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Big Data, Open Data Personal Data? Navigate around the Mine Fields to Avoid Unintended Consequences. Ann Cavoukian, Ph.D.

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Ann  Cavoukian,  Ph.D.  

Privacy  &  Big  Data  Ins9tute    

Ryerson  University  

Toronto  Sunshine  Summit     September  22,  2014    

Big  Data,  Open  Data  …  Personal  Data?    

Navigate  around  the  Mine  Fields  to  Avoid  

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Openness,  Transparency  

&  Accountability:  

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Governments  Must  Be  Accountable  

•  Ci#zens  have  a  right  of  access  to  government  held   informa#on  with  limited  excep#ons;    

•  Remember  –  the  government  is  there  at  the  pleasure       of  the  governed  –  not  the  reverse;  

•  Openness  and  transparency  form  the  bedrock  of  free   and  democra#c  socie#es:  

•  Governments  must  be  held  accountable                                     for  democracy  to  work;  

•  Government  records  must  be  accessible                                       to  the  public.  

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Transparency  

 

“It’s  the  Public’s  Business”  

 

“We  do  not,  and  never  will,  accept  the  

proposiJon  that  the  business  of  the    

public  is  none  of  the  public’s  business.”  

—  The  Honourable  Ian  ScoM,     July,  1985.  

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Why  it  Happened  

“I  have  seen  many  government  organiza2ons  with  strong  policies   and  training  materials  in  place  to  convey  their  policies  to  staff.   However,  all  too  o<en  these  same  organiza2ons  have  failed  to   adequately  implement  these  policies.”  

“This  failure  to  comply  with  the  records  reten2on  requirements   coupled  with  a  culture  of  avoiding  the  crea2on  of  wriBen  and   electronic  records,  assists  in  explaining  the  apparent  paucity  of   documents  rela2ng  to  the  gas  plant  closures  produced  by  the         offices  of  the  former  Minister  of  Energy  and  the  former  Premier.”  

—  Commissioner  Cavoukian,    

Dele2ng  Accountability:  Record  Management  Prac2ces  of  Poli2cal  Staff     -­‐  A  Special  Inves2ga2on  Report,    

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Statement  by  the  Minister  of  Government  Services  

on  the  Commissioner’s  Special  Report  

The  acJons  we  are  announcing  address  Dr.  Cavoukian's                            

non-­‐legislaJve  recommendaJons  

1. Developing  a  mandatory  training  program  for  all  poli#cal  staff  to  

ensure  that  staff  are  fully  aware  of  and  trained  in  their  records   management  obliga#ons;  

2. Crea#ng  a  working  group  of  Premier's  Office  staff,  Cabinet  Office  

staff  and  Ministry  of  Government  Services  staff  to  clarify  and   strengthen  the  government's  records  reten#on  policies  and   prac#ces  so  that  they  can  successfully  be  put  into  prac#ce;  

—  Hon.  John  Milloy    

Minister  of  Government  Services,   September  4,  2013  

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Statement  by  the  Minister  of  Government  Services  

on  the  Commissioner’s  Special  Report  

(Cont’d)  

3.  Appoin#ng  ministers'  chiefs  of  staff  and  the  Premier's  chief                      

of  staff  as  the  persons  accountable  for  the  implementa#on   and  compliance  with  records  management  policies  in  each   of  their  respec#ve  offices  and  appoin#ng  a  senior  advisor         in  the  Premier's  Office  to  provide  advice  and  guidance  to       all  offices  on  these  issues;  and  

4.  Improving  archiving  requirements  by  conduc#ng  a  review    

of  the  archiving  schedules.  

—  Hon.  John  Milloy    

Minister  of  Government  Services,   September  4,  2013  

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Access  by  Design

 

The  7  Fundamental  Principles  

1.ProacJve,  Not  Reac9ve  

2. Access  Embedded  into  Design  

3. Openness  and  Transparency                              

=  Accountability  

4. Fosters  CollaboraJon    

5. Enhance  Efficient  Government  

6. Make  Access  Truly  Accessible  

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The  Age  of  Big  Data  …  Open  Data  

and  Big  Privacy  

Big  Data  –  Yes  

Open  Data  –  Yes  

Personal  Data  -­‐  No  

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The  Journal  News  Gun  Map:  

Open  Data  vs.  Personal  Data  

•  In  2012,  The  Journal  News  published  a  map  showing  the   home  addresses  and  names  of  handgun  owners  in  two     New  York  coun#es;    

•  The  map  was  constructed  with  data  acquired  through   Freedom  of  Informa#on  requests;  

•  In  retalia#on,  an  independent  online  blogger  published             the  home  addresses  and  names  of  the  newspaper  staff.  

— David Eaves,

The Journal News Gun Map: Open vs. Personal Data,

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Open  Data  vs.  Personal  Data  

 

•  “It  is  cri2cal  that  this  debate  not  get  sloppy.  This  is  not  about  

open  data.  It  is  about  personally  idenJfiable  data  –  and  what  

governments  should  and  should  not  do  with  it.  A  great  deal  of   open  data  has  nothing  to  do  with  individuals.  However,  if  we  

allow  the  two  to  become  synonymous…  expect  a  backlash  

against  Open  Data.”  

— David Eaves,

The Journal News Gun Map: Open vs. Personal Data,

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Open  Data  

 Unless  there  is  good  reason  to  the  contrary,  data  that  is  not  PII  

should  be:  

Free  and  open  –  transparent;

 

Easily  visible  and  discoverable;

 

Based  on  open  standards  and  thus              

machine-­‐readable  and  user-­‐friendly;

 

Licenced  to  permit  free  re-­‐use  and  

transforma#on  by  others,  enabling  far        

greater  par#cipa#on.  

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Components  of  Open  Government  

•  Public  sector  informa9on  as  a  key  resource:  

– Op2mal  public  value  –  working  with  much  broader  

group  of  par2cipants  –  par2cipatory  government;  

•  Proac9ve  disclosure  –  “Open  Data”  regime:  

– Greater  transparency  and  legi2macy;    

•  Use  technology  to  increase  ci9zen  engagement  and  

collabora9on  in  making  public  policy,  and  provide  

service  back  to  individuals  –  enabling  greater  ci2zen  

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Resolu9on  of  Informa9on  &  Privacy  

Commissioners  

“Calls  for  greater  openness  and   transparency  are  exer2ng  

pressure  on  governments  to   transform  their  tradi2onal,   reac2ve  informa2on  

dissemina2on  methods  into  a   mode  that  facilitates  proac2ve   disclosure.”    

—  September  1,  2010  

www.ipc.on.ca/images/Resources/FPT_Whitehorse_-­‐ _Resolu#on_Final_EN_1.pdf  

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Concluding  Thoughts  

Governments  must  remain  open  and  accountable  –  

transparency  is  absolutely  cri#cal  to  preserving  our  

freedom;  

Ci#zens  have  a  right  to  know  what  their  governments  

are  doing  –  they  need  access  to  public  data  in  order    

to  par#cipate  meaningfully  in  society  -­‐  holding  their  

governments  accountable;  

Make  openness  and  disclosure  of  government  

informa#on  (not  personally  iden#fiable  data)                      

the  default  –  open  data,  open  government!  

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Contact  Informa9on  

Ann  Cavoukian,  Ph.D.  

Execu9ve  Director  

Privacy  &  Big  Data  Ins9tute     Ryerson  University     285  Victoria  Street     Toronto,  Ontario     M5B  2K3     Phone:  (416)  979-­‐5000  x  3138   [email protected]    

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