge, a skin plate in the form of
a shell structure, and a hood of jacks and stiffening steel
plates.
• Shield Method usually results in circular section because
– Rotation of shield is easy in circular section – Grants protection to primary lining
– Circular section provides maximum cross-sectional area – Semi-fluid pressure is best resisted by a circular section
Methods of Shield Tunneling in
Different Soils
Soil Type Method of Tunneling Silt One or Two port doors are
opened. Material is excavated and deposited at the bottom of the tunnel
Clay One or two ports are opened, material flows continuously into the tunnel. Excavation is carried out and soil is removed
immediately after excavation Sand Tunneling if of open type. Sand
settles on the floor of the shield and has to be continuously
removed. Material shouldn’t block propelling of jacks and other
Compressed Air Tunneling
• Most modern method of tunneling in soft rocks
• Compressed Air, with a pressure of about
1kg/cm
2is forced into the enclosed space
within the tunnel so that the sides and top of
the tunnel do not collapse.
• Equipment consists of a bulk-head, and an
airtight diaphragm airlock.
• The pressure varies from strata to strata
depending upon the moisture content of the
work area.
Different Methods of
Tunneling
• Cut and Cover Tunneling
• New Austrian Tunneling
• Tunnel Boring Methods
Cut n Cover Method
• Simple method of construction for shallow tunnels where a trench is excavated and covered with an overhead support system.
• The excavation sides are vertical and temporary supports are provided.
• The main problems associated with cut and cover method are the stability of the soft ground, impact on the existing underground services & utilities and traffic disruption in urban areas.
• Temporary steel decks may be used to maintain the traffic while the construction works proceeds underneath.
• This method is also only suitable for high level tunnels. • Primarily divided into two sub-methods
– Bottom Up Method – Top Down Method
Cut n Cover Method
• Bottom Up Approach
– A trench is excavated with ground support
– Tunnel is then constructed in-situ
– Trench is then backfilled and carefully surface is
reinstated
• Top Down Approach
– Side support walls and capping beams are constructed
from ground level by slurry walling or bored piling
– Surface is then reinstated except for access openings.
– Finally excavation takes place under permanent tunnel
Tunnel Ventilation
• Tunnel ventilation is important because
– To provide fresh air to the workers during construction
– To remove dust created by drilling, blasting, and other
tunneling operations
– To remove dynamic fumes and other objectionable gases
produced by the use of dynamic and explosives
• Methods normally adopted for the ventilation of a
tunnel are
– Natural method of ventilation
• Achieved by drilling a drift through the tunnel from portal to portal.
• Not sufficient and artificial ventilation is still required.
Mechanical Ventilation
• Blow –In Method
– Fresh air is forced through a pipe or fabric duct by
means of a fan and supplied near the drilling face
– This method has the advantage of regular supply
of fresh air is available
– Disadvantage is that there is only exit for dust or
flumes to travel out of the tunnel, which
increases its travel distance unnecessary.
• Other method employed is blow-out method
in which foul air and fumes are pulled out
Lighting of Tunnels
• Tunnel operations involve working with undulating
terrain, waterlogged conditions, and dealing with
blasting equipment
• It becomes very important to maintain proper lighting to
ensure safety of personnel involved
• Electric lights, acetylene gas lights, lanterns etc. are
mostly used inside tunnels as lighting equipment.
• Electric lights are considered best as they do not leave
any smoke and provide bright light of required intensity
• Operation points, equipment stations, bottom of shafts,
storage points, and underground repair shops must
always be lighted properly.
Drainage of Tunnels
• Drainage of tunnels is important during the
construction period as well as afterwards
• Water accumulates inside the tunnel because of
groundwater seepage or water used during drilling
operations.
• Water seeping through all these sources is collected
in sump wells and pumped out.
• For a longer tunnel section, many sump points are
provided.
• After the construction is complete, drainage ditches
are provided along the length with a slope that leads
all the water into the sump wells.
Tunnel Shafts
• Shafts are vertical walls or passages constructed
along the alignment of a tunnel at one or more
points between two entrances
• A shaft is provided for the following reasons
– Working Shafts
• provided for speedy construction of tunnels by tackling the same section at a number of points
• Vertical shafts of minimum size 3.7m X 3.7m with 4.3m diameter
– Ventilation Shafts
• To ensure better ventilation
• Shafts are usually inclined and have a girder size of about 1.2m diamter