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Theoretical and Conceptual Framework

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BY

BY: MA: MAYET AGUSTYET AGUSTININ-TE-TEANOANO, , PhPh.D.D..

THEORETIC L and CONCEPTU L

THEORETIC L and CONCEPTU L

FR MEWORK

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Overview

Overview

 When When travelling travelling in in an an unfamiliar unfamiliar destination, destination, a a road road mapmap

would definitely be useful. would definitely be useful.

 In doing research, you need to devise a road map that willIn doing research, you need to devise a road map that will

lead

lead you you in in answering answering your your research research objectives/objectives/questions.questions.

 Relevant theories provide road map on how you will goRelevant theories provide road map on how you will go

about studying your research topic. about studying your research topic.

 Theories provide knowledge base/foundation/rationale forTheories provide knowledge base/foundation/rationale for

conducting research. conducting research.

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What are theories?

 Theories are constructed in order to explain, predict

and master phenomena (e.g. relationships, events, or the behavior).

 A theory makes generalizations about observations

and consists of an interrelated, coherent set of ideas and models.

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What are theories?

 Generally, a theory is a broad statement of interplay among

variables.

Examples are theories on: Job satisfaction

Learning Intelligence Leadership

Theories explain the relationship among variables involved in each construct.

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Theoretical Framework

 The theoretical framework of the study presents

the theory which explains why the problem under study exists.

 Thus, the theoretical framework is but a theory that

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Purpose of theoretical framework

• It helps the researcher see clearly the variables of

the study.

• It can provide him with a general framework for

data analysis.

• It is essential in preparing a research proposal

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Conceptual framework

 Theories are sometimes too broad to test, hence

you may draw your conceptual framework.

Theory

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Conceptual framework

 After formulating the theoretical framework, the

researcher has to develop the conceptual framework of the study.

 A concept is an image or symbolic representation of an

abstract idea. Chinn and Kramer (1999) define a

concept as a “complex mental formulation of experience”.

 While the theoretical framework is the theory on which

the study is based, the conceptual framework is the contextualization of the theory.

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Purposes of both frameworks

 They lead to formulation of hypotheses

 They serve as basis for evaluation of a theory

 They justify the research study.

 Provide system for achieving creative solutions to

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Research paradigm

 The conceptual/theoretical frameworks are

presented visually through research paradigm.

 The research paradigm shows the variables

included in the study and the type of relationships tested .

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Commonly Used Paradigm

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Independent

variables

Dependent

variables

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Developing Theoretical Framework

 By answering the following questions, you can begin to

develop a loosely structured framework ( Slevin and Basford,1999)

 What do I know about the phenomenon that I want to study?  What types of knowledge are available to me (empirical,

non-empirical, tacit, intuitive, moral or ethical)?

 What theory will best guide me in studying such

phenomenon?

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How do you find answers to those questions?

 Review literature.

 You will come across with voluminous data. Your main

problem is:

 HOW YOU CAN BRING THESE DATA TOGETHER

TO FORM MEANINGFUL AND SCIENTIFIC INFORMATION .

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Organizing the data into meaningful information?

 Guided by theories, identify all the possible

variables/attributes relevant to the phenomenon under study.

 Determine relationships among these variables as

provided by different theories.

 Relate this to your present study. Explain how these

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Doing it step by step

 Identifying the variables

Concrete objects can be visualized mentally. In

research, we will come across with ideas that are not so clearly conceived. It is a challenge to visualize:

 Job satisfaction  Depression

 Research productivity constructs  Emotional intelligence

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Research Construct

 After finding theories, you will identify the research

constructs (building blocks of theories).

 Example: Research productivity

Models of research productivity claimed that productivity is a result of interaction between 3 main variables:

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 Research productivity can be broken down into:

 Number of researches produced  Number of articles published

 Number of papers presented in conference  Number of books authored

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CONSTRUCT VALIDITY

 One important test in research is construct validity.

 YOU MUST ENSURE THAT YOUR DATA

SUPPORTS THE THEORETICAL STRUCTURE.

 Determine the attributes in each variable:  Individual characteristics

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 Individual characteristics that may affect

productivity:  Educational qualification  Research skills  Writing skills  Computing skills  Work habits

 Number of teaching loads/number of preparation   Attitudes towards research

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 Institutional characteristics

 Institutional goals

 Research policies: incentives, workload policies  Resources : library, internet, finances

 Research culture: support from peers, shared interest to do

research

Leadership characteristics

 Research involvement

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Determine Relationship among variables

 Individual characteristics are essentials

 Institutional characteristics provide support structure

to enhance individual characteristics

 Leadership influence institutional characteristics in

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Productivity

leadership   institutional   individual

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References

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