The
Use
of
Storm
Water
Rules
to
Protect
Coastal
Waters
Rachael
Franks
Much
of
the aesthetic,economic and
biologicalsignificance
of
the coastalzone
isdependent
onthemaintenance
of high waterquality.
However,
many
oftheways
inwhich
peopleenjoy
and
exploit coastalresourcescreatedisruptionsinthe naturalsystem,jeopardizing
the health
of
the coastalenvironment. Declinesincoastalwaterquality can
have
seriousrepercussionsforthe ecologicalintegrity
of
thecoastalzone,aswellas for the coastal
communities
that relyonthe rich resourcesfound
inthezone. In
North
Carolina, watersthatsupportshellfishbeds
(SA
waters)require themost
stringentcompliance
with waterqualitystandards
—
standardsthatare frequentlyviolated.
Although
stormwaterplaysan importantand
indisputable roleindecliningwater
quality,itisavery
ambiguous
culprit. Identifying theexactsources
of
various pollutantsremainsproblematic.
Even
when
thecontaminantsareproperlypinpointed,
managing
thosesourcescanprovedifficult. Existinglegislationclearly
prohibits thedegradationof waterquality,but innovative
enforcement
and
stormwatermanagement
techniqueshave
yettobeimplemented.
One
program
undertaken bytheEnvironmentalProtection
Agency
(EPA)
hasRachael
Franks
isa
master
sdegree
candidateintheCoastal
Environmental
Management
program
atDuke
DiversitysNicholasSchool
fortheEnvironment.
She
currently holdsan
internship atthe
North
Carolina Coastal Federation.implemented
storm waterregulationsintwo
sequential stages.
These programs
initiaterequirementstoobtainNationalPollution
Discharge Elimination
System
(NPDES)
permits,which
carrywiththem
specific responsibilitiesforthepermitholder.1
Perhaps
these rulescansucceed
where
otherpoorly conceived,or.more
often,
weakly
implemented
waterquality ruleshave
failed.At
aminimum,
theyshouldencourage
ustoreconsidercurrentwaterqualitymanagement
regimes
(asstatesand
dischargersconsidertheir liability
under
theprogram):and
ideallythey
would
providethenecessarycatalyst forimprovements
instorm watermanagement
programs,and. ultimately, coastalwaterquality.
The
NPDES
Storm
Water Program
Enacted
byCongress
in 1987under
section402(p)
of
theClean
Water
Act.management
ofstorm water discharge
was
totake placeintwo
distinct stages.
The
first stage. Phase I.began
on
November
16. 1990. It incorporatedmunicipalseparatestorm
sewer systems
(MS4s)
servinglargeor
medium
sizedcommunities
2and
stormwaterassociatedwith industrial activity intothe
NationalPollutantDischarge Elimination
System.
As
acontinuationof
theprocess, theEPA
was
to submitareporttoCongress
assessingtheremaining
sourcesof dischargeand
establishingmethods
tosufficiently control storm waterdischarges
and
protectwaterquality.The
EPA
was
originallyscheduledto issuesupplementalregulations
and
tocreateacomprehensive
regulatoryprogram no
laterthanOctober
1.1992/ However.
EPA
did notfulfill itscommitment
untilrecently;Storm
Water Phase
IIFinal Rule
was
signedon
October
29. 1999 and
December
8.The
ruletookeffecton
February7,2000.
The
second
stage.Phase
II.expands
upon
the initiatives setforth inPhase
Iby
requiringsmallMS4s
in urbanized areasand
constructionsitesthatdisrupt
between one and
fiveacresof
landto participate intheNPDES
permittingprocess.4PhaseI
MS4s
may
adoptthemore
stringent,updatedregulationsof
Phase
II,buttheyarenotrequiredto
comply
withthenew
guidelines.5 Inordertosatisfytheterms
of
theNPDES
permit.PhaseIIdischargers
must develop and implement
astormwater
management
program comprised
of
sixcomponents:
/—
Public
Education
and
Outreach: Thiscontrol
measure
hastwo complementary
purposes. First, itis
hoped
thatgreaterpublicawareness
will resultinhigherdegreesof
supportand
compliance.The
public will bemore
willingto
approve
funding proposalsand
volunteertheir servicesiftheyaresupplied withfull informationaboutthe
program and
itsexpected benefits.Also,
compliance
would
likelyimprove
asindividualsthinkabout
ways
inwhich
theymight
change
theirown
behaviortoreduce impactsofstormwaterrunoff.'1
2
—
Public Participationand
Involvement:A
number
ofbenefitscouldresultfrom
increasedpublic participation. Forone. involving
community
members
inthedecision-makingprocessdecreasesthe probability
of
opposition orlegal disputes.
With
fewerimpediments
tothe process, implementation of storm watermanagement
programs
couldoccur
in amore
timely fashion. Public
involvement
couldalsoprovide
management
programs
withanumber
of
intangibleresourcesas individualsbringtheir localexpertise, as well astheirprofessionaland
personal experiences, with
them
totheprocess.73
—
IllicitDischarge
Detectionand
Elimination:
Managers
of smallMS4sare
expected toidentifydischargesthatarenot
composed
entirelyof
stormwater.Non-storm
water
may
enter thesystem in severalways,includingdirectwastewater connections,
improper
oildisposal, laundrywastewaters,and
others.Because
theseparatestormsewer
systemsarenot
equipped
toacceptand
dischargewater
from
theseothersources,manauers
shouldfind
ways
toeliminatetheir infiltrationintothesystem.8
4
—
ConstructionSiteRunoff
Control: Thismeasure
requiresprograms
tocontrolpollutants, particularlysediments, loaded
from
constructionsitesthathave
adisturbedareaof
greaterthan orequal toone
squareacre."5
—
Post-ConstructionRunoff
Control:Managers of
smallMS4s
must
addresstheproblems
associated withpost-constructionrunoff, including both thetype
and
quantityof
pollutants thatareexposed
to storm waterfor transportand
the increaseddeliveryof
stormwateracrossimpervioussurfaces.
One
of
therequirements
of
thismeasure
isan ordinancethat
mandates
post-construction controlstothe "extentallowableunder
State.Tribal,or Locallaw."10
6
—
PollutionPrevention/Good
Housekeeping:
Thiscomponent
may
provetobethe
most
importantrequirementof
thePhase
II Rule.
Under
thisprovision,MS4
operatorsmust
evaluatetheirsystemsand
make
changes
suchthatthere arereductions inthe
amount
and
typeofpollutionthat"(
1)collectson streets,
parkinglots,
open
spaces,and
storageand
vehicle
maintenance
areasand
isdischargedinto local waterways;and
(2) resultsfrom
actionssuchasenvironmentally
damaging
landdevelopment and
floodmanagement
practicesorpoor maintenance of sewer
systems."The
ultimate goaloftheNPDES
compliantstorm water
management
programs
istoreducepollutant runoff.
Each
minimum
controlmeasure
requires identificationofone
orseveralbest
management
practicesthatcan beimplemented
toreacheachobjective. Itisimportanttorecognizethatthese
minimum
control
measures
couldserve as a starting pointforstormwater
management
incommunities
that
would
nototherwise be requiredtoparticipate in the
NPDES
permittingprocess.A
comprehensive approach
thatbothmitigates thedamage
ofcurrentactivitiesand
initiatesmeasures
topreventpollutant loadingwill proveeffectiveinthe coastalzone.
Because
some
level of
development
alongthecoast is inevitable, itis importantto identifyplanningconducive
toreductions instorm waterrunoff.The
Potential forPhase
IIThe
effectivenessofthe PhaseIIRule
will largelydepend on
towhat
extentstateschoose
toapply it. Ifthestateand/orlocal
government
takesinitiative
and
applies therequirementsof
Phase
IImore
broadly,itcould be an importanttooltoprotectcoastal waters.
NPDES
permittingauthorities, inthiscasethe State
of
North
Carolina, are notonly requiredtodesignate
MS4s
in urbanizedareas, but alsomust
considerany
othersystem
thataddsa largeamount
ofpollutantstoa physicallyinterconnected
MS4
thathas alreadybeen
regulated
under
theNPDES
Storm Water
Program.
Other
systemsareevaluatedby
thefollowing suggestedcriteria:"
*Dischargetosensitivewaters
*High
populationdensity*High growth
orgrowth
potential*Contiguitytoan urbanized area
*Significantcontributorofpollutantsto
watersoftheUnited States
and
*Ineffectivecontrol
of
waterqualityconcernsby
otherprograms.These
criteria should not onlybe applied toMS4s
but shouldalsobeusedtodeterminethepropriety of
NPDES
permitsforother sourcesthatarefoundtocontributetowaterquality
degradation.
The
possibility of applyingNPDES
permitsatthe
community
level, perhapsasanoversightofland use plans
and
othercitymanagement
proposals,could be an importantform
ofinter-agencyenforcement
of
waterquality standards.
Concerned
citizenscanalsoinfluencestateoversightbypetitioning forstrictercontrols
and
invokingthe
NPDES
permitrequirementforsourcesthatarenot explicitly regulated
under
Phase
II."Any
personmay
petitionthe Directorto require a
NPDES
permit foradischargewhich
iscomposed
entirelyof storm waterwhich
contributestoaviolationof
awaterqualitystandardorisa significantcontributorof
pollutantstothewaters
of
theUnited States. ",:
Itremainstobe seen
how
thePhase
II Rulewillbe
implemented
inthestateofNorth
Carolina.
The
NC
Divisionof
Water
Qualityinitiateda
Storm
Water
Projectthatbegan
in April2000
and
willcontinuethroughoutthesummer.
13With
thehelpof
aprofessionalfacilitator,multiple stakeholders
have be^n
invitedtovoicetheirconcerns, questionsand,most
importantly,suggestions aboutcompliance
withthe
new
rule.The
goalof
thiscollaborative projectisto"develop
acomprehensive
stormwater
program based upon
themost
currentand
bestavailablescience."The
Department of
Environment and
NaturalResources
(DENR)
hopes
the sessionswillanswer
thefollowingquestions: 1)
How
canDENR
best protectsurfacewaters
from
adversestormwater
impacts?
and
2)What
centralmanagement
elementsare
needed?
These
meetings shouldplayan importantrole inshaping
Phase
IIimplementation.
The
Future
ofSA
Waters:
A
Question of
PoliticalWillStorm
wateris amajor
contributortocoastalwaterquality decline.
Because
itsimpactsarelargely afunctionof
cumulative
effects,more
comprehensive
controls areneeded. Perhapscontrolatthe local levelcontributesto
myopic
planning
and
enforcement. Therefore,because
waterquality isamatter
of
stateresponsibility.North
Carolinashouldexamine
thediscretionary authoritiesprovided toit, not onlyinPhase
II.butinotherrelated waterquality rules.
Voices
from
theenvironmentaland
scientificcommunities
contendthatthere aremany
measures
thatcanand
should be taken toprotect coastalwaterquality.Most
of
these involveemploying
stringentlanduseplanningrulesand
implementating Best
Management
Practicesbefore waterquality suffers. Waitinguntil areas
areheavily
developed
and
waterqualityisseverely
degraded
before thinking abouttheproblem
isnothingmore
thananexpensiveexercisein futility.
In
North
Carolina, local initiativescan be usedtopromote
positivechange
inthe coastalzone.
However,
creatingand
enforcing thoseinitiatives will bea
game
of
political will. State-level agenciesin Raleighare reluctanttobecome
zoning requirements
and
otherqualitycontrolson
coastalcommunities.
These communities have
produced
landuse plansinaccordance
withtheCoastal
Area
Management
Act
(CAMA)
inthepast.
However,
thefactthatwaterqualityproblems
persistinSA
watersand
threaten tomake
watersunsuitableeven
forswimming
shows
thatthosecommunities have
either insufficientlyprovidedforwaterqualitymaintenance
orhave
chosen
todisregardtheirplans.
While
land use planningfallssquarelyinthelocal realm, the responsibilityofprotecting
waterquality lies inthe
hands of
thestate. Thisseparationof
power
makes
iteasytopoint fingers, butdifficulttoestablish practicesthatwill maintain
and
restoreSA
waters.Many
solutionswillprovepolitically difficultinthis
grayarea
where
federal, stateand
local authorityoverlaps
—
or ratherinthiscase, fallsshort.Ifthestatewishesto
uphold
itsresponsibility toprotectwaterquality, itmust
provideincentives foritscoastal
communities
toadoptand
enforce landuse practicesthatpreventthecreationof extensive
networks
of impervioussurfaces.
One
powerful incentivemay
betheissuanceof
NPDES
permits, asallowedunder
the PhaseII Final Rule.
However,
sincemany
of
North
Carolina's seaside municipalitieswillnotbe automatically designated,theRule
may
have
limitedeffect.
North
Carolina has an opportunitytoupholdits legalresponsibility topreserve
waterquality. Issuing
NPDES
permitswould
bepreferabletowaiting foradditionalstorm
water-inducedviolations. Inaddition tothe
environmental benefits
of
betterwaterquality,stateandlocal
governments
would
enjoythe practical benefitsof reduced legalaccountabilityforwaterquality violations
and
more
latitudethan
would
be affordedundermore
restrictive stipulations.EPA*s
stated objectiveof
theStorm Water
Phase II Final Rule isto"preserve, protect,
and
improve"
waterquality. Thisobjectivewould
bebetterfortified
by
explicitly requiringNPDES-compliant storm water
programs
asacomponent
of approved
land useplans.Mandatory
issuanceof permits and an enforceable schedulefor
compliance
areimportantstepstoward
more
comprehensive
and meaningfulregulation.Strengthening ofthe storm waterrulecould be
incorporated intorevised
CAMA
landuserulesor
accomplished
elsewhereatthestate level.To
date,localplanners
have
insufficientlypreparedforthe effectsof storm waterpollution,
evidenced
bydevelopments
thathave
quiteliterally
paved
theway
forpoor
coastal waterquality.
Many
peoplefeel that thePhase
II Ruleis apositive
and
importantstepin storm waterregulation.
One
of
greatestbenefitsofthe ruleisthenecessaryre-evaluation
of
existing policiesand programs and
incorporation ofthePhase
IIrequirements.
Even
inareaswhere
theNPDES
permitwill notbe invoked,thestate
may
see fittorequire thesix
minimum
controlmeasures
asaway
of
ensuringthatSA
standardsaremet.Agencies
withthe specificchargeof
maintainingcoastal waterquality
would
benefitby
expanding
Phase
II-typeprograms
tofulfilltheirresponsibilitytoprotect
and
restoreshellfishwatersin
compliance
with statestandards.The
Phase
II guidelinescould be an importantsetof
rules,providinga
comprehensive,
feasiblesetof
BMPs
thataredesignedtonot onlyresolveexistingstorm water runoff problems,but also to
preventpollution. Pollutionpreventioncan be
achieved through structural best
management
practices,zoningactivities, land acquisition,
and
perhaps
most
importantly; throughchanges
inpersonalphilosophythatrecognizethe roleeach
of
usplays incontributingtostorm waterpollutionthroughourdailylifestyles.©
Notes
1
The
National Pollution Discharge EliminationSystem isa program for"issuing, modifying,
revoking and reissuing, terminating, monitoring,
and enforcing permits, and imposing and enforcing pretreatment requirements." All pointsourcesof
pollution must attain or maintain the specific applicable waterquality standards oftheregion in orderto receive
NPDES
permits.The
programrequiresthat states issuepermitsto limit effluents,
includingthe quantity discharge rate, and
concentration ofeach pollutant.
The
issuanceofNPDES
permits usuallymeans
a collaboration at thestate and federal level.
The
permits mustbe consistent with theguidelines ofboth, butmonitoring and compliance requirements
may
differ.General Services Administration, "Effluent
i
m
c
oo
m
O
Tl 00
H
o
XI
m
71
X
c
I—
m
w
o
>
m
Z
Limitationsandthe
NPDES."
December
1998. http://'gsa.gov/pbs/pt/call-in/factshet/1298a'12_98a_13.html.
:
"Municipal separate stormsewer"' as definedin40
CFR
Chapter 1 § 122.26(b)(8)isaconveyanceor system of conveyances(includingroadswith drainage systems, municipal streets, catch basins. curbs, gutters, ditches,manmade
channels, orstorm drains). Large communities are thosewith greaterthan 250.000 inhabitants:
medium
sizedcommunities have greaterthan 100.000 residents
and less than 250.000.
3
"The
program isrequiredto establish: (1) priorities: (2) requirements forState storm watermanagement
programs; and(3) expeditious deadlines." EPA, "Chapter4:Management
Measures for
Urban
Areas."www.epa.gov/OWOW
NPS/MMGI/Chapter4
ch4-l.html.J
Small
MS4s
arethose serving communitiesoflessthan 100.000 residents, http://www.epa.gov/owm/sw/
phase2 index.htm Urbanized areas are definedas"a
land area comprising one or
more
places—
central place(s)—
andtheadjacentdensely settledsurrounding area
—
urban fringe—
thattogether havea residential populationofat least 50.000 and an overall populationdensity ofat least 1.000 per square mile." Determination of populationand
densityis basedoncensus blocks. "Urbanized
Areas: Definition and Description."
EPA
833-F-OO-004. Fact Sheet2.2.5
"Storm Water Phase II Final Rule."
EPA
833-F-00-001. FactSheet 1.0. January 2000.
6
"Public Education andOutreach
Minimum
Control Measure,"EPA
833-F-00-005. Fact Sheet 2.3.January 2000.
'
"Public Participation and Involvement
Minimum
Control Measure."
EPA
833-F-00-006. Fact Sheet2.4. January 2000.
8
"Illicit Discharge Detection and Elimination
Minimum
Control Measure."EPA
833-F-00-007. Fact Sheet2.5. January 2000.9
"Construction Site RunoffControl
Minimum
Control Measure."
EPA
833-F-00-008. FactSheet2.6. January 2000.
10
"Post-Construction RunoffControl
Minimum
Control Measure."
EPA
833-F-00-009. FactSheet2.7. January 2000.
11
"ProposedStorm Water Program Coverage for
Regulated Small MS4s." http://wwvv.epa.gov owmit.net/sw/rns4/srnalLcoverage index.html.
12
EPA
40CFR
Chapter I §12226
(0(2).13
"N.C. Divisionof WaterQuality Stormwater