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VOLUME 48 SEPTEMBER 1971 NUMBER 3

COMMENTARIES

NEONATAL

NECROTIZING

ENTEROCOLITIS-OLD

PIT-FALL

OR

NEW

PROBLEM?

No

pediatrician with responsibility for

the care of newborn infants,

prema-ture or full term, can fail to be interested in

the syndrome of neonatal necrotizing

en-terocolitis. The recent outpouring of reports

concerning the disease attests not only to

the growing recognition of the problem but

also the immediacy of the challenge which

it presents. The challenge is twofold,

de-manding clinical diagnosis of the disease at

an early stage as well as study directed

to-ward the elucidation of its etiology and

pathogenesis.

The most quoted articles from the

Euro-pean literature are Genersich’s’ original

case report in 1891, the series of 62 cases

described by Willi’ in 1944, and the series

reported by Rossier, et al. in 1959.

Few references to the disease were

avail-able in the American literature until the last

decade. Then, literally dozens of articles

concerned with neonatal necrotizing

en-terocolitis began to appear in the English

and American literature, the great majority

in the last 5 years.”4 In 1969 Stevenson

and associates19 counted 80 previously

re-ported cases in the American and English

literature and added 26 of their own.

In-cluded in this total was the series from the

Babies Hospital of New York,11 numbering

25. The disease is rare, but in each of the

two series mentioned, these patients

com-posed approximately 1% of admissions to

the premature nurseries involved. In the

in-stitution from which one of these series was

reported, necrotizing enterocolitis

ac-counted for 2.3% of all deaths in premature

infants,’#{176} and in the other institution it was

found as the cause of death in 3% of the

autopsies on premature infants.’3 It is likely that we are witnessing a true increase in the

incidence of neonatal necrotizing

enteroco-litis, but there are several factors which

make such a guess hazardous. The

in-creased awareness of the disease has

proba-bly resulted in increased recognition of the

syndrome at the bedside, in surgery, and at

necropsy. And, writers and investigators

with special interest in this disorder have

gleaned many cases from the literature

which have appeared under other

diag-noses and added them to the growing

num-ber of cases of necrotizing enterocolitis.

These renamed cases have been found in

the literature under many labels, such as

neonatal appendicitis with perforation,

neonatal peritonitis, pneumatosis

intesti-nalis, and perforations, “spontaneous” or

otherwise, of various segments of the small

and large intestine. The finding of

addi-tional cases of neonatal necrotizing

entero-colitis has in some instances involved the

retrieval of previously unrecognized cases

from hospital files. In the interest of clarity

and understanding, it is important to

ex-clude from the category of neonatal

necro-tizing enterocolitis those cases in which a

congenital structural cause for intestinal

ob-struction is Present”#{176}

Attention to predisposing factors is

(2)

346 NECROTIZING ENTEROCOLITIS

tremely important in a consideration of

ne-crotizing enterocolitis. The infants at risk

are not the healthy, “no problem” infants

with high Apgar scores who are proudly

whisked home from the maternity hospital

in

3 or 4 days following delivery. Rather,

their numbers are drawn from those infants, usually premature, with perinatal problems such as apneic spells, cyanosis, jaundice, or

the respiratory distress syndrome.

A

typical

but hypothetical case history is as follows: A premature infant, birthweight

1,500 gm, whose Apgar score had been 5 at

1 minute, is noted to be lethargic on the

second day. The baby looks sick. Sepsis is

suspected, and broad spectrum antibiotics

given. There is gastric retention. The baby

begins to vomit bile-stained fluid and then,

abdominal distension is noted. The stool

may be blood-streaked, but is usually not

diarrheal. Surgical consultation is obtained.

A plain film of the abdomen reveals

intesti-nal dilatation. The condition of the patient

worsens; a follow up x-ray in this

typical

in-stance reveals “pneumatosis intestinalis,” strongly suggesting the diagnosis of necro-tizing enterocolitis. At exploratory

laparot-omy the surgeon finds a dilated portion of

terminal ileum to be thickened,

hemor-rhagic, and friable. The involved gut is

re-sected. The baby recovers.

Fortunately, the happy ending to our

hy-pothetical case report is frequently

matched in real situations. In some of the

patients, however, the process goes on to

perforation with resultant peritonitis

lead-ing to shock and death from sepsis. While

some surgeons may choose to operate on

the basis of the x-ray evidence of

pneuma-tosis intestinalis, before perforation has

oc-curred, other surgeons may prefer to wait

for signs of perforation before operating. A

number of infants critically ill with

necro-tizing enterocolitis have survived following

surgery. A number of infants with milder

forms of the disease have survived without

benefit of surgery. It is apparent that in the

most severe cases, with radiologic signs of

increasing involvement and with clinical

evidence of peritonitis, surgical

interven-tion is indicated. In view of the extremely

high mortality reported

previously,

the

survival of 17 of 26 patients (65%) with

necrotizing

enterocolitis in the series of

Ste-venson, et al.19 is a welcome and

encourag-ing statistic. When recovery occurs it is

usu-ally complete although strictures of bowel

have been reported in a few patients who

have recovered.19’23’24 These may or may

not occur at the site of operation.

Within the category of necrotizing

en-terocolitis there is a group of cases which

are set apart by the fact that in each

in-stance, the onset of necrotizing enterocolitis

was preceded by one or more exchange

transfusions.7,9,125,lO,20,2S The intestinal

lesions in this subgroup are similar to those

in the other cases, although there may be a

tendency to involvement of the colon

whereas in the remainder of instances the

ileum is most commonly affected. The

sur-vival rate among these infants is

compara-tively high.

The etiology and pathogenesis of

necro-tizing enterocolitis remain obscure. The

theories regarding causation which receive

most support can be included under the

two broad headings of infection and

isch-emia.

Blanc25 suggested that the swallowing of

infected amniotic fluid by infants born to

mothers with amnionitis might cause

enteri-tis in the newborn. Waldhausen, et al.,T

who recovered P. aeruginosa in four of six

patients with “necrotizing colitis of the

newborn” were convinced that this

orga-nism represented the etiologic agent.

Care-ful bacteriological studies in necrotizing

en-terocolitis have been carried out by many

competent observers, and gram-negative

bacteria, particularly E. coli, have been

re-covered in a number of instances from

blood and peritoneal fluid. Search for a

specific infectious agent has been fruitless,

and there is no evidence that necrotizing

enterocolitis is contagious. However, at this

stage of our inquiry the possibility of

bacte-rial or viral etiology cannot be dismissed.

Mizrahi and associates1#{176} have suggested

that the action of endotoxins of

gram-nega-tive organisms contained in the intestinal

(3)

called attention to the possibility that in

in-fants fed cow’s milk, the lack of lysozyme

might result in a predominance of

gram-negative bacteria in their intestines, making

them more susceptible to the action of

en-dotoxin. Denes, et al.14

point

out, however,

that in their hospital in Budapest

prema-ture babies are fed human milk exclusively,

and that “necrotizing enterocolitis is not an

infrequent occurrence.” The possibility that

a Shwartzman type reaction is involved in

the pathogenesis of necrotizing enterocolitis

has also been raised by Rossier, et al. and

Hermann.9 Nine of 16 infants with

necrotiz-ing enterocolitis in the series of Wilson and

Woolley’#{176} displayed severe

thrombocy-topenia, a finding consistent with the

Shwartzman phenomenon.

The most interesting theory advanced to

explain the etiology of necrotizing

entero-colitis involves the concept of “selective

cir-culatory ischemia.” Lloyd’7 suggests that in

‘fetuses or newborn infants subjected to

stress, shock or hypoxia, reflex

redistri-bution of circulation may take place,

analo-gous to that occurring in the seal during

prolonged submergence.26 Thus, as in the

“diving reflex,” blood would be shunted

away from organs less vulnerable to anoxia, such as the kidneys and the intestinal tract,

to the heart and brain. Lloyd believes that

local hyperactivity of this mechanism in the

infant may be responsible for production of

areas of ischemic necrosis in the bowel.

Other evidence exists to support the

con-cept that there is an ischemic basis for

nec-rotizing enterocolitis. Corday, et al.’ have

shown that necrosis of the gastrointestinal

tract may occur in middle-aged or elderly

patients with the syndrome of “mesenteric vascular insufficiency.” In these patients, in

whom mesenteric thrombosis is not found,

the insufficiency is dependent upon such

clinical situations as shock or cardiac

de-compensation. The “ischemic enterocolitis”

described in adults by McGovern and

Goul-ston’8 is another example of a necrotizing

lesion of bowel considered to be dependent

upon ischemia for its genesis. If any clue to

the pathogenesis of necrotizing enterocolitis

lurks within the structural changes of the

intestinal

lesions,

it points to ischemia. This

has been emphasized by a number of

ob-servers,3’12’17”9’22 but not all. However, the

gross and microscopic descriptions of the

intestinal lesions contained in the various

reports are practically interchangeable.

It is possible that more than one etiologic

factor may be involved in the pathogenesis

of necrotizing enterocolitis. Bacteria may of

course invade ischemic intestine. Too, the

determination of the localization of the

in-testinal involvement might be dependent

upon the interaction of another factor, that

of intestinal stasis.29

The role, if any, of iatrogenic factors in

the causation of necrotizing enterocolitis

has received much attention, but a ready

answer is not at hand. The instances

wherein the onset follows exchange

transfu-sion require examination. That a catheter

poorly placed during exchange transfusion

might be responsible for alterations in

he-modynamics leading to intestinal ischemia

has been suggested by a number of

investi-gators.12’13’18’22 The use of umbilical-vein

catheters for blood sampling and

intrave-nous therapy in newborn infants not

af-flicted with erythroblastosis has also been a

subject of concern.18 Umbilical artery or

vein catheters were used in at least 13 of

the infants in the series of necrotizing

en-terocolitis reported by Stevenson, et al.,19

but none was used in the series reported by

Mizrahi, et at.’#{176}The thought has also been

expressed that the increase in necrotizing

enterocolitis is in some way related to the

salvage of an increasing number of

prema-ture infants in recent years.23

One is reminded of the bridge described

in “The Vision of Mirza.”3#{176}

-‘The Bridge thou seest,’ said he, ‘is humane Life; consider it attentively.’-As I looked more

attentively, I saw several of the Passengers dropping

thro’ the Bridge, into the giant Tide that flowed

underneath it; and upon further Examination,

per-ceived there were innumerable Trap-doors that lay concealed in the Bridge, which the Passengers no sooner trod upon, but they fell through them into

the Tide and immediately disappeared. These

hid-den Pit-falls were set very thick at the Entrance of

(4)

348 NECROTIZING ENTEROCOLITIS

but multiplied and lay closer together toward the

End-.

Whether neonatal necrotizing

enteroco-litis represents a new or an old pitfall at the

entrance to the bridge,30 the advice given

Mirza, to “consider it attentively,” was

never more apt.

GEORGE H. FETrERMAN, M.D.

Children’s Hospital of Pittsburgh

Pittsburgh, Pennsylvania 15213

REFERENCES

1. Genersich, A.: Bauchfellentz#{252}ndung beim Neugebornen in Folge von Perforation des

Ileums. Virchows Arch. Path. Anat., 126:

485, 1891.

2. Will, H. von.: Ueber eine bosartige enteritis

bei Sauglingen des ersten Trimenons. Ann.

Paediat., 162:87, 1944.

3. Rossier, A., Sarrut, S., and Delplanque, J.:

L’enterocolite ulc#{233}ro-n#{233}crotiquedu pr#{233}ma-tur#{233}.Scm. H#{233}p.Paris, 35:Pt.II:1428, 1959.

4. Cruze, K., and Snyder, W. H., Jr.: Acute per-foration of the alimentary tract in infancy

and childhood. Ann. Surg., 154:93, 1961. 5. Singleton, E. B., Rosenberg, H. M., and

Sam-per, L.: Radiologic considerations of the

pennatal distress syndrome. Radiology, 76:

200, 1961.

6. Nienhuis, L. I.: Colon perforations in the

new-born. Amer. Surg., 29:835, 1963.

7. Waldhausen, J. A., Herendeen, T., and King,

H.: Necrotizing colitis of the newborn:

Common cause of perforation of the colon. Surgery, 54:365, 1963.

8. Berdon, W. E., Grossman, H., Baker, D. H., Mizrahi, A., Barlow, 0., and Blanc, W. A.: Necrotizing enterocolitis in the premature

infant. Radiology, 83:879, 1964.

9. Hermann, R. E.: Perforation of the colon from

necrotizing colitis in the newborn: Report of a survival and a new etiologic concept.

Sur-gery, 58:436, 1965.

10. Mizrahi, A., Barlow, 0., Berdon, W., Blanc,

W. A., and Silverman, W. A.: Necrotizing

enterocolitis in premature infants. J. Pediat.,

66:697, 1965.

11. Touloukian, R. J., Berdon, W. E., Arnoury, R. A., and Santulli, T. V.: Surgical experience

with necrotizing enterocolitis in the infant.

J. Pediat. Surg., 2:389, 1967.

12. Castor, W. R.: Spontaneous perforation of the

bowel in the newborn following exchange

transfusion. Canad. Med. Ass. J, 99:934,

1968.

13. Corkery, J. J., Dubowitz, V., Lister, J., and

Moosa, A.: Colonic perforation after

ex-change transfusion. Brit. Med. J. 4:345, 1968.

14. Denes, J., Gergely, K., L#{233}b,J., and Moh#{225}csi,

A.: Necrotizing enterocolitis in premature

in-fants. Acta Paediatr. Acad. Sci. Hung, 9:237, 1968

15. Orme, R. L’E., and Eades, Sheila, M. :

Perfora-tion of the bowel

in

the newborn as a

corn-plication of exchange transfusion. Brit. Med.

J., 4:349, 1968.

16. Stone, H. H., Allen, W. B., Smith, R. B., and

Haynes, C. D.: Infantile pneumatosis

intesti-nalis. J Surg. Res., 8:301, 1968. 17. Lloyd, J. R.: The etiology of gastrointestinal

perforations in the newborn. J. Pediat. Surg.,

4:77, 1969.

18. Lucey, J. F.: Colonic perforation after

ex-change transfusion. N. Eng. J. Med., 280:

724, 1969.

19. Stevenson, J. K., Graham, C. B., Oliver, T. K.,

and Coldenberg, V. E.: Neonatal necrotizing

enterocolitis. A report of twenty-one cases

with fourteen survivors. Amer. J. Surg., 118:

260, 1969.

20. Wilson, S. E., and Wooleey, M. M.: Primary

necrotizing enterocolitis in infants. Arch.

Surg., 99:563, 1969.

21. Asaph, J. W., Struthers, J. J., McSherry, C. K.,

Dineen, P., and Redo, S. F.: Neonatal

necro-tizing enterocolitis. Rev. Surg., 27:146, 1970.

22. Friedman, A. B., Abellera, R. M., Lidsky, I.,

and Lubert, M.: Perforation of the colon

af-ter exchange transfusion in the newborn. N.

Eng. J. Med., 282:796, 1970.

23. Hopldns, C. B, Gould, V. E., Stevenson, J. K.,

and Oliver, T. K.: Necrotizing enterocolitls

in premature infants. Amer. J. Dis. Child.,

120:229, 1970.

24. Krasna, I. H., Becker, J. M., Schneider, K. M.,

and Beck, A. R.: Colomc stenosis following necrotizing enterocolitis of the newborn. J.

Pediat. Surg., 5:200, 1970.

25. Blanc, W. A.: Amniotic infection syndrome.

Pathogenesis, morphology, and significance

in circumnatal mortality. Clin. Obstet.

Cy-nec., 2:705, 1959.

26. Bron, K. M., Murdaugh, H. V., Jr., Millen,

J. E., Lenthall, B., Raskin, P., and Robin,

E. D.: Arterial constrictor response in a diving

mammal. Science, 152:540, 1966. 27. Corday, E., Irving, D. W., Cold, H., Bernstein,

H., and Skelton, R B. T.: Mesenteric

vascu-lar insufficiency. Intestinal ischemia induced

by remote circulatory disturbances. Amer. J.

Med., 33:365, 1962.

28. McGovern, V. J., and Goulston, S. J. M.:

Is-chaemic enterocolitis. Cut, 6:213, 1985.

29. Cook, B. C. M., and Rickham, P. P.: Neonatal

intestinal obstruction due to milk curds.

J.

Pediat. Surg., 4:599, 1969.

30. Addison, J.: The vision of Mirza. The

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1971;48;345

Pediatrics

George H. Fetterman

PROBLEM?

OLD PIT-FALL OR NEW

−−

NEONATAL NECROTIZING ENTEROCOLITIS

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1971;48;345

Pediatrics

George H. Fetterman

PROBLEM?

OLD PIT-FALL OR NEW

−−

NEONATAL NECROTIZING ENTEROCOLITIS

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