THE NACHBIN
COMPACTIFICATION
VIA
CONVERGENCE
ORDERED SPACES
D.C.KENTandDONGMEI LIU
DepartmentofMathematics
WashingtonState University
Pullman, Vashington99164-3113
(Received April 21, 1992)
ABSTIACT. Weconstructthe Nachbincompactification fora
F3.5-ordered
topologicalorderedspace
by tailingaquotient ofanorderedconvergence space compactification. A variationofthis quotient construction leads toacompactification functoronthe category ofF3.5-ordered
convergence ordered spaces.KEYWORDSANDPHRASES: topological orderedspace,convergence orderedspace,
F2-ordered
space,F3.s-ordered
space, Nachbincompactification.1980MATHEMATICS SUBJECT CLASSIFICATION CODE:54D 35,54F05,54A 20
0. INTRODUCTION.
The Nachbin
(or
Stone-Cech-ordered)compactification
(see [1],
[6])
is the largestT2-ordered
topological ordered compactficaton ofaTs.-ordered
topologicalordered space. In[4],
oneoftheauthors and G.D. Richardsonconstructed an ordered compactification
(X’,
o)
for an arbitrary convergenceorderedspaceX. Thislatter compactification exhibitsessentiallythesame universalpropertyastheNachbincompactification, but behavespoorlyrelativeto separation properties
(see
Example
1.4).
Startkugwithanarbitraryconvergenceorderedspace
X,
weintroduceanequivalencerelation onthe setIX’I
which underliesX’,
andobtain anorderedquotient spaceX’/R
whichs
bothcompact and
T2-ordered.
WenextgivetwoconditionsCand Owhich are necessaryandsuicient tomakethe naturalmapfromX
intoX’/
bothanorder embedding andahomeomorphic embed-ding,sothatX’/R
becomesaT2-ordered
convergenceordered compactification ofX. Forordered convergencespacesX
satsfyhugconditionsCandO,
itturns out that thetopologicalmodification%X of
X
isaTs.-ordered
topological orderedspace,and%(X’/R)
istheNachbincompactificationof%X.
In
particular, ifX
isassumed to beaT.s-ordered
topological orderedspace,thenA(X’/)
isthe Nachbincompactification ofX.
regularconvergenceorderedspacesatisfyingconditionsC and 0 to bea
Ts.s-ordered
convergence ordered space, and we show that for such a spaceX,
the regular modificationr(X*/)
of thequotient
X’/
isaregular,T2-ordered
convergenceorderedcompactification ofX.
Relative to thiscompactificationfunctor, the regular, T2-ordered, compact convergence spaces
(with
increasing,continuousmapsas
morphisms)
formanepireflective subcategoryof thecategory of allT3.s-ordered
convergence ordered spaces
(with
increasing, continuousmapsasmorphisms).
1. PRELIMINARIES.We introducesomebasic notation and terminologyand summarize someresults from
[4].
If(X,
_<)
is aposet, andA
C_X,
we denote byi(A),d(A),
andA
^
the increasing, decreasing, andconez
hulls,
respectively,ofA;
notethatA
ni(A)
d(A).
Similarly,ifF(X)
is the set of all(proper)
filters onX
andr
F(X),
leti(Y’),
the filter generated byi(F)
F
Y’),
be the increasinghullofY’;
thedecreasinghulld(Y’)
andconvexhullY?
aredefinedanalagously.A
filterY"
issaidtobeconvexif
"
f.
Note
thati(Y’) v
d(Y’).
If
(X,
<_,
-,)
is aposer
(X,
<)
equipped withaconvergence structure--,which islocally convex(i.e.,
f
z wheneverY"
--,z),
then(X, <,--,)
iscalled aconvergence orderedspace; weusuallywrite
X
rather than(X, <, -,)
when thereis nodanger of ambiguity.A
convergence ordered spaceis
Tx
-ordered if the setsi(x)
andd(x)
areclosed for allxX,
andTn-ordered
if the order<_
is aclosed
subsetofX
X. Foranyconvergence ordered spaceX,
letCI(X)
(respectively,
CD’(X))
denote thesetofall continuous, increasing
(respectively,
decreasing)maps fromX
into[0,1].
A convergenceorderedspace whoseconvergencestructureis atopology iscalled a topological orderedspace. Suchaspace is said tobeconvexif the open monotone
(i.e.,
increasingordecreasing)
setsformasubbase for the topology. Fortheremainderofthis paper, weshall adoptthe notational abbreviation used in[4]
andwrite"t.o.s"
instead of topological orderedspace"
and "c.o.s." inplaceof
"convergence
orderedspace".A t.o.s. X is said to be
T3.a-ordered
if it satisfies the followingconditions:(1)
Ifz EX,A
is a closed subset ofX,
and zA,
then there isy
CI’(X)
and gCD’(X)
such thatf(z)
g(z)
0 andf(y)
Vg(y)
1, for allyA;
(2)
Ifz y inX,
there isf
CI’(X)
suchthat
f(y)
0andf(z)
1. TheTs.s-ordered
spaces are preciselythosewhich allowT-ordered
t.o.s, compactifications, andall
Ts.-ordered
spacesareconvex.IfX is a
T.-ordered
t.o.s., thenthe Nachbin compactification ofX(see
[1],
[6])
is obtainedby embedding
X
intoan "orderedcube,
whose componentintervals are indexedbyCI’(X).
TheNachbincompactification/0Xischaracterizedby the followingwell-known result.
PROPOSITION 1.1. If
X
is aT3.-ordered
t.o.s., then0X
isT-ordered.
Furthermore, iff
X--
Y
is an increasing, continuous mapandY is a compact,T-ordered
t.o.s., thenf
has a unique,increasing,continuous extensionf’/0X
-,Y.Wenext describe briefly the constructionofthe convergence ordered compactification
X’
ofan arbitrary c.o.s.
X
described in[4],
which has essentially the same liftingproperty as0X.
Given a c.o.s.X,
letX
be the set of all non-convergentmaximal convexfilters onX,
and let X’{
zX}
X
.
Before proceedingfurther,
it will be useful toestablish the following proposition about maximalconvexfilters.PROPOSITION1.2. Themaximal convex filters on aposet
X
are precisely theset{f
Y"
is anultrafilter onX}.
convexset (7
e
,
the filters’1
andr2
generated by{i((7)f
F" FEr}
and{dC(7
respectively,arewell-defined filters finerthan,and hence equalto,r.
Thusi((7)
impliesi(G)
nd(G)
G;
therefore.
f.
Again assuming that Xis anarbitrary c.o.s., let
o
X X’ be defined by(x)
5, forall x C X. A partial order<_
is defined on X as follows:"
_<
iffi(3
r)
<_
(or,
equivalently,d(.)
<_
r).
Since x_<
y iff<_
,
’(X, <_)
(X
,
<_)
is anorderembedding.IfAC_
X,
letA’()"
EX ACY’);
ifY"
CF(X),
let r denotethe filter inF(X)
generated by(F’
FCY’).
Aconvergence structure on(X
,
<_)
isdefinedasfollows: For CF(X),
*-,
Eo(X)
itfthere isY
-,zsuchthat Y"_<4;Writing
X’
inplace of(X’,
_<’,-,),
westate the following resultwhich is provedin[4].
PROPOSITION1.3. If
X
is ac.o.s., then(X’,
)
is aconvergence ordered compactification of X. Iff
X
Y
isacontinuous, increasingmapandY
acompact, regular,T2-ordered
c.o.s., thenf
hasaunique, increasing, continuous extensionf,X"
--
I/’.Recall that aconvergencespace
Y
is regular ifclr
"
xwhenever x. Here "c/r" is the closure operator forY,
andcitY:
isthefilteronY
generated by(clyF" F
’).
In
[4],
ac.o.s. Xisdefined to be stronglyT2-ordered
ifX
isT
(i.e.,
convergentfiltershaveuniquelimits)
and the followingconditions hold:($1)
ifY"
z,.
X
e,
andi(’) _<
.,
thend(.)
_<
;
(S)
ifY
-
,
.
X’,
andd(Y’)
_<
.,
theni(.) <_
.
In
Proposition 2.8,[4],
it isshown thatX"
isT2-ordered
iffX
isstronglyT2-ordered.
As we see inthenext example,very nice c.o.s.’smay fail tobestronglyT2-ordered.
EXAMPLE
1.4. LetX
be the Euclidean planewith its usual(product)
order and topology. LetY
be the filteronXgenerated bysets of the formF
{(a, b)
X-
<
a<
0, b0}
foreach natural number n, and let x
(0,
0).
Let.
betheconvexhull ofany ultrafilter containingtheset S
((a, b)
EX a -b-1)
andcoarser than thefilter generated by sets of the form H,((a,b)
_
X" b>_ n)
forn 1,2,3,.... Note that($1)
is violated by3r,.
and x; thus the compactificationX"ofXisnotT2-ordered.
2.
0X
AS A QUOTIENTOFX’.Let
(X,
<_
be any c.o.s., and let(X,o)
be the convergence ordered compactification ofX constructed in the last section. By Proposition 1.3 thereis, for any
f
CI(X),
a unique,continuous,increasingextension
fo
X"--,[0,1].
Wedefineanequivalence relation onX" as follows:
{(r, 9)
X" X"f,(Y)
f.(.),
for allf
CI’(X)}.
Let a be the projection map ofX" ontoX’/
(i.e.,
for eachY
EX’,
o(’)
[Y’],
where[Y’]
is the-equivalenceclass containingY).
Apartial order_<
onX’/]
isdefinedasfollows:[’]
_
[]
ifff.(’)
_
f.()
inRfor allf
e
CI’(X).
We also impose on
X/]
the quotient convergencestructure which is described(see [2])
asfollows: If
F(X/)
and[Y’]
CX/],
then -,[Y’]
inX/]
iffthereisY
C[Y’]
andthere is afilter {EF(X)
such that {*-
Y
inX
and({)
_<
.
PROOF.
X’/,
is obviouslycompact. Toshow thatX’/P.
is T-ordered, it is sufficient(by
Proposition1.2,[4])
toshowthatif,
(9EF(X’/),
[F]
and(9 --,[]
inX’/,,
andhasatraceontheorder
_,
then[r]
<:
[.].
If
f
e
CI’(X),
definef
X’/
[0,1]
by/([3r])
f.(Y’),
for all,v
X’. It is easy to verify thatf
iswell-definedandf
e
CI’(X’/).
If[Y’]
and O[.]
inX’/,
andhasa traceon
_<,
itfollowsthatf()
f(O)
hasa trace on theorder of[0,1];
since[0,1]
isT2-ordered,
f([’])
f,(.T)
_
f,()
f([.]).
The latter inequality holds for allf e CI’(X),
andso
[,v]
_
[],
which establishesthatX’/.
isT2-ordered.
Foranarbitraryc.o.s.
X,
wehave alreadydefined thecontinuous,increasing mapso
X
--,X’ anda X"X’/;
we defineo
X
X’/
byo
aoo.
It is clear thato(X)
is denseinthe compact,
T2-ordered
c.o.s.X’/.
Weare nowinterested in characterizing those spaces Xfor which
(X’/.,,)
is acompactification. With this goal in mind,we introduce the following conditions.CONDITIONC. Forany maximalconvexfilter
Y"
onX,r
x inXiff/()
.f(x)
in[0,1]
for allf
CI(X).
CONDITION O.Foranypoints x,y inX,x
_<
y inXifff(x)
<_ f(y)
in[0,1],
forallf
CI’(X).
It is easy to verifythat any
Ta.-ordered
t.o.s, satisfies ConditionsC and O.LEMMA
2.2. ffXis ac.o.s, satisfying ConditionsC andO,then[]
(k),
for allx X. PROOF.CI*(X)
separatespoints inX
byConditionO,
andso a isone-to-oneon(X).
Thisimplies
[]
if x y.Next,
assumethat there isY"
X
[].
Thenf.(Y’)
f,()
f(x)
for allf
CI(X);
inother words,f(,)
f(x)
inR,
forallf
CI*(X).
ConditionC then implies:T
x inX,
contradicting theassumption:T
X’.
THEOREM 2.3. Let
X
be a c.o.s. ThenX
--,X’/
is an order and a homeomorphic embedding iffX
satisfiesConditionsC andO.PROOF. Suppose that
X
satisfies Conditions C and O. Then is one-to-one sinceCI’(X)
separates pointsin
X.
Also note thata.o
(a]{x))
oo, and thusal(x
isone-to-one. Let --.[3]
inX’/,.
Then there is { EF(X’)
such that {-**
inX"
and By definition of convergence inX"
there is a filterY"
onX
such that"
x andTherefore,
o1()
_>
l(a())
_>
ol(cr(.T’))
-.
(a[(x))-(a(Y")).
It follows by Lemma2.2 that
(al,(x})-(a(.T))
>_
.T*.
Consequently,o1(@)
_>
o-’(Y")
r
__,
xo1([]),
i.e.()
-.([]).
Thu iLet
[]
_
[]
inX/;
then for anyf
ECI(X), f(]c)
_
fo(),
i.e..f,(o(x)) <_ f(o(y)),
whichimplies,f(x) <_
f(y),
for allf
e
CI(X).
By ConditionO,
z<_
y. Thuso
is increasing, andweconcludethato
is anorderand homeomorphicembedding.Conversely,assumethat
o
isbothanorderandhomeomorphic embedding.LetY"
beamaximal convexfilteronX
suchthat, for somee
X,
]’()
]’(x)
forallf
e
CI’(X).
Supposenottrue. Thenweneed to consider twocases.
CASE 1.
Y"
y andy-
x. Thisimplies that foreachf
CI*(X),
y(Y’)
y(y).
Fromthis wededucethat[]
[],
whichisacontradiction,sincep is assumed to be one-to-one.CASE 2.
Y
X.
Thisleadstothe conclusionthat[Y’]
[3];
inother words,p(Y)
[3]
in
X/,
which impliesY"
x inX,
since is ahomeomorphic embedding. This contradictsY
EX’.
Wetherefore conclude thatXsatisfies ConditionC.follows since is anorderembedding. Therefore,
X
satisfies Condition O.THEOREM2.4. Forevery c.o.s.
X
satisfyingConditionsC andO,((X/), )
isaT2-ordered
c.o.s, compactification ofX. Furthermore,for anycompact, regular,
T2-ordered
c.o.s.Y
and foranycontinuous, increasing map
f
X
Y,
there is a unique, continuous, increasing extensionfp.
:X’/
r.
PROOF.Thefirst assertion is animmediate corollary of Theorem2.3. Thesecondfollows easily
withthehelp ofProposition 1.3.
For any c.o.s.
X,
letc#oX
be thet.o.s, consistingoftheposer
(X,
<)
with the weaktopologyinducedby
GI’(X).
NotethatGI’(X)
PROPOSITION2.5. Let
X
beac.o.s, satisfying ConditionG. LetX
oX
betheidentity map. Then is anorderisomorphismandahomeomorphismrelativetoultrafilter convergence.PROOF. It is obvious that is a continuousorder isomorphism. Let
"
--. x in 0X, whereF
is an ultrafilter. By Proposition 1.2, is a maximal convexfilter andf(F)
-
f(z)
impliesf(])
f(x)
in[0,1],
for allf
ECI’(X).
Condition C thus guarantees that-
x inX,
andhence
r
zinX.PROPOSITION2.6. IfXisac.o.s, satisfying ConditionsGand
O,
thenc#oX
is aT3.s-ordered
t,o.s.
PROOF. Firstobserve that
coX
also satisfies Condition C and O; O is obvious, and C fol-lowsfrom Proposition 2.5,since andC#oXhave the sameultrafilter convergence andhence, byProposition 1.2, thesameconvergenceof maximalconvexfilters.
For / E
C’I*(oX),
let !be the closed interval[0,1]
indexed by /, and let PC(X)
be equipped with the usualproductorder andproduct topology. Then Pis acompact,T-ordered
t.o.s. Defineo
CoX
P byo(X)
,
where:
C(C#oX)
[0,1]
is givenby(/)
/(x),
for all /C’I*(C#oX).
SinceC#oX has the weak topology induced byCI*(CoX)
C*(),
andC*(o)
separates pointsinC#oX by Condition O,o
is atopological embedding(see
8.12,[10]).
By ConditionO,
o
isalsoanorderembedding.Givena c.o.s.
X
satisfying C andO,
weintroduce someadditional functional notation. Letbetheevaluationembedding of the
T3.s-ordered
t.o.s,c#oX
into itsNachbincompactification and let eeo-i
X
-/o@oX).
The unique extensionofe to X’(guaranteed
by Proposition1.3)
is denoted by e., and theextension ofe toX’/P.
(guaranteed
by Theorem2.4)
is denoted bye.
Iff
Gf’(X)
GI’(oX),
the unique extensions off
inCf’(X’)
andGI’(/o(oX))
(see
Proposition 1.3 and2.4)
aredenoted byf,
and f’, respectively. The followingcommutativediagramishelpfulinkeeping track of thesevarious maps.
x
x.
x./
oX
o
THEOREM2.?. IfX is anyc.o.s, satisfyingG’ and
O,
thene
isanorder isomorphism andahomeomorphismrelative to ultrafilter convergence.
POO.
s
[Zl
IS;l
ix’/
itr.(z)
.()
tt([Zl)
X*/
sincethelatterspace iscompact. Itfollows by uniqueness offilter limits inbothspacesandthe continuityof
e
thatel(a)
a.If
X
is any convergence space, letAX
denoteitstopologicalmodification (i.e.,
X
isthe setIXI
equippedwiththe finesttopological structurecoarserthanX.)
IfX
is a c.o.s, satisfying C andO,
weobtainfromProposition 2.5and Theorem2.7 thatX
oX
and(X’/))
is acompact,T2-ordered
t.o.s, homeomorphic and order isomorphic undere
too(taoX).
LetOowoX
--
X/
bedefinedbyOo o
o
o -1o
o -1.COROLLARY2.8. If
X
is a c.o.s, satisfying C andO,
then(A(X’/R),Oo)
is the Nachbin compactification ofcaoX
,X. IfX
is aT3.5-ordered
t.o.s., then((X’/R),o,)
is the Nachbin compactification-ofX.Onequestion which deserves clarificationisthe status of
X’/
as a"quotient" ofX’.
Wehaveindeedequipped
X’/R
withthe quotient convergencestructure, butcan weinterpret_
as the "quotient order" relative to theorder_’ definedonX’?
Various notionsof "quotientorder" have been considered(for
instance,see[5]
and[8]),
butthe order_
isgenerally different than these. Insteadofregarding the order andconvergencestructuresofX’/
separately,wethink thatit isappropriate to consider thenotionofa "quotient
c.o.s.",
where orderand convergence structuresareconsideredtogether. Fromthisperspective,thenext theorem indicatesthat
X’/R
isindeeda quotientc.o.s, ofX’,
atleastinthe category ofc.o.s.’s
which satisfy ConditionsCandO.THEOREM2.10. Fora c.o.s.
X,
letX"
andX’/R
bedefinedasbefore. LetY
beany c.o.s.satisfying CandO,andleth"
X’/]
-
Y. Thenhiscontinuousand increasing iffhoX"
Yiscontinuousandincreasing.
PROOF. If hiscontinuousand increasing, thesame isobviouslytrue for ho
.
Conversely, suppose ho# is continuousandincreasing. Let q
--
[Y’]
inX’/R;
then there is’
E[Y’]
andafilter/ onX"
such that/{ yt inX" and_
r(A).
Hencehor(A)
---, ho(.7
)
in
Y,
bycontinuity ofhor. But @_
r(A)
andr(
r)
[r],
soh(@)
--,h([.]),
implyingthat his continuous.To showthat h is increasing, let ey be the natural map from Y into
o(woY)
and consider ger
oho oo
X
--
o(taoY).
Since gwoX
--*o(caoY)
is alsocontinuous and increasing, thereis acontinuous,increasingextensiong"o(taoX)
(wY)
whichmakesthe diagram below commute.x
x.
x’lA
Y
o(woX)
--,o(Y)
g.
Thus
erohoo
g"oeoo, dsinceo
X
X’/
isadense iection,eoh
g"o.
But
er
order embedding,sohe
og"oe, d h increg.3.
T3.s-ORDERED
CONVERGENCE ORDERED SPACES.In
this briefconcluding section, weintroducethenotion ofaTa.s-ordered
c.o.s., describe the largestregular,T2-ordered
c.o.s, compactification of sucha space, and interpret thiscompactifi-cation inthe languageofcategorytheory. The necessary categorical terminologycanbe foundin
corn-pactification. In
[9],
it is shown thatthe Hausdorff,completely regular convergencespaces, which weshall referto asT3.s
consergence spaces areprecisely thoseconvergencespaceswhichallow aregular, Hausdorffconvergencespacecompactiflcation.
Given a convergence space
X,
letrX
denote the regularmodification
ofX
(i.e.,
rX
is thesetIX
equipped with the finestregular convergencestructurecoarserthan theoriginal convergence structureonWedefineac.o.s.
X
which isregularandsatisfies conditionsCand O to beaT3.s-ordered
c.o.s..Itfollowsby Proposition2.5thata
T3.s-ordered
c.o.s.X
has thesameultrafilter convergenceasitstopological modification
AX
woX.
THEOREM3.1. Let
X
be aT.s-ordered
e.o.s, andletr/oX
r(X/R)
be theregularmod-ificationof
X’/].
Then(roX,)
is aregular,T-ordered
c.o.s, compactification ofX. IfY
is aregular, T-ordered, compactc.o.s, andf
X
--,Y
is continuousand increasing, thenf
has a unique,continuous, increasingextension,
:roX
Y.PROOF. By Theorem 2.3,
X
--.X’/]
is an order embedding and a homeomorphic embedding. By the functorial propertiesofthe regularmodification and the fact thatrX
X,
it follows thatX
--,roX
is continuous. BecauseX’/
androX
have thesame ultrafilter convergence,it iseasy to verify that theregular modification ofp(X) (considered
as asubspace ofX’/)
coincideswitho(X)
consideredas asubspace ofroX.
Fromthiswe seethatx
isalso continuous,and the first assertion is established. Thesecond assertion isanimmediate consequenceof Theorem2.4.
We denoteby C the category of all
Ts.s
orderedc.o.s.’s,
with increasing continuous maps as morphisms; letDbethe fullsubcategoryofCconsisting of allregular, compact,T-ordered
c.o.s.’s. If D C’isthe inclusionfunctor,itfollows byTheorem3.1thatthe functorro
CD,
which assigns to eachobjectX
inCits compactificationroX
and toeach morphism]" X Yin Cthe extensionfo
roX
THEOREM3.2. If C andD arethecategories defined inthe precedingparagraph,thenD is anepireflectivesubcategory of C.
IfX is a
T.s-ordered
t.o.s.,it isgenerallynot true thatoX
roX,
althoughit is true inthis casethatoX
(roX).
The
T3.s
convergence spaces mentioned earlier in this section are theT3.-ordered
c.o.s.’s for whichthe partialorderisequality. Indeed,anyT.s
convergencespace’X,
equippedwiththe trivial order(equality),
satisfies ConditionCandOrelativetoCI’(X)
C’(X),
theset ofall continuous mapsfromXinto[0,1].
ForsuchaspaceX,
oX
(which
also hasthe trivialorder)
coincides with thelargest regular,Hausdorff convergence space compactificationofXconstructed in[9].
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P.Fletcher andW.Lindgren, Qui-Uni/orm Spaces, Lect. NotesinPure
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Inc.,
New
York(1982).
[2]
D.C.Kent,
"Convergence
QuotientMaps",
Fund. Math. 65(1969)
197-205.[3]
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