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ENCYCLOPEDIA of

REMOTE SENSING

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ENCYCLOPEDIA OF REMOTE SENSING

Volume Editor

Eni G. Njoku is a Senior Research Scientist at the Jet Propulsion Laboratory, California Institute of Technology, Pasadena, California, USA. He has a B.A. from the University of Cambridge, and S.M. and Ph.D. from the Massachusetts Institute of Technology. His research focuses on spaceborne microwave sensing with application to land surface hydrology and the global water cycle. Amongst his awards are the NASA Exceptional Service Medal (1985) and Fellow of the Institute of Electrical and Electronics Engineers (1995).

Section Editors Michael J. Abrams Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

Ghassem R. Asrar

World Climate Research Programme World Meteorological Organization 1211 Geneva

Switzerland Frank S. Marzano

Department of Information Engineering Sapienza University of Rome

00184 Rome, Italy

and Centre of Excellence CETEMPS University of L'Aquila

67100 L'Aquila Italy

Peter J. Minnett

Meteorology and Physical Oceanography

Rosenstiel School of Marine and Atmospheric Science University of Miami Miami, FL 33149 USA Vincent V. Salomonson Department of Geography University of Utah Salt Lake City, UT 84112 USA

Vernon H. Singhroy

Canada Centre for Remote Sensing Ottawa

Ontario K1A 0Y7 Canada

F. Joseph Turk

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

Aims of the Series

The Encyclopedia of Earth Sciences Series provides comprehensive and authoritative coverage of all the main areas in the Earth Sciences. Each volume comprises a focused and carefully chosen collection of contributions from leading names in the subject, with copious illustrations and reference lists.

These books represent one of the world’s leading resources for the Earth Sciences community. Previous volumes are being updated and new works published so that the volumes will continue to be essential reading for all professional earth scientists, geologists, geophysicists, climatologists, and oceanographers as well as for teachers and students. See the back of this volume for a current list of titles in the Encyclopedia of Earth Sciences Series. Go tohttp://www.springerlink.com/reference-works/andspringerreference.comto visit the “Earth Sciences Series” on-line.

About the Series Editor

Professor Charles W. Finkl has edited and/or contributed to more than eight volumes in the Encyclopedia of Earth Sciences Series. For the past 25 years he has been the Executive Director of the Coastal Education & Research Foundation and Editor-in-Chief of the international Journal of Coastal Research. In addition to these duties, he is Professor at Florida Atlantic University in Boca Raton, Florida, USA. He is a graduate of the University of Western Australia (Perth) and previously worked for a wholly owned Australian subsidiary of the International Nickel Company of Canada (INCO). During his career, he acquired field experience in Australia; the Caribbean; South America; SW Pacific islands; southern Africa; Western Europe; and the Pacific Northwest, Midwest, and Southeast USA.

Founding Series Editor

Professor Rhodes W. Fairbridge (deceased) has edited more than 24 Encyclopedias in the Earth Sciences Series. During his career he has worked as a petroleum geologist in the Middle East, been a WW II intelligence officer in the SW Pacific and led expeditions to the Sahara, Arctic Canada, Arctic Scandinavia, Brazil and New Guinea. He was Emeritus Professor of Geology at Columbia University and was affiliated with the Goddard Institute for Space Studies.

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ENCYCLOPEDIA OF EARTH SCIENCES SERIES

ENCYCLOPEDIA of

REMOTE SENSING

edited by

ENI G. NJOKU

Jet Propulsion Laboratory

California Institute of Technology

Pasadena, California

USA

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ISBN 978-0-387-36698-2

This publication is available also as:

Electronic publication under ISBN 978-0-387-36699-9 and Print and electronic bundle under ISBN 978-0-387-36700-2

Springer New York, Heidelberg, Dordrecht, London

Printed on acid-free paper

Cover photo: Cloud formations over the western Aleuthian Islands, taken by Landsat 7, 1 June 2000. Credit: US Geological Survey, Earth Resources Observation and Science (EROS) Center.

Every effort has been made to contact the copyright holders of the figures and tables which have been reproduced from other sources. Anyone who has not been properly credited is requested to contact the publishers, so that due acknowledgment may be made in subsequent editions.

All rights reserved for the contributions Aerosols; Air Pollution; Atmospheric General Circulation Models; Calibration and Validation; Calibration, Optical/Infrared Passive Sensors; Calibration, Synthetic Aperture Radars; Cloud Properties; Data Processing, SAR Sensors; Earth System Models; Emerging Technologies; Emerging Technologies, Free-Space Optical Communications; Emerging Technologies, Radar; Emerging Technologies, Radiometer; Geodesy; Geomorphology; Geophysical Retrieval, Forward Models in Remote Sensing; Geophysical Retrieval, Inverse Problems in Remote Sensing; Geophysical Retrieval, Overview; GPS, Occultation Systems; Ionospheric Effects on the Propagation of Electromagnetic Waves; Irrigation Management; Land Surface Roughness; Land-Atmosphere Interactions, Evapotranspiration; Lidar Systems; Limb Sounding, Atmospheric; Madden-Julian Oscillation (MJO); Mission Costs of Earth-Observing Satellite; Ocean Surface Topography; Ocean-Atmosphere Water Flux and Evaporation; Precision Agriculture; Reflected Solar Radiation Sensors, Multiangle Imaging; Reflected Solar Radiation Sensors, Polarimetric; Sea Level Rise; Sea Surface Wind/Stress Vector; Solid Earth Mass Transport; Stratospheric Ozone; Terrestrial Snow; Thermal Radiation Sensors (Emitted); Trace Gases, Stratosphere, and Mesosphere; Urban Environments, Beijing Case Study; Volcanism; Water Vapor © Springer Science+Business Media New York 2014

No part of this work may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, microfilming, recording or otherwise, without written permission from the Publisher, with the exception of any material supplied specifically for the purpose of being entered and executed on a computer system, for exclusive use by the purchaser of the work.

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Contents

Contributors xi Preface xxiii Acknowledgments xxv Acoustic Radiation 1 Alain Weill

Acoustic Tomography, Ocean 4

Brian Dushaw

Acoustic Waves, Propagation 11

Alain Weill

Acoustic Waves, Scattering 13

Alain Weill

Aerosols 16

Ralph Kahn

Agricultural Expansion and Abandonment 20 Jiaguo Qi

Agriculture and Remote Sensing 22

Jerry Hatfield and Susan Moran

Air Pollution 32

Annmarie Eldering

Atmospheric General Circulation Models 35 Joao Teixeira, Mark Taylor, Anders Persson

and Georgios Matheou

Calibration and Validation 39

Andreas Colliander

Calibration, Microwave Radiometers 46

Christopher Ruf

Calibration, Optical/Infrared Passive Sensors 47 Carol Bruegge

Calibration, Synthetic Aperture Radars 51 Anthony Freeman

Calibration, Scatterometers 54

David Long

Climate Data Records 58

Eric F. Wood

Climate Monitoring and Prediction 58

Mathew R. P. Sapiano

Cloud Liquid Water 68

Fuzhong Weng

Cloud Properties 70

Matthew Lebsock and Steve Cooper

Coastal Ecosystems 73

Xiaojun Yang

Commercial Remote Sensing 78

William Gail

Cosmic-Ray Hydrometeorology 83

Darin Desilets and Marek Zreda

Cost Benefit Assessment 86

Molly Macauley

Crop Stress 88

Susan Moran

Cryosphere and Polar Region Observing System 91 Mark Drinkwater

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Cryosphere, Climate Change Effects 98 Aixue Hu

Cryosphere, Climate Change Feedbacks 101 Peter J. Minnett

Cryosphere, Measurements and Applications 104 Roger Barry

Data Access 119

Ron Weaver

Data Archival and Distribution 121

Mark A. Parsons

Data Archives and Repositories 127

Ruth Duerr

Data Assimilation 131

Dennis McLaughlin

Data Policies 134

Ray Harris

Data Processing, SAR Sensors 136

Jakob van Zyl

Decision Fusion, Classification

of Multisource Data 140

Björn Waske and Jón Atli Benediktsson Earth Radiation Budget, Top-of-Atmosphere

Radiation 145

Bing Lin

Earth System Models 146

Andrea Donnellan

Electromagnetic Theory and Wave Propagation 150 Yang Du

Emerging Applications 159

William Gail

Emerging Technologies 162

Jason Hyon

Emerging Technologies, Free-Space Optical

Communications 163

Hamid Hemmati

Emerging Technologies, Lidar 177

David M. Tratt

Emerging Technologies, Radar 185

Alina Moussessian

Emerging Technologies, Radiometer 186

Todd Gaier

Emerging Technologies, Sensor Web 190

Mahta Moghaddam, Agnelo Silva and Mingyan Liu

Environmental Treaties 196

Alexander de Sherbinin

Fields and Radiation 201

Frank S. Marzano

Fisheries 202

Cara Wilson

Forestry 210

Dar Roberts

Gamma and X-Radiation 219

Enrico Costa and Fabio Muleri

Geodesy 228

Calvin Klatt

Geological Mapping Using Earth’s

Magnetic Field 232

Vernon H. Singhroy and Mark Pilkington

Geomorphology 237

David Pieri

Geophysical Retrieval, Forward Models

in Remote Sensing 241

Eugene Ustinov

Geophysical Retrieval, Inverse Problems

in Remote Sensing 247

Eugene Ustinov

Geophysical Retrieval, Overview 251

Eugene Ustinov

Global Climate Observing System 254

Jean-Louis Fellous

Global Earth Observation System

of Systems (GEOSS) 257

Steffen Fritz

Global Land Observing System 261

Johannes A. Dolman

Global Programs, Operational Systems 263 Mary Kicza

GPS, Occultation Systems 264

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Ice Sheets and Ice Volume 269 Robert Thomas

Icebergs 281

Donald L. Murphy

International Collaboration 284

Lisa Robock Shaffer

Ionospheric Effects on the Propagation

of Electromagnetic Waves 286

Attila Komjathy

Irrigation Management 291

Steven R. Evett, Paul D. Colaizzi, Susan A. O’Shaughnessy, Douglas J. Hunsaker and Robert G. Evans

Land Surface Emissivity 303

Alan Gillespie

Land Surface Roughness 311

Thomas Farr

Land Surface Temperature 314

Alan Gillespie

Land Surface Topography 320

G. Bryan Bailey

Land-Atmosphere Interactions, Evapotranspiration 325 Joshua B. Fisher

Landslides 328

Vernon H. Singhroy

Law of Remote Sensing 332

Joanne Irene Gabrynowicz

Lidar Systems 334

Robert Menzies

Lightning 339

Rachel I. Albrecht, Daniel J. Cecil and Steven J. Goodman

Limb Sounding, Atmospheric 344

Nathaniel Livesey

Madden-Julian Oscillation (MJO) 349

Baijun Tian and Duane Waliser

Magnetic Field 358

Nils Olsen

Media, Electromagnetic Characteristics 362 Yang Du

Microwave Dielectric Properties of Materials 364 Martti Hallikainen

Microwave Horn Antennas 375

Yahya Rahmat-Samii

Microwave Radiometers 382

Niels Skou

Microwave Radiometers, Conventional 386 Niels Skou

Microwave Radiometers, Correlation 389 Christopher Ruf

Microwave Radiometers, Interferometers 390 Manuel Martin-Neira

Microwave Radiometers, Polarimeters 395 David Kunkee

Microwave Subsurface Propagation and Scattering 398 Alexander Yarovoy

Microwave Surface Scattering and Emission 403 David R. Lyzenga

Mission Costs of Earth-Observing Satellites 405 Randall Friedl and Stacey Boland

Mission Operations, Science

Applications/Requirements 407

David L. Glackin

Observational Platforms, Aircraft, and UAVs 409 Jeffrey Myers

Observational Systems, Satellite 412

David L. Glackin

Ocean Applications of Interferometric SAR 426 Roland Romeiser

Ocean Data Telemetry 429

Michael R. Prior-Jones

Ocean Internal Waves 433

Werner Alpers

Ocean Measurements and Applications,

Ocean Color 437

Samantha Lavender

Ocean Modeling and Data Assimilation 446 Detlef Stammer

Ocean Surface Topography 455

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Ocean Surface Velocity 461 Bertrand Chapron, Johnny Johannessen

and Fabrice Collard

Ocean, Measurements and Applications 469 Ian Robinson

Ocean-Atmosphere Water Flux and Evaporation 480 W. Timothy Liu and Xiaosu Xie

Operational Transition 489

Richard Anthes

Optical/Infrared, Atmospheric Absorption/

Transmission, and Media Spectral Properties 492 Gian Luigi Liberti

Optical/Infrared, Radiative Transfer 495 Knut Stamnes

Optical/Infrared, Scattering by Aerosols

and Hydrometeors 498

Gian Luigi Liberti

Pattern Recognition and Classification 503 Björn Waske and Jón Atli Benediktsson

Polar Ice Dynamics 509

James Maslanik

Polar Ocean Navigation 512

Lawson Brigham

Policies and Economics 515

Roberta Balstad Precision Agriculture 515 Kelly Thorp Processing Levels 517 Ron Weaver Public-Private Partnerships 520 William Gail Radar, Altimeters 525 Keith Raney Radar, Scatterometers 532 David Long

Radar, Synthetic Aperture 536

Keith Raney

Radars 547

Keith Raney

Radiation (Natural) Within the Earth’s

Environment 558

Anthony England

Radiation Sources (Natural) and Characteristics 574 Anthony England

Radiation, Electromagnetic 576

Frank S. Marzano

Radiation, Galactic, and Cosmic Background 581 David M. Le Vine

Radiation, Multiple Scattering 585

Frank S. Marzano

Radiation, Polarization, and Coherence 588 Yang Du

Radiation, Solar and Lunar 591

David M. Le Vine

Radiation, Volume Scattering 595

Leung Tsang and Kung-Hau Ding

Radiative Transfer, Solution Techniques 606 Rodolfo Guzzi

Radiative Transfer, Theory 624

Frank S. Marzano

Radio-Frequency Interference (RFI) in Passive

Microwave Sensing 634

David Kunkee

Rainfall 640

Ralph Ferraro

Rangelands and Grazing 653

Hunt E. Raymond, Jr.

Reflected Solar Radiation Sensors,

Multiangle Imaging 658

David J. Diner

Reflected Solar Radiation Sensors, Polarimetric 663 David J. Diner

Reflector Antennas 668

Yahya Rahmat-Samii

Remote Sensing and Geologic Structure 681 Vernon H. Singhroy and Paul Lowman

Remote Sensing, Historical Perspective 684 Vincent V. Salomonson

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Remote Sensing, Physics and Techniques 691 David L. Glackin

Resource Exploration 702

Fred A. Kruse and Sandra L. Perry

SAR-Based Bathymetry 719

Han Wensink and Werner Alpers

Sea Ice Albedo 722

Donald Perovich

Sea Ice Concentration and Extent 727

Josefino C. Comiso

Sea Level Rise 743

Josh Willis

Sea Surface Salinity 747

Gary Lagerloef

Sea Surface Temperature 754

Peter J. Minnett

Sea Surface Wind/Stress Vector 759

W. Timothy Liu and Xiaosu Xie

Severe Storms 767

Charles A. III Doswell

Snowfall 780 Ralf Bennartz Soil Moisture 783 Yann Kerr Soil Properties 788 Alfredo Huete

Solid Earth Mass Transport 791

Erik Ivins

Stratospheric Ozone 796

Michelle Santee

Subsidence 800

Stuart Marsh and Martin Culshaw

Surface Radiative Fluxes 806

Rachel T. Pinker Surface Truth 815 Christopher Ruf Surface Water 816 Michael Durand Terrestrial Snow 821

Son V. Nghiem, Dorothy K. Hall, James L. Foster and Gregory Neumann

Thermal Radiation Sensors (Emitted) 830 Simon Hook

Trace Gases, Stratosphere, and Mesosphere 834 Nathaniel Livesey

Trace Gases, Troposphere - Detection from Space 838 Pieternel F. Levelt, J. P. Veefkind and K. F. Boersma

Trafficability of Desert Terrains 846

Charles Hibbitts

Tropospheric Winds 849

Chris Velden

Ultraviolet Remote Sensing 853

Arlin Krueger

Ultraviolet Sensors 860

Arlin Krueger

Urban Environments, Beijing Case Study 869 Son V. Nghiem, Alessandro Sorichetta, Christopher D. Elvidge, Christopher Small, Deborah Balk, Uwe Deichmann and Gregory Neumann

Urban Heat Island 878

Lela Prashad Vegetation Indices 883 Alfredo Huete Vegetation Phenology 886 John Kimball Volcanism 890 Michael J. Abrams

Water and Energy Cycles 895

Taikan Oki and Pat J.-F. Yeh

Water Resources 903

Taikan Oki and Pat J.-F. Yeh

Water Vapor 909 Eric Fetzer Weather Prediction 912 Peter Bauer Wetlands 921 John Melack Author Index 923 Subject Index 925

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Contributors

Michael J. Abrams Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Rachel I. Albrecht

Divisão de Satélites e Sistemas Ambientais (DSA/CPTEC), Instituto Nacional de Pesquisas Espaciais (INPE) 12630-000 Cachoeira Paulista, SP Brazil [email protected] Werner Alpers Institute of Oceanography University of Hamburg 20146 Hamburg Germany [email protected] Richard Anthes

University Corporation for Atmospheric Research Boulder, CO 80301

USA

[email protected] Chi O. Ao

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected]

G. Bryan Bailey

USGS Earth Resources Observation and Science Center Sioux Falls, SD 57198

USA

[email protected] Deborah Balk

School of Public Affairs, Baruch College City University of New York

New York, NY USA [email protected] Roberta Balstad CIESIN Columbia University Palisades, NY 10964 USA [email protected] Roger Barry

National Snow and Ice Data Center NSIDC 449 UCB University of Colorado Boulder, CO 80309-0449 USA [email protected] Peter Bauer

European Centre for Medium-Range Weather Forecasts (ECMWF)

Shinfield Park Reading RG2 9AX UK

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Jón Atli Benediktsson

Faculty of Electrical and Computer Engineering University of Iceland

107 Reykjavik Iceland [email protected] Ralf Bennartz

Atmospheric and Oceanic Sciences Department University of Wisconsin-Madison

Madison, WI 53706-1481 USA

[email protected] K. F. Boersma

Koninklijk Nederlands Meteorologisch Instituut (KNMI) 3732 GK, De Bilt

The Netherlands and

Technical University Eindhoven (TUE) 5612 AZ, Eindhoven

The Netherlands [email protected] Stacey Boland

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109 USA Lawson Brigham University of Alaska Fairbanks, AK 99775-5840 USA [email protected] Carol Bruegge

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Daniel J. Cecil

Marshall Space Flight Center (MSFC), National Aeronautics and Space Administration (NASA) Huntsville, AL 35805

USA

[email protected] Bertrand Chapron

Satellite Oceanography Laboratory, IFREMER Plouzané 29280

France

[email protected]

Paul D. Colaizzi

USDA-ARS Conservation and Production Research Laboratory Bushland, TX 79012 USA [email protected] Fabrice Collard CLS, Division Radar Plouzané 29280 France [email protected] Andreas Colliander Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Josefino C. Comiso

Cryospheric Sciences Laboratory, Code 615 Earth Sciences Division, NASA Goddard Space Flight Center

Greenbelt, MD 20771 USA

[email protected] Steve Cooper

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA Enrico Costa

Istituto di Astrofisica e Planetologia Spaziali, INAF 00133 Rome

Italy

[email protected] Martin Culshaw

Honorary Research Associate, British Geological Survey, Keyworth

Nottingham NG12 1AE UK

and

Honorary Visiting Professor, School of Civil Engineering, University of Birmingham, Edgbaston

Birmingham B15 2TT UK

Alexander de Sherbinin

Center for International Earth Science Information Network (CIESIN)

Columbia University Palisades, NY 10964 USA

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Uwe Deichmann

Development Research Group, The World Bank Washington, DC USA [email protected] Darin Desilets Hydroinnova LLC Albuquerque, NM 87106 USA [email protected] David J. Diner

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Kung-Hau Ding

Air Force Research Laboratory Wright-Patterson AFB

Dayton, OH 45433 USA

Johannes A. Dolman

Department of Earth Sciences VU University Amsterdam 1081 Amsterdam The Netherlands [email protected] Andrea Donnellan Science Division

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Charles A. III Doswell

Doswell Scientific Consulting Norman, OK 73071

USA

[email protected] Mark Drinkwater

Mission Science Division

European Space Agency, ESA/ESTEC 2201 AZ Noordwijk ZH The Netherlands [email protected] Yang Du Zhejiang University 310027 Hangzhou

People’s Republic of China [email protected]

Ruth Duerr

National Snow and Ice Data Center, CIRES 449 UCB, University of Colorado

Boulder, CO 80309 USA

[email protected] Michael Durand

School of Earth Sciences The Ohio State University 275 Mendenhall Laboratory Columbus, OH 43210 USA

[email protected] Brian Dushaw

Applied Physics Laboratory University of Washington Seattle, WA 98105-6698 USA

[email protected] Annmarie Eldering

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Christopher D. Elvidge

Earth Observation Group, NOAA-NESDIS National Geophysical Data Center E/GC2

Boulder, CO USA [email protected] Anthony England College of Engineering University of Michigan Ann Arbor, MI 48109 USA [email protected] Robert G. Evans USDA-ARS Sidney, MT 59270 USA [email protected] Steven R. Evett

USDA-ARS Conservation and Production Research Laboratory

Bushland, TX 79012 USA

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Thomas Farr

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Jean-Louis Fellous

Committee on Space Research (COSPAR) Secretariat c/o CNES-2, place Maurice Quentin

75039 Paris France [email protected] Ralph Ferraro NOAA/NESDIS, ESSIC/CICS College Park, MD 20740 USA [email protected] Eric Fetzer

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Joshua B. Fisher

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] James L. Foster

Hydrological Sciences Laboratory, Code 617 National Aeronautics and Space Administration Goddard Space Flight Center

Greenbelt, MD USA

[email protected] Anthony Freeman Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Randall Friedl

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected]

Steffen Fritz

International Institute for Applied Systems Analysis 2361 Laxenburg

Austria

[email protected] Lee-Lueng Fu

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected]

Joanne Irene Gabrynowicz

National Center for Remote Sensing, Air, and Space Law The University of Mississippi School of Law

Missisippi, MS 38677-1848 USA

[email protected] Todd Gaier

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] William Gail

Global Weather Corporation Boulder, CO 80303

USA

[email protected] Alan Gillespie

Department of Earth and Space Sciences University of Washington Seattle, WA 98195 USA [email protected] David L. Glackin Los Angeles, CA USA Steven J. Goodman

National Environmental Satellite, Data, and Information Service (NESDIS), National Oceanic and Atmospheric Administration (NOAA)

Silver Spring, MD 20910 USA

[email protected] Rodolfo Guzzi

Agenzia Spaziale Italiana ASI 00133 Roma

Italy

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Dorothy K. Hall

Cryospheric Sciences Laboratory, Code 615 NASA/Goddard Space Flight Center Greenbelt, MD 20771 USA [email protected] Martti Hallikainen Aalto University 00076 Aalto Espoo Finland [email protected] Ray Harris Department of Geography University College London London WC1E 6BT UK

[email protected] Jerry Hatfield

National Laboratory for Agriculture and the Environment Ames, IA 50011

USA

[email protected] Hamid Hemmati

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Charles Hibbitts

Applied Physics Laboratory Laurel, MD 20723

USA

[email protected] Simon Hook

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Aixue Hu

Climate and Global Dynamics Division National Center for Atmospheric Research Boulder, CO 80305

USA

[email protected]

Alfredo Huete

Plant Functional Biology and Climate Change Cluster Faculty of Science University of Technology 2007 Sydney, NSW Australia [email protected] Douglas J. Hunsaker USDA-ARS Maricopa, AZ 85138 USA [email protected] E. Raymond Hunt, Jr.

USDA-ARS Hydrology and Remote Sensing Laboratory Beltsville, MD 20705

USA

[email protected] Jason Hyon

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Erik Ivins

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 9109

USA

[email protected] Johnny Johannessen

Nansen Environmental and Remote Sensing Center 5006 Bergen

Norway

[email protected] Ralph Kahn

NASA Goddard Space Flight Center Greenbelt, MD 20771 USA [email protected] Yann Kerr CNES/CESBIO 31401 Toulouse France [email protected] Mary Kicza

National Oceanic and Atmospheric Administration (NOAA)

Washington, DC 20230 USA

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John Kimball

Flathead Lake Biological Station University of Montana

Polson, MT 59860-6815 USA

[email protected] Calvin Klatt

Geodetic Survey Division Natural Resources Canada Ottawa, ON K1A 0E9 Canada

[email protected] Attila Komjathy

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Arlin Krueger

Atmospheric Chemistry and Dynamics Laboratory (Code 614)

NASA/Goddard Space Flight Center Greenbelt, MD 20771

USA

[email protected] Fred A. Kruse

Physics Department and Remote Sensing Center Naval Postgraduate School

Monterey, CA 93943 USA

[email protected] David Kunkee

The Aerospace Corporation Los Angeles, CA 90009 USA [email protected] Gary Lagerloef ESR Seattle, WA 98121 USA [email protected] Samantha Lavender Pixalytics Ltd Plymouth, Devon PL6 8BX UK [email protected] David M. Le Vine

Code 615, Cryopsheric Sciences Branch NASA/Goddard Space Flight Center Greenbelt, MD 20771

USA

[email protected] Matthew Lebsock Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Pieternel F. Levelt

Koninklijk Nederlands Meteorologisch Instituut (KNMI) 3730 AE De Bilt

The Netherlands and

Delft University of Technology 5612 AE Eindhoven

The Netherlands

[email protected] Gian Luigi Liberti CNR/ISAC 00133 Rome Italy

[email protected] Bing Lin

NASA Langley Research Center, MS 420 Hampton, VA 23681-2199

USA

[email protected] Mingyan Liu

Electrical and Computer Engineering University of Michigan

Ann Arbor, MI 48109 USA

W. Timothy Liu

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Nathaniel Livesey Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

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David Long

Department of Electrical and Computer Engineering BYU Center for Remote Sensing

Brigham Young University Provo, UT 84602

USA

[email protected] Paul Lowman

NASA Goddard, Code 698.0 Greenbelt, MD 20771 USA

[email protected] David R. Lyzenga

College of Engineering, Naval Architecture and Marine Engineering University of Michigan Ann Arbor, MI 48109-2145 USA [email protected] Molly Macauley

Resources for the Future Washington, DC 202-328-5043 USA

[email protected] Stuart Marsh

Nottingham Geospatial Institute The University of Nottingham

Nottingham Geospatial Building, Triumph Road Nottingham NG7 2TU

UK

[email protected] Manuel Martin-Neira

European Space Agency (ESA-ESTEC) Keplerlaan 1

2200 Noordwijk The Netherlands

[email protected] Frank S. Marzano

Department of Information Engineering Sapienza University of Rome

00184 Rome Italy

and

Centre of Excellence CETEMPS University of L'Aquila

67100 L'Aquila Italy

[email protected]

James Maslanik

Department of Aerospace Engineering Sciences University of Colorado, CCAR

Boulder, CO 80309 USA

[email protected] Georgios Matheou Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Dennis McLaughlin

Department of Civil and Environmental Engineering Massachusetts Institute of Technology

Cambridge, MA 02139 USA

[email protected] John Melack

Department of Ecology, Evolution and Marine Biology University of California

Santa Barbara, CA 93106 USA

[email protected] Robert Menzies

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Peter J. Minnett

Rosenstiel School of Marine and Atmospheric Science University of Miami

Miami, FL 33149 USA

[email protected] Mahta Moghaddam

Electrical Engineering – Electrophysics University of Southern California Los Angeles, CA 0089

USA

[email protected] Susan Moran

USDA ARS Southwest Watershed Research Center Tuscon, AZ 85719

USA

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Alina Moussessian Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Fabio Muleri

Istituto di Astrofisica e Planetologia Spaziali, INAF 00133 Rome

Italy

[email protected] Donald L. Murphy

International Ice Patrol, US Coast Guard New London, CT 06320

USA

[email protected] Jeffrey Myers

NASA/Ames Research Center, Airborne Science and Technology Laboratory

University of California, Santa Cruz MS244-15

Moffett Field, CA 94035 USA

[email protected] Gregory Neumann Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

USA

[email protected] Son V. Nghiem

Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

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Institute of Industrial Science, University of Tokyo 153-8505 Tokyo

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DTU Space

Technical University of Denmark 2800 Kgs. Lyngby

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Susan A. O’Shaughnessy

USDA-ARS Conservation and Production Research Laboratory

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Center for a Digital Society Rensselaer Polytechnic Institute Troy, NY 12180

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USACE Cold Regions Research and Engineering Laboratory

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Perry Remote Sensing, LLC Denver, CO 80231

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United Kingdom Meteorological Office Exeter

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Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

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Geological Survey of Canada Ottawa, ON K1A 0E9 Canada

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Department of Atmospheric and Oceanic Science University of Maryland

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Lela Prashad

School of Earth and Space Exploration, 100 Cities Project Arizona State University

Tempe, AZ 85287-1404 USA

[email protected] Michael R. Prior-Jones British Antarctic Survey Cambridge CB3 OET UK

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Department of Geography/CGCEO Michigan State University

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Yahya Rahmat-Samii

Department of Electrical Engineering University of California at Los Angeles Los Angeles, CA 90095

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Applied Physics Laboratory Johns Hopkins University Laurel, MD 20723 USA [email protected] Dar Roberts Department of Geography University of California Santa Barbara, CA 93106 USA [email protected] Ian Robinson

Ocean and Earth Science

University of Southampton, at National Oceanography Centre

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[email protected] Roland Romeiser

Rosenstiel School of Marine and Atmospheric Science University of Miami

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Christopher Ruf

Department of Atmospheric, Oceanic and Space Sciences University of Michigan

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Department of Geography, University of Utah South Jordan, UT 84095

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Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

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MC 0553 Rady School of Management University of California, San Diego La Jolla, CA 92093-0553

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Electrical Engineering – Electrophysics University of Southern California Los Angeles, CA 0089

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Canada Centre for Remote Sensing Ottawa, ON K1A 0Y7

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National Space Institute

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Lamont Doherty Earth Observatory Marine Geology and Geophysics Columbia University

Palisades, NY USA

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Dipartimento di Scienze della Terra “A. Desio” Universita' degli Studi di Milano

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Institut für Meereskunde, Zentrum für Marine und Atmosphärische Wissenschaften Universität Hamburg 20146 Hamburg Germany [email protected] Knut Stamnes

Stevens Institute of Technology, Castle Point on Hudson Hoboken, NJ 07030-5991

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Sandia National Laboratory Albuquerque, New Mexico 91109 USA

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Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109 USA [email protected] Robert Thomas Sigma Space 66-400 Gorzow Wlkp Poland [email protected] Kelly Thorp

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Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

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The Aerospace Corporation Los Angeles, CA 90009-2957 USA

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Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

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Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

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Koninklijk Nederlands Meteorologisch Instituut (KNMI) 3732 GK, De Bilt

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University of Wisconsin, CIMSS Madison, WI 53706

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Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 9109

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Institute of Geodesy and Geoinformation University of Bonn

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National Snow and Ice Data Center, Cooperative Institute for Research in Environmental Sciences

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Jet Propulsion Laboratory California Institute of Technology Pasadena, CA 91109

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Department of Geography Florida State University Tallahassee, FL 32306-2190 USA

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Delft University of Technology 2628 CN Delft

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Department of Civil and Environmental Engineering National University of Singapore

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Preface

During the past few decades, the emergence of remote sensing as a discipline – its science, instruments, missions, and applications – has inspired new and comprehensive studies of the Earth. Detailed observations of Earth’s land, ocean and atmospheric processes, and measurements of hitherto unexplored geophysical phenomena have been made possible by remote sensing instruments on ground-based, airborne, and spaceborne platforms. In particular, the unique vantage point of space provides spatially exten-sive and global perspectives of Earth. Frequent measure-ments, made hourly, daily, or weekly, over extended periods of years to decades, depending on the observing system and its configuration, have enabled comprehensive studies of Earth’s global system. Remote sensing has thus profoundly altered our understanding of the world in which we live, and has revolutionized the approaches we use to study our environment. Each year the growing num-ber of Earth observing satellites, and the increasingly huge amounts of data and information provided, yield new knowledge and greater appreciation of the changes occur-ring on our planet, with important implications for future generations of Earth inhabitants. This encyclopedia is a comprehensive reference work on Earth remote sensing that presents the foundations, principles, and state of the art of remote sensing and describes the diverse applica-tions it serves. It covers the concepts, techniques, instru-mentation, data analysis, interpretation, and applications of remote sensing. This volume is part of the Encyclopedia of Earth Science series and is organized in the same style as other volumes in the series. The scientific disciplines covered by the series have all benefited in one way or another from the new understanding and discoveries afforded by remote sensing. It is thus timely for publica-tion of an encyclopedia that can link these disciplines and the remote sensing techniques relevant to them in an integrated framework.

The focus of the encyclopedia is on remote sensing of Earth – its atmosphere, oceans, cryosphere, and land

surface and subsurface. Some of the techniques described in this volume have their origins in the disciplines of astron-omy and astrophysics, and the study of the stars and planets for which, until recently, remote sensing was the only means of obtaining observational scientific data. When applied to Earth, these techniques have blossomed into a remarkably diverse and increasingly sophisticated set of scientific, technological, and computational approaches that all fall under the umbrella of remote sensing. The rapid growth of remote sensing as a discipline is evidenced by the large number of scientific journals now devoted to this field, and the number of courses and degree programs offered at universities around the world. The measurement and interpretation of radiation scattered and emitted by Earth’s atmosphere, surface, and subsurface is what we generally mean when we speak of Earth remote sensing. These measurements are obtained by instruments on remote platforms that include satellites, aircraft, balloons, drones, trucks, and stationary towers. Remote sensing instruments take many forms and are designed to measure electromag-netic radiation in specific wavelength regions of the broad electromagnetic spectrum; some instruments use other forms of radiation such as acoustic radiation. Measurements from the wide array of instruments, operating on the variety of available platforms available, can be processed and ana-lyzed to extract characteristic information about Earth and its constituent biological, chemical, and physical structures, at resolutions from centimeters to thousands of kilometers. This remotely sensed information can be used on its own or combined with direct or ‘in situ’ measurements and geo-physical models to give a more comprehensive understand-ing of the diversity of Earth science phenomena, some of which would be very limited without the unique perspective brought by remote sensing.

It is clear that an attempt to fully cover the breadth and depth of topics in remote sensing is a daunting task. Never-theless, the need for a compendium that can be used as a reference work for this field, as a living document that

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can be updated periodically to capture new advances, is a pressing one. It is with this aim in mind that the Springer Encyclopedia of Remote Sensing was conceived. Both this print version of the encyclopedia, which can be updated with revisions once every several years, and an online version, which can be updated on a more frequent basis by authors of individual entries, are provided. The online version can accommodate introduction of new entries as the need for new topics or treatments emerges. The encyclopedia entries cover topics that include broad introductory surveys as well as more in-depth treatment of some subjects. The entries treat topics of the physical prin-ciples of remote sensing in different wavelength regimes, propagation and scattering of radiation, geophysical models, remote sensing instrumentation, retrieval methods, remote sensing platforms and observational configurations. The models and retrieval methods are described with reference to specific applications in atmosphere, ocean, cryosphere, land, and solid earth geophysics. These applica-tions include human impacts of climate change, and the enabling interdisciplinary science, as well as applications of direct societal benefit such as human health, food security, and prediction and mitigation of natural hazards. Earth remote sensing from space has flourished in the past few decades, and has become a truly global enterprise through development of international collaborations and partnerships, with investments from an increasing number of countries in building and operating satellite observational systems. Several entries in this volume have been devoted to describing these programs, and associated international policies and principles.

This encyclopedia is designed to support the needs of students, teachers, and professionals across a broad

spectrum of science, technology, and societal applica-tions related to Earth remote sensing. The intended audience includes those with observational interests in the fields of oceanography, atmospheric sciences, meteo-rology, climate, cryospheric studies, hydmeteo-rology, geology, solid earth geophysics, ecology, agronomy, forestry, environmental pollution, geography, land use and social studies, among others. The target audience also includes those with interests in remote sensing theory and practice, electromagnetic propagation, radiative transfer modeling, remote sensing instruments, spacecraft systems and orbits, environmental policy and decision-making, resource planning, and monitoring and forecast-ing of extreme events and natural hazards. In the commercial sector, economists, legal and insurance companies, and commercial and industrial concerns rely-ing on the production, marketrely-ing and availability of value-added remote sensing products will also find the encyclopedia a valuable resource. The entries are presented in alphabetical order with titles that are designed to aid searches for specific topics. Cross-referencing using keywords to related entries is also provided to support efficient searches for information of interest to readers. The entries provide bibliographies for further in-depth reading. In summary, though it cannot be claimed that this encyclopedia represents an exhaustive treatment or complete coverage of the field of Earth remote sensing, it is hoped that the volume will serve as a comprehensive and dynamic introduction, and initial entry point, to inspire further reading and study of this exciting and rapidly developing field.

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Acknowledgments

A work the size of this encyclopedia inevitably relies on the help and cooperation of a large number of people, only some of whom can be individually identified and thanked here. My particular thanks go to the Board of Section Editors, a group of diverse and highly respected remote sensing scientists. To Mike Abrams, Ghassem Asrar, Frank Marzano, Peter Minnett, Vince Salomonson, Vern Singhroy, and Joe Turk, thank you for keeping this project on course by helping to choose the topics that form the entries, suggesting high-quality authors, reviewing the initial manuscripts, and finally checking proofs with your selected groups of authors as well as writing important contributions yourselves. I also wish to acknowledge the great help of Roberta Balstad, Farouk El-Baz, Moustafa Chahine, Jean-Marie Dubois, A.J. Chen, Robert Gurney, Jim Smith, and Guido Visconti who contributed to the early selection of topics and authors for the encyclopedia. My thanks are due also to Tom Farr who assisted me with the editorial duties during a critical stage in the project.

This leads to the largest group I wish to acknowledge, the authors of the 170 entries that range in size from several hundred words up to major contributions of several thousand words. Many authors took on more than one entry within their specialty area. Due to the length of time required to produce a volume of this type many

authors who submitted entries early had to wait a considerable amount of time before their entries were finally published. To these authors I especially wish to express my thanks for their patience and dedication to the completion of the project, and I hope they find the final volume worth the wait.

At the production end of the project has been the staff of Springer. Their help, understanding, and cooperation, especially when problems needed to be overcome, is something that cannot be appreciated enough. Their patient discussions and exchanges with the authors and board members did much to maintain the smooth progress of the project. Special acknowledgment should go to Petra van Steenbergen and Sylvia Blago who provided me with encouragement through many difficult periods, and to Simone Giesler, all of who were involved with the encyclopedia from start to finish. I must also acknowledge the rewarding environment of my host institution and colleagues, all of whom provided a rich source of motiva-tion and ideas in the field of remote sensing to inspire a publication of this type. My final appreciation goes to my wife Mary whose patience and support over the years has been a major factor in my ability to undertake this task, and to my son Eni Jr. who reminds me constantly of the power of positive thinking.

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A

ACOUSTIC RADIATION

Alain Weill

Bur. Jussieu, LATMOS, Laboratoire Atmosphere Milieux Observations Spatiales, Paris, France

Definition

Acoustic. One branch of physics which studies sound. The word acoustic comes from the Greek word akoustikos. “which is related to hearing.”

Sound. It comes from the Latin word sonum: “which is related to the hearing sensation created by perturbation of the material medium (elastic, fluid, solid).” In physics, it is a vibration, generally in a gas, created by expansion and compression of gas molecules. Sound waves propa-gate in the fluid medium and do not propapropa-gate in the vac-uum. Sounds can be produced in the atmosphere and oceans by living animals or by structures through interac-tion with the wind, as, for example, trees murmuring, mountains roaring, river sounds, and waves breaking and can be created by various instruments such as music instruments, microphones, speakers, and transducers and also by instruments developed for remote sensing such as SONAR (Sound Navigation and Ranging), ADCP (Acoustic Doppler Current Profiler), and SODAR (Sound Detection and Ranging or what are called echo sounders for atmosphere and ocean). A sound propagating in a medium is characterized by its speed c:

c2 ¼ @P @r= (1)

where P is the pressure and r the density, and @ is derived.

In a gas,

c ¼ gP rð = Þ1=2 (2)

where g is the heat capacity ratio.

Notice that sound speed in the air for standard condi-tions of temperature and pressure near the surface is close to 340 m/s, while at the ocean surface it is close to 1,500 m/s, which is faster. This will have an incidence on different ways for acoustic signal processing to be done in the ocean and atmosphere.

Sound or rather a sound wave is a mechanical pressure oscillation, which is generally longitudinally propagating. Period T. It is the signal duration corresponding to the time when the sound wave is reproduced identically. Frequency. f ¼ 1/T (T in s and f in hertz). Frequency audio spectrum (distribution of acoustic energy as function of frequencies can be divided in four zones related to human hearing power: 0–20 Hz infrasound (not audible), 20–300 Hz is low-pitched, 300–6,000 Hz is medium range, 6,000–20,000 Hz is high-pitched, more than 20,000 Hz are ultrasonic sounds (not audible).

Sound amplitude. It corresponds to acoustic pressure fluctuation of the medium Dp (amount of energy in the sound wave) measured at one point of a surface S. It is the ratio of pressure P by the surface element S.

I ¼ P S= in W/m2

For a spherical acoustic source, the intensity at distance r is

Ir ¼ P ðsound power of the sourceÞ 4p r 2

Radiation. It is the way acoustic wave energy radiates and concerns acoustic rays from the acoustic sources through

E.G. Njoku (ed.), Encyclopedia of Remote Sensing, DOI 10.1007/978-0-387-36699-9, © Springer Science+Business Media New York 2014

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the concerned medium. For example, from a microphone radiating along different directions, we are interested in the radiation diagram corresponding to the knowledge of rays (analogy with optical rays) along different directions. Introduction

We shall begin to analyze (sound) or (acoustic) waves and the wave equation from which we are able to describe energy propagation and rays. If one compares them to electromagnetic waves, acoustic waves are simpler and can be described by the velocity potential, which is a scalar. We shall apply the principles of acoustic wave radiation to different types of acoustic sources used such as monopolar, dipolar sources and the response of the medium at different distances showing that the acoustic field will change of as the characteristics do so. These con-siderations are really fundamental for remote sensing with acoustic sounders and they are similar to electromagnetic waves, though propagation equations are different. They give information about distances when field characteris-tics will present some useful organization properties. Wave equation and acoustic waves in flows It corresponds to the study of a plane wave transmitted in a flow by a vibrating plane. It can be, for example, the dia-phragm of a microphone vibrating along an axis x.

A plane acoustic wave is a general concept from the physics of waves. It corresponds to a wave where wave fronts (surfaces of the same phase) are infinite planes, perpendicular to the same direction of propagation.

The equation of pressure variation p (or wave propaga-tion equapropaga-tion) is

@2p @x 2¼ 1 c  2@2p @t 2 (3)

where, as already said, c is the sound speed.

For a sinusoidal wave, the solution of the equation is pðx; tÞ ¼ p0 cos ð2p TÞ t  x c½ = ð = Þ (4)

with the wave number k ¼ 2p T= c¼ 2p l= and l is the

wave length. We get

pðx; tÞ ¼ p0 cos 2p t T  kxð = Þ (5)

where 2p/T is the pulsation o.

Generally, one uses the complex notation:

pðx; tÞ ¼ p0 expðot  kxÞ (6)

A linear relation between the displacement gradient (compressibility) gives p ¼ k @z/@x (where k is a coefficient of compressibility) from which we have, solving the sound equation:

@z @t ¼ 1 ðr= ð = 0cÞ expð jðot  kxÞÞ (7)

This means that particle velocity is in phase with acous-tic pressure.

Other derived definitions are useful parameters for remote sensing techniques as the acoustic impedance Z, which is the ratio between pressure and the complex amplitude of the particle.

To illustrate the interest in using acoustic impedance, in a project for the Titan satellite sounding (Weill and Blanc, 1987), it was suggested to use acoustic impedance from the satellite’s surface to discriminate, by acoustic remote sensing, between solid and liquid surface just before a possible crash of the rocket at the satellite’s surface.

For the flow, it is equal to Zc ¼ r0c.

For the plane wave (or progressive wave) 8 x, we have Z(x) ¼ Zc.

The condensation of the wave is the spatial derivative @z/@x, which corresponds to a relative change of density. Monopoles, dipoles, and pulsing sphere

If wave propagation Eq. 3is satisfied, we can work with harmonic solutions of the equation and use wave superpo-sition in the Fourier space. Let us consider one source S of strength q radiating at radial distance r and the solution of the equation for particles radial velocities is

v ¼ A ðexp ðjkrÞ r 2þ jk exp ðjkrÞÞ=r (8)

A is a constant and the boundary conditions are such that the solution vanishes at infinity. It is important to notice that radiation behavior is different as function of distance.

The acoustic flux Fa of the radial velocity v across a sphere of radius is id v*4pr2(sphere considered at the

distance r) is

Fa ¼ 4pA ðexpðjkrÞ þ jkr expðjkrÞÞ (9) Therefore, when kr is small, the first term of (Eq. 9) pre-dominates and the conditions correspond to what is called the near field (velocity in phase with the source), and when kr is large, we are in the far field conditions (velocity 90in advance with the source). These very simple

state-ments are very important in acoustic remote sensing, if (for example) active sea foam, which is an acoustic trans-mitter at the sea surface, has to be modeled; see Vagle and Farmer (1992) to understand acoustic noise below the sur-face and bubble sound emission.

A more general representation of acoustic sources cor-responds to dipolar sources constituting two radiating sources of strengths or magnitudes q+ and q separated by a distance a and such that m ¼ qa is the dipolar momen-tum (as considered in electromagnetism).

Solving the wave equation for the two monopoles with y the angle between r and the direction of the dipole gives two velocity components: (a) one for the near field (small r): mð1 þ jkrÞ expðjkrÞ cosðyÞ 4pr 3, to which is added

a transverse component varying as sin y (orthogonal com-ponent), and (b) one for the far field (large r):  k2m cosðyÞ expðjkrÞ 4pr= , which is typically a radial

component. Dipolar sources or a combination of dipolar sources are very useful to simulate acoustic antennas and

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acoustic sources. Moreover, field analysis considering the distance where the field can be considered as far is very important to interpret, for example, signals coming from active systems (which transmit acoustic waves) or passive systems (which only receive acoustic waves as acoustic radiometers by analogy with electromagnetic and optical radiometers.

Close to monopoles and dipoles, which are theoretical concepts, is the pulsating sphere of radius a. With the con-dition that ka << 1, it is shown (for low displacement velocities) that it is equivalent to the radiation of a dipole source at a sphere’s center, with radial velocity at the sur-face equal to m cosðyÞ 2pa3with m ¼ 2pa3U

0, where U0

is the amplitude of the velocity. This analogy between dipoles and pulsing spheres is very useful to solve a large amount of questions relative to acoustic environ-ment such as bubble acoustic emission.

A main question in the domain of acoustic radiation and for remote sensing purposes using transmitters and receivers corresponds to antenna design. Acoustic radiation does not concern very thin beams as in the optical domain but rather larger beams, and it is necessary to know precisely beam angles to determine the observation volumes. Once the acoustic source has been chosen as microphones, loudspeakers, transducers, or compression chambers, which convert electricity in pressure fluctuations and acoustic waves, we next choose an antenna to transmit and receive acoustic waves through the considered medium.

Different types of antennas are used (as multi-beam antennas, synthetic antennas combining different elemen-tary sources, horn and parabolic antennas), from which several properties of transmitted and received signals must be reached: directivity, which corresponds to being able to get a signal in a preferential direction, antenna beam con-trol, which concerns the knowledge and design of antenna beam angle and to limit secondary beams to a very low level, as, for example, for atmospheric sounding with SODAR.

For the first acoustic sounders, parabolic antennas have been mainly used; see Neff and Coulter (1986). Though it is easy to theoretically and analytically model such anten-nas, it often needs heavy computation; see Rocard (1951). A validation of antenna design in an anechoic chamber (a shielded room designed to attenuate wave echoes caused by reflections from the internal surfaces of the room), at least to test far-field behavior, is always nec-essary to qualify the antenna response. This makes neces-sary the use of large anechoic chambers to realize far-field conditions. Whatever is the antenna design, a perfect knowledge of antenna beam is necessary and will limit unpleasant surprises as important secondary beams or a beam larger than what was wanted could occur.

In Figure 1, we show experimental results obtained from the design of an offset antenna for a 6 kHz acoustic sounder controlled in an anechoic chamber. An offset dish antenna is a type of satellite dish. It is so-called offset because the antenna feed is offset to the side of the Acoustic Radiation, Figure 1 Realization of a three offset antennas for a 6 kHz minisounder. One antenna is vertical and two others are slanting. One distinguishes compression chambers as acoustic sources and the horns and antennas parts (parabolic portion + circular aperture covered by acoustic foam).

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reflector, in contrast to a typical circular parabolic antenna where the feed is in front of the center of the reflector.

The antenna’s characteristics are shown on Figure 2. Notice that if directivity is good and if secondary beams are relatively low, the antenna beam always differs from theory since it is not easy to model all the elements of the antenna and anyway we have always to validate the modeling. However, a beam width of 13 and a receiver

gain of 116–126 dB were obtained, which were in fact the objectives of the design.

Conclusion

We have presented elementary elements about acoustic radiation. Of course, acoustic radiation study in the atmosphere and ocean requires deep specific studies, but considering acoustic remote sensing, questions must be mainly summed up to in regard to radiation pattern of

acoustic sources and to antenna design. However, mono-pole and dimono-pole behavior and also more complicated con-cepts such as quadripoles and higher acoustic poles systems, which are not presented here, suggest what kind of questions have generally to be solved.

Bibliography

http://mysite.du.edu/~jcalvert/waves/radiate.htm

Neff, W. D., and Coulter, R., 1986. Acoustic remote sensing. In Lenschow, D. (ed.), Probing the Atmospheric Boundary Layer. Boston, MA: American Meteorological Society, Vol. 201, p. 242.

Rocard, Y., 1951. Dynamique ge´ne´rale des vibrations, 4th edn. Paris: Masson & Cie, 459 pp.

Vagle, S., and Farmer, D. M., 1992. The measurement of bubble size distributions by acoustical backscatter. Journal of Atmospheric and Oceanic Technology, 49(9), 630–644.

Weill, A., and Blanc, M., 1987. Design of an acoustic package for Titan boundary layer and surface properties knowledge: the ASTEK system (Acoustic System for Titan Environment Knowledge). In Proceedings of the ’CASSINI Surface Work-shop’. Washington, DC: E.S.A., 16 pp.

Cross-references Acoustic Waves, Propagation Acoustic Waves, Scattering

ACOUSTIC TOMOGRAPHY, OCEAN Brian Dushaw

Applied Physics Laboratory, University of Washington, Seattle, WA, USA

Synonyms

Acoustic thermometry; Acoustic Thermometry of Ocean Climate (ATOC); Moving ship tomography; Ocean acous-tic tomography (OAT); Reciprocal tomography

Definition

Ocean acoustic tomography is a remote sensing technique that employs the transmission of sound over large dis-tances within the ocean to precisely estimate averages of temperature and current. Acoustic tomography data usu-ally consist of time-of-flight travel times of acoustic pulses, which represent natural integrating measures of sound speed and current along acoustic paths. Variations in sound speed are predominantly caused by variations in temperature.

Introduction

Acoustic tomography is a technique for measuring large-scale ocean temperature and current using acoustic signals propagating over 100–1,000 km distances. The technique relies on the nature of the oceanic sound speed profile, which acts as an acoustic waveguide, and the transparency of the ocean to low-frequency sound. Sound speed is Acoustic Radiation, Figure 2 At the top, antenna beam

characteristics as measured in an anechoic chamber. At the bottom, a simple schema of the antenna characteristics showing an exponential horn transmitting sound in a portion of parabola.

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a function of temperature, salinity, and pressure (Jensen et al., 2011), with an approximate value of 1.5 km/s (Figure 1). Over most of the world’s oceans, the sound speed profile has a minimum at about 1,000 m depth, with sound speed that increases towards the surface as a result of increasing temperature and increases towards the seafloor as a result of increasing pressure. Acoustic signals are therefore trapped in the sound channel by refraction (Figure 2). By recording time series of travel times of acoustic signals, the variability of ocean temperature can be inferred. A typical acoustic arrival pattern consists of a set of 5–15 pulse arrivals spanning several seconds, corresponding to a set of distinct acoustic ray paths. Tomography is a unique measurement in that it is inher-ently averaging: over range along the path of acoustic propagation and over depth from the cycling of the acous-tic signals over the water column. The measurements of large-scale ocean temperatures and currents can be extraordinarily precise.

The concept of acoustic tomography was originally proposed by Walter Munk and Carl Wunsch in the late 1970s in response to the discovery that mesoscale variability in the ocean was intense and ubiquitous (Munk and Wunsch,1982; Munk et al.,1995; von Storch and Hasselmann 2010). The mesoscale presented a challenging observational problem for oceanography. The proposed answer to this challenge was the in situ integrating measurements of acoustic tomography com-bined with the near-synoptic measurements of sea-surface height by satellite altimetry. Several acoustic sources and

receivers were to be deployed, forming an array with many acoustic paths crisscrossing a region of interest. The term “tomography” was borrowed from medical tomography, to bring to mind those imaging capabilities. Information available from ocean acoustic tomography is much sparser than from medical tomography, however. From the beginning, the acoustic measurements were to be combined with information from other data types using ocean modeling and data assimilation techniques for optimal estimation of the ocean state (Cornuelle and Worcester, 1996; Menemenlis et al., 1997; The ATOC Consortium,1998; Rémy et al.,2002; Lebedev et al.,2003).

Sound speed and current

Nominally, a 1C change in temperature corresponds to

a 4 m/s change in sound speed, while a 1 PSU change in salinity corresponds to a 1.3 m/s change in sound speed. Observed changes in sound speed, measured by tomogra-phy through the changes in travel times of acoustic pulses, are therefore ambiguous between temperature and salinity. As a practical matter, however, changes in ocean tempera-ture of 1C are common, while changes in ocean salinity

of 1 PSU are rare. Other than in extreme environments, the possible effects of salinity changes on acoustic travel times can be ignored.

Ocean currents also affect the time of flight of acoustic pulses, although the magnitudes of current variations are 1470 0° 80 °S 40 °S 40 ° N 80 °N 1480 1490 1500 1510 1520 1530 Sound Speed (m/s)

Acoustic Tomography, Ocean, Figure 1 Sound speed at 300 m depth derived from an ocean ocean state estimate from the “Estimating the Circulation and Climate of the Ocean” (ECCO) project. Sound speed is a proxy variable for temperature over most of the world’s oceans.

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usually an order of magnitude smaller than sound speed variations. The two effects can be separated using reciprocal acoustic transmissions. Reciprocal tomography employs transceivers that transmit coincident signals in opposite directions. The travel times of acoustic pulses with the current will be different than the travel times against the current. By forming the sum and difference of reciprocal travel times, the contributions of sound speed and current can be distinguished.

An early test of reciprocal tomography (RTE87) was conducted in 1987 in the central North Pacific using reciprocal acoustic propagation over ranges of O (1,000 km). Current variations of about 10 mm/s were measured, while sound speed variations were about 25 m/s (Munk et al.,1995). Expressed in terms of acoustic travel times, the nominal time of flight of the acoustic pulses in this experiment was about 600 s, the variations in temperature caused travel time variations of about Acoustic Tomography, Ocean, Figure 2 Top: Sound speed profiles derived from the NOAA 2009 World Ocean Atlas along a 960 km section along 26S in the Brazil Basin. Middle: Associated acoustic ray paths between a source and a receiver, both at 1,000 m depth. Bottom: Associated ray arrival pattern shown as arrival angle versus travel time. The rays arrive in groups of four, corresponding to the possible signs of the ray angles at the source and receiver. The Brazil Basin has almost ideal characteristics for acoustic tomography. Each region of the ocean has its own unique acoustic properties.

References

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