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Original citation:

Hooper, James Michael, Marco, James, Chouchelamane, Gael Henri, Chevalier, Julie Sylvie

and Williams, Darren. (2018) Multi-axis vibration durability testing of lithium ion 18650 NCA

cylindrical cells. Journal of Energy Storage, 15. pp. 103-123.

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http://wrap.warwick.ac.uk/94735

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Multi-axis

vibration

durability

testing

of

lithium

ion

18650

NCA

cylindrical

cells

James

Michael

Hooper

a,

*

,

James

Marco

a

,

Gael

Henri

Chouchelamane

b

,

Julie

Sylvie

Chevalier

b

,

Darren

Williams

c

aWMG,UniversityofWarwick,Coventry,CV47AL,UK b

JaguarLandRover,BanburyRoad,Warwick,CV350XJ,UK

c

MillbrookProvingGroundLtd,Millbrook,Bedfordshire,MK452JQ,UK

ARTICLE INFO

Articlehistory:

Received5June2017

Receivedinrevisedform7November2017 Accepted8November2017

Availableonlinexxx

Keywords:

Sixdegreesoffreedom(6DOF) Multi-axisshakertable(MAST) Electricvehicle(EV)

Li-ionbatteryageing Vibration

Durability

ABSTRACT

This paperpresentsnewresearchtodetermineiftheelectromechanicalattributesofNickelCobalt Aluminium Oxide (NCA) 18650 battery cells are adversely affected by exposure to vibration commensuratewiththatexperiencedbyelectricvehicles(EVs)throughroadinducedexcitation.This investigationappliedvibrationtoasetofcommerciallyavailablecellsinsixdegreesoffreedom(6-DOF) usingamulti-axisshakertable.Thismethodofmechanicaltestingisknowntobemorerepresentativeof thevibrationexperiencedbyautomotivecomponents,as6motionsofvibration(X,Y,Z,roll,pitchand yaw) areapplied simultaneously.Withinthecontextofthis study,cellcharacterisationwithinthe electricaldomainisperformedviaquantificationofthecell’simpedance,theopen-circuitpotentialand the cell’s energy capacity. Conversely,the mechanical properties of the cell are inferred through measurementofthecell’snaturalfrequency.Experimentalresultsarepresentedthathighlightthatthe electromechanical performances of the 18650NCA cellsdo not, in the main, display statistically significantdegradationwhensubjecttovibrationrepresentativeofatypical10-yearEuropeanvehicle life.However,astatisticallysignificantincreaseinDCresistanceofthecellswasobserved.

©2017PublishedbyElsevierLtd.

1.Introduction

To help reduce the risk of excessive warranty costs and to ensurein-marketreliability,automotivemanufacturersperforma varietyofliferepresentativedurabilitytestsoncomponentsand sub-systemsatthephysicalprototypestageofthevehicledesign anddevelopmentlife-cycle[1–5].Vibrationdurabilitytestingvia theuseofelectromagneticorhydraulicshakersisonesuchtest programme that is strategicallyemployedwhen evaluating the suitabilityof differentconcept designs. The test programme is conductedtodeterminethedurabilityofkeyvehiclecomponents whensubjecttovibrationenergythatisrepresentativeofthe in-service,real-world,environment.Theimportanceofsuchtestsis widelyacceptedwithinindustry,aspoorlyintegratedcomponents, assemblies or structures subject to vibration can result in a

significantly reduced service life [2,4,6–8]. In the worst case, catastrophic structural failure, through mechanisms such as fatiguecrackingorwork hardeningofmaterials,mayalsooccur [4,8].

Manyelectricvehicle(EV) manufacturersareadopting cylin-dricalformatcellswithintheconstructionoftheirbatteryelectric vehicle(BEV)andhybridelectricvehicle(HEV)batteryassemblies

[9,10].Cylindricalcellsareoftenchosenforintegrationwithinthe

rechargeableenergystoragesystems(RESS)foracombinationof commercial and technical reasons, that include: built in safety features such as a current interrupt device (CID), excellent economies of scale due to their high manufacturing volumes andadimensionallystablesteeloutercasemakingthemeasierto packagewithinanEVmoduleassembly[9–12].However,thereis currently limited data and evidence within industry or the academicliteraturethatdefinestheimpactthatvibrationenergy mayhaveontheperformanceorservice-lifeofEVbatterysystems

[13].Muchofthepublishedresearchintothemechanicaltestingof

EVcellsisunderpinnedbytheneedformanufacturerstocomply withmandatorytransportlegislation, suchas UN38.3[14] and vehiclecrashhomologation[15].Subsequentlytherehasbeena

* Correspondingauthor.

E-mailaddresses:[email protected](J.M.Hooper),

[email protected](J.Marco),[email protected]

(G.H.Chouchelamane),[email protected](J.S.Chevalier),

[email protected](D.Williams).

https://doi.org/10.1016/j.est.2017.11.006

2352-152X/©2017PublishedbyElsevierLtd.

ContentslistsavailableatScienceDirect

Journal

of

Energy

Storage

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clearfocus onstudies investigating mechanical robustness and crashworthinessviamechanicalcrush[16–18],penetration[19,20] andmechanicalshock[16,21].Asdiscussedwithin[13],alimited bodyofresearchexists,forexamplepresentedin[21–26],which investigatestheeffectof vibrationonli-ioncellchemistriesvia single-axistestmethods.However,ashighlightedwithin[13],the academicliteraturepresentsconflictingevidencewithregardto thesusceptibilityofli-ioncellstovibrationenergyappliedalonga single-axis.Anumberofpotentiallimitationsexiststhatfurther compoundthechallengeofunderstandingthecausalitybetween vibrationloadingandthecellperformanceandageing.Firstly,the

single-axis vibration profiles employed within [21–26] are not representativeofreal-worldEVuse.Theswept-sinewavesutilised withinthedurabilityassessmentofthecells[21–24]areequally deemedtobeanunrealisticrepresentationofthevibrationloading thatoccurswithinroadvehicles[27].Finally,thevibrationprofiles employeddo notrepresent a knownservice-life condition, e.g. 100,000milesofvehicleuse,resultinginthedatageneratedbeing unsuitableforthelifeestimationofthecells[13].

Thisstudyis anextensionofprevious publishedresearchto definetheimpactofvibrationthat isrepresentativeof100,000 miles of vehicle durability on 18650 Nickel Manganese Cobalt (NMC) battery cells and 18650 NickleCobalt AluminiumOxide (NCA)batterycells[13,28].Withinthesestudies,degradationin cellelectricalandmechanicalperformancewasobserved, regard-less of the cells’ stateof charge (SOC) or physical orientation. However,unlikecomplementaryEVcellvibrationstudies,which havefocusedonconductingrobustnessanddurabilityevaluation using single-axis vibration test methods [13,21–26,28], this researchinvestigatestheeffectof vibrationwhen appliedin 6-degreesoffreedom(6DOF)simultaneously.Thiswasperformedby subjecting cells tovibration signals measuredfromthebattery assembly of a commercially available Smart ED vehicle when drivenoverindustrystandardprovinggrounddurabilitysurfaces. Unlikewithin[13,28]whichapplyvibrationuni-axiallywithinthe frequency domain via the use of acceleration spectral density (ASD)profiles,thisstudyappliesthemeasuredvibrationwithinthe time domain.Theadvantageof this methodologyis thaterrors resultingfromtesttimecompressionareavoided[2].Also,because thevibration motionis appliedin thetime domain, it is more representativeofreal-worldin-vehicleloading.Asdiscussedwithin [29–32] within the context of traditional vehicle testing and componentevaluation,theapplicationofcombinedaxialmotions willoftenhighlightadditionalfailuremodesthatwouldotherwise notbeobservedthroughsingle-axistesting.

The primary objective of this research is to quantify the underpinning causality between the application of vibration energyand thecell’selectrical performanceand itsmechanical attributes.Thisstudyalsoaimstoidentifyifthein-packorientation ofthecellscaninfluencethedegreeofmechanicalandelectrical ageingthatmaybeobserved.Withinthecontextofthisstudy,cell performance is quantified through themeasurement ofnatural frequency, pulse power capability, electrochemical impedance spectroscopy(EIS)anddischargeenergycapacity.Full characteri-sationofthecellshasbeenundertakenbeforeandaftervibration durability testing. Anadditional motivationfor this study is to provide a comprehensive framework for multi-axis vibration testing within the field of EV battery test and evaluation that encompassesboththeexperimentalset-upandanappreciationof keysafetyrequirementsandconstraints.Thispaperisstructured asfollows:Section2 providesa detailed descriptionof thetest methodologyemployedandthedesignofkeytestxturesthatare pre-requisitetotheresearch.Section3presentstheexperimental resultsand quantification ofthecellelectricalperformanceand mechanicalattributesbeforeandaftervibrationdurabilitytesting. Statisticalanalysisisundertakentoidentifyifanychangeincell performanceisstatisticallysignificant.Discussion,FurtherWork andConclusionsarepresentedinSections4,5and6,respectively.

2.Experimentalmethod–multi-axisvibrationdurability testingin6DOF

Thetestmethodemployedwithinthisstudyissummarisedin Fig.1.Thissectiondefines,ingreaterdetail,thetestmethodology employedtobetterunderstandthedurabilityandageing behav-iour18650NCAcellswhensubjecttovibrationenergyin6DOFthat iscomensuratewith10-yearsofEVservicelife.

Nomenclature

6DOF Sixdegreesoffreedom

Ah Amperehour

ANOVA Analysisofvariance

ASD Accelerationspectraldensity BEV Batteryelectricvehicle CAE Computeraidedengineering

CC Constantcurrent

CID Currentinterruptiondevice

CT Computertomography

CV Constantvoltage

DC Directcurrent

E Young’smodulus

EIS Electrochemicalimpedancespectroscopy EMS Electromagneticshaker

EOT Endoftest

EV Electricvehicle

g Grams

gn The force of acceleration equivalent to gravity

where1gn=9.81m/s

HEV Hybridelectricvehicle

Imax Maximumappliedcurrentpulse

Li-ion Lithiumion

MAST Multiaxisshakertable

mm Millimetre

MPG Millbrookprovingground MSD Millbrookstructuraldurability NCA Nicklecobaltaluminiumoxide NMC Nickelmanganesecobalt PLC Programmablelogiccontrolled

PPT Powerpulsetest

RAC Remoteairconditioning RCT Chargetransferresistance

RDC DCresistanceofcellsasmeasuredbyPPT

RESS Rechargeableenergystoragesystem

RMS Routemeansquare

Ro Ohmicresistance

S Seconds

SmartED Smartelectricdrive SOC Stateofcharge SOT Startoftest

V10s Voltageafter10scurrentpulseatimax

VOCV Voltagepriortotheapplicationofcurrentpulseat

imax

Wh/kg Watthourperkilogram WMG Warwickmanufacturinggroup

X Xaxis

Y Yaxis

Z Zaxis

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2.1.Testsamples

Twelve186503.1AhNCAcellswereevaluated.Thecellshavea nominalvoltageof3.7V.Duringthisinvestigation,the18650NCA cellswereassessedatanenergylevelof75%SOC.75%SOCwas identifiedwithina previousvibration durabilitystudy[13]asa chargestatewhereincreasedcelldegradationmaybeobserved. Thecellsweredividedintotwobatches.Onebatchcomprisedof9 cells and was subject to the vibration profile in 6DOF. The remaining3 cells weredefined as controlsamples.Thecontrol sampleswereplacedintostorageat10Cforthedurationofthe test programme. Control samples that were not subject to vibration,wereincludedtofacilitateamorecomplete understand-ing of vibration related degradation relative to other ageing mechanisms,forexamplecalendarageing[33,34].

Cellsareoftenpackagedwithindifferentphysicalorientations, either within a single RESS or by different EV manufacturers exploringdifferentdesignoptions.Anexampleofthisvariationin cellpackagingistheTeslaModelSthatpackagesthe18650cellsin theZorientation,whilsttheTeslaRoadsterpackagesthe18650 cellsintheYorientation.Asaresult,thisstudyevaluatestheeffect ofthethreedifferentX,YandZaxiscellorientations,denedin Fig.2.Detailsof eachcellsample, includingitsorientationand uniqueidentifieraredefinedinTable1.

2.2.Experimentalfixturesandcommissioning

In order to provide a comprehensive understanding of the experimental method employed, a detailed description of the

differentcellmountingfixturesisprovided.Particular consider-ationisgiventothoseaspectsofthemethodologythatarekeyfor ensuringthesafetyofthetestandformaintainingahighdegreeof testaccuracyandrepeatability.

2.2.1.Cellfixtures

Fig.3apresentsoneofthreecell-mountingfixturesthatwere designedandfabricatedtosupportvibrationtesting.Eachfixture holdsuptothreecellsandisintendedtorecreatearepresentative 18650 EV RESS mounting condition [13]. Three cell-mounting fixturesweremanufacturedtoallowfortheconcurrentevaluation ofmultiplecellsindifferentorientationsduringasinglevibration

testontheMAST[13].Thedifferentcellorientations(X,YandZ)

were achieved by mounting the three cell fixtures onto the differentsurfacesofthecubeshapeddurabilityfixtureillustrated

inFig.3b[13].Toundertakeresonanceevaluationstomechanically

characterisethecellsatthestartoftest(SOT)andendoftest(EOT), as discussed within Section 2.5.5, an additional cell resonance searchplatewasfabricated.ThisfixtureisshowninFig.3candwas requiredtoprovideaninterfacewiththesingleaxis electromag-netic shaker table.The single-axisshakerwas employedin the naturalfrequencymeasurementofthecellsduetoitsfrequency capabilitythanthehydraulicMAST.

Adetaileddiscussionintothedesign andmanufactureofthe different cell mounting xtures is provided in [13] and will therefore not be repeated here. All vibration durability and assessment fixtures employed were constructed from 6082-T6 gradealuminium.ThisisduetothehighPoisson’sratioassociated withthismaterial(circa:0.33).CalculationofthePoisson’sratiois definedinEq.(1),wherethematerialsYoung’smodulusisdefined asEandthedensityas

r

[35].Ahighmaterialsratio(e.g.greater than0.3)indicatesagreaterpotentialforahighnaturalfrequency

[35]. This is important to ensure that the fixtureresonance is

beyondthatfrequencyrangeofthetest.Itmustbenotedhowever thattheresonancebehaviourofthextureis

Poisson0sRatio¼

r

E ð1Þ

2.2.2.Testfacilityandsetup

ThecompletetestfacilityisshowninFig.4.Thetestrigemploys a TEAMcube MAST. The MAST was installed within a climatic

Fig.1.SchematicofTestProcessforCells.

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Table1

TestSampleInformation.

SampleNo TestProfile OrientationforTest

1 DatafromSmartEDsequencedto10-yearsEuropeancustomerstructuraldurability Z

2 Z

3 Z

4 Y

5 Y

6 Y

7 X

8 X

9 X

10 Storageatatemperatureof10C Control

11 Control

12 Control

Fig.3. a)SingleThree18650CellHoldingFixture,b)18650BlockFixture,c)SingleThree18650CellHoldingFixtureonResonanceSearchPlate.

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chamber which, in turn, was connected toan L.Kel remote air conditioning(RAC)unit.

Duringtesting, theambienttemperaturewas conditionedto 21C3C. Withinthetestenvironment,K-typethermocouples andvibrationsensors(accelerometers)wereemployedtoprovide testcontrolaccuracyandsafety.Tofacilitateclosed-loopvibration control,six blocksofthreeDJBInstrumentsA/130/V accelerom-eterswereinstalledatkeylocationsontheshakertable(discussed further in Section 2.4). A Labview PXie-1075 chassis with an integrated Ni-PXIe-8133 controller and input modules for 32 thermocouples (NI PXIe-4353), 4 channels for accelerometer measurements(NIPXI-4462)andamultifunctionaldatamodule (NiPXIe-6363)wereusedforadditionaldatarecordingandsafety monitoring.TheMASTwascontrolledbyaMoogCC02310-301test controller(SerialNo0069).

Severalsafetymeasureswereincludedwithinthedesignofthe testset-up.Tosafeguardagainstcatastrophiccellfailure,thetest fixturewasinstalledwithinastainless-steelfireproofenclosure. Theenclosurewasfabricatedfrom3mmthick304gradestainless steel.AgasNitrogeninjectionsystemwasintegratedwithinthe enclosure so that the test items could beplaced into an inert environmentifasignificantincreaseintemperaturewasdetected. Integrated with the enclosure was a programmable logic controlled (PLC) monitoring system that would automatically activateanaudiblealarmifthesurfacetemperatureofthecellsis greater than 60C or a rate of increase greater than 4C/s is observed.The thermocouples wereset torecordat a rate of 1 sampleasecond.

Aremotelyactivatedgasextractionsystemwasinstalledinto theclimaticchamberandthetestenclosuretoallowfortheforced extraction of potentially harmful gases. Gas monitoring was performedremotelythroughairsamplingviaaRKIInstruments Eagle gas analyser Serial No (04-021-118) at a measurement sampleintervalof30s.Thissystemwouldalsooutputanaudible alarm if hazardous quantities of hydrofluoric gas (>1 partper million),unsafeoxygenlevels(<19%)oranyhydrocarbonswere detected.

Thebaseplateofthefixturewasfabricatedfrom25mmthick 6082-T6aluminiumandcontainedcastnyloninserts.Castnylon wasincorporatedintothefixturedesigntoreducetheriskofan electricalearthpathbeingcreatedfromthetestitemtotheMAST. 10mmthickG10(fibreglassepoxylaminate)sheetingwasplaced betweenthetestfixtureandMASTtoreduceheattransfertothe castmagnesiumalloycomponentsoftheMAST.TheG10sheeting also provided additional electrical insulation between the NCA cellsandthefacility.Fig.5illustratesthetestsetupontheMAST.

2.3.Rigandfixturepre-testingcharacterisationandcommissioning

Theprimaryrequirementofdurabilitytestingistoensurethat the vibration profile demanded by the electronic controller is faithfully applied to the samples under test. This is generally achievedbydesigningtheexperimentalfixturetomaximisethe transmissibilityofthevibrationenergyfromtheshakertabletothe sample whilst concurrently minimising any unrepresentative cross-axis behaviour[13,28].It is widelyacknowledged as best practice to evaluate the vibration response characteristics of fixturespriortocommencingdurabilitytesting[35–37].Thisisto ensurethat noresonanceswhichcouldaffecttheaccuracy and controlofthetestoccurwithintheshakerassemblyitself.Theterm Transmissibilityisacomparisonoftheoutputsignaltotheinput signal [36] and is determined by the pre-test experimental evaluation ofthefixture.Fixtures arecharacterisedviaaswept sineresonancesearchpriortotestingtoensurethatnosignificant resonancesoccurinthethreeaxesofthevibrationfixture.Priorto evaluating thefixtures and prior to commencing any vibration study [38–40], it is also necessary to fully understand the frequencyresponseoftheMAST.ThisistoensurethattheMAST doesnotexhibita resonancewithinthefrequency rangeofthe durabilitytest.Withinthecontextofthisstudy,thiswas1–110Hz. AfurtherrequirementistoensurethattheMASTdoesnotgenerate anyvibrationspectrawhichcouldcreateunrepresentativefailure modestooccur.

Thissectionpresentstheresultsfromthepre-testevaluationof theMASTandthetransmissibilityofthecellmountingfixtures. Thisevaluationwasconductedasfollows:

AssessmentoftheMASTforresonancesintheX,YandZaxisat 1gn(gnistheforceofaccelerationequivalenttogravitywhere

1gn=9.81m/s)overafrequencyrangeof1–110Hzat1octave/

min.

Modalanalysisoffixtures

Assessmentof18650fixturesandresonancesearchplatewhen evaluatedinaccordancewithBSEN60068

2.3.1.Frequencyresponseofmulti-axisshakertable(MAST) ThevibrationfrequencyresponseoftheMASTwasmeasured usingasweptsinewaveofamplitude1gnoverafrequencyrangeof

1–110Hzat1octave/min.Fouraccelerometerswereplacedinthe X,Y andZaxisacrosstheheadexpanderoftheTEAMcubeMASTon bespokealuminiummountingblocks.Thetablewasexcitedinthe Zaxisandthecrossaxismotionwasmeasured.Uponanalysingthe

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response of the MAST, no significant resonances or cross axis motion was identified that would detrimentally impact the accuracy or reliability of the durability test programme. The transmissibilityofMASTispresentedinFig.6.

2.3.2.Vibrationresponseof18650fixturesandresonancesearchplate whenassessedviaimpactexcitationmodalanalysis

Priortoplacingthefixturesontheirrespectiveshakerfacilities, theirmodalperformancewasassessedusingimpactexcitation,via hammersurveyingtechniquesusingasingleinputmultipleoutput (SIMO)method.Thiswasundertakentodeterminetheirsuitability forconductingthedurabilitytesting,throughtheidentificationof their mode shapes and the rst modal frequencies. The test methodutilisedwithinthisstudyisdiscussedindetailwithinthis section,howeverthesupportingtheorybehindmodalanalysisis presentedin[41–44].

With this method several measurement accelerometers are attachedtothetestitematmultiplelocations.Theinputexcitation is appliedtothe test item at a single locationvia a calibrated aluminiumtippedimpacthammer(withbuilt-inloadcell).Each

pointisassessedindividuallybeforebeingcombinedtodetermine themodalbehaviourofthetestfixture.Theassembleddurability fixtureandtheresonancesearchplate(withasinglecellfixture installed)werebothmarkedwithasuitablegriddensitytoensure thatenoughmeasurementswererecordedtoaccuratelydetermine theirmodeshapes.Apictureofthethreedimensionalgridpattern andcorrespondingphotographsarepresentedinFigs.7and8,for the durability fixture and resonance search plate assembly respectively. The dimensions for the grid patterns (and subse-quently the basicdimensions of the fixtures)are presented in

Tables2and3.Theaxisconventionsforthemodalanalysistesting

isalsoillustratedinFigs.7aand8a.

Thetestingwasconductedusinga140gBrüelandKjær8206 impacthammerwithheadextender.Thiswasusedinconjunction with five multi axis “Brüel and Kjær TEDS 4535-B-001” accel-erometers.Thedataloggeranalyserusedwithinthisexperiment wasa“BrüelandKjær3053-B-120InputOutputController”which wascombinedwitha“BrüelandKjær3660typeCchassis”.The 0.14kghammerwithanaluminiumtipprovidedameasurement frequencyrangeofapproximately0–5000Hz.Thereasonwhythis

Fig.6. TransmissibilityofMASTwhenExcitedinZAxis.

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frequencybandwaschosenwassothattheprimarymodescould bedeterminedwithinthetestfrequencyrangesof1to110Hz(for thedurabilityxture)and5to3700Hz(fortheresonancesearch plateassembly).Thedatawassampledat3.2timesthedesired peakfrequencyinaccordancewithShannon’ssamplingtheorem. The weightof theaccelerometersmounted totheDUTwas no greaterthan0.001%ofthetotalweightofthelightestfixture,thus minimisingtheresultofexperimentalerrorbytheintroductionof additionalweight.Theaccelerometerswerefixedviatheuseof “petrowax”sothatnosurfaceorstructuralchangewasintroduced bytheapplicationofpermanentadhesives.

Eachfixturewasplaced onsuitablepolyurethanefoampads andtheresponseateachnodelocation(definedwithinFigs.7and 8)wasmeasuredwhenthefixturewasexcitedwithfiveimpactsat asinglepoint.Thefiveimpactswereaveragedtogenerateasingle inputandsingleoutputresponseforthegiventestlocationforthe excitedaxis.ThedurabilityfixturewasexcitedinX,YandZaxisby applyinganXaxisexcitationatnode45,aYaxisexcitationatnode 39andaZaxisexcitationatnode37.Theresonancesearchplate wasexcitedintheZaxisonlyatnode100asthisfixtureassembly was subjectedtomulti-axialvibrationduringthis study.Within the modal assessment, the durability fixture was evaluated without cells, whilst theresonance search platewas evaluated bothwithandwithout18650cellsinstalled.Thedurabilityfixture was evaluated without cells as the preliminary results of the fixturedisplayedasignificantlyhighdegreeofseparationbetween thetest frequencyrangeand thefirstnatural frequency. Itwas deemedthattheadditionalmassloadingprovidedbytheinclusion ofcellstothexture(<1%)wouldnotimpactthesuitabilityofthe fixturefordurabilitytesting.

Withinthisinvestigationthedatawaspostprocessedusingthe “PULSEReflex Version 21” softwarewithin theBrüel and Kjær modal analyser to generate the desired information for the fixtures. A single FRF from each test position was evaluated together using itsglobal curvefittingapplication togeneratea singleFRFtracewhichrepresentedthemodalperformanceofthe wholemodule.The modalpropertiesofnaturalfrequencywere extractedbythePULSEReflexsoftware.Modeshapeswerealso estimatedfromtheFRF’susingthePULSEReflexsoftware.

Thefirstthreemodesandmodeshapesforthedurabilityfixture arepresentedinTable4andFig.9.Asdiscussedingreaterdetailin Section2.4,duringthemulti-axisdurabilitytest,thexturewill beenexcitedtoapeakfrequencyof110Hz.Thefirstmodeofthe durability fixture occurs between 2070 and 2074Hz, which is approximately20timesgreaterthanthepeaktestfrequencyofthe durabilitytest.Thisindicatesthatthechanceofmodalexcitation withinthetestfixtureduringthedurabilitytestwillbelowand

Fig.8.a)TestSetUpandAxisConventionofResonanceSearchPlateforModalAnalysis,b)NodePositionsandNumbersofResonanceSearchPlate.

Table2

X:Y:ZNodeCoordinates/MeasurementsforDurabilityFixture.

X:Y:ZCoordinatesinmm

NodeNumber X Y Z

16 0 0 0

17 0 100 0

18 0 200 0

19 0 300 0

20 110 0 0

21 110 300 0

22 250 0 0

23 250 300 0

24 340 0 0

25 340 100 0

26 340 200 0

27 340 300 0

28 50 20 0

30 50 145 0

31 50 280 0

32 175 20 0

33 175 280 0

34 300 20 0

35 300 145 0

36 300 280 0

37 50 20 245

38 50 145 245

39 50 280 245

40 175 20 245

41 175 145 265

42 175 280 245

43 300 20 245

44 300 145 245

45 300 280 245

46 50 20 65

47 50 145 65

48 50 280 65

49 50 20 120

50 50 145 120

51 50 280 120

52 50 20 180

53 50 145 180

54 50 280 180

55 300 20 65

56 300 145 65

57 300 280 65

58 300 20 120

59 300 145 120

60 300 280 120

61 300 20 180

62 300 145 180

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thatthextureissuitablefortesting.Theseresultsalsoindicatea goodlevelofcrossaxiscorrelationbetweenobservedmodeshapes andnaturalfrequencieswhenexcitedintheX,YandZaxis.

With respecttotheresultsfromtheresonance searchplate fixturepresentedinTable5andFig.10,thefirstmodeofthefixture

withcellsinstalledisapproximately167Hzgreaterthanthepeak frequency of the singleaxis EMS employedfor the sweptsine evaluationofthecells.Theinclusionofthecellswithinthisfixture increasedthefirstnaturalfrequencybyapproximately30Hz,and reducedthesecondnaturalfrequencybyapproximately6Hz.

In summary both fixtures, when evaluated using impact excitationinthefree–freecondition,hadfirstnaturalfrequencies andcorrespondingmodeshapesoutsidethefrequencyrangeofthe desired test excitation. However because the response of the fixtureswillchangewhenclampedtotheshakertables,additional assessments were conducted once installed totheir respective facilitiestoensuretheirsuitabilityfortesting.Theseassessments arediscussedinSection2.3.3.

2.3.3.Vibrationresponseof18650fixturesandresonancesearchplate whenassessedinaccordancewithBSEN60068

To ensure that the fixtures did not display any significant resonances once bolted to the test facility, all cell mounting fixtureswereevaluatedinaccordancewithBSEN60068priorto testing. This specification requires that the maximum vibration amplitudeinanyaxis perpendiculartothe specifiedaxis shallnot exceed50%ofthespecifiedamplitudeupto500Hz[40].The18650 fixturewasexcitedintheZ-axisviaasweptsinewaveofamplitude 1gnoverafrequencyrangefrom1to110Hzatarateof1octaveper

minuteontheTEAMCubeMAST.Themeasuredvibrationresponse inallthreeaxes,werewithinthelimitsspecifiedbyBSEN60068. The resonance search plate fixture was also evaluated in accordancewithBSEN60068andwasexcitedintheZaxisvia a1gnsweptsinefrom5to3700Hzatasweeprateof1octave/min

onthesingleaxisVP85EMS.Theresonancesearchplatewitha single18650threecellfixtureinstalledmettherequirementsofBS EN 60068from5 to3700Hz. The transmissibilityplots for the durability fixture and resonance search plate are presented in

Figs.11and12respectively.Additionalinformationrelatingtothe

resonancesearchplatefixtureevaluationispresentedin[13].Itis hypothesised that a drop in transmissibility within Fig.12 at approximately1550Hzistheresultintheinteractionbetweenthe

Table3

X:Y:ZNodeCoordinates/MeasurementsforResonanceSearchPlate.

X:Y:ZCoordinatesinmm

NodeNumber X Y Z

1 0 0 0

2 97.5 35 0

3 195 0 0

4 35 67.5 0

5 230 67.5 0

6 0 135 0

7 97.5 170 0

8 195 135 0

9 30 0 60

10 97.5 0 60

11 165 0 60

12 30 45 60

13 97.5 45 60

14 165 45 60

15 30 90 60

16 97.5 90 60

17 165 90 60

18 30 135 60

19 97.5 135 60

20 165 135 60

21 25 90 35

22 25 45 35

23 170 90 35

24 170 45 35

25 30 0 0

26 97.5 20 0

27 165 0 0

28 30 135 0

29 97.5 155 0

30 165 135 0

100 30 42 0

Table4

FirstThreeModesObservedwithinDurabilityFixturewhenExcitedinX,YandZAxis.

WhenExcitedinZAxis(Node37) WhenExcitedinYAxis(Node39) WhenExcitedinXAxis(Node45) ModeNumber Frequency(Hz) ModeShape Frequency(Hz) ModeShape Frequency(Hz) ModeShape 1 2070.56 Sidepanelspanting 2071.70 Sidepanelspanting 2074.91 Sidepanelspanting 2 2525.29 Toppanelpanting 2522.67 Toppanelpanting 2521.55 Toppanelpanting 3 2623.53 BaseTorsional 2618.37 BaseTorsional 2623.80 BaseTorsional

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resonance search plate fixture and shaker table armature. All transmissibility evaluations on the fixtures were conducted withouttestsamplesinstalled.

2.4.RecreatingmeasuredvibrationcyclesfromEV’sin6DOFonMAST

With a 6DOF vibration test, measured vibration signals are appliedinthetimedomaintothesystemundertest.Thisstudy employedthevibrationmeasurementsfromtheSmartEDvehicle, which were recordedas partof theresearch presentedwithin

[2,45,46]. These measurements included the response of the

batteryassemblyasthevehiclewassubjecttospecificdurability surfacesattheMillbrookProvingGround(MPG)withintheUK.The Smart EDwas chosen for the6DOF cell durabilitystudy, asits

compact dimensions and suspension geometry results in high levelsofvibrationenergyatfrequenciesbelow5Hz.AlsotheXand Yaxisvibrationloadsaresignificantlyhigherthanothercurrent productionEVsmeasuredwithin[2,45,46].Furthermore,theSmart EDhasabatteryassemblyconstructedof18650typecells,which therefore has a greater correlation to the test samples under assessmentwithinthisinvestigation.

TheMillbrookStructuralDurability(MSD)testframework[47] wasemployedtodefinethenumberofrepeatedroadsurfacesthat wouldbesequencedtogethertoreplicateavehicledurabilitylife. This framework defines the durability surfaces and number of requiredrepeatsof eachsurface toreplicate10years oftypical European customer use. While this procedure represents an internalorganisationalstandard,ithasevolved over20 yearsof

Table5

FirstTwoModesObservedwithinResonanceSearchPlatewhenExcitedinZaxis,bothwithandwithoutCellsInstalled.

WhenExcitedinZAxiswithout18650Cellsinstalled(Node100) WhenExcitedinZAxiswith18650Cellsinstalled(Node100)

ModeNumber Frequency(Hz) ModeShape Frequency(Hz) ModeShape

1 3837.93 Bending 3867.22 Bending

2 4128.12 Bending 4122.21 Bending

Fig.10.ExamplesofModeShapesObservedinResonanceSearchPlate(withCellsInstalled)a)3867.22HzBending,b)4122.21HzBending.

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experienceand is currently employed by a number of leading vehiclemanufacturerstoassesstheservicelifeoftheirproducts [45].

Unlikestandardsemployedinpreviouscellvibrationdurability studies,discussedin[13,21,28]andemployedbyotherresearchers, forexample[24],theMSDstandarddefineslifeinyearsasopposed to vehicle mileage. However, approximately 15,000 miles of provinggrounddriving represents10years oftypicalcustomer structuraldegradation[47].Asummaryofsurfacerepeatsrequired forthestandardprocedureisshowninTable6.

Testingforthisstudywaslimitedto150h.Toensurethatthe desirednumberofsurfacescouldbereplicatedwithina150htest

duration on the MAST; significant periods of “non-damaging” vibration(e.g.measuredvibrationthatwas lessthan0.1gn)was

deletedfromeachoftheaxis-signals.Thisisacommonmethod with regard toreducing test time and hence test costs [7]. To maximisetheavailabletesttime,additionalsurfacerepeatsforthe hillroute,handlingcircuitandhighspeedcircuitwereaddedtothe test schedule. The revised number of surfaces and associated numberofrepeatsaredefinedinTable6.Toensurea representa-tive even loading of surfaces was achieved the signals were replicatedinsurface-loops.Asurface-loopisdefinedasablockof multiplesurfaceswhichlastsapproximately30minandcontainsa weightednumberofrepeatsforeachsurfacedenedinTable6.

Fig.12.TransmissibilityPlotofResonanceSearchPlateFixturefrom5to3700Hz(WithoutCellsInstalled).

Table6

SurfaceRepeatsfor10YearsEuropeanMillbrookStructuralDurability[47].

Surface Repeatsofsurfacerequiredfor10 YearsEuropeanstructuraldurability

[47]

Revisednumberof repeatsfor6DOF Study

Numberofrepeatsofsurfacefor 1loop(total300loops required)a

Editedduration ofsurface (seconds)

Totaldurationofsurfacewith surfacerepeatsforoneloop (seconds)

Hillroute(loop 1)

3365 3600 12 22 264

Citycourse 6570 6600 22 13 286

Twisthumps 1800 1800 6 33 198

Sinewaves 1204 1200 4 34 136

Randomwaves 1200 1200 4 85.5 342

Belgianpave 600 600 2 134 268

Catseyes–30 mph

600 600 2 29 58

Catseyes–50 mph

600 600 2 57 114

HSC 420 600 2 11 22

Handlingcircuit 219 600 2 110 110

Potholesb 54 60 1b 32 32

MileStraight–

Wideopen throttle

1200 0 0 0 0

MileStraight–

Partopen throttle

1200 0 0 0 0

Total – – – 1830

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Eachloopofsignalswasrepeated300timestoachievethedesired 150hvibrationtestprofile.Thesurfaceswereappliedinblocksof sequencedsurfacestoensureanevenfatigueloadingduringthe testing. It is desirable to apply a balanced and mixed surface loadingsothatarepresentativeoperationallifeisreplicated,asitis unlikely that a vehicle will be exclusively subjected to one particulardrivingeventforanyprolongedperiodoftimeduring customeruse.

WhenreplicatingrecordeddatainthetimedomainonaMAST it is necessary to ensure that the six control multi-axis accelerometersareinstalledinthesameX,YandZlocationson thetestrigtothatofthemeasurementvehicle.Withinthisstudy, theupper, front rightcorner mounting holeon thecube head expanderwastakenasthe0:0:0coordinateoriginfortheX:Y:Z

measurementsforthecontrolaccelerometers.Thelocationsofthe accelerometersfromthemeasurement vehiclewerethen trans-posedtotheMASTexpander.Aphysicalframewasconstructedto ensure the accelerometers could be installed in the correct locationstoemulatethein-vehiclemeasurementlocations.The frameassemblyandtheaccelerometerlocationsarepresentedin

Fig.13andTable7.

Thisframewas suitablyridged toensurethat nodisrupting resonanceswithintheframeitselfoccurredwithinthedesiredtest frequencyrangeof1–110Hz.Duringdata-recordingthevibration signalswerefilteredwithalowpassfilterwithacut-offfrequency of 110Hz. Signal noise was clipped to 3gn in-line with the

capabilities of the shaker system. An example of the typical frequency response of the cube against the original measured

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signalisshowninFig.14.PleasenotethatanASDofthesignals combinedtoreplicate100,000milesofdurabilityutilisedwithin thisstudyispresentedin[2].

2.5.Electrochemicalcharacterisationbeforetheapplicationof vibration

Thefollowingcharacterisationtestswereperformedonallcells

defined in Table 1 at SOT. Measurements were recorded in a

thermallycontrolledenvironmentatatemperatureof21C0.5 C.Theexceptiontothiswasthenaturalfrequencymeasurements whichwereconductedinalaboratoryenvironmentata tempera-tureof21C3C.

2.5.1.SOCadjustmentprocess

CellSOCwasadjustedbyfullychargingthecellswithaconstant current (CC) of amplitude 1.1A–4.2V followed by a constant voltage(CV)chargingphaseuntilthecurrentfellto0.05A.Atthe endofcharge,thecellswereallowedtorestfor4hpriortobeing dischargedat1Cfor15minor30mintoachieveaSOCof75%or 50%respectively.Thecellswerethenallowedtorestforafurther 5htoensurethattheyhadreachedequilibrium.

2.5.2.1CandC/3capacitymeasurement

ThecellswerefullychargedusingtheCC-CVprocessdefinedin Section2.5.1.Thecellswereallowedtorestfor4hpriortobeing dischargedat1Ctothemanufacturer’sdefinedcut-offvoltageof

Table7

AccelerometerX:Y:ZCo-ordinatesonHeadExpander.

X:Y:ZCoordinateMeasurementsonShakerTable(inmm)

AccelerometerLocationonVehicle X Y Z

RightHandSide“A”PostAccelerometer 0 0 530

LeftHandSide“A”PostAccelerometer 0 1260 525

BatteryAccelerometer–Front 580 550 0

BatteryAccelerometer–Rear 840 190 0

ChassisAccelerometer–Front 100 705 60

RearChassisAccelerometer–Rear 980 10 160

Fig.14.SmartED–CatsEyesat30MPH–DesiredSignalvsAchievedSignal–ZAxis.

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2.75V.Theenergyextractedwasrecordedasameasureofthecell’s 1Cenergycapacity.Aftera4hresttheprocesswasrepeated,but thedischargecurrentwasreducedtoC/3andtolowervoltagelimit of2.75V.Theenergyextractedwasrecordedasameasureofthe cell’sC/3energycapacity.

2.5.3.Pulsepowerdischargeresistance

TodeterminetheDC resistanceofthecells (RDC), aseriesof

current pulses were applied to the cells after they were conditionedto50% SOC. Each current pulseis 10sin duration witha magnitudeof20, 40,60,80 and100%ofthecell’srated maximumpulsedischargecurrentof4.4A[28].Between succes-sivedischargepulses,thecellswereallowedtorestfor30min.The DCresistanceofthecellwasapproximatedusingEqs.(2)and(3) foreachexcitationpulse(n);whereVOCVdefinesthevoltageprior

totheapplicationofthecurrentpulse(Imax)andV10sisthecell

voltageattheendofthe10scurrentpulse[28].Anaveragevalueof RDCwascomputedasthemeanvalueofresistancefromeachofthe

fivepulsesasperEq.(3).

RDC¼

VOCVV10s

ð Þ

Imax ð

RDC¼ X n¼5

n¼1 RDC

n ð3Þ

2.5.4.EISmeasurement

TheEIS measurementwasundertakeningalvanostaticmode usingModuLab1electrochemicalsystemmodel2100Afittedwith a2AboostercardanddrivenbyModulab1ECSsoftware[28].The EISspectrawerecollectedwithinthefrequencyrangeof10mHzto 10kHz with10frequencymeasurementpointsperdecade [28]. The applied route mean square (RMS) value of the excitation currentwassetto200mA.

2.5.5.Naturalfrequencymeasurement

Asinglepointnaturalfrequencymeasurementwasundertaken asatthestartandendoftestasamethodofcomparisonofthecells mechanicalperformance.Thenaturalfrequencyofeachcellwas measuredbyfasteningtherespectivecelltoaVP85 electromag-neticshaker(EMS)tableandapplyingasweptsinewavefrom5to 3700Hz,ofamplitude1gnatarateof1octave/min[13].Asshown

inFig.15,theresponseofthecellinrelationtothis1gnexcitation,

was recoded via a lightweight, single-axis accelerometer. The measurementaccelerometers(modelPCB352C65)weresecured tothecentreofthecellviaathreadedaluminiumcollarwhichwas bondedtothecellsurface.Thesewereattachedtothecellviathe use of HBM X60 adhesive. A strip of Capstantape was placed between the cell and the adhesive to enable removal of the adhesive and collar post testing whilst minimising the risk of damage to the cell wall. This test arrangement resulted in a combined additional weight of approximately 2.6g (circa: 6% additional mass for each cell). Their inclusion within the experimental set-up was not deemed to have any significant impactontestaccuracythroughtheadditionofincreasedmass. Whenthecellswereinstalled,thecollarswerelevelledusinga digitalinclinometer.Thiswas toensurethatno“offaxis” errors would occur. Two control accelerometers (model PCB 352A24) weresecuredatoppositeendsofthetestfixture,butclosetothe specimens(asshowninFig.15)usingpetro-wax.

An averaging strategy of the control accelerometers was employedduringthenaturalfrequencymeasurement.Datawas recordedat2.5timesthedesiredpeakfrequencyin accordance withNiquest rate guidelines. Eachsweepwas performed three timesandanaverageresponsewasrecorded.

2.6.Applicationofvibration

The vibration profiles, discussed within Section 2.4 were appliedtothecells(samplenumbers1–9)in6DOFfor150hin accordancewiththesurfacerepeatsdefinedinTable6.Thecells

Table8

ChangeinPulsePowerPerformance–DCResistance.

CellID Orientation DCResistance (SOT)(mV)

DCResistance (EOT)(mV)

ChangeinDC Resistance(mV)

PercentageChangeinDCResistanceDifference BetweenSOTandEOT(%)

RankingWorsttoBest: 1=Worst,9=Best

1 Z 40.56 43.51 2.95 7.28 3

2 Z 40.82 43.80 2.98 7.31 2

3 Z 40.64 43.33 2.69 6.62 5

4 Y 41.08 43.36 2.28 5.55 8

5 Y 40.91 43.45 2.54 6.22 7

6 Y 40.38 43.13 2.75 6.81 4

7 X 41.32 43.95 2.63 6.37 6

8 X 40.00 43.51 3.51 8.77 1

9 X 41.32 43.42 2.11 5.10 9

10 Control 41.90 42.98 1.08 2.58 –

11 Control 42.22 42.92 0.70 1.66 –

12 Control 41.37 42.66 1.29 3.11 –

PulsePower–MeanChange

MeanChange(mV) MeanChange(%) Ranking

MeanChangeinPulsePowerDCResistance(mV)–X 2.75 6.75 2

MeanChangeinPulsePowerDCResistance(mV)–Y 2.52 6.19 3

MeanChangeinPulsePowerDCResistance(mV)–Z 2.88 7.07 1

MeanChangeinPulsePowerDCResistance(mV)–Control 1.02 2.45 –

PulsePower–ANOVAAnalysis

Orientation ANOVAp-valueagainstControlNullHypothesis:Meanofvibratedcellsandcontrolcellsareequal.Rejectnullhypothesisifp<0.05)

X 0.018

Y 0.002

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werecheckedevery4hforanysignificantchangesintemperature oranyemissionofgasesviatheremotemonitoringsystems,as discussedin2.2.2.

2.7.Electrochemicalcharacterisationaftertheapplicationofvibration

Attheend of the150hdurabilityvibrationprofile, thecells were left to rest for 4h prior to visual inspection. EOT characterisation of the cells, both in terms of the electrical performanceand mechanical attributeswas then conductedby repeatingthetestsdefinedinSection2.5.

3.Celldegradationresults

The following section introduces the data to quantify the electromechanicalattributesforallcells(samplenumbers1–12)at SOTandEOT.Trendsinthemeasurementsaremadefortestingof the NCA 18650 cells subject to 150h of vibration in 6DOF. A discussionispresentedthathighlightstheeffectofvibrationon cell performance and identifies if cell orientation can impact vibrationrobustness.

3.1.Posttestexternalconditionofcellsthroughvisualinspection

Posttesting,nosignificantmechanicaldamageordegradation wasobservedinanyofthetestsamples,thisincludednoleakingor expulsionofelectrolytewaswitnessed.

3.2.EstimationofDCresistancethroughpulsepowermeasurements

Allsamplesillustratedanincreaseinresistancepostvibration testing.Table8illustratesthechangeinestimatedDCresistance fromthepulsepowertest(PPT)forallsamples(includingcontrol samples). Based on established methods of benchmarking laboratory processes and facilities, the experimental error associatedwithpulsepowerDCresistanceestimation on18650 cells is 0.53m

V

[48]. Whilst the standard error (e.g. the confidence in the sample mean resulting fromthe experiment

duetopastconfidencewiththeexperimentandcell-type)is0.62% [48].

From Table 3, the worst performing cell was sample 8

(orientatedalong theX-axis)whichshows an8.77%increasein DCresistance.ThecellwiththeleastdegradationinDCresistance postvibrationwassample9(orientatedalongtheX-axis)which hasa 5.10%increase. With all samplessubject to vibration, an increaseinpulsepowerresistancewasobservedwhichpotentially indicatesadecreaseincurrentcollectorcontactarea,possiblyasa resultofdelaminationorcrackingofinternal electrodesurfaces

[21]. A mean increase in DC resistance of 2.45% was observed

withinthecontrolsamplescomparedtoameanof7.07%,6.19%and 6.75% for the Z, Y and X oriented samples respectively. This suggeststhatvibrationhasastatisticallysignificanteffectonthe cell performance. Thisis confirmedby theanalysis ofvariance (ANOVA)presentedinTable8.BasedontheANOVAanalysisthe followinghierarchyof orientationrelatedperformance is deter-minedfromtheseresultsatthe95%confidencelevel:Y<X<Z.

3.3.EISresults

Tables9and10showtheohmicresistance(RO)andthecharge

transferresistance(RCT)ofthecellsatSOTandEOT.Acomplete

interpretationofEISresultsisbeyondthescopeofthisstudy,butis discussedwithin[49,50]forreference.Bymeansofanexample, Fig.16presentstheNyquistplotofsample4,beforeandafterthe applicationofthevibrationdurabilitytest.

The results illustrate the typical characteristics of the cell capturedbytheEISmeasurement.Table9highlightsthatallcells, includingthecontrolsamples,exhibitanincrease inROatEOT.

Sample6(orientatedalongtheY-axis)exhibitsthegreatestchange in RO of 2.12m

V

(9.39%). However, sample 4 which was also

orientatedintheYaxisexhibitedtheleastchangeinROof0.99m

V

(4.20%).AnincreaseinRotypicallyoriginatesfromanincreasein

cell contact resistance, possibly through delamination of the material layers [49,50] or due to damage within the current collectors. However, the mean change in Ro resistance for the controlsamplesis1.59m

V

(6.92%),comparedto1.57m

V

(6.89%),

Table9

StartandEndofTest–RoMeasurements.

CellID Orientation SOT(mV) EOT(mV) ChangefromSOTandEOT(mV) PercentageChange(%) OverallRanking:1=Worst,9=Best

1 Z 22.99 24.45 1.47 6.39 4

2 Z 23.12 24.90 1.78 7.68 3

3 Z 23.26 24.60 1.34 5.78 6

4 Y 23.57 24.56 0.99 4.20 9

5 Y 23.25 24.61 1.35 5.82 5

6 Y 22.58 24.70 2.12 9.39 1

7 X 23.24 24.57 1.33 5.74 7

8 X 22.35 24.43 2.09 9.33 2

9 X 23.23 24.54 1.31 5.62 8

10 Control 22.66 24.12 1.45 6.41 –

11 Control 23.27 24.89 1.62 6.96 –

12 Control 22.77 24.46 1.69 7.41 –

RO–MeanChange

MeanChange(mV) MeanChange(%) Ranking

MeanChangeinRO(mV)–X 1.57 6.89 1

MeanChangeinRO(mV)–Y 1.49 6.47 3

MeanChangeinRO(mV)–Z 1.53 6.62 2

MeanChangeinRO(mV)–Control 1.59 6.93 –

RO–ANOVAAnalysis

Orientation ANOVAp-valueagainstControlNullHypothesis:Meanofvibratedcellsandcontrolcellsareequal.Rejectnullhypothesisifp<0.05)

X 0.967

Y 0.786

(16)

1.49m

V

(6.47%) and 1.53m

V

(6.62%) for the X, Y and Z orientations respectively. This indicates that whilst vibration mayhavehadaneffectonthiselectromechanicalproperty,itisnot possible to isolate the level degradation observed from other ageing mechanisms, for example those associated with cell storage.ANOVAanalysisofthesignificanceofthemeanchange inohmicresistanceofthetestedcells inrelationtothecontrol samplesisshowninTable9.Basedonthisstatisticalanalysis,there isnosignificantchangeinROforanyofthethreecellorientationsat

the95%confidencelevelasaresultoftheapplicationofvibration in6DOF.

The RCT results presented in Table 10 demonstrate that all

samples(exceptsample7),includingthecontrolsamples,showa decreaseinRCTposttesting.

ThisreductioninRCTcouldbeafunctionofimprovedanodeand

cathode “wetting” over the duration of thetest [51]. However, giventhatthecontrolsamplesdisplayasimilarimprovement,this proposed mechanism is unlikely tobeas a functionof applied vibration.SamplesevaluatedintheYorientationshowasimilar averagereductioninRCTasthecontrolsamples.Theyalsohavea

signicantly higher mean change of 25.89% than the X axis orienteditems(3.95%).TheZ-axisorientedsampleshavealower improvementtothatoftheYorientedsamplesandthecontrolsof 14.13%. Reviewing the ANOVA analysis results presented in

Table 10, samples mounted in the X axis orientation show a

significantdifferenceinRCTasaresultofvibrationwhencompared

tothecontrolsamples.ItisnoteworthythatRCThasreducedinall

samplespostvibrationtesting.ThereductionwaslowerinXaxis

Table10

StartandEndofTestRCTMeasurements–ItemsinItalicsIndicateaReductioninRCT.

CellID Orientation SOT(mV) EOT(mV) ChangefromSOTandEOT(mV) PercentageChange(%) OverallRanking:1=Worst,9=Best

1 Z 14.38 11.44 2.94 20.47 6

2 Z 15.64 13.97 1.67 10.68 4

3 Z 15.64 13.88 1.76 11.24 5

4 Y 16.57 12.79 3.78 22.83 7

5 Y 17.42 12.04 5.38 30.86 9

6 Y 16.46 12.52 3.95 23.99 8

7 X 12.26 12.38 0.12 0.95 1

8 X 13.73 12.50 1.24 9.01 3

9 X 17.33 16.67 0.66 3.79 2

10 Control 21.31 16.27 5.04 23.64 –

11 Control 22.25 14.62 7.63 34.31 –

12 Control 19.03 16.20 2.83 14.86 –

RCT–MeanChange

MeanChange(mV) MeanChange(%) Ranking

MeanChangeinRCT(mV)–X 0.59 3.95 1

MeanChangeinRCT(mV)–Y 4.37 25.89 3

MeanChangeinRCT(mV)–Z 2.12 14.13 2

MeanChangeinRCT(mV)–Control 5.17 24.27 –

RCT–ANOVAAnalysis

Orientation ANOVAp-valueagainstControlNullHypothesis:Meanofvibratedcellsandcontrolcellsareequal.Rejectnullhypothesisifp<0.05)

X 0.033

Y 0.618

Z 0.103

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orientatedsamples,resultingin a significanteffectof vibration withinthese samples.In summary,assessing the mean change withregard to RCT, the performance of cellorientation can be

summarisedasfollows:Y=Z<X.

3.4.OCVmeasurement

NostatisticallysignificantchangesintheOCVmeasurements were observed between SOT and EOT. Typically, a change of 0.026%to0.05%wasobserved.AsdiscussedwithinSection3.2, this difference is within the error limits of the measurement method.Theseresultssupportthosepresentedin[22,23]thatalso notedthatOCVisnotadverselyaffectedbyvibrationloading.Due tothelevelofchange,theOCVresultsandANOVAanalysishave beenomittedfromthispaper.However,nosignificantchangein OCV,asaresultofvibration,wasobservedatthe95%confidence levelbetweencellsamples1–9andthecontrolcells(samples10– 12).

3.5.1Cdischargecapacityresults

All samples, including the control samples, illustrate a reductionin1Ccapacitypostvibrationtesting.Theresultsfrom the1CdischargeevaluationareshowninTable11.It isevident fromtheseresultsthatthereductionincapacityobservedinthe controlsamplesisgreaterthanthatobservedwithinsamples1–9. Thisisalsoevidentwhenviewingthemeanchangeincellcapacity ofeachcellorientationis comparedtothemeanof thecontrol samples.InterestinglytheANOVAanalysisoftheYaxissamples indicatesthatthereisastatisticallysignificantchangeincapacity performanceasaresultofvibration.However,thisisduetothe greaterreductionof1Ccapacityobservedinthecontrolsamplesas opposedtothedirecteffectofvibrationloading.

3.6.C/3dischargecapacityresults

In a similar manner to the 1C capacity discharge results discussedin3.5allsamples,includingthecontrolcells,displaya reductioninC/3capacitymeasurementpostvibrationdurability testing.ThisisillustratedinTable12.Anoteworthyobservationis thattheC/3performanceoftheYaxissamplesis,onaverage,the worstperforming orientation.Thisis likely tobeasa resultof sample6whichhasahigherlevelofcapacityreduction(4.22%). Thecontrolsamplesalsoexhibitahigherreductionincapacity atEOT.Thisindicatesthatfromacapacityreductionperspective there may be some evidence to suggest that cells excited to vibrationin6DOFmaydegradeataslowerratethancellsleftina staticcondition.However,itmustbenotedthatfurthertestingis requiredtoconfirmthishypothesis.TheANOVAanalysispresented

in Table12,highlights that there is nosignificanteffectto C/3

capacityforanyoftheorientationsasaresultofvibrationin6DOF.

3.7.Resonancesearchviasweptsineresults

NochangeinnaturalfrequencybetweentheSOTandEOTwas observed. Whilst it is likely that no significant mechanical degradation occurred which could have affected the natural frequency, it is noteworthythatthe resonanceof thecells was greater than the frequencyrange capabilities of theEMS table which was used for the natural frequency measurement. Subsequentlythefirstnaturalfrequencyofallsampleshasbeen recordedas3700HzwithinTable13.

Withregard tothe amplitudeof thefirst resonantfrequency (whichwasrecordedas3700Hz)asshowninTable14,thereisa significantchangeinthemajorityofcellsindicatingachangein damping within the cell assembly. The greatest change in amplitudewasobservedwithinsample6(Y-axis),whichhadan increase of 39.22%, highlighting a reduction in cell damping. Generally, Y axis oriented cells exhibit a greater reduction in

Table11

RankedChangeinCapacityofAllCellsItemsinItalicsIndicateaReductioninCapacity.

CellID Orientation SOT(Ah) EOT(Ah) ChangefromSOTandEOT(Ah) PercentageChange(%) OverallRanking:1=Worst,9=Best

1 Z 2.97 2.88 0.09 3.03 1

2 Z 2.98 2.90 0.08 2.68 5

3 Z 2.94 2.92 0.02 0.68 =9

4 Y 2.98 2.91 0.07 2.35 6

5 Y 2.97 2.94 0.03 1.01 7

6 Y 3.01 2.92 0.09 2.99 3

7 X 2.95 2.87 0.08 2.71 4

8 X 2.99 2.90 0.09 3.01 2

9 X 2.94 2.92 0.02 0.68 =9

10 Control 3.06 2.92 0.14 4.58 –

11 Control 3.08 2.94 0.14 4.55 –

12 Control 3.07 2.97 0.10 3.26 –

MeanChange–1CDischarge

MeanChange(mV) MeanChange(%) Ranking

MeanChangein(Ah)–X 0.06 2.13 =1

MeanChangein(Ah)–Y 0.06 2.12 2

MeanChangein(Ah)–Z 0.06 2.13 =1

MeanChangein(Ah)–Control 0.13 4.13 –

ANOVAAnalysis–1CDischarge

Orientation ANOVAp-valueagainstControl

NullHypothesis:Meanofvibratedcellsandcontrolcellsareequal.Rejectnullhypothesisifp<0.05)

X 0.0687

Y 0.0457

(18)

dampingthanothercellorientations. Thisobservationcouldbe due to a redistribution of electrolyte withinthe cell’smaterial layers due to vibration. However, further studies must be conductedtodeterminetheunderpinningreason.Assessingthe mean changewithregard totheamplitude of thefirst natural frequency,theperformanceofcellorientationcanbesummarised asfollows:X<Z<Y.ANOVAanalysiscouldnotbeperformedfor themechanicalcharacterisationresults,becauseasdiscussedin Section2.1 thecontrolsampleswerenotsubjecttoaresonance search.

Table15presentsthepost-testdimensionsofthecellswhen

comparedtothechangeinamplitudeofthepeaknaturalfrequency measured.A noteworthyobservationis thatcells witha longer lengthtypicallyhaveagreaterchangeofamplitudebetweenthe startandend oftest.Anotherobservationisthatthelengthsof samples1,3,4and8areoutsidethemanufacturer’stoleranceof maximumlengthtoleranceof65.3mm.

4.Discussion

4.1.Effectofvibrationin6DOFon18650NCALi-ioncells

The primary conclusion from this study is that both the electricalperformanceandthemechanicalpropertiesoftheNCA Li-ioncells employedarerelativelyunaffectedwhenexposedto vibrationenergythatiscommensuratewithatypicalvehiclelife. However,therearesomenuanceswithinthedatathatareworthy offurtherdiscussion.

4.1.1.Theimpactofvibrationonelectricalcellperformance It’snoticeablefromtheANOVAanalysisinSection3.2(Table8) that the value of RDC was significantly impacted by vibration

applied in 6DOF when compared to the control samples. This indicatesthatthecellsmayhavesomedegreeofdamagetothe

Table12

RankedChangeinC/3CapacityofAllCells–ItemsinItalicIndicateaReductioninCapacity.

CellID Orientation SOT(Ah) EOT(Ah) ChangefromSOTandEOT(Ah) PercentageChange(%) OverallRanking:1=Worst,9=Best

1 Z 2.98 2.90 0.08 2.68 3

2 Z 3.03 2.95 0.08 2.64 4

3 Z 3.03 2.98 0.05 1.65 7

4 Y 2.98 2.92 0.06 2.01 5

5 Y 3.02 2.97 0.05 1.66 6

6 Y 3.08 2.95 0.13 4.22 2

7 X 2.91 2.88 0.03 1.03 8

8 X 3.07 2.93 0.14 4.56 1

9 X 2.95 2.92 0.03 1.02 9

10 Control 3.02 2.90 0.12 3.97 –

11 Control 3.09 2.94 0.15 4.85 –

12 Control 3.04 3.01 0.03 0.99 –

MeanChange–C/3Discharge

MeanChange(mV) MeanChange(%) Ranking

MeanChangein(Ah)–X 0.07 2.20 3

MeanChangein(Ah)–Y 0.08 2.63 1

MeanChangein(Ah)–Z 0.07 2.32 2

MeanChangein(Ah)–Control 0.10 3.27 –

ANOVAAnalysis–C/3Discharge

Orientation ANOVAp-valueagainstControl

NullHypothesis:Meanofvibratedcellsandcontrolcellsareequal.Rejectnullhypothesisifp<0.05)

X 0.552

Y 0.673

Z 0.468

Table13

SummaryofChangeinNaturalFrequencyofObservedFirstCellResonance.

FirstResonanceFrequency(Hz)

ISRnumber Orientation SOT EOT Change Change(%) Ranking:1=Worst,9=Best

1 Z 3700 3700 0.00 0.00 =

2 Z 3700 3700 0.00 0.00 =

3 Z 3700 3700 0.00 0.00 =

4 Y 3700 3700 0.00 0.00 =

5 Y 3700 3700 0.00 0.00 =

6 Y 3700 3700 0.00 0.00 =

7 X 3700 3700 0.00 0.00 =

8 X 3700 3700 0.00 0.00 =

9 X 3700 3700 0.00 0.00 =

MeanChange(Hz) MeanChange(%) Ranking

MeanChangeFirstResonanceFrequency–X 0.00 0.00 =

MeanChangeFirstResonanceFrequency–Y 0.00 0.00 =

(19)

currentcollectororcellmateriallayersasaresultofthemulti-axis vibrationloading.However,this findingisnotconfirmedbythe degreeofchangeobservedwiththemeasurementofRO.LikeRDC,

ROis alsotakenwithinsomestudiesasanindicationofcurrent

collectorcondition and material layer integrity [52,53]. Whilst thereisdegradationwithintheobservedaveragevaluesforeach orientation,thedifferencebetweenthecontrolandtesteditemsis minimal.Thislimiteddifferencebetweenthecontrolandtested itemsimpliesthatvibrationisthenon-signicantcontributorto theincreaseinRO.Tobetterunderstandwhatmaybeoccurring

within these cells furthertesting via non-destructive methods (such as computer tomography (CT) scanning) followed by

chemical and microscopic analysis of the cell layers may be employed. Exampletest methods that may beappropriate are discussedfurtherwithin[21].

AnotherobservationwithrespecttothechangeinRDC,ROand

alsocapacity(both1CandC/3)showarelativelylineardegradation post testing regardless of cell orientation. In previous results publishedwithin[13,28]therehasbeenasignificantdifferencein the performance of different cell orientations. However, unlike previousstudies(wherecellshavehadaseparatevibrationprole appliedforeachvehicleaxisandthecellshavebeensubsequently rotatedona rig toachieve thecorrect loading), this studyhas appliedthevibrationinamorerepresentativemannerwhereall

Table14

SummaryofChangeinAmplitudeofObservedFirstCellResonance.

AmplitudeatFirstResonance(gn)

Samplenumber Orientation SOT EOT Change Change(%) Ranking:1=Worst,9=Best

1 Z 1.66 1.82 0.16 9.64 4

2 Z 1.61 1.68 0.07 4.35 8

3 Z 1.70 1.81 0.11 6.47 6

4 Y 1.80 1.97 0.17 9.44 5

5 Y 1.70 2.24 0.54 31.76 2

6 Y 2.04 2.84 0.80 39.22 1

7 X 1.70 1.78 0.08 4.71 7

8 X 1.54 1.70 0.16 10.39 3

9 X 1.89 1.90 0.01 0.53 9

MeanChange(gn) MeanChange(%) Ranking

MeanChangeinAmplitudeinFirstResonance–X 0.08 5.21 3

MeanChangeinAmplitudeinFirstResonance–Y 0.50 26.81 1

MeanChangeinAmplitudeinFirstResonance–Z 0.11 6.82 2

Table15

DimensionsofCellsPostTestinginRelationtoChangeinAmplitude.

Sample number

PositiveEndof CellDiameter (mm)

NegativeEndof CellDiameter (mm)

Lengthof Cell (mm)

PositiveEndofCellDiameter Ranking:Biggest=1, Smallest=9

NegativeEndofCell Ranking:Biggest=1, Smallest=9

LengthofCell: Biggest=1, Smallest=9

ChangeinAmplitude Ranking:Worst=1, Best=9

1 17.96 18.20 65.65 4 1 1 4

2 17.92 18.03 65.24 9 9 8 8

3 17.94 18.13 65.35 6 4 4 6

4 17.99 18.11 65.44 1 6 2 5

5 17.97 18.08 65.26 2 7 6 2

6 17.93 18.17 65.28 8 2 5 1

7 17.96 18.08 65.25 5 8 7 7

8 17.94 18.12 65.40 7 5 3 3

9 17.97 18.14 65.16 3 3 9 9

Table16

ComparisonofCellPerformanceRankingbyPostTestAssessment.

ElectricalCharacterisation MechanicalCharacterisation Cell Orientation PulsePower

ResultsRanking

EISResults RankingRo

EISResults RankingRCT

OCV Results Ranking

Capacity ResultsRanking 1C

CapacityResults RankingC/3

ResonanceResults FrequencyRanking

ResonanceResults AmplitudeRanking

1* Z 3 4 6 Nochange 5 3 Nochange 4

2 Z 2 3 4 Nochange 3 4 Nochange 8

3* Z 5 6 5 Nochange 8 7 Nochange 6

4* Y 8 9 7 Nochange 3 5 Nochange 5

5 Y 7 5 9 Nochange 5 6 Nochange 2

6 Y 4 1 8 Nochange 1 2 Nochange 1

7 X 6 7 1 Nochange 7 8 Nochange 7

8* X 1 2 3 Nochange 2 1 Nochange 3

9 X 9 8 2 Nochange 8 9 Nochange 9

(20)

degrees of motion are applied simultaneously. An interesting observationfromthisstudyisthedecreaseinRCT.Asdiscussedin

Section3.3,giventhatthecontrolsampleshavenotdisplayeda significantdecrease,itisunlikelythatthisreductionisaresultof vibration.Asobservedwithin[13,28]theOCVshowsnosignificant changeposttestingregardlessofchangestotheothermeasured attributes.

4.1.2.Theimpactofvibrationonmechanicalcellperformance Forthemechanical characterisationof thecells,noneof the cells showed a significant change in natural frequency. This supportsthegeneralfindingoftheelectricalcharacterisationdata, indicating that vibration has had a minimal impact on cell performance.However,ashighlightedinSection3.7,thenatural frequencyofthecellswasoutsidethecapabilityoftheshakertable used for thenatural frequency assessment. With regardto the changeofamplitudeofthecellsitisnoteworthythatachangein dampingwasobservedindicatingsomechangeinthestructural stiffnessmayhaveoccurred.

4.1.3.SummaryofEOTelectricalandmechanicaltestresults

Table16showstherankedperformanceofeachcellfromthe

eightsetsofcharacterisationdata.Interestinglywithinthisstudy thereissomeevidenceofconsistentlypoorperformingcellswhen rankedpertest.Forexample,sample9(testedintheXorientation) istypicallyoneofthebestperformingcells forallassessments. Converselysample 6 (subjecttovibration in theYorientation) generally is the worst performing cell. There is also some correlationbetweenthe electrical characterisationperformance and the change in resonance amplitude which has not been witnessedinanyof theprevious 18650cellvibrationdurability studies[13,28].Thereareseveralpossiblefactorsfortheincreasein theobservedcorrelationwithinthistestbetweenelectricaland mechanicalcharacterisationmethods.Firstly,thevibrationsignals withinthisstudyareareplicationofactualEVbattery measure-mentsinthetimedomain.Thevibrationspectrawithin[13,28]is appliedinarandomnaturewithingivenspectralparametersmay result in a greater variation in level degradation observed. Secondly, the test items within this study are evaluated with respecttogravity.Within[13,28]asingleaxisverticalshakerwas usedandthesampleswererotatedonthefixturetoachievethe desiredloading.Whilstthisisindustrypractice,theprocessmay resultinunrepresentativeloadingastheeffectofgravityisnot considered[29].

With respect to orientation within the vehicle, Table 17 presents a summary of each assessment’s results’, for each packaging axis. The data illustrated in Table 17 suggests that thereisnoclearoverridingorientationthatisconsistentlyworse

with respect to cell degradation. What is noticeable from this tabulateddatasetisthattheeffectisequalinalargeproportionof theperformancetests.Thisindicatesthatthecellsarepotentially robusttodifferencesofin-vehiclepackagingorientation.

4.1.4.Implicationsforvehicledesign

Whilst the cells evaluated within this study were typically unaffectedbyroadvibrationexcitationrepresentativeof10year life, there were some specific aging behaviour such as the statisticalsignificantincreaseinDCresistance(derivedfrompulse power testing)observed. Any aging behaviouras a function of vibration would have to be characterized to ensure effective battery management system (BMS) development, to maximize useful service life and to minimise potential warranty related issues.

The test methodology presented within this paper allows engineerstodeterminehowsusceptibleaproposedcell technolo-gyis tovibration. Furthermore,theunderpinning methodology withinthispapercouldalsobeappliedtootherchassismounted electrical components within the battery assembly, such as contactors, bus bars, relays, electrical control units and power electronicdevices.

5.FurtherWork

Whilstthisstudyshowsthatvibrationhasalimitedeffecton theperformance ofthecommerciallyavailable18650 NCAcells employed,it would be beneficial totest othercell chemistries, form-factorsandmodulesystemsusingthesamemethodologyto determinetheirrobustnesstomechanicalexcitation.Thiswould highlightthetransferabilityoftheseresultstoothertechnologies employed within the EV sector. One of the limitations of the methodology employedwithin this study is that electrical and mechanicalcharacterisationdatawasonlymeasuredatSOTand EOT.Asaresult,nodiscussionorconclusionscanbemadeabout the rate of degradation that may be observed throughout the vehicle’slife.Whilstitcanbeconcludedfromthisstudythatno significantdegradationwasobserved,thismaynotbethecasefor other technologies. It is therefore recommended that future studiesshouldcharacterisethecellsatintermediatepointsduring thetestprogramme,e.g.intervalsrepresentativeof10,000milesor for each year of vehicle use. This would facilitate further investigation into both the absolute value of degradation, but alsotheexpectedin-servicerateofperformancereduction.This study recommends that an alternative method of natural frequencymeasurementof18650cellsisinvestigated.Candidate methods include modal analysis via Laser Doppler Vibrometer measurementtechniques,suchasthosediscussedwithin[54,55]

Table17

AssessmentRankingofOrientationbyTest.

Assessment Test OrientationRankingByAssessment

LeastChange GreatestChange

ElectricalCharacterisation

PulsePower 6DOF Y X Z

EIS(Ro) 6DOF X=Y=Z

EIS(RCT) 6DOF Y=Z X

OCV 6DOF X=Y=Z

Capacity–1CDischarge 6DOF Y Z=X

Capacity–C/3Discharge 6DOF X=Y=Z

MechanicalCharacterisation

Resonance(ChangeinFrequency) 6DOF X=Y=Z

(21)

orthroughtheuseofasmallersingleaxisshakerwithahigher peakfrequencycapability.Thiswouldallowthevalidationofthe cellsinafree–freecondition,bothpreandposttesting.Thiswould ensurethe effects of thefixture couldbe eliminated fromthe analysisandwouldallowfortheidentificationofmodeshapesof thetestitem.

6.Conclusions

Boththeelectricalperformanceandthemechanicalproperties ofthecommerciallyavailableNCA18650Li-ioncellemployedin thisstudytypicallyshowednostatisticallysignicantdegradation asaresultofvibrationappliedin6DOF.Furthermore,noparticular cell orientation consistently displayed a significantly greater reduction in cell performance or a significant change in cell mechanical properties. Within the context of this study, cell characterisationwithintheelectrical domainwas donethrough quantificationofthecell’simpedance,theopen-circuitpotential andthecell’senergycapacity.Astatisticallysignificantchangein RDCwasobservedpostvibrationtestingonallNCA18650’sforall

threecellorientations.Theorientationwiththegreatest suscepti-bilitytoachangeinRDCasaresultofvibrationin6DOFwastheZ

axis.Theremainderofelectricalattributesemployedto character-isecellperformanceallindicateeithernostatisticallysignificant changeorareductioninperformancethatmaynotbeattributed directlytovibrationloadingofthecell.Themechanicalproperties ofthecellwereinferredthroughmeasurementofthecell’snatural frequency of vibration and the associated damping ratio and stiffness. With regard to mechanical integrity, no significant externaldamageorelectrolyteleakagewasobservedinanyofthe testedcellspostvibration.Nochangeinsamplenaturalfrequency wasobserved.However,samplesorientedintheYaxisdisplayeda significantreductioninnaturalfrequencyamplitudepostvibration indicating a possiblechangein cell stiffness.Within this study therewasadegreeofcorrelationbetweencellnaturalfrequency amplitudeand a change inthe cells’ electrical performance. In conclusion,theresultspresentedinthispaperhighlightthatthis particularcelldesign,onethatisalreadybeingusedorinvestigated by many leading vehicle manufacturers, is largely robust to vibrationexcitationthatiscommensuratewithatypical10-year vehiclelife.

Acknowledgements

Theresearchpresentedwithinthispaperissupportedbythe EngineeringandPhysicalScienceResearchCouncil(EPSRC–EP/ I01585X/1)throughtheEngineeringDoctoralCentreinHighValue, Low Environmental Impact Manufacturing. The research was undertaken in collaboration with the Warwick Manufacturing Group(WMG)CentreHighValueManufacturingCatapult(funded byInnovateUK)andJaguarLandRover.Theauthorswouldliketo expresstheirgratitudetoMillbrookProvingGroundLtd (Compo-nentTestLaboratory)fortheirsupportandadvicethroughoutthe testprogram.

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