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Editors'
Note
Sustainable
development—
these aretwo words
that planners are hearingmore
frequentlyaspeopletalkaboutthe futureof
how we
should planand
how we
shouldlive.And
yet,many
find itdifficulttodefine sustainabledevelopment and even
hardertoidentify
how
itcanbe
incorporated intotheireveryday
livesorplanningpractices.The
articles inthisissue
of Carolina Planning
seektooffer insightsintohow
theconcept
ofsustainable
development
can betransformed
into practiceand
how
itisbeingadopted
by
communities and
government
agenciestorealizesustainable goals.Our
firstarticle,by David
J.Brower.
servestointroducethe conceptofsustainabledevelopment and
providesome
background
abouthow
ithas risentothe forefrontof
international discussion.
The
following articles then describe specificprograms and
initiativesthat
have been adopted
or areunder
considerationaround
thecountryto assistintheeffort
of
planningfor sustainablecommunities.
Given
theimportanceof
agriculturetoNorth
Carolina'seconomy
and
history,itisfitting tobegin withNancy
Agnew's
articledescribingthe federalgovernment's
Sustainable AgricultureResearch
and Education
(SARE)
Program
and
how
SARE
isencouraging
revisions to existing agricultural practices. Inanarticleof
particularinteresttourban landuseplanners,J.
Gary
Lawrence,
Directorof
PlanningfortheCityof
Seattle,detailshow
that cit>' incorporated sustainability goals into their recent
comprehensive
planningprocess. In thearea
of
economic
and community'
development
isaCarolina
Planning
interviewwith
Nina
Morals, JosephMcDomick,
and
SarahBobrow,
representativesfrom
the
Penn
School
forPreservationon
St.Helena'sIsland,offthecoastof South
Carolina.Theireffortsarefocused
on
revivingsustainableeconomic
practiceson
theSea
Islandstoensurethecontinued survivalofthe
unique
heritageofthelong-timeresidentsoftheislands.
Ylang
Nguyen
discussessome
ofthe initiativesbeingundertakenatthestateleveltoincorporatesustainability ofalltypes,includingenvironmental
and
economic
sustainability,into legislation
and
publicpolicy.The
issueof housing
isaddressed nextby
AllanRosen,
with an
examination
ofcohousing
asapossiblecomponent
of
sustainablecommunities.
In the final article,
Karen
Walz
focuseson
how
plannerscan reach outtothe public,community
leaders,and
other local officials to achieveconsensus
aboutwhat form
sustainabilityshould take withintheir
communities.
Thisissuealsocontains a
photograph
ofthefirst-prizepaintingby
JasonCashman
from
the
second
annualWeiss
Competition on
Urban
Livability. Finally,we
includeabstractsfrom
some
recentMasters
Projectsby
studentsintheDepartment
of Cityand
Regional PlanningattheUniversityofNorth
Carolina-ChapelHilltomake
plannersaware
ofsome
oftheresourcesavailablefrom
thedepartment.We
hope
thatthisissueprovidessome
"food
for thought" as well as useful information abouthow
to practice sustainabledevelopment
inyour
community.
Heidi
ToloMerkel
KirstenSpringerEditors
Dan
Broun
Heidi
ToloMerkel
Patricia
McGuire
KirstenSpringer
Carolina Planning is published
biannu-allybystudentsintheDepartmentof City
and Regional Planning, University of
North Carolina at Chapel Hill, with the
assistance of funds from the John A. Parker Trust Fund, Department ofCity
and Regional Planning, and the North
Carolina chapter ofthe American Plan-ning Association and the Department of
CityandRegional PlanningAlumni
Asso-ciation. , ..
Subscriptions to Carolina Planning are available atan annual rate of $12.00, or
$20.00 for two years. Back issues are
available for$6.00 perissue.
Carolina Planning welcomes comments
andsuggestionsonthe articlespublished. Please address all correspondence to:
Carolina Planning, The University of
North Carolina at Chapel Hill, Campus
Box # 3140,
New
East Building,ChapelHill, North Carolina 27599-3140.
Cover: Design by MarkHenderson and
Karen Kristiansson. Cover image of
GMS-4
satellite image ofthe westernPacific basin,February 26, 1995,
cour-tesy of National Aeronautics and Space
Administration archives.
PrintedbytheUniversityofNorth
Caro-lina Printing Department on recycled paper.
CarolinaPlanningwishestothankDavid
Brower, Patricia Coke, Carroll Cyphert,
Carolyn Jones, William Rohe, and the
Center forUrban and Regional Studies. Our specialthanksgo to Merritt
Clapp-Smith and Karen Kristiansson.
©
1995Department ofCityandRegionalCarolina Planning
A
Student-Run
Publicationof
the UniversityofNorth
Carolina
Department of
Cityand
Regional Planning
Volume
20
Number
1Articles IntroductiontoSustainableDevelopment
SustainableAgriculture
and
theSARE
Program
Towards
aSustainableSeattle:Good
PlanningandGood
Politics
Sustaining TraditionalSeaIsland
Communities
State
Models
forSustainableDevelopment
Cohousing:
AModelforSustainableCommunities
Consensus
Buildingfor SustainableCommunities
DavidJ.
Brewer
2Nancy
C.Agnew
5J.Gary Lawrence 12
Nina Morals 18
Joseph
McDomick
Sarah
Bobrow
Ylang
Nguyen
23AllanRosen
29
Karen
S.Walz
36The
WeissAward
Non-titled Jason C.
Cashman
44
Departmental AbstractsofRecent MastersProjects
News
An
Introduction
to
Sustainable
Development
David
J.Brower
Sustainable
development
isdevelopment
thatmeets
theneeds
of
presentgenerationswithout prejudicingthe abilityof
futuregenerationstomeet
theirneeds.Thisdefinition,coined
by
theWorld
Com-mission
on Environment and
Development
(oftenre-ferredtoasthe
Brundtland
Commission)
hascaughtthe attention
and
earnedthesupportof peoplesaround
the
world
as perhapsno
otherconcept has.A
greatmany
books and even
more
articleshave
been
writtenaboutthemeaning
of
sustainabledevel-opment.
However,
severalelements ofthe definitionare especially important. First, sustainable
develop-ment
isaqualitativeconcept, not necessarily aquan-titative one. It speaks primarily
of
what
kindof
development,
asopposed
tohow
much,
should be pursued. Italsorecognizesthatthere isgoing
tobeasignificantincreaseinglobalpopulationirrespectiveof
the population policies
adopted
and
that thisgrowth
must
beaccommodated.
Second, itrecognizesthattheeconomy
and
theenvironment
arenotin conflictbutareirrevocably interconnected.
A
sustainableeconomy
depends on
asustainableenvironment
whilea sustain-ableenvironment
isnotpossible withoutasustainableeconomy.
Next,thisdefinition speaks in termsof needs, not
desires.It
does
notpromise
aBMW
ineverypot,and
yet it
does
notdemand
major
sacrifices. It does,however, imply
achange
invalues—
valuesthatrecog-DavidJ.
Brower
isaresearcliprofessorintheDepartment ofCityand
Regional Planningat the Universityof North Carolina at ChapelHill. ProfessorBrower
holds aB.A.from
Universit}'ofMichiganand aJ.D from
UniversityofMichigan
Law
School His current research focuses on developingstrategies toencouragesustainabledevelop-ment
and
also hazardmitigationpolicydevelopment.nizeother peoples, othergenerations, other species,
and
the earth itself Lastly, it speaksof
meeting
theneeds
of
present generations,meaning
peopleof
allnations, races,sexes,
and
ages,inadditiontothoseof
futuregenerations.
Sustainable
development
iswhat
we
plannerswould
calla goal. Itisachallengetoachieve abetterquality
of
lifeforallhumans,
bornand
unborn,inthiscountryand
in all countries. It is not likecomprehensive
planning,strategicplanning,
growth
management,
ordevelopment
management
withwhich
we
aremore
familiar
and
probablymore
comfortable.These
arenotgoalsbut tools
and
techniquesusedtoachieveasetoflocallydefinedgoals.
They
can beusefulinmoving
ajurisdictioninthedirectionofsustainabledevelopment,
but the
means
should not beconfused
with ends.Sustainable
development
requires thatwe
considertheneeds ofall peoples,generations, species,
and
theearth in addition to the health, safety,
and
generalwelfare
of
the voters inthe jurisdiction inwhich
we
happen
to be working.However
daunting thechal-lenge, it has
been
acceptedaround
theworld
by
countries,regions, provinces,
and
cities,by
financialinstitutionsandcorporations,
and
by non-governmental
organizations.
A
solid global foundation for actiontowards
sustainabledevelopment
was
laid with theUnited Nations
Conference on
theEnvironment and
Development
(UNCED),
heldin 1992
inRiode
Janeiro,and
thecreation in 1993 of
theUnited
Nations
Com-mission
on
SustainableDevelopment.
In thiscountry,the
Bush
administrationdidnot takeUNCED
seriously butPresident Clinton has.He
hasformed
thePresident'sCouncil
on
SustainableDevel-opment, which
ismade
up of
leadersfrom
the publicVOLUME
20,
NUMBER
environmental
communities. Here
inNorth
Carolina,Governor
Hunt
has created theCommission
for aCompetitive
North
Carolina,which
earlyinitsdelib-erationstookactive noticeofsustainabledevelopment.
A
number
of
cities in the United States, includingSeattle,
Washington,
Portland,Oregon, and
Boulder,Colorado have
incorporatedthenotionofsustainabilityintotheirplanning
programs.
Momentum
seems
tobebuilding.
At
UNCED,
commonly
called theEarthSummit,
anagreement
calledAgenda
21:Program
of
Actionfor
Sustainable
Development
was
negotiatedby
thegovernments
at the conference.The
introduction toAgenda
21
calls it a"comprehensive
blueprint foractiontobe takenglobally—
from
now
intothetwenty-first
century— by governments.
UnitedNationsorgani-zations,
development
agencies,non-governmental
or-ganizations,
and
independent-sector groups, ineveryareain
which
human
activityimpactson
the environ-ment."Underlying
theEarthSummit
agreements
istheidea that
humanity
has reacheda turn ing point.We
cancontinue with presentpolicies
which
aredeepening
economicdivisionswithin
and between
countries,which
increasepoverty,hunger,sickness,
and
illiteracy,and
causethecontinuingdeteriorationofthe
ecosystem
on
which
lifeon
Earth depends.Or we
canchange
course, better
managing
and
protecting theecosystem
and
bringingaboutamore
prosperousfutureforusall.Chapter
Seven of
Agenda
21,"Promoting
Sustain-ableHuman
SettlementDevelopment"
definessus-tainable
development
in termsmore
familiartoplan-ners: the overall
human
settlement objective is toimprove
thesocial,economic,
and
environmentalqual-ityof
human
settlementsand
the livingand working
environments
ofallpeople,inparticulartheurbanand
ruralpoor.
The
program
areasincluded inthechapterare:
• Providing
adequate
shelter forall;•
Improving
human
settlementinanagement;
•
Promoting
sustainable land-useplanningand
man-agement;
•
Promoting
the integratedprovisionof environmentalinfrastructure: water,sanitationdrainage
and
solid-waste
management;
•
Promoting
sustainableenergy
and
transportsystems
in
human
settlements;•
Promoting
human
settlementplanningand
manage-ment
in disaster-proneareas;•
Promoting
sustainableconstructionindustryactivi-ties;
•
Promoting
human
resourcedevelopment and
capac-ity-buildingfor
human
settlementdevelopment.
Agenda
21 suggestsanumber
of
mechanisms
thatcan
and
shouldbeusedtoachievesustainableland-use planningand
management.
One
suggestion isthatallcountries undertake a
comprehensive
inventory oftheirlandresources inordertoestablish aland
infor-mation
system.Such
asystem
would
classify landresources according to their
most
appropriate uses.Forexample, environmentallyfragileor disaster-prone
areas
would
beidentified forspecial protectionmea-sures.
Italsourgesallcountriesto
develop
land-resourcemanagement
plans to guide land-resourcedevelop-ment
and
utilization.To
thatend,itrecommends
thatcountriesshould
do
thefollowing:(1) Establish nationallegislation toguidethe
imple-inentation of public policies for environmentally
sound
urbandevelopment,
landutilization,housing,and
theimproved
management
of
urban expansion;(2) Create efficient
and
accessible landmarkets
that
meet
community
development needs by
im-provingland registrysystems
and
streamliningpro-cedures in land transactions;
(3)
Develop
fiscal incentivesand
land-usecontrolmeasures,includingland-useplanningsolutionsfor
a
more
rationaland
environmentallysound
useof
limitedland resources;
(4)
Encourage
partnershipsamong
the public,private,
and
community
sectors inmanaging
landresourcesfor
human
settlementsdevelopment;
(5) Strengthen
community-based
land-resourceprotection practices in existing urban
and
ruralsettlements;
(6) Establishappropriate
forms of
landtenurethatprovidesecurityof tenureforall land-users,
espe-ciallyindigenouspeople,
women,
localcommunities,low-income
urbandwellers,and
therural poor;(7) Accelerateeffortsto
promote
accesstolandby
theurban
and
ruralpoor, includingcreditschemes
forthepurchase oflandand
forbuilding, acquiring, orimproving
safeand healthyshelterand
infrastruc-ture services;
CAROLINA
PLANNING
comprehensively
with potentiallycompeting
land requirements for agriculture, industry, transport,urban development,
green spaces, preserves,and
othervitalneeds;
(9)
Promote
understandingamong
policymakers of
the adverse
consequences
ofunplanned
settle-ments
in environmentally vulnerable areasand of
appropriatenational
and
local land-useand
settle-ments
policiesrequiredforthispurpose.From
thislist,severalconclusionsareobvious:• This avery largeagenda;
• Plannerscan
and
should playavery importantrole;and
•
There
is an almost infinite varietyof
things thatplanners cando.
But
where
to start? Itwould
benicetohave
acleanslate,a large budget,
and
a perfectlegislativeframe-work.
None
of
usdo.butwe
do have
a lotthatcan bedone
hereand now.
The
articles that follow discusssome
of
the creative ideas, projects,and
programs
related to planning that are being formulated
and
Sustainable
Agriculture
and
the
SARE
Program
Nancy
C.
Agnew
General
conceptsof
sustainabilityhave been
gain-ingcurrencyinrecentyearsaspublicationssuchas
Our
Common
Future
(1987) and
eventssuchasthe 1992
EarthSummit
inRio
de Janeiropush
sustainabledevelopment
issuesintothe forefrontof
critical discus-sionon
growth,development, and
finite resources.Agricultural practices arecriticalto
any
discussionof
sustainabilityascurrentagriculturalpractices
world-wide
are considered environmentallyunsound.
In-creasing public
awareness of
problems
associated with conventionalagriculturalpracticesand
agrowing
interestinconcepts
of
sustainabledevelopment have
converged
tobringthesubjectof
sustainable agricul-tureoutof
theperipheryand
intothecenterof
discus-sion
on
the futureof
agriculture inthe UnitedStates.Until recently,conventionalagriculturalproduction
was
never questioned. Rather,its increasingconcen-trationintobiggerunits
and
thesubsequent
demise of
many
familyfarms
and
ruralcommunities
hasbeen
acceptedas historical inevitability. EarlButz,
former
U.S. Secretary
of
Agriculture, will long be remem-bered for hisinfamous
edict,"Get
big or get out,"deliveredduringthe
heyday of farm expansion
inthe1970s.
At
aboutthesame
time,environmentalistsand
advocates of family
farms
began
to speak out abouttheinadequaciesof conventionalagriculture.
Environ-mentalists
were
concerned
aboutsoilerosion,ground-wateradulteration,
and
bio-geneticengineering.Fam-Nancy
C.Agnew
i.sa second year Mastersstudentin theDepartment ofCity
and
Regional PlanningattheUniver-sity of North Carolina in Chapel Hill, specializing in
economic development She also holds a
BA
from theCollegeofWilliam
and
Mary.Her
interestinsustainableagriculturearose
from
her involvementinherfamily'sfarm, locatedin Stauton, Virginia.ily
farm
advocateswere concerned
withadequate
incomes and
the health of ruralcommunities and
businesses.Agriculturalscientists
were
notinglimitstoproductiondespiteincreasing
chemical
input.'Con-sumers
joined in, voicingconcern
aboutchemical
residues
on
theirfoodand
deterioratingwaterquality.In response, the U.S.
Congress
renewed
itsmandate
tosupport thefamily
farm system of
agriculture butadded
anew
focus—
topreserve familyfarms
and
todo
so in a
way
thatenhances environmental
qualityand
the natural resourcebase.
Thisshift is reflected in the U.S.
Congress's
1985
callfora
program
ofSustainable AgricultureResearch
and
Education(SARE).
Sustainable agriculturehad
acquired
government
sanction.However,
any
effort topromote
sustainable agricultureshould not leave outthe concept
of
sustainablecommunities.
This paperdiscusses the
SARE
program,
assessesitscontributiontothe
promotion
ofsustainable agriculture,and
evalu-ates the
program's
success in fostering sustainable communities.What
isSustainable
Agriculture?
American
farmers are touted as the bestfood
producersintheworld.
They
provideconsumers
with inexpensive,high-qualityfoodinseemingly
unlimitedquantities.Vastnatural resources,the technical
exper-tiseoftheland-grant
system
ofuniversities,and
recep-tive
government
policiescombine
toproduce
thisbountiful harvest.
The
typeof
agricultureresponsiblefor this levelof productionis
known
asconventionalagriculture. It ischaracterizedas large-scale,
capital-intensive,highly-mechanized,
and
focusedon
monoc-ultures
and
theextensiveuseof
pesticides, herbicides,and
fertilizers. It isalsocharacterizedby
an increaseCAROLINA
PLANNING
produced
on
15 percentof
the farms.-These
are not the familyfarms
emblazoned
upon
theAmerican
imagination.They
arehuge
corporate farms,verti-cally-integrated
and
well-financed.Sustainable agriculture suffers
from
a crisis ofdefinition.Itisreferredto
by
a varietyof
names—low
input, alternative, organic,regenerative—that
do
notprovidea
completely
accurate picture."Low
input"merely
referstolessuseof
outsidematerials,usuallychemical
inputs."Alternative"cansimplymean
some-thing other thantheordinary,suchas raisingostriches
in
Oklahoma
orkiwiinSouth
Carolina,butitusuallyreferstoresource-conserving agriculture.
"Organic"
agricultureforbids
chemical
use,butmight
notmake
provisions for
water
conservation. "Regenerative"means
asystem
thatisabletoreproducetheresourcesitrequires."Sustainable"impliestheabilitytocontinue
indefinitely
and
isthename
thatseems
tohave
gath-ered
most
acceptance.All these labels displaya biastowards
theenvironment,
resource conservation,pro-ductivity,
and
farm-leveleconomics.'Consideration
of
quality-of-lifeissuesand
sustain-able rural
communities does
not usually enter thedefinitionaldebate.
The
assumption
appearstobethatsustainableagriculture leads tosustainable
communi-ties,or conversely,thatsustainable agricultureisnec-essarilypracticedinsustainable
communities.
Neitherassumption
isagiven.Family
farmersand
rural com-munitiesarenotguaranteedtheir vitalityby
theadop-tion
of
sustainableagricultural practices.Sustainableagricultural practices could be co-opted
by
conven-tional agriculturalists,ifthey
choose
toadoptthem,thuscontinuingthedominationofagriculturalproduction
by
large-scale,corporate
farms
and
hasteningthedeclineof
ruralfarming communities.
Ifthepromotion of
quality-of-life issues
and
sustainablecommunities
isconsidered part
of
the sustainable agriculturepara-digm,
thenitshouldbe incorporatedintothedefmition
of
sustainable agriculture.Allen et al.
have
addressed this issue,holdingthatsustainable agricultureconcepts
must
move
beyond
a preference forenvi-ronmental
issuesand
givegreaterconsider-ation to social issues such as inter-
and
intra-generational equity
and
thewhole-systems
natureof
agriculture.They
offerthisdefmition;
"A
sustainable agricultureisone
that equitably balances concernsof
environmental
soundness,economic
vital-ity,
and
socialjusticeamong
all sectorsofsociety.""
Expanding
the definitionshows
that"issuessuchas
farm
worker
rightsand
inner-city
hunger
are as central to thegoals TableI.KeyElementsofTwoCompetingAgriculturalParadigmsofagricultural sustainability assoilerosionand
ground-water contamination.
"'While
thisdefinitionisbroadinconcept
and
reminiscent
of
the
Brundtland
Commission'sdefmition of
sustainabledevelopment,"it
tempers
theusual disproportionate importance givento
environmental
interestswithaconcern
forquality-of-lifeissues.
The
U.S.Congress
usesa definitionfrom
theFood,Agriculture,
Conservation
and Trade
(FACT)
Act of
1
990
thatdefinessustainable agriculture as follows:"An
integratedsystem of
plantand animal
produc-tion practices
having
a site-specific application thatwill,overthelong term,satisfy
human
foodand
fiberneeds;
enhance environmental
qualityand
the naturalresource base
upon
which
the agriculturaleconomy
depends;make
themost
efficientuseofnonrenewable
resources
and
on-farm/ranch resourcesand
integrate,where
appropriate, natural biologicalcyclesand
con-trols; sustainthe
economic
vitalityof
farm/ranchop-erations;
and enhance
the qualit\'of
life for farmersand
ranchers,and
for societ\'asa whole."'This
comprehensive
definition guides theSARE
program.
It is notable that the definition includes reference to quality-of-life issues for farmersand
society as a whole.
For
thelayman,
sustainable agriculturecan bede-scribed as low-input, resource-conserving,
environ-ment-enhancing,small-scale,
and
community-sustain-ing.
These
characteristicsareindirectcontrasttothecharacteristicsof conventionalagriculture stated
ear-lier.Furtherdistinctions
between
conventionalagricul-ture
and
sustainable agriculturehave been developed
by
Beus
and Dunlop.
Their distillation of thekey
elements ofthe
two
competing
agriculturalparadigms
areincludedin
Table
1}These
distinctionsgo
beyond
such
comparisons
as large-scale versus small-scale,high-inputversus low-input,
and
resource-expendingCONVENTIONAL
ALTERNATIVE
AGRICULTURE
AGRICULTURE
* Centralization * Decentralization *
Dependence
*Independence
*Competition
*Community
*
Domination of Nature
*Harmony
withNature
* Specialization * Diversity
VOLUME
20,
NUMBER
1versus resource-conserving.
Beus
and
Dunlop
identifysocietalattributestiiatdelvedeeplyintoournational
psyche
and
which seem,
interestinglyenough,
torep-resent
two
distinctphasesof
ournational history.The
key elements
of the alternative agricultureparadigm
aptly describe theyeoman
idealsof
theJeffersonian
democracy
thatshaped
the nation,whereas
thekey elements of
theconventional agricul-tureparadigm
couldeasilydescribedominant
trendsinbusiness
and
politicsduringthepresentera.Thisisnotto say that the practice
of
sustainable agricultureentails settingthe clock
back 200
years, but itdoes
highlightthe
importance
ofacquiringadifferentsetof
ideals,
one
thatconsidersnoton
lythecurrentgenera-tion,but
more
importantly,futureones.The
SARE
Program
The
U.S.Department of
Agriculture(USDA)
was
mandated
by
Congress
todevelop
asustainableagri-culture
program
in 1985(then calledLISA
forLow-InputSustainable Agriculture)butdidnot establish the
program
until 1988.Reasons
for the delay in theinitiationofthe
program
areunclear.The
USDA
hasconsistently requested less funding for the
program
thanhas
been
appropriated.Such
foot-draggingfrom
an institutional Goliath likethe
USDA
might
beex-pected,especially
when
itinvolvesanissuecontrarytoits
major
emphasis, conventionalagriculture.Despitethis
slow
start, theSARE
program
has gainedsome
impressive ground.A
competitive grantsprogram,
SARE
hasfunded i83projectswith appro.ximately$39
million
(combined
federaland
matching
publicand
private
money)
through 1991.Nationally, the
SARE
program
is overseenby
USDA's
Cooperative
StateResearch
Service.The
nationalofficedevelopsguidelinesanddistributesfunds
bute.xerciseslittleauthority.
The
program's
structureisverydecentralized.
The
statesaredividedintofourregions:
North
Eastern,Southern,North
Central,and
Western.
Each
region has an administrative councilcomprised of
land grant researchers, farmers,non-profitrepresentatives, representativesofagribusiness,
and
variousUSDA
agencies.The
council selects ahostinstitution
and
establishes goals,priorities, criteriaand
proceduresfor project selection.They
appoint aregionalcoordinatorandtechnical
reviewerstoevalu-ate proposals. Finally, the council
makes
regionaldecisions
on
project selectionand
funding.The
program's
goalsare:(1)toinvolvefarmersdirectlyinresearch design
and
implementation, (2) topromote
partnership
between
all interested parties,and
(3)totransferpractical, reliable,
and
timelyinformationtofarmers
on
sustainable agriculture practices."SARE
has defined fourgeneral projectcategoriesas eligible forfunding.
These
are:(1) Educational, demonstration, or information
projectsthatprovidetraining
on
sustainablefarm-ing practicesthrough conferences,
workshops, and
preparation
of
educational materials,and
exhibitsustainablefarmingpractices
and
systemson
farms;(2)
Experimental
component
research projectsthat focus
on developing
orimproving
a specificsustainablelow-input
method
or practice;(3) Integrated-systems research that
examines
synergisticandconflicting relationships
among
vari-ous aspects
of farming
operationsand
functionallyintegrates thefindingsof research
and
experienceintoa
whole-farm
context;and
(4)
Economic
orsocialimpact assessment
projectswhich
examine
theeconomic
and/orsocialeffectsof adoptingsustainable
farming
practicesand
sys-tems.'"Although
integrated-systems researchprojects aretobe givenhighestpriority,
component
researchproj ectsinitiated
by
researchersatland-grant agriculturalinsti-tutionsare
most
frequently funded. This realitydis-playstheland-grantinstitutions' bias for
component-based research. Land-grant researchersarecomfort-ableorganizing, conducting,and analyzing suchprojects.
They
are also betterrewarded
for itby
theirinstitu-tions.Notably,socialimpact
assessment
projectshave
receivedlittleattention,receiving only4.5percentof
available funds."
The
SARE
program
officials areaware
ofthissituationand
many
of
theregionalgroups
are
working
to correct this imbalance. Indeed, theWestern
region's"Call for Proposals" in1992
was
restricted to projects that focused solely
on
whole-farm orranch systems.
Through
1992, theSouthern regionhad funded 37
projects,
second
onlytotheNorth
Central region's41projects.
Some
examples of
projectfunding levels inthe Southern
Region
between 1988 and 1992
are:(1) Utilization
of
Winter
Legume
Cover
Crops
forPestandFertility
Management
inCotton($
193,280)[LS9
1-40(44)];(2)
EconomicallyViable
Productionof Vegetables
in the Southern
Region
usingLow-input and
Sus-tainableTechniques:A
Data Base
($76,770)[LS9
1-32(185)];
(3)
Enhancing Farmer Adoption and
Refiningof
aLow-input
IntercroppingSoybean-Wheat
System
CAROLINA
PLANNING
(4)
Planning
Funds
foraProposalon Extending
theIssue
of
Sustainable AgriculturetoSmall
Farms
inNorth
Carolina,Tennessee,and
Virginia($15,000)
[LS88-5].'-A
major
projectwas
recently startedintheSouthern regionthathasafocusrefreshinglyunrelatedtocom-ponent-based
research.The
project willinvolve orga-nizingacomprehensive
analysisofthestateof agricul-ture in theSouth
in order to identify assetsand
constraints fortheadoption
of
sustainable agriculturalpractices. This project
aims
to further definewhat
sustainableagriculture
means
fortheSouth
by
sam-pling the existingmultipleregionalperspectivesabout
thesubject.'^
North Carolinafarmerstandingin afieldof pepperplants. Association.
Assessment
of
SARE
In
September
1992,theGeneralAccounting
Office(GAO)
publisheda reporton
SARE,
itsmanagement,
accomplishments,
and
opportunitiesforimprovement.
The
GAO
reportconcluded
that theSARE
program
is"successful in
promoting
sustainable agriculture, notonly throughits
many
projects, butthroughitsabiiit>'tobring together diverse
groups
within the agriculturalcommunity
tocommunicate
and
work
together.Ithasalso
been
instrumentalinencouraging
researchinstitu-tionsto
become more
involved withsustainableagri-culture research."'"* In addition to
SARE,
theUSDA
sponsors other
programs
toencourage
sustainableagriculture;
however,
the responsibility forthesepro-grams
isfragmented
among
nine differentUSDA
agencies.
Couple
this fragmentation withUSDA's
lack
of
a statedpolicyregardingsustainable agricultureand
theresultisoftenduplicatedeffortsorconflictinggoals.'-
To
assistinthecoordinationof
activities,the1990
FACT
Act
mandated
the formationof
two
councils,theNational Sustainable Agriculture
Advi-sory
Council
(NSAAC)
and
theAgricultural Councilon
Environmental
Quality(ACEQ)
to overseeand
coordinatesustainable agriculture
programs
atUSDA.
As
of
July 1992, theACEQ
had
met
only todiscuss organizationalissuesand
theNS
AAC
had
yettomeet.The
GAO
criticized thisfragmentationatthe federallevel,
commenting
that it leaves regional authoritieswith little
guidance
as toprogram monitoring and
projectresults
dis-semination.
The
GAO
cor-rectly maintains
that
programs
topromote
sustain-able agriculture withinthe
USDA
are often at
odds
with other
USDA
programs.These
programs
arecon-cerned
with
"short-term
eco-nomic
consider-ations
such
asmaximizing
pro-duction,
minimiz-ing
production
costsand
con-sumer
prices,and
maximizing
themarket
shareof
certainagriculturalcommodities". '"The
programs most
inconflictwiththegoalsofthe
SARE
program
are thecommodity
programs. Originated in the 1930s, thecommodity
programs were
basicallyincome
supportprograms
designedtomaintainfarmer
income
when
prices slipped
below
parity.They
were
alsodesignedtomaintainfoodsecurity
and
manage
food production.Although
thecommodity
programs have
grown
more
complex
with every revisionof
theFarm
Bill, they survive to this day, benefiting only the largestof
farmers
and
costingtaxpayersbillionsof
dollars."The
problem
withcommodity
programs
isthattheypro-mote
thekind ofagriculturalpractices that areindirectoppositiontosustainable agriculture.
To
participateincommodity
programs
afarmermust
maintain abaseVOLUME
20,
NUMBER
1acreageinthe
program
cropand
notshiftproductionof
thatcrop offthe base.'*This discouragesthe practice
of croprotation,
one of
the basic tenetsof
sustainableagriculture,
and encourages
farmerstoincreaseuseof
chemical
inputs to boostyieldon
theirbase acreage.Not
all agriculture iscovered
by
commodity
pro-grams
inthe U.S.,onlymajor
cropslikewheat,corn,soybeans,
and
cotton;however,
it is the intensivemonoculture
productionof
crops such as theseand
others that leads to
environmental
degradation. Ifsustainable agriculture is to
make
a difference inagriculture production, the
USDA
needs
to addressthesecontradictorypolicieswithintheirdepartment.
The
G
AO
alsocommented
on
the disparitybetween
the
funding
Congress
appropriatesforSARE
and
theamounts
requestedby
USDA.
Congress
hasconsis-tentlyoffered
more
thanUSDA
requests.The
reasonsunderlying
USDA's
decisiontonotfullyutilizefundsthat
Congress
appropriates are uncertain. It isnote-worthy
thatUSDA
didnot requestfundsforSARE
forthe firstthreeyears
of
theprogram.
Congress
appro-priated$3.9 millionin 1988,
and
$4.5million peryearfor
1989
and 1990
without afunding
requestfrom
USDA.
In 1991,USDA
finally requested only $4.5 millionof
a$6. 7millionappropriationfor that year. Insum, Congress
appropriated $26.25 million for theSARE
program from 1988
through 1992, whileUSDA
requeststotalled$8.9million.
As
a resultof
their review, theGAO
developed
three
recommendations
to increase the valueof
theSARE
program:
(1)"Establish
adepartmental
policyforsustainableagriculture
and
direct the under-and
assistant-secretariestodevelop goalstoimplementthatpolicy.
Thispolicyshould considersustainable agriculture's
interrelationshipwithother departmental
programs
and
acknowledge
the trade-offs(emphasis added)
that
may
benecessaryas agriculturebecomes
more
productive,competitive,
and
environmentallysound;(2)
Ensure
the active participationof
theNational SustainableAgricultureAdvisory
Counciland
theAgricultural
Council
on Environmental
Qualityincoordinating sustainable agriculture
programs,
asrequired
by
theFACT
Act;and
(3)
Recommend
thatthe Secretaryof
Agriculturedirect
SARE
program
management
toprovideguid-ance
toregionalofficestoimprove program
moni-toringand
wider
informationdissemination."'''Another
areaof
concern,unaddressed
intheGAO
report,
was
the small portionof
fundingawarded
toImpact Assessment
projects, only 4.5 percent sincethe
program
'sinception.These
projects,asmentioned
before,
examine
theeconomic
and/orsocialeffectsof
adoptingsustainable
farm
ing practicesand
systems.Itis likely that projects in this area
would
lead to anunderstanding
of
how
sustainable agriculturecanleadtosustainable
communities.
More
projectsinthisareawould
also helpmove
"quality-of-life" issuestotheforefront
of
thediscussionon
sustainableagriculture,a concern
of
many
leaders in the field. Fortunately,change
is occurring inthisarea.A
nationalresearchteam
was
formed
recentlytostudyhow
welltheSARE
program
addressesquality-of-lifeissues.Thisprojectwas
awarded $50,000
inSARE
funding in 1992. Additionally, theUSDA's
Economic
Research
Ser-viceisexamining
thequestionofwhat
might
happen
to theeconomy
and
environment
if all farmers adoptsustainable
methods.
SARE
hasfunded
thisprojectat$1.2millionforthree years.Ifthe
SARE
program
canaddressquality-of-lifeissuesina
meaningful
way,
thenthe
program
willachievea betterbalancebetween
itsfocus
on
theenvironment
and
itsdesire toconsiderawhole-farm,
whole-community
perspective.Research
inand
Promotion
of
Sustainable
Agriculture
Sustainableagricultural research, practice,
and
pro-motion
isexpanding
acrosstheUnited
States.One
ofthe
more
prominent
institutionsinvolvedinresearchis theLeopold
Center for Sustainable Agriculture atIowa
StateUniversity.The
Center
funded
$2.3millioninresearch
from 1987
to1990.Michigan
StateUniver-sityrecentlyappropriated $3.5 millionforthe
endow-ment
of
theCharles StewartMott
DistinguishedPro-fessorinSustainable Agriculture.
The
Universityof
Californiaat
Davis
alsohas a successful sustainableagriculture
program.
Many
non-profitorganizationsareinvolvedinthe
promotion of
sustainable agricultureranging
from
theCenterforRuralAffairsinNebraska
to the
Rodale
Institute inPennsylvania
toWinrock
Internationalin Arkansas.
Here
inNorth
Carolina, theW.K.
Kellogg
Founda-tion recently
awarded
over$900,000
to a statewidepartnershipoffarmers, agricultural organizations,
uni-versities,
and
communities
todevelop
sustainableag-riculture at four
model
sites across the state.The
projectisa coalitionof seven groupsincluding the
Land
Loss
PreventionProject,CarolinaFarm
Stewardship
Association,
North
Carolina Coalitionof
Farm
and
RuralFamilies,Rural
Advancement
Foundation
Inter-national-USA, Rural Southern
Voice
forPeace,North
Carolina State University
and
North
CarolinaA&T
StateUniversity.
The
coalition willwork
tochange
thedesign-10
CAROLINA
PLANNING
PromotiagSustamableAgricuitare
In additiontofundingthe
SARE
program. Congresscouldfurtherpromotesustainable agriculture
by
chang-ing agriculturalpolicyto
more
directlyaffectthesurvivalprospectsforsmall-andmedium-sizefamilyfarmers.
Ken-nethRobinson,inhis
book
Form andFood
Policiesand
TheirConsequences(1989), has outlined
some
principlepolicyalternatives, listedindecliningorderofpolitical
acceptance:
(1
)
"Offer
more
liberalcredit forsmall-scalefmners
;
(2)
Fund
special research and extension programsdesignedtofavor small-scale farms;
(3) Target price-support benefits to farms below a
certainsize;
(4)Prohibitownershipof farmlandby nonfamily
cor-porations;
(5) Eliminate provisions in the tax laws that favor
nonfarm
investmentinagricultureand encourageex-pansion
by
large-scalefarmers;(6)
Impose
anupperlimiton farmsize,orat leastlimitthe area ofland eligibleforgovernment-subsidized
waterfor irrigation
;
(7) Authorize the government to purchase land for
resaleorlease toenteringfarmers orsmall-scale
opera-tors
who
needtoexpand;and(8)Createlocallandpurchasereviewcommitteeswith the
power
toprohibitlandtransfers thatleadtoconcen-trationofproduction
on
large-scale units."The World
Resources Institute has also consideredhow
the federalgovernment might promoteamore
sus-tainable agricultureandatthe
same
timepromotefamilyfarms. Inthe
book Paying
theFarm
Bill:US.
Agrictd-turalPolicy
and
the TransitiontoSustainableAgricuU
tufe (1991),a
team
ofresearchersanalyzedtiiechanges neededtoprotectU.S.agriculturalresourcesandihccsneoverthe long term.
They
investigatedtwo
casestudiesthatcontrastedthe results ofseveral differentfarming
strategies
m
Nebraskaand
Pennsylvania. Theiranalysisled
them
toseveralpolicy conclusions:(1
)
"Farm
supportmechanisms
create distortions thatencouragedependence on chemical inputs
and
dis-couragesustainable agricultural practices;
(2)
A
policy ofmultilateraldecoupling [ofincome
supportprogramsand
commodity
production] couldremove
the distorting influence ofcommodity
pro-grams;(3)
An
agrichemical input taxcouldencourage lowerlevelsofinputuse;
(4) Adaptationstobaselineagriculturalpolicy
which
allowflexibOity incrop production couldgofartowards encoiu-agingsustainable practices;
(5
)
When
completeaccountingofon-farm andoff-farm environmentalcostswithout thedistorting effectsofbaselineagricultural policies areevaluated,
sustain-ablefarming systemsareeconomicallycompetitive;
(6) Shiftingtowardssustainablefarming systems can
raiseagriculturalproductivity,reducethefiscalcosts
ofmaintainingfarmincomes,and lowerenvironmental
costs."
Policy changes such as these could greatly reduce
America'sexpensivefarmbillandassistthepromotionof
sustainable agriculture.
ing,
and implementing
sustainable agriculturalsystemsthatwillbenefitruralCarolinians. Inadditionto
encour-aging
new
farming
techniques, the project shouldbenefitselected
communities
by enhancing
economic
activity, increasing
environmental
stability,and
pro-moting
community
development.On
a different front, research hasshown
that thecommunities of
small-scale agriculturists aremore
socially,culturally,
and
politicallydeveloped.Fiftyyearsago,
Walter Goldschmidt
studiedthe effectsof
small-scale
and
large-scale agricultureon
ruralcommunities.His
1944
studyofArvin
and Dinuba,
two
towns
intheCentral
Valley
of
California, provides the earliestanalysis
of
theconsequences of farm
sizeon
thequality-of-lifeforasurrounding
community.
His studyof socio-economic and
town
characteristicsfound
amarked
differencebetween Arvin
(atown
surrounded
by
large-scalefarms)and
Dinuba
(atown
surrounded
by
small-scale farms).For every
characteristicstud-ied,
Dinuba
was
healthierthan Arvin.Arvin
and
Dinuba were
reexamined
in1977
by
StevePeterson, a researcher with theCalifornia
De-partment
of
Housing
and
Community
Development.
He
found Dinuba,
stillsurrounded
by
small-scaleagri-culture, to
have
amore
prosperouscentral businessdistrict
and
ahigher standardof
livingthan Arvin,stillsurrounded
by
large-scale agriculture.Dinuba
had
more
schools,playgrounds, churches,civicorganiza-tions,businesses,andhighervoterparticipation.Fujimoto
(1977) continued
work
inthesame
vein,studyingtherelationship
between
quality-of-lifeand
controlof
themajor
agricultural resourcesof
landand
water.He
studiedthe
complexity of
services asan
indextotheVOLUME
20,
NUMBER
111
of
California. His resultsconfirmed Goldschmidt's
earlierfindings— small-scaleagriculture iscrucial to
the sustainability
and
successof
ruralcommunities.
Conclusion
Environmental
and socio-economic problems
aris-ing
from
the practiceof
conventionalagriculture areoccurring acrossthe U.S.
The
SARE
program,
man-datedby Congress
inresponsetoproblems of
conven-tionalagricultural practices,haslegitimized the
need
toresearch
and
adoptsustainable agricultural practices.Despite fragmentationatthe federallevel
and
asmall budget,theprogram
hasbeen
successfulatpromoting
sustainable agricultureresearchinthe land-grant
uni-versity
system
and
atthe grassrootslevelwithon-farm
research.
The
program
reachesthefarmer
who
wants
to learn
how
to practice amore
sustainableform
ofagriculture
and
is creating a dialoguebetween
two
groups
who
do
not usually share thesame
table-environmentalistsand
agribusiness. Facilitationofthisdialogueis
one of
themost
important contributionsof
the
SARE
program.
A
significant aspectof
thesustainableagriculturediscussionthat is frequentlyneglected isthe critical
importance
thatthepracticeof
small-scalesustainable agriculturecanhave
forthe sustainabi1ityand
viabilityof
ruralcommunities.
Farms
do
notexistinavacuum.
They
demand
many
supportservices.A
familyfarm
system
of
sustainableagriculture requires theinfra-structure
of
ahealthy,economically
vibrantcommu-nity. Likewise, a family
farm system
of
sustainableagriculturecan help
keep
ruralcommunities
strongand
vital.Itisan interdependentrelationship.This
impor-tant linkshouldnotbe
overlooked
infuturediscussionsof
sustainable agriculture,cp
References
Allen,Patricia,DebraVanDusen,JackelynLundy,andSteplien
Gliessman. 1991. "Integrating Social, Environmental, and
EconomicIssuesinSustainableAgriculture.
"'/ImencanJow/--nalofAlternativeAgriculture.Volume6,
Number
I.
Beus,CurtisE.,andRileyE.Dunlop.1990."Conventional versus
AlternativeAgriculture:TheParadigmaticRootsofthe
Dt-hsic."RuralSociology.Volume55,
Number
4:590-616.Bird,George. "SustainableDevelopment", presentedatthe
Con-ferenceonReinventingU.S. Agriculture,ChicagoIL,
Decem-ber8-9, 1993.
Daly,HermanE.,and JohnB. Cobb,Jr. 1989. Forthe
Common
Good. Boston
MA:
Beacon Press.Faeth, Paul, Robert Repetto,
Kim
Kroll, Qi Dai, and GlennHelmers. \99\.PayingtheFarmBill U.S.AgriculturalPolicy
andtheTransitionTowardsSustainableAgriculture.
Wash-ington,
DC:
WorldResourcesInstitute.Jackson,Wes, WendellBerry,andBruceColman. 1984.Meeting
theElxpectationsoftheLand. EssaysinSustainable
Agricul-tureandStewardship. SanFrancisco:NorthPointPress.
Lockeretz,William. 1987."OpenQuestionsinSustainable
Agri-culture."American Journal ofAlternativeAgriculture.
Vol-ume3,
Number
4.Robinson, KennethL. 1989.Farm and
Food
PoliciesandTheirConsequences.EnglewoodCliffs,N.J.:Prentice Hall.
Southern Region 1993
SARE\ACE
ReporttoCongress.BatonRouge,LA.
United States General Accounting Office. 1992. "Sustainable
Agriculture:ProgramManagement, Accomplishments, and
Opportunities." GAO/RCED-92-233.
Vogeler, Ingolf 1981.TheMythoftheFamilyFarm:Agribusiness
Dominance ofU.S. Agriculture. Boulder, CO: Westview
Press.
WorldCommissiononEnvironmentandDevelopment.1987.Our
Common
Future.Oxford:OxfordUniversityPress.Notes
'Faeth,etal.PayingtheFarmBill
^Bird,"SustainableDevelopment,"6.
^Lockeretz,"OpenQuestionsinSustainable Agriculture."
*Allenetal.,"Integrating Social,Environmental,andEconomic
IssuesinSustainable Agriculture,"37.
'Ibid,38.
''
"Sustainabledevelopmentisdevelopmentthatmeetstheneeds
ofthepresentwithoutcomprisingtheabilityoffuture
genera-tions tomeettheir
own
needs."'UnitedStatesGeneralAccountingOffice,"Sustainable
Agricul-ture," 12.
"Beusand Dunlop,"Conventional versusAlternative."
'Ibid., 14. '"Ibid.,31.
"Ibid,32.
'^SouthernRegion 1993
SARE/
ACE
ReporttoCongress."Theprojectwascalled"ParticipatoryAssessmentforStrategic
PlanninginSustainableAgricultureResearchandEducation"
[LS92-50]and hadfundmglevelsof$37,500in1992and$90,550
for1993.
'•*
UnitedStatesGeneralAccountingOffice, 40.
"Ibid., 23.
"Allen etal.35.
" "Accordingto theGeneralAccountingOffice,nearly a thirdof
thetotal[farmsubsidies]goestothebiggest
1%
of producers,"fromTheEconomist,''K\ira\America,"November2,1991,23.
'"Inanefforttoremedytheproblemsassociatedwithcommodity
programs,the1990FarmBillmade someprovisionsforfarmers
togrowdifferentcropsonasmallpartoftheirbasetopromote
diversification.
'*
Towards
a
Sustainable
Seattle:
Good
Planning
and
Good
Politics
J.
Gary Lawrence
The
Cityof
Seattle is trying toshape
a futurewhich
ismore
sustainableon
a varietyof
mea-sures.
We
want
to sustainourenvironmental
qualityfor both health
and
soul.We
want
to sustain oureconomic
prosperityand
maybe
even
obtainmore
clarity
about
the differencesbetween
standard oflivingandquality
of
life.And,
we
want
tosustainour society— preservewhat
isbestabout usand
maintaincivility.
Cityofficials
have
done
anumber
of
thingstoward
thisend.
We
have
spentmillionsofdollarson
waterand
airqualityimprovements.
We
have
investedheavilyineducation.Significantportionsofourtaxdollarsgointo
social
programs designed
to help people helpthem-selves.
We
have
recyclingprograms
thatare theenvy
of
the nation.We
have
focusedon remedying
theproblems
we
create.And
yet,most
of these thingshave been
done
withoutcommunity
agreement
aboutwhat
ought
tobe Seattle's preferred future.When
thePlanning
Department began doing
our requiredComprehensive
Planin 1990,we
thoughtwe
could get to
agreement
about a preferred futureby
means
of
"normal
planning stuff"Sustainability has,after all,
many
technical attributes. Ifwe
couldjustdescribe the
problems
clearlyenough,
we
thought,logic
would
prevailand
peoplewould
be willing tosacrificeself-interestforthepublicinterest.
However,
as
we
engaged
in this effort, itbecame
clear that forJ.
Gary Lawrence
hasbeenDirectoroftheCityofSeattlePlanning
Department
since 1991.He
is a native ofBremerton, Washington.
Lawrence
holdsa Bachelors ofArts degree
from
Central Washington Universityand
a Masters ofPublic Adminstrationfrom
the University ofGeorgia. Priortohis
work
inSeattle, hewas
chiefadmin-istrativeofficerof
Redmond,
Washington.Seattle,at least,sustainabilityisnot so
much
aproblem
of
knowledge
orskillorresourcesasitisaproblem of
wisdom
and
political will.Therefore,
we
rethoughttheproblem and
startedtofocus
on
valuesand
aspirations,hopes
and
fears,and
all sorts of
messy
human
stuff, ratherthan themore
logical
and
safertechnicalplanningactivities.Through
a
major
publicinvolvement
effort,we came
tohave
amuch
betterunderstandingof
who
we
are in Seattleand
what
might
make
us happy.We
thenused
thisinformationtodefineavision
of
what
Seattle'sfuturecouldbe.
The
PlanningDepartment brought forward
strategies
based
on
that vision that tried to resolvesome
of
our conflicting values.The community
haslargelyacceptedthe vision.
The Washington
StateGrowth
Management
Act
(GMA)
also alteredthe discretionand
decision-mak-ing
powers of
localgovernments
(including specialdistricts)in
Washington
State.Under
GMA,
theCityisrequired to adopt capital facility plans
which
areconsistentwiththe
Comprehensive
Plan.Further,no
otherCityexpenditures can be inconsistentwiththe
City'sadoptedplan.Policies
adopted
by
theCityareno
longeradvisory or statements
of
legislative intent;theycreatelegalobligationsenforceablethroughthe courts.
Once
adopted,theplanscanonlybeamended
once
per yearand
amendments
aresubject to thesame
internaland
external consistencytests.The
requirementsof
GMA
were
significant,but notexclusive,inshapingtheCity
of
Seattle'sdevelopment
of
itsComprehensive
Plan.Indecidingupon
ascopeof
work
and
resourcecommitment,
Seattle'sMayor
and
City Council decided that the State's requirements, whiledifficult,
would
notprepare ustoaddressthefullrange