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Longitudinal Assessment of Child

Behaviour based on Three-Way

Binary Data: Episode 1

Pieter M. Kroonenberg, Leiden University

B. Kemal Büyükkurt, Concordia University, Montreal

Judi Mesman, Leiden University

(2)

Basic three-way data

73

Children are scored on

108

behavioural

items of the CBCL at

4

different time points

Three-point scales

never (0), sometimes (1), often (2);

distirubtions terribly skewed

Binary data

does not occur (0); does occur (1 & 2)

Three-mode longitudinal binary profile data

Children

××××

Items

××××

Time Points

Child Behaviour Check List

Ti

m

e p

oi

nt

s

Items

Children

011001

100101

111000

i=1,....,73

k=

1,

(3)

HICLAS3: Algebraic Representation

(Tucker3-HICLAS)

• Hiclas3 model (uses Boolean algebra)

• m

ijk

=1 iff

ã

ip

= 1 and

b

jq

= 1 and

c

kr

= 1 and

g

pqr

= 1

for at least one combination of p, q, and r

ã

ip

,

b

jq

,

c

kr

: elements

binary

component matrices

A

,

B

, and

C

,

respectively (Children, Items, Time points)

g

pqr

: element of the P

××××

Q

××××

R three-way binary core array

G

G

G

G

,

indicates

links

between binary components of the three modes

pqr

kr

jq

ip

R

r

Q

q

P

p

ijk

ijk

m

a

b

c

g

x

ˆ

~

~

~

~

1

1

1

=

=

=

=

(4)

HICLAS3

– Pictorial Representation

0

1

1

1

0

0

1

0

0

1

1

0

1

0

1

1

0

0

1

0

1

1

0

1

0

1

0

1

1

0

0

1

1

0

1

0

1

1

A

1

0

1

0

1

0

0

1

B

G

1

C

G

2

1

2

3

4

5

6

7

8

m

211

= 1 as a

22

b

12

c

11

g

221

= 1

××××

1

××××

1

××××

1

(all other 7 combinations contain a zero)

Children

Items Time points

core array

c2

b1

b2

a1 a2

a1

a2

b1

b2

(5)

Three-Mode Component Analysis

• Tucker3 model (numerical)

– i=1,...,I (children); j=1,...,J (items); k=1,...,K (time points);

– m

ijk

is the

model matrix

or

structural image

– a

ip

, b

jq

, c

kr

: elements

loading matrices

A, B, and C,

respectively (children, items, time points).

– g

pqr

: element of the P

××××

Q

××××

R

three-way core array

G

G

G

G

;

indicates strength of the link between the components of

the three modes

∑ ∑ ∑

=

=

=

=

=

P

p

Q

q

R

r

pqr

kr

jq

ip

ijk

ijk

m

a

b

c

g

x

(6)

Three-Mode Binary Analysis in Action

Changes in child behaviour

over time measured with the

Child Behaviour Check List

(7)

Sample

73 children

Select subsample from a larger Dutch study.

Only children who were measured four time with the same

instrument.

(8)

Items

Child (problem) behaviours

Binary answers – occurs (0) or does not occur (1)

Externalising problem behavour

Child is oppositional (OP)

Child is aggressive (AG)

Child is overactive (OV)

Internalising problem behaviour

Child is withdrawn/depressed (WD)

Child is anxious (AN)

(9)

Points in time

Four measurements

Time 0

: child is between 1.5 and 5 yrs old

(from a substantive point of view age range is far from ideal)

Time 1

: 6 month after T0

Time 2

: 9 months after T0

Time 3

: 12 months after T0

(10)

Data: Children

××××

Items

××××

Time

(73

××××

108

××××

4)

i=1,....,73

Children

MODE A

j=1,...,108

Items

MODE B

k=1,...,4

Years

MODE C

(11)

Changes in Problem Behaviour

Central questions

In which way do the items group? Is this related to the

original (theoretical) grouping/components?

How do the children group and how many groups can the

data sustain?

Do different groups of children have different patterns

for grouping the items?

(12)

HiClas3 Model

Tucker3 hierarchical classes model

Basic elements

Binary components for all three modes

(children, items, years)

Plus linkage information about the components

Basic literature

Papers by Ceulemans, Van Mechelen and others (Catholic

University Leuven, Belgium).

(13)

HiClas3 – Choosing a Model

Children

××××

Items

××××

Time Points

Model complexity

: (3,3,2) = (Children = 3 components ;Items = 3; Time Points = 2)

Discrepancy

: Data have a 1, model matrix has a 0, and vice versa

12 10 8 6 4 2

Sum of Number of Components

(14)

Count

68 0 0 0 68

6 2 0 0 8

0 9 0 0 9

1 0 1 0 2

1 5 1 1 8

1 1 1 0 3

0 2 0 0 2

0 0 0 1 1

0 0 0 2 2

0 0 0 1 1

0 0 0 4 4

77 19 3 9 108 0000 0001 0010 0011 1000 1001 1010 1100 1101 1110 1111 H3_442 Total

00 01 10 11 H3_222

Total

Count

63 3 0 0 66

14 7 0 0 21

0 6 2 2 10

0 3 0 0 3

0 0 1 7 8

77 19 3 9 108

000 001 100 101 111 H3_332 Total

00 01 10 11 H3_222

Total

(15)

Binary Component Matrices

(items, time)

Time points Follow Time points FollowTime points Follow

Time points Follow----upupupup StartStartStartStart --- ---Time 1

Time 1Time 1

Time 1 0000 0000 1111 Time 2

Time 2Time 2

Time 2 + 6+ 6+ 6+ 6 1111 0000 Time 3

Time 3Time 3

Time 3 + 9+ 9+ 9+ 9 1111 0000 Time 4

Time 4Time 4

Time 4 +12+12+12+12 1111 0000 --- ---Items Items Items Items

Class M 1 2 3 Class M 1 2 3 Class M 1 2 3 Class M 1 2 3

---Class 1 .11 0 0 0 66

Class 1 .11 0 0 0 66 Class 1 .11 0 0 0 66

Class 1 .11 0 0 0 66

other behaviours

Class 2 Class 2 Class 2

Class 2 .26.26.26.26 0000 00 1 00 1 1 21 1 21 21 21

fearful, unsettles, sleeping problems

Class 3 Class 3 Class 3

Class 3 .40.40.40.40 1111 0 0 10 0 0 10 0 0 10 0 0 10

temperamental, lack of concentration, moods

Class 4 Class 4 Class 4

Class 4 .40.40.40.40 1111 0 1 0 1 0 1 0 1 3 3 3 3

frustrated, whining

Class 5 Class 5 Class 5

Class 5 .62.62.62.62 1111 1111 1 8 1 8 1 8 1 8

disobedient, wants attention, demanding

---M = mean = proportion of 1s

(16)

Binary Components

(children)

Child Child Child Child

Classes M 1 2 3 Classes M 1 2 3 Classes M 1 2 3 Classes M 1 2 3

f

f

f

f

---Class 1 Class 1 Class 1

Class 1 .10.10.10.10 00 000 00 0 25 0 0 25 0 25 0 25

children without problems?

Class 2 .19 0 1 0 10

Class 2 .19 0 1 0 10 Class 2 .19 0 1 0 10 Class 2 .19 0 1 0 10 Class 3

Class 3 Class 3

Class 3 .23.23.23.23 00 0 1 200 0 1 20 1 20 1 2 Class 4 .23 1 0 0 14 Class 4 .23 1 0 0 14 Class 4 .23 1 0 0 14 Class 4 .23 1 0 0 14 Class 5 .28 1 1 0 12 Class 5 .28 1 1 0 12 Class 5 .28 1 1 0 12 Class 5 .28 1 1 0 12 Class 6

Class 6 Class 6

Class 6 .31.31.31.31 00 100 11 1 21 1 21 21 2 Class 7 .39 1 0 1 2 Class 7 .39 1 0 1 2 Class 7 .39 1 0 1 2 Class 7 .39 1 0 1 2 Class 8 .41 1 1 1 6 Class 8 .41 1 1 1 6 Class 8 .41 1 1 1 6 Class 8 .41 1 1 1 6

--- -M = mean = proportions of 1s

(17)

Hierachical Trees

(Children and Items)

Temperamental,

No Contration

(100)

111

110

Disobedient, Wants attention (111)

Other

Behaviour

Fearful,

Unsettled,

Sleeping problems

(001)

Frustrated (101)

011

101

100

010

001

2

000

25

14

10

2

6

12

66

2

3

8

21

10

(18)

Binary Core Array

(linking the components)

Start (0 1)

Start (0 1)

Start (0 1)

Start (0 1)

Item1Item1Item1Item1 Item2Item2Item2Item2 Item3Item3Item3Item3 Temperamental Temperamental Temperamental Temperamental Disobedient DisobedientDisobedient Disobedient Fearful FearfulFearful Fearful ---Ch 1 Ch 1 Ch 1

Ch 1 0000 0000 0000 Ch 2

Ch 2 Ch 2

Ch 2 1111 1 01 01 01 0 Ch 3 0

Ch 3 0 Ch 3 0

Ch 3 0 1111 1111

---Follow

Follow

Follow

Follow-

-

-

-up

up

up (1

up

(1

(1 0)

(1

0)

0)

0)

---Ch 1 Ch 1 Ch 1

Ch 1 1111 1111 0000 Ch 2

Ch 2 Ch 2

Ch 2 0000 1 01 01 01 0 Ch 3 0

Ch 3 0 Ch 3 0

Ch 3 0 1 1 1 1 0000

(19)

Hierachical Trees

(Child 1 Component)

Temperamental,

No Contration

(100)

111

110

Disobedient, Wants attention (111)

Other

Behaviour

Fearful,

Unsettled,

Sleeping problems

(001)

Frustrated (101)

011

101

100

010

001

2

000

25

14

10

2

6

12

66

2

3

8

21

10

(20)

Hierachical Trees

(Child 2 Component)

Temperamental,

No Contration

(100)

111

110

Disobedient, Wants attention (111)

Other

Behaviour

Fearful,

Unsettled,

Sleeping problems

(001)

Frustrated (101)

011

101

100

010

001

2

000

25

14

10

2

6

12

66

2

3

8

21

10

(21)

Hierachical Trees

(Children and Items)

Temperamental,

No Contration

(100)

111

110

Disobedient, Wants attention (111)

Other

Behaviour

Fearful,

Unsettled,

Sleeping problems

(001)

Frustrated (101)

011

101

100

010

001

2

000

25

14

10

2

6

12

66

2

3

8

21

10

(22)

Questions - 1

What to think of the large number of items not modelled?

What to think of the large number of children not modelled?

How to examine solutions with different numbers of

components, in particular the different hierarchical classes

generate by them?

1 component

- 2 classes

2 components

- 4 classes

3 components

- 8 classes

4 components

- 16 classes

Are these classes nested across analyses?

(23)

Questions - 2

The algorithm is a combinatorial one with many local

minima.

How to evaluate the equivalence or differences of a 100

solutions with each, say, 8 differences classes in both row and

column mode?

Which type of data are primarily suitable for HiClas models?

Three-mode stimulus – response data ( = three-mode rating

data)?

Three-mode profile data (as presented here)?

(24)

Conclusions -

HiClas analyses

• Given the data are binary, the binary hierarchical classes

model is an obvious analysis method and often has a

relatively straightforward interpretation.

Less clear here due to data issues?

• Effective graphics to display results

• Many components might be necessary to model all

children and items, but a lot depends on the presence of

sufficient number of 1s in the data

(25)

Conclusions - 2

Data

May be the data set is not the best to make inferences

about the scale in general but how is one to know

beforehand? May be also not for demonstration.

(26)

For the next Episode of this

Exciting Story

tune in next year at IMPS2009

01100100

10010101

11100011

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