THE
BOOK
WAS
DRENCHED
DO
^
Osmania
University Library
Accession
No
HA
AuthorTitle
This book shouldbereturnedon or before the date last
By
theSameAuthorTHE
DICKENS
WORLD
COLERIDGE
ALL
INDUE
TIME
(Edited)
THE NOTE-BOOKS
AND
PAPERS
ARISTOTLE'S
POETICS
A
CourseofEigkt
l/cftav^by^^
HUMPHRY
HOUSE
SENIORLECTURERINENGLISHLITERATURE
AND FELLOWOF
WADHAM
COLLEGE,OXFORDrevised, with apreface, by
COLIN HARDIE
FELLOW ANDCLASSICALTUTOROF
MAGDALENCOLLEGE.OXFORD
RUPERT
HART-DAVIS
36
SOHO
SQUARE
LONDON
WI
1956
PrintedinGreatBritain
by
Richard Clayand Company,
Ltd.,CONTENTS
PREFACE
BY
COLIN
HARDIE
7I. Introduction 11
i. Pitfalls. 2. Rewards,3. Aristotle'slife: thefirststage. II. Aristotle's Development
22
i. Plato.2.
The
secondstage. 3.The
third stage.*
III. Plot(i)
43
i. Construction. 2.Unity
and
Length. 3. Episodes.IV.
Plot (2)58
i.
Probability
and
Necessity. 2. Conviction (TO mOavov).3.
The
Unities ofTime
and
Place.V.
The
RelationofCharacterand
Plot68
VI.
The
TragicActionand
Character82
i."Goodness" of Character. 2. Appropriateness of
Character. 3."Likeness" of Character. 4. Consis-tency. 5. Hamartia. 6. Peripety. 7. Discovery.
VII.
Catharsisand
theEmotions100
i. Pity
and
Fear. 2.Catharsis.*
VIII.
Pleasureand
Imitation 1 12*
PREFACE
IN
thespringand
summer
of 1952Humphry
House and
I
were
fellowexaminers
in thePreliminaryExamination
of the
Honours
School of EnglishatOxford,and
both ofus
had
tosetand
read paperson
Aristotle'sPoetics.We
were
not impressedby
the standard ofknowledge
and
understanding that candidates
showed,
and
House
de-cidedtowrite a course ofeightlectures,
which he
deliveredin
Michaelmas
Term
1952and
again, after revision, in 1953. Before thewar
Ihad
lecturedon
the Poetics for Classical Moderations,and
Igave
House
such papersasI
had
then writtenforclassical societiesormore
formallectures,
and
such
adviceon
booksand
articles asmy
now
rather out-of-date experience could suggest.For
this
House
in his lecturesgave
me
more
than
enough
credit.At
one
timewe
contemplated
ajointbook
on
thePoetics,
but
thisposthumous
issue ofhis lectureswas
tobe our
only further collaboration.When
his literaryexecutor asked
me
what
shouldbe
done
with thelectures,Ireread
them and
felt, not, I hope,merely
out ofparti-alityfor theauthor orfor
some
of theideas thathe
had
taken
from
me
and
developed, thattheywere
wellworth
publishing as
a
sensitiveand
level-headed explanationand
defence ofAristotle;and
I willinglyundertook
toprepare
them
forthepress. Ihad
readhislectures ashe
rewrote
them
inOctober
and
November
1953,and
made
a
few marginal
notes,some
ofwhich
Ihave
now
incorpor-atedinthetextwhere
House
seemed
toaccept them.As
a
classicalscholarHouse was
qualifiedby
a
first in"Greats"
and
a
lectureship in Classics at UniversityCollege, Exeter, to tacklethe Poetics,
and
asan
Englishscholar
and
critic togive itactualityand
life beforean
audience
ofstudents of English literature.One
might
hesitate to publish lectureswhich
were
notmeant
forpublication
and
had
no
revisionwiththatend
inview,if therewere
availabletoEnglish readers ofthePoeticsany
satisfactory introductiontoitand
discussionofitsprob-lems
and
value. Ineed
add
little towhat
House
himselfin the course of these lectures says, e.g.
about
Hamilton
Fyfe'sbook, or L.J. Potts'sAristotleon theArtofFiction,
on
which
House
wrote
a longletterto the Times Literary Supplement inFebruary
1954. A. S.Owen's
AristotleontheArtofPoetryisveryslight
and
dry,and
A.
O.
Prickard'sAristotleontheArt ofPoetryis
no
more
thanone
lecture with
two
appendices. F. L. Lucas's Tragedy in Relation to Aristotle's Poetics is brilliantand
stimulating,but
hardlysitscloseenough
tothe textforbeginnersand
examinees,
and
is, inmy
opinion, misleadingabout
catharsis. Butcher'sAristotle's TheoryofPoetryandFineArt
uses Aristotle asa
peg on which
tohang
rathervague
and
un-Aristotelian speculations. Bywater's standardedition
of the
Greek
text is awork
of meticulous textualand
linguisticscholarship,but
it isnot illuminatedby
alivelyinterestinthe philosophical
and
historicalsignificanceofAristotle's thought. Since Jaeger's
book
appeared
in 1923, therehasbeen
arevolution in Aristotelianstudies, in theattempt
to reconstructand
date thefragmentary
earlyworks,toanalyseand
relatethecomplete
survivingworks
as stages in the evolution ofAristotle's thought,and
generally to conceiveAristotle'slifeas thedevelop-ment
ofan
independent
philosophyunder
theover-whelming shadow
of Plato(seeD.
J.Allan, ThePhilosophyofAristotle, fora recent
account
ofthis).The
applicationofthis
new
and
fruitful point ofview
to the Poeticswas
undertaken
by
theItalian scholarAugusto
Rostagni,first intwo
articlesreconstructing thelostdialogueOn
thePoets,and
then inan
edition ofthe Poetics, ofwhich
House
made
considerable use.Of
generalworks
on
Aristotleone
may
herebe mentioned,
W.
D.
(now
SirDavid)
Ross'sAristotle,which
gives fifteen pages (276-290) toa
very conciseand
clearaccount
of thePoetics.House
tried to see thePoeticsinthecontext ofAristotle'sother works, theEthics
and
Rhetoric especially,but
itwas
no
part ofhis plan(and
I could notsupplement him,
having
turnedaway
from
Aristotle tootherstudies) to getabreast of all the
new
work on
Plato's discussions ofpoetry
and
on
thePoetics.He
wished
to discussasseriouslyand
thoroughlyas eight lecturespermitted, but withouta
minute
technical scholarship, themain
problems,keeping close to the text. In a letter to
me
he
listedsome
ofthe topics thathe
would
have
liked to develop,but
had
toomit
or passover summarily,namely
diction,happy and unhappy
endings,"paralogism";and
he
pro-posed
to'
'abbreviate
and
clarify" theintroductionand
the lecture
on
the relationbetween
plotand
character, inorder to find
room.
In
hissoberenthusiasmfor Aristotle,House
isperhapsalittle
unsympathetic
to Plato, oratleasttotheformula-tions of the Republic; I
have
occasionallyadded
aqualification or reference at such points,
and
Ihave
here
and
thereventuredtoadd
afew
briefnoteswhere
it
seemed
desirable: that they are mine, not his, isindicated
by
their squarebrackets. Ihave
alsomodifiedto
some
extent thelecturingtoneand
the directaddressto the audience of
freshmen
as"you",
especiallywhere
Oxford
undergraduatesand
theOxford
syllabuswere
aimed
at.But
theyremain
lectures.The
frequent references toDryden's
Essay of Dramatic Poesy, Milton'sSamson Agonistes, Sophocles's Oedipus at Colonusare to
be
explained
by
the fact that in 1953 theseworks
formed
part of the
same
Oxford
syllabus as the. Poetics (alongwith KingLear,
Dryden's
All forLove, Corneille'sPolyeucteand
Racine's Andromaque). Bywater's translationis usedthroughout
because it is the text used in theOxford
examination.
Where
Plato's Republicisquoted
in English,I
have
substitutedH.
D.
P.Lee'sPenguin
translationforA.
D.
Lindsay's,which House
used. All theitalicsinthe extractsfrom
translations are House's.Grateful
acknowledgment
ismade
to theClarendon
Press forpermission to use Bywater's translation ofthe Poetics, Sir
David
Ross's ofthe Nicomachean Ethicsand
theFragments,
W.
Rhys
Roberts'softheRhetoric, thelast three beingvolumes
in the series of TheWorks
ofper-missionto
quote from
A. E.Taylor'stranslationofPlato'sLaws;to
Penguin Books from
Plato,Republic,translatedby
H.
D.
P. Lee, 1955,and
Sophocles,The
Theban Plays,translated
by
E. F. Watling, 1947; to Messrs.Kegan
Paul,
Trench
from
E.Rohde's
Psyche, 1925; toMessrs.Methuen
from
T. S. Eliot's, TheSacredWood, 1920. Ihave
added on
p. 127 alist oftheworks concerned
with Plato
and
Aristotle thatHouse
mentioned
in thelectures or I
mention
in this prefaceand
inmy
notes,excludingthose thatare referred toonlyin passing.
COLIN
HARDIE
LECTURE
IINTRODUCTION
i. Pitfalls
IN teaching
and
examining
forseveral yearspast, Ihave
been
struckby
thefact thatanumber
ofthemore
sensi-tiveand
intelligentpeople,readingthePoeticsforthefirsttime,
have
saidthat tobegin with theywere
repelledby
its
method and
styleand by
itsapparently countless de-ficienciesand
omissions,but
that, as theywent
on
withthestudy ofit,they
came more and more
toseeitsvalueand
wisdom,
and
to appreciatehow
oftensome
small, ratherdry
phrase held, or implied,much
thatwas
of critical value. Ihope
thismay
be
true ofmany
ofyou
also. Indeed, I thinkit
might be counted
as asymptom
ofinsensitivity,almost,and
lackofintelligence,ifanyone
were
to claim thathe
had
fallenin love with the Poetics(even in Bywater's translation) at first sight. It
would
imply,Ithink,
some
snobbery,an
exaggerated deferenceto prestige,
and
a
none-too-healthy desire to align his affections prematurely with his duty.But
afteratime, Ihope,you
may
grow
intoa
sympa-theticunderstanding ofit.This
willcome
about
onlyby
detailed
and
carefulhard
work.Itis
a
common
fault toapproach
thiswork
withun-sympathetic grousing
about
what
arethought
tobe
Aristotle's omissions;
and you
may
indeedbe
honestlypuzzled
by
these if so,you must go
elsewhere. Ido
notproposeto lecturehere
about
what
Aristotledidnot say,or
about
what
he might have
meant
ifhe
had
saidsomething
else.And
it isdangerous
tojump
to conclusionsabout
what
Aristotle omits.Hamilton
Fyfe, inhislittleeditionofthePoetics
,
a
bookletagainstwhich
Imust once
and
forall
warn
you
as being shallowand
misleading, givingBy
water's translation slightly modified, says:"Of
'in-spiration',which
for Plato is the essence of poetry,Aristotleneversays a
word."
Now,
the typical Platoniclanguage
for"inspiration" is tospeak ofthe"madness"
ofthe poet.
And
there isa
quiteexplicit recognition of thisin ch.xvii of thePoetics:
Asfar as
may
be,too,thepoet should evenacthisstorywith the very gestures ofhis personages. Given the same natural qualifications,hewho
feelstheemotionstobe describedwillbe themostconvincing; distressand
anger, forinstance, are por-trayed most truthfully by onewho
is feelingthem
at themoment.
Hence
it isthatpoetrydemands
aman
with aspecial gift forit,orelseonewith a touch ofmadnessinhim;theformercan easily assume the required mood,
and
thelattermay
beactually besidehimselfwith emotion.
No
equivalent, admittedly, occurs here of the Englishword
"inspiration";but
thatis itselfaword
which
begsa
greatmany
questions: it impliesan
"inbreathing"by
an
externalagency, asuperiorpower
: itimpliesameta-physically or theologically direct source ofpoetic crea-tiveness.
But
Aristotle, very wisely, does not,and
doesnot
want
to,commit
himselfto this.He
speaks at thepsychological level,
and
usesa term
taken overfrom
Plato, his master, for the mysterious element, like mad-ness,which
may
be
involved.It is essential to see that
he
does inpassing recognisethis exceedingly
important
aspect of poetic creation.Otherwise one
may,
unfairly,thinkhim
a
dullardand
a
fool.Hamilton
Fyfeblames
him
quitewithoutjustice.Itisalso
most
interesting to seehow,
inthisalmost in-cidental passage, Aristotle slipsina
valuabledistinctionbetween two
classes of poet dealing withimagined
char-acters the
man
whom
Bywater
calls the"man
witha
specialgift for it"and
theman
with"a
touch of mad-ness". Thiswas put
by
Twining, a
translatorand
editorin the late eighteenth century, as "either great natural
quickness ofparts, or
an
enthusiasm alliedtomadness".
Here
isadumbrated
a most
important distinction be-12twecn two
types ofpoetic character.But
it isno
part ofAristotle'splan to develop it.
Aristotle
mentions
this aspect of poetic creation in passing,and
merely adumbrates
this distinction, notbe-cause
he
isa dullardand
a
fool, but becausehe
iswritingprimarily
about
theformal aspects ofpoetry, notabout
the psychology ofcreation.
He
is instructinghis pupilshow
towriteTragedy
or Epic, sofaras itcan be
taught:inspiration
cannot be
taught,and
by
the"art" of poetryis
meant
aconsistentbody
ofprinciplesand
rules for itscompositionrather
than
the capacityto apply them. Itis
remarkable
that,ashissubjectispoeticform,he
shouldhave
made
thisdistinctionbetween
typesofpoeticchar-acter atall,
and
so carefully.I
mention
this at the very beginning towarn
you
against theeasyassumptionthat Aristotlehas omittedall
the matters that in a
modern
critical treatisemight be
regarded asessential.
He
mentioned
thismatter of"madness"
onlyin passing,because his
primary
purposewas
to deal with poeticforms, toclassify
and
distinguishone
kind of poetryfrom
another,one
speciesfrom
another, within the general de-scription ofthe genus: thiswas
entirely consistent withhis general philosophical
method;
and
he
claimedno
more.
2. Rewards
The
first claim of the Poeticson
our
attention, long beforewe come
to theproblematic passages, is thatit isthe earliest surviving treatise to record
and
distinguish systematicallyone
poetic"kind"
from
another. In doing this, Aristotlewas
describing literature ashe
knew
it inGreece
where
poets usuallycompeted
for prizes in thisor that class or "kind".
We
know
that his Politicswas
founded on
the study, in detail, of thehistoryand
con-stitutionsof 158Greek
states,and
thereisgood
reasonto believe that thePoeticswas
preceded
by
a
similar exam-inationofGreek
plays;we
have
toremember
the num-ber, richnessand
variety of the plays available to Aristotle,compared
with theminute
proportion ofGreek
plays that
have
survived to us.He
took over the kinds of literature ashe found them;
and by
perpetuatingthem
lefta framework
of reference for allEuropean
criticismsince.For
it is largelythrough
the Poetics,though
notbe-cause ofit, that the
main
poetic "kinds" are stilldis-tinguished,
even
in their verynames, through
all the literatures ofEurope,
asTragedy,
Comedy,
Epic
and
Lyric.
In
themain European
languages thesewords
aretakenover
from
Greek merely
transliteratedand
adapted
to the appropriate
grammatical
shape.Whatever
laterforms, or kinds,
may
have
been
since developed, thesehave
persisted,and
(what
ismore)
thesenames
are stillinconstant useinthecritical
judgment
even
of kinds ofliterature that
were
unknown
to Aristotle.Thus,
amedieval
verseRomance
can
hardlybe
discussed at allwithoutreferenceto,
and
comparison
with,Epic;even
ifthe reasonfor
mentioning
Epicistopointthedifferences.A
modern
fictional narrative in prose, usually in thiscountry called
a
"novel" (from the Italian),but
inFrench
calleda
roman (witha throwback
tomedieval
Romance)
evena
novelcan
hardlybe
discussedwith-out usingtheterms
Tragedy,
Comedy,
Epic
and
Lyricor the adjectives derived
from
them
as the quickestmeans
ofsuggestingits character, orcertainqualitiesinits variousparts, or
some
aspect ofitspurposes ortreat-ment.
Even
in a state ofEuropean
literature inwhich
the "kinds" are not strictly
adhered
to, the traditionalkinds as distinguished
by
Aristotle stillhave
vitality inhelping
an
author to define hisown
purposesand
methods,
and
inhelpinga
criticto interpretthem.
Also, quite apart
from
these words,which have been
transliterated intothe
European
languages,nearlyalltheleading critical ideas
and
distinctionsusedby
Aristotlehave been
translatedand
stillhave a
vital currency.Confiningourselves to
dramatic
criticism only,considermerely
the terms plot,character, complication,denoue-ment,
episode, chorus,unity ofaction (togo
no
further),and
askhow
criticismcouldproceed
without them.One
ofthe
main
reasonswhy
I believeitgood
thatthePoeticsshould
be
read at the very beginning ofa
universitycourse inliteratureisthatit
shows
theseessentialcurrenttermsin theirearliest formalcontext, related to
a
litera-ture that
you
can
read, atleastin translation.That
word
"related",which
Ihave
just used,is veryimportant,
and
leadsme
tomention
anothergreatvaluewhich
the reading ofthePoetics at this stagemay
have.Itis
a
means
ofaccustoming
oneselffrom
thebeginning to thefact that critical terms arerelative, not absolute; that theyneed examination
(not only in Aristotle butalways,everywhere)inthelightoftheliteratureto
which
theyrefer
and
ofthe specialpurposesforwhich
thecritichimself is using
them.
This is just as true ofmodern
criticism
now
even
ofbook-reviews in theweekly
press asit isofAristotle himself,or, say,ofSidney
orDryden.
Even
though
thewords
may
remain
inconstantuse in thesame
language,unchanged
in form, yet their exactreference to the literature,
and
thenuance
which
theyimply
to themind
of the criticwho
usesthem,
may
change,
and
frequentlydo
change.The
language
ofcriticismis not
a permanent,
fixed, scientific vocabularywhich,
when
once
learnt, hasmerely
tobe
correctlyapplied. Itisconstantlyshifting;
and
it isthe businessof atrainedmind,
inwriting orthinking ofliterature, tobe
alerttoitsshiftswhen
theyappear
intheworks
ofothers,and
tousetheterms themselvescarefullyand
studiously,inorderthat,sofaras
may
be, the resulting criticismmay
make
apparent
the sense inwhich
itsown
terminologyisto
be
understood.That
istheideal;even
ifit isan
idealwhich
scarcelyany
critichas everattained.At any
period ofliteraryhistoryit iseasytopickup
acurrentcriticaljargon,
and
toemploy
itfluentlywithan
airof mastery
and
conviction,without penetratingatallto the centre of the
problems
withwhich
it ismeant
to deal.Anybody who
writesor speaks atallabout
litera-ture is constantly finding himself(experto credite) fallingback
upon some
specious,apparentlyrichand
preferably resonant, pieceof currentcriticaljargon,justbecausehe
hasfailedtothinkoutresolutely
what
he
istrying tosay.make
you
alert to this danger, shouldbe
a critique ofterminology, so as to
make
habitual a concernabout
termsin this
way.
Nothing, unfortunately, iscommoner
than
tofind inundergraduate
essaysthe useoftechnical criticallanguage
inafamiliarand knowing
way
asifthemere
useofitsolved theproblem
and
gave
atriumphant
irrefutable answer.
In examining
I have, overand
overagain, read essays
about Tragedy,
orsome
particular tragedy,which end
up by
justsaying, asifthemere
term
clinched the matter, ". . .
and
thus is achieved thatcatharsis which, as Aristotle so rightly says, is the effect
of tragedy
on
theemotions".One
ofthe reasonsforreadingthePoeticsistoprevent thepossibilityof suchwriting.And
I believethatit isby
no
means
a
drawback
thatyou have
toread thiswork
inatranslation
from
alanguage
ofwhich most
ofyou
know
little or nothing.
For
theknowledge
thatit is a transla-tion necessarily focuses themind upon
theseverbalques-tions;
upon
the fact thatwords
shift inmeaning
from
language
to language,and
withinone language from
time to time. In his Introduction to Bywater's transla-tionofthePoetics,Professor GilbertMurray
callsattention to certaindifficultiesintermswhich
atranslation presentsto English readers.
One
oftheexamples he
takesis theword
fJivOoS)which
istranslatednormally
as "plot". Thisword,
myihoS)isthesource ofour
word "myth"
: ProfessorMurray
thinks that in this instance Aristotlehad
notanalysedhis
own
terms clearly;he
says (pp. 12-13) thatAristotle
had
noted as a factabout
Greek
Tragedy
of the fifth century that ithad
always takenitsmaterialfromthe sacred myths, orheroic sagas,whichtotheclassicalGreekconstitutedhistory. ButtheNew
Comedy
was in the habit of inventing its plots.Con-sequemlyAristotle fallsinto using the
word
mythos practicallyin the senseof"plot", andwritingotherwisein a
way
that isunsuitedtothetragedy ofthefifthcentury.
Now,
this is ina
sense a "difficulty";but
surely it isnot
a
difficulty inthe senseof beinga
distraction oran
obstacle;it isratherone
ofthosefruitful difficultieswhich
bringto light the
way
inwhich
criticaltermshave
tobe
stabilisedin
each
contextby
thecareand
precisionwithwhich
theyare used.There
isno
doubt
that theterm
mythoshad
been
used inGreek
writing earlierthan
Aristotle tomean
such variousthings asa
word
; speech;a
myth
in the senseofa
legend; a story,especiallya
fic-titious story;and
so on. Equally, thereseems
tome
no
doubt
that,by
theexactway
inwhich
Aristotle describes thatforwhich he
is using theword
in the Poetics,he
isre-defining the
word
for hisown
purposes within thecontextofhis treatise,
and making
ofita
technicalterm
of
an
exact kind, intendingto distinguishmost
carefully"plot"
from both
"myth" and
"story".In
ch. ix,where
he
chiefly discusses the question,he
uses theword
mythos qualifiedby
a participle in the phrasewhich Bywater
translates "the traditional stories",
but
when
he
uses mythos absolutely, without qualification,he
uses it forwhat
thepoet makes ofa
story,and
thatisbest translatedasPlot.
The
sentencewhich opens
theparagraph
atthebottom
ofp.44
of Bywater's translation could wellbe
translated (toadapt one
of ProfessorMurray's
own
suggestions):
Itisclearfromthis that the
"maker"
oughttobemore
themaker
ofthe plotsthanoftheverses.I find it
hard
toagree with ProfessorMurray
thatAris-totle has
been
"deceived"by
his termshere; rather, itseems
tome, he
isconsciouslyand
carefullyadaptingan
existing
and
familiarword,
mythos, so thatitbecomes a
"term",inhis
own
context,of aspecial kind.He
isthink-ing out
a
distinctionbetween
"stories",which, arenarra-tives of events in
a
broadly chronological sequence(whether theyare traditional legends,orpiecesofhistory,
or fictional constructs),
and
"plots",which
are stories after theyhave been
made
by
the poet into organised unities with necessary connectionsbetween
their parts. I shallcome
back
later in these lectures to discuss Aris-totle's treatment of "plot"more
fully: it ismost
im-portant;
and
Ihope
you
will thenunderstand
betterwhat
Iam
saying here:but
thepointInow
want
tomake
is that,
even
withoutknowing
Greek, the discussion ofthe
words
chosenby
a
translatorcan
(with slight helpfrom
someone
who
knows
a little Greek) provide not obstacles, butan
analysis oftheuse ofterms,which
isa
useful trainingforcriticism of
any
kind.1You may
think thisisa perverseand
slightlysophisti-cal defence ofthe factthat a
work
which you can
readonlyin translation is setin thesyllabus.
But
an
almostparallel situation
would
ariseeven
ifa short classical treatiseofcomparable
originalityand
scopewere
extantand
available with English asitsinitial language.The
terms
would
there alsobe
acquiring theirmore
limitedand
specialmeaning
only in the context inwhich
the criticwas
using them,and
you
would
be
under
theneces-sity of analysing
a
process of adaptationwhich
almostneeded
"translation" intoother English termsto solveit.Problems
ofthiskindarisewithDryden's
Essay ofDrama-ticPoesy (theEnglishcriticaltextsetatOxford).
But
supposeyour
generalsubjectwere
not"Tragedy",
and
you were
set, e.g., selectedchaptersfrom
Coleridge's BiographiaLiteraria:you would
have
todealwith a highlydeveloped distinction
between
Fancy and
Imagination;the distinction
between
thePrimary Imagination
and
Secondary
Imagination; thedistinctionbetween
volitionand
will;and
words
like"coadunating"
and
"esemplas-tic"
would
come
in course along theway.
These
areno
easierthan
translated terms.Or
suppose,again,thesubjectwere
notTragedy,
and
you were
setsome
of the Critical Essays ofthemost
in-fluential living critic in English,Mr.
T.
S. Eliot:you
would
have
to analyse his exact use of "sensibility",especially"thedissociationofsensibility"
and
the phrase "objective correlative",and
much
elseofasemi-technical nature.And
ifyou were
seta
selectionfrom
Mr.
Eliot's essays,what
elsewould
you
find?You
would
findthat inone
of the best ofall his essays, theone
called"The
Perfect Critic"
which
firstappeared
inThe
SacredWood
in 1920
an
essaywhich
shouldbe
hovering alwaysin thebackground
ofyour
memory
asa
statement of the1Cf.E.
M.
Forster'suseof "story"and"plot"in Aspects oftheNovel (London,1927).
critic'sstandards
and
idealsyou would
find that here,searchingforthe perfectcritic, thebest
examples
ofthebestcritical
method,
Mr.
Eliothimself sendsyou
straightback
to Aristotle;and
you might
justlycomplain
thatyou
had
notbeen
sent to Aristotle in thefirstplace.Aristotleisa person
who
hassufferedfromtheadherence of personswho
mustbe regardedless as his disciplesthanashis sectaries.One
must befirmlydistrustfulof acceptingAristotle ina canonicalspirit; thisistolosethewholeliving forceofhim.He
wasprimarily aman
ofnot onlyremarkablebutuniversal intelligence;and
universal intelligencemeans
that he could applyhisintelligencetoanything.The
ordinaryintelligenceisgood only for certain classes of objects; a brilliant
man
of science,ifhe is interested in poetryat all,may
conceive gro-tesque judgments: like one poet because he remindshim
of himself, or another because he expresses emotions which headmires;he
may
use art, infact, as the outlet for theegotismwhich is suppressed in his
own
speciality. But Aristotlehad
noneofthese impure desires tosatisfy; in whateversphere of interest, he looked solelyandsteadfastly at the object; in his shortand brokentreatiseheprovidesaneternalexample not of laws, oreven ofmethod,forthereisno
method
excepttobe very intelligent,but ofintelligenceitselfswiftlyoperatingthe analysisofsensation to thepoint ofprinciple
and
definition.1^
3. Aristotle
9
s life: thefast stage
With
somuch
asgeneralintroduction, Iwant
now
todescribethe circumstances
and
character ofthe book.'Aristotle's active life falls clearly into three
main
parts:*hewas
born
in384
B.C.at Stagira,modern
Stavro,a
smalltown on
thenorth-east coast of the peninsula ofChalcidice near
Macedonia.
It isfrom
his birthplacethat
he
gothisghastlynickname,
"the Stagirite",which
you
will find used, e.g.,by Pope
several times in theEssayon Criticism:
As
ifthe Stagirite o'erlook'deach line (1. 138).His
stepfatherwas
domestic doctortoKing Amyntas
IIof
Macedonia,
and
Aristotlemay
have
pickedup
much
1TheSacredWood
(1928)pp.ioff. London, Methuen. (Istedition, 1920,pp. 9if.)
information
about medical
work
inboyhood.
To
this isoften attributed his intense interest in physical science, especially in biology
and
physiology;and
from
it,ulti-mately
perhaps,was
derivedthe systematicthoroughness ofhismethod.
The
firstmain
period of his lifewas
from 367-347
B.C.,when
he
was
aged from
17 to37, allofwhich
timehe
spent in Plato'sAcademy
atAthens, partly as pupil,partly as teacher
and
writer.His
writingsfrom
thisperiod
have
not survived, except in fragmentsthough
there will
be something
to say ofthem
later. But, the writings apart, theimportance
ofhis twentyyears' asso-ciation with Platocannot be
exaggerated.His
whole
type of thought
was modelled
on
Plato's,and
even
where
he most
disagreed with his master his doctrineabout
Poetry
was
an
instancehe
was
takingup
problems
which
Platohad
propounded.
There
willbe
more
tosay laterabout
the Platonic doctrine of poetry in itstreat-ment
oftheemotions,and
about
how
Aristotle differedfrom
it;
but
Iwant
heretoemphasise
thebroad
common
ground
which
Platoand
Aristotleshared.Their thought
about
allsubjectswas
directedtowards
practical ends,1and
their speculationwas
never farremoved
from
the business of teaching.The
overridingconcern
of theAcademy
was
the discussion ofthe"good
life5
', as it is
livable
by man, on
earth, ina
societyofhisfellow-men.All sub-divisions of
human
thought
and
activitywere
related tothisprimary
ethicalpurpose,and
allhad
theirbearing
on
thepoliticalcontextinwhich
ethicalpurposeswere
necessarilyrealised.The
visionofhuman
life asa
whole
was
never lost sight of,and
all special subjectswere
related to it.The
individualwas
seen ideally asa
balanced mature
person exercising all hispowers
har-moniously
and
atfull stretch,and
suchexercisewas
im-possibleexceptinapoliticalorganisation ofthestatethat
allowed
and
fostered it.The
main
business of theAcademy
was
toteachmen
tobe
good
men
inthefullestsense,
and good
citizens.This
factunderliestheattitude1
[This needsatleastqualification.]
ofbothPlato
and
Aristotletowards poetry;it isthesourceofallthe
remarks you
willfind in Introductions to the Poeticsand
elsewhere,totheeffectthat theGreek
attitudeto poetry
was
more
"ethical**,more
"moralistic",and
less "aesthetic",
than
the typicalmodern
attitude.But
such
remarks
are misleadingunlessit isrealised thatthereason is that poetry
was
never thought ofin isolation;it
was
something
inwhich
allmen
shared,an
activityof public importance, to
be
interpreted as part ofthemeans
by which
thewhole
human
personalitywas
botheducated
and
controlled.If
you
putyourselfa
questiontheotherway
round,and
ask"Isitafactthat
when
a
man
iseitherwriting oren-joying poetry
he
has, in sofarashe
isa poet ora
readerof poetry, abrogated all other
human
characteristics, duties, claimsand
feelings?";ifyou
ask yourselfa
ques-tion insome
suchform
as that,and
find yourself neces-sarilytending towards theanswer "No", you
aretendingtowardsthe starting-point
which
bothPlatoand
Aristotletook forgranted.
I confess I
am
impatient with theview
that tries to suggestsome
primitive insufficiency in Aristotle becausehe
"moralised aesthetics".LECTURE
IIARISTOTLE'S
DEVELOPMENT
i. Plato
I
HAVE
already said that the!work
ofPlato'sAcademy,
where
Aristotlespenttwenty
years,was
largelyconcerned
withteaching, with the
methods
ofeducation bestfitted toproduce good men,
good
citizensand
(aboveall)good
rulers. Itwas
in this context of education that Platomade
hisfamous
*'attack'*
on
the poets.The
study ofpoetry especially of the
works
ofHomer
was
thetraditional
Greek
mode
ofeducationforboysand young
men
before theywere
considered intellectuallymature
enough
tobeginthe study of philosophy;and
it isinthiscontext
we
might
say in the context ofdiscussing theschool syllabus that thefirst critique (in Republic,
Book
II) of the effects of poetry occurs,and
the decree ofbanishment from
theidealstateismade
againstthepoets.It
was
notthrough
insensitivityor ignorancethatPlatodid this.
At
thebeginning ofBook
X
ofthe Republiche
makes
Socratesspeak ofHomer
withthe highesthonour
and
love as "the masterand
leader ofall those tragicpoets" (595b-c),
and
laterin theBook
(607c)he
speaksofthe
"enchanting"
power
ofpoetry, especiallyHomer's.
Itwas,in fact,because
he
feltthispower
soacutelyand
keenlythatPlatoreluctantlyfelthimself
bound
todecideas
he
did.In
Book
IIIwhen
the perfectly skilfulpoetcomes
tothe idealcity,he
is tobe honoured
asa
sacred,wonderful
and
delightful person;he
is tobe
anointed withmyrrh and
crowned
with a wreath: buthe is to be sentaway.Plato attacked poetry broadly
on
two
grounds,one
intellectual, the otherethical.On
theintellectual side, allart isa copy
oftheworld
ofthe senses,
which
isitselfan
illusionbeyond which
thewise
man
must be
trained to penetrate;works
ofartareremoved
into the third placefrom
the truth. Ido
notwant
to amplify thisside ofthe Platonic objectionnow,
because it belongs
more
properly with the discussion ofthegeneral aesthetictheory of"imitation",
which
Iam
deliberatelypostponing.
But
Ido
want
to discuss the second ofPlato'sbroad
grounds
ofobjection, the ethical, because it isupon an
answer
to this thatmuch
of the centralargument
ofAristotle's Poeticsdepends,
and
because,afterleaving theAcademy,
Aristotle'sown
educational practiceper-petuated
and
reinforced the old traditionalGreek
systemof bringing
up young
men
inthestudy ofpoetry,and
thewritingofthePoetics
was
aconsequence
ofthisexperience.The
first ofPlato's ethical objections to poetry is thecomparatively straightforward
one
that poets "tell liesabout
thegods" (Rep. II, 377 if.),and
thatmany
ofthestories they tell
about
godsand
heroesand
giants areimmoral.
For both
these reasons,poetry especially thatof
Hesiod
and
Homer
isbad
fortheyoung. Allegorical interpretation,he
says, isno
help; for childrencannot
distinguishbetween
what
is allegoricaland what
isliteral: they
both
get awrong
idea ofthe nature ofthegods
and
alsoacceptasworthy
ofimitation, in theirown
lives, thetalesof treachery
and
lustand
so on,ofwhich
mythological poetryisfull.
And
mothers
usetalesofthegods
changing
shapeand
goingabout
indisguise,which
frighten childrenand
make
them
cowardly.This
must
not detain us long; but Icannot
leave italtogether without
comment.
There
are, as Aristotlewould
certainlyhave
seen,two
separate questions at issue.The
truth ofwhat
is saidabout
the gods isone
thing: the possible effect ofstories
on young
children'sminds
is another, not all poetrybeingwritten virginibus puerisque.Now
the first ofthesetwo
questions istouched
on
inthe Poetics in that short telegraphic style,
which
at firstmay
madden
you, butwhich
Ihope
may
seem
more
sympathetic as time goes on. In Poetics, ch.
xxv
thechapter
on
some
miscellaneousproblems
(Bywater,p.88) Aristotle says thatthough
the talesabout
thegodsmay,
asXenophanes
thinks,be
untrue,and
though
theymay
not
be
"thebetterthingtosay";yettheyare"inaccord-ance
with opinion".This
is"what
people say";it isthetraditional view.1
Here
Aristotle ismaking
a note-like reference in the Poeticsto matterwhich he
had
discussed elsewhere.The
ItalianscholarRostagni hasargued
thatPlutarch (de And. Poet, II, 17
d-e
2) has preserved thesubstance of a passage
from
Aristotle's lost dialogue,On
the Poets,on
this matter, inwhich
he
says thata
literal acceptance ofwhat
the poets sayabout
the godswould
be
corrupting;but
that poetry is notconcerned
with truth inthisway.
He
says thatthetruthabout
thegods ishard enough
game
(SvcrOrjpaTos) even
for philosophers to catch, let alone poets; so
we
willnotlisten to
them
about
it.He
mentions Xenophanes,
inthis context, just as the Poetics does, as
one
of thosewho
had
first attacked the traditional mythologicalview
of the gods. Aristotlewould
certainlyhave
saidthatthe question of
what
isand what
is nottrueabout
the gods is
a
matterfor philosophers,among
whom
he
would
includewhat
we
now
call theologians.He
says inkhe Poetics, ch.
xxv
(Bywater, p. 86):"There
isnot thd feamekind ofcorrectness inpoetryas inpolitics,or indeedany
other art" (1460b 13-14
; the
word
isopOorrjs); thetheological sideof philosophy
would
be
such another"art".In addition to this, Aristotle
had
advanced beyond
Plato in another respect, in that
he began
toview
suchmattershistorically.
Book
Iof thePoliticsshows
clearlyhow
he
saw
parallelsbetween
the less developedcom-munities of his
own
time (e.g., thenomadic)
and
theearlier condition of
communities which
had
sincedeve-1
Gf.Wordsworth'snoteonthe "ImmortalityOde", where hesays thathethoughttheuseof thebelief in the pre-existenceoftheSoulwas
justifiedfor poeticpurposes becauseithad"enteredintothepopular creeds of
many
nations"andhad"sufficientfoundationinhumanity"(ed.deSelincourt,IV,464).
a
Ilcas Setrov v4ov voirjiMTowOLKOVCLV
Quomodo
adulescens poetasaudire debeat,formingpart ofHep!rratScuvaywyfj?
De
liberis edu-candis.loped a high civilisation.
And
about
the godshe
saysthat
Homer
calledZeus
"the father of godsand men",
by
analogyfrom
the relation of a king to his people,which
itselfreflected the relationof afather tohisfamily.In other words, the
Olympian
system inHomer,
he
realised,
was
the kind ofreligionwhich grew
out ofan
earlystateofsociety.A
poet usingthe traditionalsystemwas
making
no
claimforits theological truth,and
Aris-totledid not take veryseriously thedanger
Platosaw
init.Itis a separate matterto consider
what
might be
the effect of the storiesunexpurgated
on young
children'sminds.
(A
similar situation has alwaysexisted,and
stillexists,withthe useofthe
Old
Testament
inChristendom;
and
many
parents, practising Christiansand
others,take Plato's view.)We
do
notknow
what
Aristotlethoughtabout
the useof
Homer
and
Hesiod
ineducatingreallyyoung
children;but
we
do
know,
as I shall explainlater, that inspite of Plato,he
perpetuated the traditionalGreek
method
ofeducation in using
Homer, and making
a
specialcom-mentary on
Homer
forthe purpose,when
he
was
tutor toaboy
ofwhat would
now
becalled13+;
theboy
who
became
Alexander
the Great.The
next part ofPlato'sobjectionhasitscleareststate-ment
in theRepublic,Book
X
(606d) that poetryfeedsand
waters the desiresand
passions, instead of dryingthem
up.Poetry has thesameeffectonus
when
itrepresents sexandanger, and theotherdesiresandfeelings of pleasureandpain
which normally
accompany
ouractions. Itfeedsthem
when
theyoughttobestarved,and makes
them
controluswhen
we
ought, in theinterests ofour
own
welfare and happiness, tocontrol them.
(H. D. P. Lee's translation, in thePenguinClassics)
Now
Platowas
arigorousintellectualist,and
hisview
ofhuman
natureasgivenin the Republic (IV,440
6-441 a)was
basedon
adivisionofthe soul into three parts therational part (AoyicmKoV), the spirited part1
(IV,
1Concerned
withhonour andpower: "itisbynaturethe auxiliary ofthe rational part". (441 a.)
44OC-44
1 a) (flvjKoctScs),
and
the desirousor appetitivepart(eTnOvfJLrjTLKOv).
The
good
lifeforPlatoisthefullest exercise ofthe rational part ofthe soul; its lowest part,the emotional
and
desirous part, isconcerned
with thethings ofsense
and
with desiresfor things of senseand
with the emotions attending those desires: it "forms the
greater part of
each man's
make-up and
is naturallyinsatiable" (442 a).
A
leading characteristic ofPlato's thought, especiallyin the Republic*isthebitter hostility
which he
assumes witha
manichean
fiercenessbetween
the reasonand
the desires
and
emotions.The
metaphors he
uses to describeit are those of war, decapitation, cauterisation.There
isno
question ofadapting, training, using, direct-ing,modifying
thislowestpart ofthe soul; ithasevery-where
tobe
opposed; the"common
people",inwhom
itreigns
most
powerfully, are tobe
the lowest class inthe state; the intermediate kind of person, inwhom
the "spirited" element is strongest, is tobecome
the soldierand
administrator; therulersare tobe
theintellectualistphilosophers, with
whom
reasonismost
powerful.^The
system of the state is to
be
authoritarian, just as itspractical psychologyis to
be
repressive.Perhaps
themost
telling part of theargument about
theemotions
inBook
X
ofthe Republicisthe discussionofthe expressionofgrief,the contrast
between
poetictreat-ment and
the kind of behaviourwe
admire
and
aim
at in reallife.When
Homer
or a tragedianshows
usa herostretchingout
a
longtaleof woe, keeningand
smitinghis breast,"even
the bestofusenjoyit",Plato says (X,605
c-d),"and
letourselvesbe
carriedaway
by
ourfeelings".But
intimes ofgriefinreallifewe
aim
tobe
restrained,quiet
and
enduring, tryingnot toplay
a
woman's
part.1
[The (probably) later Timaeusand*Plato'slastwork, the Laws,
greatlymodified the opposition ofsoul akfibody, reasonanddesire.
Butthey did notundotheeffect ofPlato'sclassic statement of the argument in themore popularand famous RepublicandPhaedo of somethirtyyearsearlier.]
2
[Plato's ideal included intuitive contemplation as well as discursive reasoning.]
Itgives uspleasureto pity thehero;
but
indoing
soveryfew
ofus reflect that othermen's
sorrows contribute toour
own.
I saythatthisisaparticularlytellingpart ofthe
argu-ment
because theemotion
under
discussion is not, likeanger, liable to
be
anti-socialand
wasteful in real life;nor is it dealing with a fierce desire like uncontrolled
sexual passion. Pityforanothersufferinggrief,
and
griefat sufferings of
our own,
are gentlehumane
emotions, not necessarily anti-social or culpably self-regarding. This brings intoprominence
the fact that Platowas
opposed
not only to the indulgence ofcertain emotionsand
desires,but
to theindulgence ofemotion
as such. Itis always
and
everywhere
bad
forthe reason torelaxitscontrol
even
over such a relatively harmless part ofhuman
natureas"the naturalinstinctfor tears".It is also a passage to
remember
most
carefullywhen
we
come
to Aristotle'sdiscussionofpityand
fear asbeing specifically the tragic emotions.Without
question Aris-totlehad
this passage inmind when
writing;and
he
acceptsalargepart ofPlato'sposition.The
fundamental
points inwhich
Aristotle agrees with Platoare:(1)
That
poetry isan
"imitative" art.(2)
That
poetry rousesthe emotions.(3)
That
poetrygives pleasure,both
asan
imitationand
asrousingtheemotionsthrough
imitativemeans.
(4)
That
the rousing ofthe emotionsby
poetryhas
an
effectupon
thewhole
personality (of the spectatororreader)and on
hisemotionalbehaviour
in real life.But he
does not acceptthevitalstep in the conclusion,by
which
Plato assumes that the relationbetween
emo-tion as stimulated
by
poetry,and
emotion
as feltand
expressed in real life, is a kind of cumulative infection
which
must
lead (in real life) todangerous
excess.He
rejects the
whole
theory that theemotions are inthem-selvesbad.
To
thiswe
shallreturn.Tragic^
comic
and
epic poets, then,aretobe
excludedjfromPlato's idealstate,
and
thestudy oftheirworks
istoI
play
no
partin thesystem of education withinit. Poetsaretobe allowed onlyiftheir
work
has adirectly didacticaim,linkedtothepurposes of
moral
education.In
Book
III
he
says that the poets are tobe
compelled to impressupon
theirpoems
theimage
ofthegood
characterornotto
make
poetryinthecity:inBook
X
thesekinds ofper-mitted poetryaredefinedrather
more
exactly as"hymns
tothegods
and
the praisesofgood
men".
And
music
and
the other arts are to
be
similarlycensoredand
compul-sorily directed.
At
theveryend
ofhisdiscussion of poetry inBook
X
Plato throws out a challenge, saying that the lovers of
poetry,
who
arenot poets, shouldbe
allowed to write adefence of poetry in prose;
and
he
would
listen in afriendlyspirit ifthe writer could
show
that poetrywas
"not onlypleasant
but
alsousefulfor politicalcommuni-ties (77790s*TCLS TToAtre/as)
and
forhuman
life".Aristotletook
up
thischallengeinmore
ways
thanone
;the
book
called thePoeticswas
one
oftheconsequences ofhisdoingso:butit
was
nottheonly consequence.I give
you
this partial account of Plato's views ofpoetry
and
it is only partial, not claimingtobe
com-plete at this stage in thelectures, because it
shows you
the context ofAristotle's thoughts
and
trainingabout
poetryinthatvitallyimportant phase ofhislife,
between
the ages of 17
and
37,when
he
was
at theAcademy.
None
oftheworks
he wrote
duringthattime theywere
mostly
works
indialogue form,designedon
Plato'smodel
have
survived, except in fragments.And
it isnow
doubtful
whether he wrote
anythingabout
poetry untilafter
he
had
leftAthens;but
there isno doubt
that his interest in poetryand
hisapproach
to itwere
perman-ently affected
by what
he heard
there.2. TheSecond StageofAristotle9sLife
On
Plato'sdeath
in347
and
the succession of hisnephew,
Speusippus, to the headship of theAcademy
(whichAristotle,not being
an
Athenian, could notin-herit), Aristotleleft