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(1)

Integrated Water Resources

Management

(2)

Framework of IWRM Course

z Concepts and Challenges

z Water and River System

z Human Interferences and Water Uses z Planning Issue

z Operational and Demand Management

z Water Tariff and Pricing z Water Allocation

z Decision Support System

(3)

Concepts and Challenges

(4)

Concepts

z What dose WRM mean ?

Different people have different ideas, since they may have different water problems.

Too much : Flood Too limited: Drought Too dirty: Pollution

(5)

Understanding from different people

z To people in arid countries

z To people in wet countries

z To the water engineer

z To the environmentalist

z To the lawyer

(6)

Baseline: from WRD to IWRM

z Water Resources Development (WRD)

z Water Resources Planning (WRP)

z Water Resources Management (WRM)

z Integrated Water Resources Management (IWRM)

(7)

WRD and WRP

z WRD means actions, mostly physical, that lead to the beneficial use of water resources for single or multiple purposes.

z WRP is planning of the development, conservation and allocation of a scarce

resources, matching water availability and water demand, taking account the full set of

(8)

WRM and IWRM

z WRM is to ensure the sustainability of the water environment for multiple uses as an integral part of a country’s economic

development process.

z IWRM includes the whole set of technical, institutional, managerial, legal and

operational activities required to plan, develop, operate and manage water

(9)

IWRM

Integrated Water Resources Management is the process of coordinating conservation,

management and development of water, land and related resources across sectors, in order to maximize the economic and social

benefits derived from water resources in an equitable manner while preserving and,

(10)

Relationship: expending

WRD

(Action)

WRP

( Dev. , Cons., Alloc. )

WRM

(Environment S., Economic B.)
(11)

Integrated Approach Levels:

1. Surface water - groundwater water quantity - water quality

2. Water in relation to land, soil, climate

3. Water in relation to environment and

(12)

z All natural aspects of the water system: surface water,

groundwater, water quality (physical, biological and chemical).

z All sectors depending on water: agriculture, households, industry, hydropower, navigation, fisheries, recreation, ecosystems.

z The relevant national objectives and constraints: social, economic, institutional, environmental.

z Institutions at all relevant levels: basin, national, provincial, local.

z The spatial variation of resources and demands:

upstream-downstream interaction, basin-wide analysis, inter-basin transfer.

z The temporal variation: floods, droughts, peak demands, growth patterns.

(13)

IWRM:

How Integrated ?

Although the term “integrated” most commonly refers to integration across use sectors, it can also encompass a number of other divisions, including the following:

Administrative jurisdictions; Ground and surface water;

Upstream and downstream reaches; Environmental and human uses;

Supply and demand management; Water quantity and quality;

(14)

IWRM: aim and criteria

z

z The aim of IWRM is to ensure the multiThe aim of IWRM is to ensure the multi--functional functional use of water resources for the present and future

use of water resources for the present and future

generations.

generations.

The three major criteria:

The three major criteria:

z

z Economic efficient use of natural resourcesEconomic efficient use of natural resources

z

z Equitable sharing of welfareEquitable sharing of welfare

z

(15)

IWRM:

Among or Beyond

z

z IWRMIWRM is the management of freshwater systems as is the management of freshwater systems as part of the broader natural environment and in

part of the broader natural environment and in

relation to their socio

relation to their socio--economic environment.economic environment.

Links with:

Links with:

z

z IRBM IRBM –– Integrated river basin managementIntegrated river basin management

z

(16)

Challenges:

Why we need IWRM ?

z some 1.2 billion people are still without safe drinking water

z some 3 billion people are without sanitation, which threatens public health and water quality

z between 1950 and 1995 per capita water availability has dropped by 38% (in developed countries) to 70% (in

developing countries with an arid climate)

z many ecosystems are being destroyed

z floods occur more often and cause more damage

z many conflicts occur between upstream and

(17)

Strong linkage between different phenomena

land use erosion water qualityland userunoffpeak flows

water use for irrigationfood supply

public water supply & sanitationhuman healthwater withdrawalsbase flows

wastewater & solid waste water quality

water qualityhuman health, productivity of ecosystemsflood regulationdownstream land fertility

large-scale infrastructure → environmental integrity

A single discipline approach can no longer provide satisfactory solutions, because of

(18)

Sustainable Development and management of water can be achieved by applying Integrated Water Resources

IWRM is still a relatively new concept, focussed on the

process through which people can develop a vision, agree on shared values and

behaviours, make informed decisions and act together to manage the natural

resources.

(19)

Elements of IWRM and IRBM

1.

1. Operational managementOperational management

Activities that affect river basins directly.

Activities that affect river basins directly.

2.

2. PlanningPlanning

A means to improve and support operational management

A means to improve and support operational management..

3.

3. Analytical supportAnalytical support

Support to both planning and operational management.

(20)

IWRM Course Structure

Planning Planning Operation Operational / D.al / D. management management Analytical Analytical support support Institutional Institutional framework framework

Water Resources and Water users

(21)
(22)

Hydrosphere

z Water: 1386 million km3 on earth

– in which: 97.5% saline water

– 2.5% freshwater

z Freshwater

– 68.9% : ice, snow in the Antarctic, the Arctic

and the mountains

– 0.3% : lakes, reservoirs and river systems – 29.9%+0.9%: groundwater + others

(23)
(24)
(25)

Three types of water

z In the hydrological cycle three types of water can be distinguished: white, blue and green

(26)

Distribution

z Renewable global water resources 42,700 km3 per year, however,

z Asia 13,500 km3

z South America 12,000 km3

z Europe 2,900 km3

(27)
(28)
(29)

River and Wetland

ecosystems

z The different types of

(30)

Wetland ecosystems and biodiversity

z Many environmental problems can be understood better if addressed from an ecological perspective.

z Ecology is the scientific discipline that studies how organisms (plants, animals, bacteria)

(31)

River basin functions and interactions

z A river basin serves as the most appropriate unit for maintaining the health of its

functioning and the conservation of freshwater systems

(32)

River basin functions and interactions

z Catchments can be defined at different spatial scales Î stream orders: scale up from sub-basin level

(33)

Interactions in river

basin systems

Base

Base flowsflows Peak

Peak flowsflows

Water

Water qualityquality Land

Land useuse

River

River runoffrunoff

Industrial

Industrial

activity

activity ClimateClimate changechange

Flooding

Flooding

Water

Water useuse

Public water

Public water

supply

supply && sanitation sanitation Food Food production production

(34)

River basin functions and interactions

z Functions of river systems:

– water supply

– sewage discharge – nutrient retention – etc.

(35)

z A river basin is a complex system.

Many sub-systems

Non-linear cause-effect chainsFeedback mechanisms

Uncertainties

z Complex systems can only be understood

through holistic analysis.

(36)

Human interferences and

Water Uses

(37)

Human interferences

z Different cultures have different attitudes towards nature

z Market economy and economic growth may lead to overexploitation of resources

(38)

Water Quantity

z flood protection z irrigation z drainage z groundwater withdrawal z water supply z sanitation z flow regulation z power generation z navigation
(39)

Water Quality

z organic matter and nutrients

z sediments

z chemical pollution

(40)

Water-Using Activities

z Consumption

– Water Supply (domestic and industrial use) – Irrigation (Agriculture use)

Non-consumption

hydropower navigation

(41)

Unit municipal water use

71 73 97 127 117 178 215 251 1980 1993 2000 2010 Rural L/d capita Urban L/d capita Year China
(42)

Unit municipal water use

measured 138 169 Japan 1970 Japan 1975 Note Urban L/d capita Year 117-161 SW England measured 168 UK 1977
(43)

Unit municipal water use

z Large cities in the world: 300-600 l/d

z Europe and N. America: 500-1000 l/d

z Asia, Africa, Latin America 50-100 l/d

(44)

Municipal water use (Identify)

z Domestic (with and without public: Garden, Hotel, Hospital…)

z Use and consumption (10-60%, depends on water withdrawal)

z Projection: Real demand and consumption

z Alternatives: High, middle, low growth rate

(45)

Irrigation water demand

z Water condition: Precipitation, soil

moisture…,Æ dry year, normal year, wet year, (75%, 50%, 25% in probabilities)

z Crop pattern: rice, maize,wheat,vegetable…

(46)

Irrigation scheme

z Prepare irrigation scheme based on cropping pattern and growing stages, e.g, paddy rice:

– establishment stage – vegetative stage

– flowering stage

– yield formation stage – ripening stage

(47)

Irrigation water use

z In practice, net water use:

– water demand for each crop – cropping pattern

– planting area

Gross water use:

(48)

Irrigation issues

z Low efficiency

z High water consumption

z A lot of return flow

z Costly irrigation system construction and maintain

z Main output of food production

(49)

Industry water use

z Industry situation in developing countries and developed countries

z GDP is mainly from industrial contribution (>=50%)

z Cooling water

z Air-conditioner

z Production (process)

(50)

Water use processes

z Water use (Gross )

z Water intake

z Water drainage

z Water consumption

(51)

Environmental water use

z Basic water storage in lakes

z Low flow of rivers

z Ecosystem water requirement

(52)

Priorities in WRM

z Domestic z Industrial z Irrigation z Environment z Domestic z Environment z Industrial

or

(53)
(54)

Planning:

Planning:

Triggers

z Problems that need solution z Prevent future problems

z Planning for further development

e.g. development of resources currently not used

z Drawing of a regular (e.g. 5-year) policy plan

Better prevent problems than solve them afterwards. Keep on thinking and regularly update your plans.

(55)

The planning process

Policy analysis

z Problem analysis

z Design of alternative measures and strategies

z Evaluation of strategies (ex-ante evaluation)

Decision making

z Weighing of pros and cons of different strategies

z Making trade-offs

Post-ante evaluation

(56)

Policy analysis

The Aim

z generate and present useful information for decision makers.

The Art

z common sense, experience and ingenuity

z knowledge and understanding

z lots of listening, co-ordination, translation

z systematic, methodical

z look for ‘good’ solutions : ‘optimal’ solutions do not exist

z account for uncertainties: avoid high-risk strategies

Analysis ≠ decision making

(57)

Policy analysis: Framework

1. Problem analysis/identification

2. Formulation of objectives, constraints and criteria

3. Determination of analysis conditions 4. Systems analysis

5. Design of alternative measures and strategies 6. Assessment of policy impacts

(58)

z analysis of triggers z problem analysis

z identification of possible measures

z identification of questions to be answered z identification of objectives

z definition of criteria for evaluation z limitations, constraints

z formulation of analysis conditions

z identification and involvement of stakeholders

z characterisation of stakeholders (problems, interests, strengths, weaknesses, linkages)

(59)

z data collection and analysis

z analysis of human and economic conditions z analysis of the natural system

z formulation of strategies

z impact assessment

z implementation assessment

z evaluation of alternative strategies

(60)

z triggers z problems z objectives z constraints z criteria z indicators

z system, system boundaries and assumptions z scenarios

z measures (structural, non-structural) z strategies

z policy

(61)

Linear planning

The traditional approach: step after step.

Cyclic planning : The same steps are repeated several times, with increasing detail.

Open ended planning : Keeping options open for later decision.

(62)

In the course three items relevant in planning will be elaborated in separate units.

z Public participation : involving the public in the

planning process

z Strategic planning and management : assisting

decision-makers in context of rapid change

z Decision making framework for river basin

developments: a structured process, incorporating

the full range of social, environmental, technical,

(63)

Operational and Demand

Management

(64)

Operational Management

z There is no universal best approach

z Enforcement is often a problem

z Use of markets may be efficient (e.g.

tradable emissions)

z Charging and full-cost recovery z Water rights

(65)

Instruments

Supporting the previous instruments by providing the necessary funds

Financing

Influencing other managers or users by providing information

Communication & awareness raising

Influencing other managers or users by financial (dis) incentives

Economic instruments

Influencing other managers or users by forbidding activities or explicitly allowing

Regulation

Direct interference by the managers

(66)

Activities

Staff training, legislation, planning

Capacity building

Charges, general taxes

Financing

Public information, non-binding plans, voluntary agreements

Communication & awareness raising

Charges (taxes, levies), subsidies, tradable water use and pollution rights

Economic instruments

Standard setting, permitting, compliance monitoring, sanctioning

Regulation

Structural flood protection, river regulation, water supply and sanitation infrastructure, reforestation

(67)

Balance and Coordination

z

z Structural vs. nonStructural vs. non--structural measuresstructural measures z

z -- water supply vs. water demand policywater supply vs. water demand policy z

z -- dikes vs. land-dikes vs. land-use planning and insuranceuse planning and insurance z

z -- the social and environmental side-the social and environmental side-effects of infrastructureeffects of infrastructure

z

z Regulatory approaches to pollution controlRegulatory approaches to pollution control

z

z -- productproduct policy, process standards, emission standards or water policy, process standards, emission standards or water quality standards?

quality standards? z

z -- usingusing upup the spacethe space upup toto standardstandard

z

z Regulation vs. communicationRegulation vs. communication z

(68)

Balance and Coordination (cont.)

z

z Potentials and limitations of market mechanismsPotentials and limitations of market mechanisms z

z -- market mechanisms are efficientmarket mechanisms are efficient z

z -- e.g. tradable emission rights, tradable water use rightse.g. tradable emission rights, tradable water use rights z

z -- risks: safeguarding the interest of the poor, speculation, monorisks: safeguarding the interest of the poor, speculation, monopolypoly z

z -- monitoring & control remain as necessary as with regulatory monitoring & control remain as necessary as with regulatory approach

approach

z

z Charging and full cost recoveryCharging and full cost recovery

z

z -- marginal cost pricing is economically efficientmarginal cost pricing is economically efficient z

z -- prices should include full economic and environmental costprices should include full economic and environmental cost z

z -- drawbacks: water delivery to the poor at risk, irrigated agriculture drawbacks: water delivery to the poor at risk, irrigated agriculture less profitable, reduction in production

(69)

Demand Management (DM)

z The development and implementation of strategies to influence demand for the efficient and sustainable use of scarce resource.

(70)

Demand Management

z Difference between SUPPLY & DEMAND

z SUPPLY oriented

– As much as possible water supply capacity – Users will use water properly

– Water is a free or almost free good

(71)

Demand Management

z DEMAND orientation

– looks at the real demand

– water is a economic good (users pay) – water is precious (equal distribution)

(72)

Demand Management Aims

z To safeguard the rights of access to water for future generations

z To limit water demands

z To ensure equitable distribution

z To protect environment

z To maximize the socio-economic output

(73)

From Supply Strategies

z Supply oriented measures

– Surface water capture and storage – Inter-basin water transfer

– Groundwater exploitation – Watershed management

– Conjunctive use of surface and ground water – Desalination

(74)

Strategies of WRM

z Demand oriented measures

– Institutional and legal framework – Macro economic policy

– Awareness raising, education – Economic incentivesLegal incentives – Canal lining – Leak detection – User appliance

Env

iron

me

nt

Incentives

Tech

no

log

ies

(75)

Demand Management Tools

z Technical (water conservation, water saving technology, leakage control, cropping)

z Economic (subsidies, tax and price policy,water tariff)

z Administration (licenses, regulations, policing,capacity building)

(76)

Demand Management Tools

z Educational (awareness raising,

communication, education)

z Operational (operating rules, water

allocations)

(77)

Benefit Trade-off

z Water rights – Sector transfer – Distribution variation z Water price – Exchange rate z Water market – Agreement
(78)

Demand Management

technical methods

z Reduce waste

– Leakage

– Illegal user identification

z Improve maintenance

– Encourage investment – Reliable system

z Double systems for supply

(79)

z Water saving technologies

– Instrument: bibcock, muzzle…

z Good water use habit

– Household education

z Prohibition, quota, limitation

– In urgent case (extreme drought situation)

z System management

Demand Management

technical methods
(80)

Integrated WRM

z Demand Management is one of the most important components of IWRM strategies

– Awareness and promotion – Education and training

(81)

Demand Management

5P methodology

z Preachments (Awareness, education…)

z Prices (Economic tools)

z Politics (Equity, social stability)

z Practices (Technical tools & mechanism) z Policing (Incentives, licenses…)

(82)

Free Strategies: Demand Management Supply Management Demand Management Supply Management Pollution Control Low Demand Supply Management Demand Management Water Quality Manage.

High Demand

Low Supply High Supply

Strategy options

(83)
(84)

Functions of Water Tariff

z a source of tax

z impact water use behavior (elastic)

z economic benefit

z income transfer

z equity and acceptability

z income stability and water tariff feasibility

(85)

Water Pricing

Water for free

No cost recovery

No

maintenance System break-down

Poor have no service

Poor pay

Rich get free water

(86)

Water free of charge

z Mis-allocations of water resources z Inefficient use

z Overexploitation

At Dublin Conference

Rio Conference (Agenda 21)

(87)

Most important economic tool

z Water pricing makes a key instrument for DM

– Increased price reduces demand – Increased price increases supply

– Increased price facilitate reallocation among sectors – Increased prices improve managerial efficiency

(88)

Composition of water pricing

– operational costs – capital costs – external costs – opportunity costs – tax or surcharge Internal financial Cost Economic costs Users pay
(89)

Willing to pay (two cases)

z The willingness to pay is larger than the economic cost

– Surcharge or tax

z The willingness to pay is less than the economic cost

(90)

Willingness to pay

Many parameters:

z Affordability

z Scarcity of the resources

z Appreciation for the resources

(91)

Elastic curve (Price and Demand)

dQ/Q PdQ E = --- =

---dP/P QdP

If E <-1, price increase is elastic (reactive)

If E –1<E<0, price response is rigid (inelastic)

(92)

Price-demand relations

60 110 160 210 260 310 360 410 Q

Increasing available budget C

(93)

Experiences (case study)

Unpaid Water Supply Stage (1949~1965) Welfare Water Supply Stage (1965~1978) Water Charges Reform Stage (1978~1984) Commodity Water Stage (1985~up to now)

(94)

Water price for agriculture

No. region Docume nt No.

Water price

remar ks grain crops economic crops

1

Hebei [1997]18 3

1.3~2.6yuan/mu + 7.5fen/m3

The same as grain crops

2

Shanxi [1996]35 7

0.14 yuan/m3 for GID, 0.18

yuan/m3for PID

0.18 yuan/m3 for GID,

0.23 yuan/m3for PID

3

Liaoning [1996]9 3fen/m3 3fen/m3

4

Jilin [1996]95

2.34fen/m3 for RID,

3.45fen/m3for REID,

2.21fen/m3 for PID

the same as grain crops

5 Heilongji

ang [1997]8

20 yuan/mu for IF,

(95)

Proportion of water price to water supply cost Unit: yuan/m3 year index 1996 1997 increment increment rate%water price 0.02 0.02 0 0

water supply cost 0.053 0.055 0.002 3.8

proportion of water price to WS cost (%)

(96)

Proportions of water charges to agricultural production cost Unit: %

crops year

wheat corn beet Sunflower

1989 9.59 6.92 5.11 9.63

(97)

Trend analysis of water price change in Tianjin Unit: yuan/m3 item year avera ge cost

industry water domestic water water price water price/water cost (%) water price

water price/water cost (%) 1986 0.203 0.32 158 0.08 39 1987 0.219 0.32 146 0.08 36 1988 0.234 0.32 137 0.08 34 1991 0.266 0.34 128 0.09 34 1993 0.388 0.58 149 0.40 103

(98)

Water pricing design

z unit price decreasing

Water volume (m3) Water price ($/m3)

0- 5 1.05

5-10 0.90

10-50 0.75

(99)

Water pricing design

z unit price increasing

Water volume (m3) Water price ($/m3)

0- 5 0.50

5-10 0.70

10-50 0.95

(100)

Water volume (m3) Water price ($/m3) 0- 5 0.70 5-10 1.10 10-50 0.95 > 50 0.65 z Integrated price

(101)

Other functions of water pricing

z Willingness to pay for water

z Encourage effective water use

z Reducing water demand

– Reducing water tariff – Drought management – Protect water quality

(102)
(103)

Water allocation

z The purpose of the allocation of water to different users is to match or balance the demand for water with its availability

z Water allocation is not an issue when water availability far surpasses the demand

z Water allocation is not only concerned with the

physical allocation of water. More broadly it is about satisfying conflicting interests depending on water

(104)

Water allocation – cont.

z Demand and supply varies through time (e.g. higher demand in dry season when supply is lower )

z Water exists in different “forms”

z Different qualities

z Consumptive (e.g. drinking water) and non-consumptive (e.g. hydropower) uses

(105)

Water allocation – legal framework

z Public vs. private goods

z Legal aspects of water allocation include:

– types of water use that are regulated – water permits/rights

– hierarchy of different types of water use

z No “recipe”; water manager need to make decisions

(106)

Value of water

z Agriculture uses a lot but low economic value (however, high multiplier effect)

z In some cases value difficult to estimate

z Allocation process strongly influenced by

trans-boundary effects, in particular effect on downstream users

(107)

Issues in water allocation

z Defining key concepts Æ precisely and clearly defined

z Uncertainty Æ more efficient use through

predictability; physical uncertainty and institutional uncertainty

z Efficiency and equity

z Water losses Æ depend on scale

z Water allocation between sectors

(108)

Water for food

z Agriculture is the main user of freshwater

z Population increase will lead to a rising demand in water for food

z Responses could be more efficient use of water or improvement of irrigation systems, among others

(109)

Water for nature

z The environment also has a water demand that should not be forgotten

z Environmental water demand can affect the water available for human functions

positively as degrading environment can affect the hydrological cycle

(110)

Water related infrastructures

z Infrastructure improves the water supply for human use

z However, in many cases infrastructure has a negative impact on nature

z In addition, other negative effects such as salt infiltration, increasing use of fertilizers, loss of historic sites and relocation of people may be caused by infrastructures.

(111)

Water quality management

z Proper river catchment management needs at least:

– the development of integral management plans

for whole drainage areas;

– well-developed functional understanding of river

and wetland systems;

– the development of water pollution standards and

(112)
(113)

Analytical support for operational management

Monitoring

Databases

Early warning systems

Real time control

Analytical support for planning

Simulation and optimization models

Decision support tools

(114)

Topics

z IWRM analysis and tools: an overview

z River basin analysis and modeling

z Information systems for IWRM

(115)

IWRM analysis and tools: overview

z Two types of river basin management support:

– support of operational management

– support of strategic policy making and planning z This distinction is not absolute. Operational

management and strategic policy-making interact, and data collection and ex ante analysis support each other

z many developments, but truly “integrated” support still rare

(116)

Operational support

z Monitoring

z Monitoring + models + internet (e.g. Flood Early Warning Systems)

z Automation (decision making) system (e.g. operation of storm surge barriers)

(117)

Analytical support

z Still often limited to specific river or topic, but Directions of development:

– Analyzing interactions between socio-economic

system and ecologic system

– Linkages between levels (local, regional, basin) – Address mixed character of learning and

(118)

Analytical support – cont.

– Tune to dynamic and participatory processes of

decision making

– Dealing with objective facts and subjective

viewpoints

(119)

Social and economic development River basin ecosystem Trigger for action Trigger for action Water supply Water demand River basin water resources

Water users Demand oriented measures Supply oriented measures

A system’s perspective

(120)

River Basin Analysis and Modeling

z Water balances: simulation models

z Other models and tools: Commercial and international software

(121)

Water balances (1)

Simple input-storage-output model

Storage S

(122)

Water balances (2)

z In river basin much more complex:

– precipitation

– evapotranspiration

– river discharge

– use by human activities

z In particular human interference can strongly affect the water balance in a river basin

(123)

Water balances (3)

z Water diversion cycle included as result of human interference Water vapour above land Water users E P Us Ug R Xi Xo H
(124)

Other models and tools

z Examples: – SOBEK – TOPIC – Economic models – GWP Toolbox
(125)

Information systems for river basin

management

z Developments in information systems

Strategic information / support

DSS

MIS / EIS

Communication systems

Technical Problem Summary

Level of integrati

(126)

Information systems for river basin

management

z Increasing trend of innovative use of information technology

z Geographical Information Systems (GIS)

z Decision Support Systems (DSS)

(127)

Geographical Information Systems

z GIS is a (computer) system for the storage, retrieval, analysis and display of spatial information.

z Fundamental concept: space

z Integration of information in GIS takes place through space: everything can be related to a location

z Different types of information in IRBM can be integrated using GIS

(128)

Decision Support Systems

z DSS are (computer) systems that particularly aim at the structuring and supporting of less-structured decision problems

z Integration of different (research)

components of IRBM in a structured

computer environment makes knowledge more accessible for non-experts

(129)

Decision Support Systems

z Many DSS are (being) developed. Two examples:

– RIBASIM – ELBE-DSS

(130)

Information management

z IRBM analysis often requires large amounts of information

z Information management is essential

z The GIS house concept to implement information systems in an organization

(131)
(132)

Concepts: Three models

z Hydrological model: organisational structure for water management is based on

hydrological boundaries

z Coordinated model: river basin commissions with a co-ordinating task

z Administrative model: water management is the responsibility of provinces, municipalities and other bodies

(133)

Decision making rules : who did what

Determine who is entitled to make collective choice rules

e.g. legal arrangements on who has which Constitutional

rules

Describe how operational rules should be developed

e.g. permitting and planning procedures Collective choice

rules

Provide a framework for operational management e.g. emission standards, policy directives

(134)

Technical ways: responsibilities

Water management along

administrative boundaries, but River Basin Commissions with a

co-Co-ordinated model

Water management in the hands of national, provincial and local

governments. Administrativ

e model

Extreme case: IRBM in hands of one single River Basin Authority.

Hydrological model

(135)

Public participation (PP) plays an essential role in planning and policy-making.

z a legal right of individuals and social groups, often resulting in procedural requirements for decision-making.

z a means for empowering individuals and groups and developing local communities.

(136)

Concepts: Decentralisation

z Is democratic

z Better response to local circumstances

z Less bureaucratic

z Not possible in all cases

(137)

Concepts: Privatisation

z Solution for the shortcomings of large bureaucracies

z Only possible for specific services such as the construction and operation of water

supply and waste-water treatment

infrastructure - not for regulatory functions and policy making

(138)

Concepts: Local institutions

z Beneficiaries organizing themselves

(139)

Concepts:

Institutional arrangements

z The functioning of a platform for stakeholders involved in decision making;

z Water resources management on hydrological boundaries;

z An organisational set-up in river basin and sub-basin authorities with their respective by-laws to incorporate decision making at the lowest appropriate level;

z A planning system oriented at the production of integrated river In order to bring IWRM into effect, institutional

(140)

Many technical guidelines for infrastructural projects have been developed by professional technical networks to ensure high engineering and quality standards.

What is lacking is a comprehensive and integrated framework for decision-making on the provision of water and energy services.

This unit presents a decision making framework that emphasis a structured process, incorporating the full range of social, environmental, technical, economic and financial criteria and standards.

It is developed by the World Commission on Dams (WCD),

(141)

Priorities

z The framework for decision-making is built on seven strategic priorities:

z

z 1. Gaining public acceptance

z 2. Comprehensive options assessment z 3. Addressing existing projects

z 4. Sustaining rivers and livelihoods

z 5. Recognising entitlements and sharing benefits z 6. Ensuring compliance

(142)

Institutional framework

z Differs greatly from country to country

z Depends on tasks and competencies

(143)

China

z The main responsibility for water management lies at the Ministry of Water Resources

z At the national level a large number of institutions and ministries have some involvement in aspects of water management

z At the provincial, city-prefecture and county level similar organisations exist as at the national level

(144)

References

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