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(

Received May 30; revision accepted for publication October 1, 1969.)

The research reported is supported in part by the National Institutes of Health, National Institute of Child Health and Human Development (HD 00719); the Association for the Aid of Crippled

Children; the National Association for Retarded Children; the United Cerebral Palsy Research and

Education Foundation (CF-75-66C and CF-75-67C); and by the Children’s Bureau, Department of

Health, Education and Welfare (12:HS, No. 241).

ADDRESS FOR REPRINTS:

(

H.J.C.

)

Department of Pediatrics, Albert Einstein College of Medicine, Eastchester Road and Morris Park Avenue, Bronx, New York 10461.

PnrnAmics, Vol. 45, No. 2, February 1970

SPECIAL ARTICLE

SOME

CONSIDERATIONS

FOR

EVALUATING

THE

DOMAN-DELACATO

“PATTERNING”

METHOD

Herbert J. Cohen, M.D., Herbert G. Birch, M.D., and Lawrence T. Taft, M.D.

From the Department of Pediatrics and Departmen* of Rehabilitation Medicine,

Albert Einstein College of Medicine, Bronx, New York

I

N the present paper we plan to evaluate

the objective evidence available for an

estimation of the worth of the patterning

method advanced by Doman, Delacato, and their colleagues for the treatment of chil-dren with neuromuscular disorders, behav-ioral abnormalities, learning disabilities, and apparent mental subnormality. The method of treatment and habilitation

de-scribed by Doman and Delacato and called “patterning” has purportedly been useful

for

(

1

)

achieving greater “mobility” in

pa-tients with brain damage than has been achieved by classical therapy; (2) treating communicative disorders, including visual, speech, and reading disabilities; (3) en-hancing intelligence and elevating I.Q.

levels;

(

4

)

preventing communicative

dis-orders, altering aberrant behavior, and

im-proving coordination in normal infants, to-gether with;

(

5

)

having other universal applications.’4

More recently, proponents of the method have claimed that it is useful not only for

the handicapped child, but that it also may

have important consequences for the

pro-motion of normal physical and behavioral

development. Moreover, in one publication, they have inferred that the appropriate ap-plication of the method may enable parents to improve normal development

signifi-cantly.5

Any method capable of producing such

important consequences must be of serious

interest to all who are concerned with

chil-dren and their development. If, in fact, the method does have the consequences attrib-uted to it by its advocates and if it does not

do unintended harm, there can be no rea-son to restrict or to limit its universal

appli-cation. Consequently, the method must be

studied carefully and the data upon which

its claims are based must be subjected to

the most careful scrutiny. It is especially necessary to engage in such consideration

of the present state of evidence, since there is no universally accepted or successful set of procedures currently available for the effec-live habilitation of children with neuromus-cular disorders, brain damage, mental sub-normality, and serious educational handicap.

In the absence of a universally accepted set of procedures and in the presence of pressures for service to children exhibiting

the difficulties enumerated, it is inevitable that judgments of the value of any specific

procedure may tend more to reflect pas-sions and degrees of adherence to

view-points

than facts. Given these

circum-stances, it is especially important to analyze the available data and to assess their direct or indirect pertinence to the issues of habil-itation, rehabilitation, and education for which they have been claimed to be rele-vant. In the present paper, therefore, we

shall review the available evidence and seek to relate it to more general knowledge. Such an effort, it is to be hoped, can both

point

to potential values and relate the

(2)

a way as to permit us to assess its specific worth.

A NOTE OF CAUTION

In the course of our efforts to evaluate the patterning method, it is essential that

an objective and dispassionate attitude

be

maintained. One must not be provoked by

inaccuracies and extravagances which,

some-times in the heat of controversy and as a re-suit of zeal, may have been made by both the advocates and adversaries of the method.

In our effort to evaluate the worth of the

patterning method, we shall try to insulate ourselves from emotional reactions that may be stimulated by verbal extravagances.

Our emphasis and focus will be upon the facts with respect to the method and the degree to which reasonable conclusions

may be drawn from these facts.

THE PATTERNING

METHOD

The patterning method used by Doman and Delacato derives from a phylogenetic interpretation of development which seeks to correlate progressive changes in the

em-bryogenesis of the human nervous system, and in the ontogenesis of behavior with the

corresponding levels of representation of

motor functioning in the central nervous

system of lower vertebrates. This

concep-lion represents an extension of Haeckel’s#{176}

biogenetical principal derived by him from

the work of Fritz Muller7 on the develop-ment of crayfish. Briefly stated, this view implies that the ontogeny not only of man, but also of every living creature is a recapit-ulation of its phylogeny, and that “the de velopment of the embryo is an abstract of the history of the genus.” This recapitula-tive view of ontogenesis was most fully ap-plied to problems of nervous system

disor-ders in children by Temple Fay8 with whom Doman had been associated. The

present theories of “patterning” represent an extension and application of these reca-pitulationist principles and may briefly be

summarized.

In its broadest sense the viewpoint has been stated by Delacato as follows : “Man has evolved phylogenetically in a known

pattern. The ontogenetic development of

normal humans in general recapitulates

that phylogenetic process. We have been able to take children who deviate from

nor-ma! development

(

severe brain injured) and through the extrinsic imposition of nor-ma! patterns of movement and behavior have been able to neurologically organize

them sufficiently so that they can be placed within a human developmental pattern of crawling, creeping and walking. Finally, with man’s unique lateral neurological function added to this structure, talking, reading and writing developed.”3 In

an-other place Delacato1 states: “man’s final and unique developmental progression takes place at the level of the cortex, and it

is lateral (from left to right or from right to left). This progression is an interdependent

continuum . . . if a lower level is incom-plete, all succeeding higher levels are af-fected both in relation to their height in the

central nervous system and in the relation to the chronology of their development.”

In a concrete sense these general con-cepts have been elaborated in the following way:

1. Truncal movements of the newborn infant are comparable to the swimming movements of the fish and correspond to a

medullary level of brain function.

2. “Homolateral crawling”

(

i.e., crawling in such a manner that the arm and leg on the side toward which the head is turned are flexed, while the opposite arm and leg

are extended) is analogized to crawling in amphibia and believed to reflect a pontine level of brain organization.

3. “Cross-pattern creeping”

(

i.e., creep-ing with a flexed arm and extended leg on the side toward which the head is turned, while the opposite side has the arm

extended and the leg flexed) is related to

reptilian creeping and viewed as a mid-brain level of function.

(3)

with-out a cross-pattern

)

is a primate movement and is believed to represent an early

mani-festation of a cortical functioning.

5. “Cross-pattern walking” is considered

to be a distinctly human form of locomotion

and is identified with mature cerebral

func-lion and with the establishment of

hemi-spheric dominance.

Basing themselves upon this set of

con-cepts, the proponents of patterning have argued that each of the levels is stage

de-pendent and that adequate organization at

any subsequent level is dependent upon

mastery of the coordination requisite for the

antecedent stages.3 In this sense, each ear-her stage represents a critical step in

devel-opment for adequate organization of func-tioning at succeeding stages. Thus, it is suggested that, if cross-pattern creeping were not successfully practiced and mas-tered, crude and cross-pattern walking would be abnormally organized. From these assumptions it has been inferred that abnor-mal organization of function reflects failure

to achieve mastery at antecedent levels, and that rehabilitation requires the development of adequate organization at these levels. A progressive advance to higher levels of

or-ganization may, they suggest, occur only

after appropriate patterning at the earlier

level has been established.

The therapeutic program has reflected these views and has been based upon an at-tempt to recapitulate the physiologic stages of motor development through exercises. This has been done either by the external

involuntary imposition of patterns of

activ-ity, or by having the child voluntarily prac-tice presumably missed earlier stages of

mastery. When applied, the program has been tailored to the presumed needs for such experience in the individual patient.

With individual variation, the following two general types of program have been proposed.23

Treatment Program 1

This program is recommended for all nonwalking children and requires that the patient spend most of the day

(

except for

special treatment periods and for

satisfac-tion of physical and emotional needs

)

on the floor in the prone position, where crawl-ing and creeping are encouraged.

Treatment Program 2

When the patients with damage are un-able actively to engage in specific patterns

of activity, such patterns are passively fin-posed by manipulation of the limbs by the therapists, parents, and other teams of

cooperating individuals. It is argued that such passive manipulation will impose

“pat-terns” on the central nervous system.

The actual “patterning” procedures are executed by three to five adults, who ma-nipulate the right arm and right leg, the left arm and leg, and the head. The “pat-tenting” is performed smoothly and

rhythmically and in a meticulously ordered sequence. Each child is “patterned” for pe-nods of at least 5 minutes four times a day, 7 days a week, without exception. At first the procedures may be carried out by ther-apists, but subsequently the administration of the entire program can become the re-sponsibility of the family and friends.

The patterning procedures are supple-mented by a program of sensory stimula-tion, breathing exercises, and a plan of re-striction and facilitation which is claimed to

foster the establishment of hemispheric dominance.2’3

ASSESSMENT OF THE METHOD

There are at least two levels at which to consider the therapeutic method-theoreti-cal and empirical. The theoretical involves a consideration of the degree to which the

concepts underlying the method are in ac-cordance with current knowledge

of

the

de-velopment

and organization of the central

nervous system both in

phylogenesis

and

ontogenesis.

The

history of biology is

re-plete with considerations of the weaknesses

of recapitulationist theory and no

substan-tial support for the general viewpoint can

be

drawn from current consideration of the nervous system and its development.

(4)

treat-SPECIAL ARTICLE

ment method in basic science does not in

it-self justify the rejection of a practice. The

history of medicine contains many instances

of correct practice at first justified by

made-quate theory; and, quite independently of a

consideration of the rationale for

“pattern-ing,” one has the responsibility to consider its worth as an empirical procedure in

habil-itation and rehabilitation. It is with this

second question that we shall be centrally

concerned.

In considering the worth of patterning as

an empirical therapeutic method, several

questions must be answered. These may be

formulated as follows:

1. Does the evidence support the

conclu-sion that when applied the method results in improvement?

2. Is the improvement achieved equal to,

better than, or less substantial than that

achieved by the application of alternative therapies of equivalent human or monetary cost?

3. Are there negative consequences of the application of the method?

4. Are the results reported as deriving from the method directly dependent on it, or are they serendipitous consequences

de-riving inadvertently from the maturation of

the child, the amount of time and training devoted to his care, the structuring of

pat-terns of parental behavior, or the

placebo

effect of rearoused hopes for progress and improvement in functioning?

Since the method is new and has been

systematically applied almost exclusively by

its advocates, any assessment of worth must

at present derive from their published data. These data are to be found in a number of

reports of both a professional and popular

variety

(

Life Magazine;9 Look Magazine;10

Reader’s Digest; Saturday Evening Post;12 Doman and Delacato5 ). The two major sources for data are an article by Doman,

et

al.2 reporting, “the preliminary results . .

are encouraging” and promising “further

studies of these procedures will be

under-taken.” The second is a book by Delacato3 in which little new data on motor function-ing are advanced, but additional findings

on reading and changes in the intelligence

quotient are reported. Since the quantita-tive treatment of data is most clear in the 1960 paper by Doman, et ai.2 it will be con-sidered first.

The paper2 reports the results of a 2-year study of 76 children to whom the

pattern-ing was applied. The children were all out-patients and represented a most

heteroge-neous grouping of individuals with nervous

system pathology-ranging from dysgenesis

of major brain structures to hydrocephalous and subdural hematoma. Included in the group were children exhibiting a wide

range of physical findings usually asso-ciated with cerebral palsy such as spastic-ity, athetosis, ataxia, and rigidity.

Twenty-four of the children had clinically noted seizures. Four had been subjected to hemi spherectomy and 16 of the hydrocephalic

patients had shunts. The range of age of the children was wide and extended from 12 months to 9 years, with a median age of

26

months. Duration of treatment was also varied and ranged from 6 to 20 months, with a mean duration of 11 months. No control group was studied, nor was any reported effort made to compare the progress of matched clinical cases treated by other methods applied with equal conviction. The

report therefore describes the changes noted

in a miscellaneous group

of

neurologically

damaged children of wide age range treated for different lengths of time by the method

of “patterning.”

To assess these changes is not eaSy. For example, it is necessary to consider the

mi-tial status of the patient, the anticipated de-velopmental course independently of the

application

of any defined

method of

treat-ment, the behaviors that have been changed, and the validity of the assessment. A recent editorial by Bax and MacKeith13

on the

results of treatment indicates the

need for all of these factors to be consid-ered if a treatment method is to be fairly assessed. The editors note:

The December 1966 issue of the Reader’s Digest

summarized a novel describing how a child,

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306

EVALUATION OF “PATTERNING” METHOD

to have cerebral palsy of very poor prognosis as

re-gards motor function, had, after treatment

pre-scribed at a particular clinic, been able to go to an

ordinary school and was on the way to walking.

The treatment programme described was extremely

rigorous and demanding for all concerned but,

after all, worthwhile for the results were spectacu-lar. It is not emphasized that, however falsely gloomy earlier prognosis had been, the prognosis

given at Massachusetts General Hospital when she

was eighteen months old was that she was of aver-age intelligence, would be able to go to an ordi-naiy school and would eventually walk. In fact the

“special” treatment achieved much of what had

been indicated as likely to follow conventional management which would have been less demand-ing for the whole family.

The effects of treatment in the series of cases reported in 1960 was evaluated by Doman, Delacato, and their associates2 in

the following way: Prior to the initiation of treatment each child was evaluated on the therapist’s own “mobility scale” with re-spect to the locomotor stage and level he had achieved prior to “patterning” therapy. At the end of the treatment period, progress in motor organization was assessed in terms of the same scale. Other features of func-tion, such as the development of speech, were also noted.

The data as presented are extremely diffi-cult to assess because, given the

heteroge-neity of the sample studied, no reported

effort was made to treat the data in an age-specific or entity-specific manner. The only

concession to age heterogeneity is the global division of mean progress by three gross age categories. For the rest, the group

is considered as a unit.

The data on motor progress indicate gen-era! improvement in the group. However,

of the 56 children who were

nonambula-tory

at the beginning of the study, 45 were still not walking at the end of the treatment

period.

Of the 11 children who achieved

in-dependent walking, 9 (or 82%) were under the age of 2 years at the start of treatment. Other general progress in motor coordina-lion

(

such as improved arm and leg

move-ment, crawling and creeping

)

is also re-ported for the group as a whole.

In the absence of a control group, it is

not possible to assess the degree to which the reported progress was the result of the treatment applied. Clearly, maturational factors independent of the treatment regi-men could have resulted in similar changes,

especially in the very young patients. Such

an interpretation is supported by our own

experience

on locomotor development in

patients seen at the Developmental

Evalua-tion Clinic of the Albert Einstein College of Medicine.

Of the first 345 patients seen in this

clinic, 119 retarded and handicapped

chil-dren

were unable to walk by 18 months of age. Of these children, 70 (or 58.8%)

achieved independent walking by 24 months of age. These children received no special therapeutic programs but still

at-tained ambulation, though often with sig-nificant delay. These findings are in agree-ment with those of Levinson, et al.14 who, in their studies of motor development in mongoloid children, noted that 60% walked

by 2 years of age and over 80% did so by 3 years of age without any special training.

On the basis of these clinical experiences with essentially untreated children exhibit-ing delays in motor development, the

re-suits reported by the advocates of pattern-ing appear to be singularly unimpressive

and lead to the possible inference that the reported changes were at least as much a function of maturation over time as they were improvement induced by treatment.

In a more recent report of data,3 the find-ings of the first paper are repeated and a further point is made that, of the group of

retarded children seen, 59% began to talk at some time during the treatment period.

Once

again

a comparison with our own

clinical data is of interest. In our own

clinic, of the first 239 cases for whom

accu-rate data were available, only 48 children were speaking intelligible words by 24 months of age. Of the remaining 191

pa-tients, 112 (or 58.6%) were using words by

(6)

group of 2 year olds who received no spe-cial therapy.

The comparative figures on locomotor

development and on speech progress should

not be taken literally. The cases in our

clinic and those to whom patterning was

applied may of course have been different

from one another. They are presented less

in a spirit of refutation than as an illustra-tion of the need to have comparable data

on an appropriately selected control group,

if the changes attributed to therapy in

chil-dren exhibiting delays in development are to be meaningfully assessed.

Other publications describing the use of

“patterning” regimens present no additional

supportive data but rather use vague case histories as testimonials of effectiveness.

Two brief examples may be cited.

1. An 83-year-old, nonreading boy3

“for-merly diagnosed as brain-injured, mentally

retarded

(

IQ 85) [sic], and emotionally dis-turbed . . . disorganized neurologically at both cortical and sub-cortical levels. His at-tention span was extremely short and he

was very resistant to guidance.” No

addi-tional medical history is given. The patient

is “patterned” and strenuously programmed to “establish hemispheric dominance.” The

results are described as one of the author’s

“most dramatic successes,” when after 1%

years of therapy the patient received a

post-treatment I.Q. score of 133, accompa-nied by the disappearance of his emotional problems.

2. Age not stated. “At the time of the original testing, this student evidenced neu-rologic disorganization, lack of laterality, and walked with a slightly rigid gait. This

condition could indicate abnormal neuro-motor activity. After 6 weeks of therapy ex-cellent progress was made in neurological

organization, laterality was established, and

there was some success in maintaining a

correct sleep pattern

(

tonic neck posture). Coordination improved and the walk be-came less rigid.”3 The patient showed an

I.Q. gain of 9 points.

The case history just considered

repre-sented one of a group of 14 children in a

“12 week therapy program in neurologic or-ganization and dominant laterality.”3 This group of children was reported to achieve an average I.Q. gain of 9.2 points over a 9-month period subsequent to the initiation

of treatment.

Besides the vagueness of the case

histo-ries, notable for their lack of objective neu.. rologic data, idiosyncratic definitions of mental subnormality, and presumptions of

neuroanatomic localization of lesion, the

re-ported studies also manifest a number of other significant shortcomings in the light of existing knowledge. These must be briefly considered.

Since the advocates of patterning have emphasized changes in intelligence quo-tient as being due to “patterning” therapy,

it is of value to view these data against the background of accumulated knowledge on

stability and instability in I.Q. Bayley15 has demonstrated that a 20-point swing in I.Q.

score over a year of time is not uncommon

for the young average child. Honzikl6 has noted that I.Q. retest scores vary widely as a function of altered environmental condi-tions. Other studies, too, have illustrated

the favorable effects of diverse educational programs on I.Q. scores.

Undoubtedly, a good part of the I.Q. gains that have been reported were the

re-suit of test familiarization. However, that this is by no means the whole story is sug-gested by other studies such as that of Wellman and Pegram,17 who analyzed the beneficial effect of preschool nursery atten-dance on I.Q. score. In this study, a group

of orphanage children regularly attending nursery school had an average I.Q. jump of

6.8 points over a 20-month period. In

con-trast, a matched control group of children

without nursery school experience had lower scores on retesting. Under similar conditions, children with initially average levels of intelligence experienced an 18.2

(7)

hospitalized children within 1 week of

re-turning to their homes.

While advocates of “patterning” note an

improvement in intelligence after the thera-peutic program, a recent report by

Kershnerbo indicates that, when the pattern-ing regimen was applied to moderately re-tarded children, the resultant I.Q. gains were not in excess of that noted by other authors who have reported spontaneous

I.Q. gains in both normal and subnormal individuals. Clarke, et al.20 reported that children with I.Q.’s of 50 to 70 were not subject to reliable predictions of later func-tion, particularly if they suffered from the

destructive effects of adverse environmental conditions. Many children exhibited

sponta-neous increments in I.Q. as they grew

older. Helm and Wallace,21 however,

sug-gest that repetitive I.Q. testing was

suffi-cient, in itseff, to produce a consistent rise

in I.Q. scores and state that learning can

occur during intelligence testing.

Social and environmental conditions, too, are motivating factors which affect both

general performance and I.Q. test results.

Newman, et al.22 in their study of twins, in-dicated that environmental differences af-fect ultimate intelligence. Haggard23 achieved remarkable I.Q. improvements in

groups of children prepared for I.Q. tests

with 50-minute practice sessions on each of the 3 days immediately preceding retest-ing. These sessions enabled children to

be-come acquainted with methods and situa-lions similar to the mode of presentation used for actual testing. Preparatory mate-rials were presented under conditions and in a form more familiar to the children. In addition, a mere change of attitude and at-mosphere has affected significant improve-ment in overall function. Tizard24 studied the influence of different types of supervi-sion on the behavior of mental defectives.

With strict supervision, the majority of the patients performed better than with a more relaxed atmosphere. In another study,

Tizard25 illustrated that the psychological

development of handicapped children is

profoundly modified by a change in

envi-ronment. This change was accomplished by the transfer of children from an institu-tional setting to a cottage nursery in which an extensive program of physical exercise was integrated into the usual educational activities. The specifically treated group

demonstrated a marked improvement in adaptive behavior, in self-care skills, and in language usage as compared to a control group.

Most dramatically, Skeelsl6 recently

re-ported a 30-year follow-up of children

ini-tially diagnosed as mentally subnormal.

Most of these children achieved normality when given affectionate care by mildly sub-normal adolescent girls in an institution.

The original gains were sustained into adult life.

Since close supervision, repeated testing,

structured environment, and a favorable at-mosphere all may produce substantial

bene-fits in I.Q. and social functioning, there is ample reason to question the claim that the

types of improvement reported by Doman

and Delacato are the direct result of

“pat-terning” treatments.

The same type of analysis can be applied to other claims advanced by the advocates of “patterning,” e.g., improvements in motor function, perception, speech, language, and reading. Considerations of space limit such explicit evaluation. However, the

in-terested reader may view the papers by Freeman,27 and for reading progress in par-ticular, by Robbins.28’29

Having viewed the evidence in relation

to the worth of “patterning” as an empirical procedure for the correction of certain

functions and found it inadequate, we can

now turn

to

a consideration of the

theoreti-cal basis of the method. Such consideration

is of value because, even if a given empiri-cal application may be unconvincing, the concepts that have been suggested as to mechanisms underlying handicap may be of importance.

THE RATIONALE FOR “PATTERNING”

Following

Temple

Fay,8’30’31

Delacato’

(8)

organiza-lion and development ontogenetically

re-capitulates the phylogenetic development

of the nervous system.” He states, “this

whole phylogenetic process is recapitulated

ontogenetically with each human being”l

and suggests that, in the event that there is

a disturbance in the phasing of such

onto-genetic recapitulation, adaptive functioning vill be impaired. He has further indicated

that deviation from the reported evolution-ary sequence of neurologic development

can create perceptual and motor difficulty as well as disturbance in language and com munication skills. The theory emphasized that hemispheric differentiation and, in par-ticular, dominance represent the highest level of neurologic organization. “Brain

in-juries

or inadequate

subcortical

organiza-tion both result in difficulty in the

establish-ment of hemispheric dominance”3 and much of the attending therapeutic recom-mendations are centered around “a program of establishing cortical hemispheric

domi-nance through the development of

unilat-eral handedness, footedness, and

‘eyed-ness .

-Therapy involves “utilization of patterns

of activity administered passively to a child, which reproduce the mobility functions for which the injured brain levels are responsi-ble.”2 The rationale for this method was first elaborated by Fay,8 who wrote,

“de-spite loss of higher voluntary levels, crude

patterns of movement remain in the human

being, and these can be trained

to

obtain

the least spasticity, coordinated movements and useful activity. . . . Properly timed, coordinated, and conditioned use of these reflexes, in conjunction with the tonic neck reflex sequence makes semi-automatic

crawling and walking possible.”

In addition to Fay’s earlier emphasis on motor functioning, Doman and Delacato have added a regime of sensory stimulation,

since they indicate that “sensory reception

is a prerequisite to motor expression.”2 In one place they have stated: “At the root of

all learning are stimulation of the senses

and organization of the nervous system,

be-cause the brain learns how to be brainy by

building its experience on a foundation

of

early sensations and certain very basic body movements.”5 By applying these principles,

Delacato has claimed to have taken “chil-dren who deviated from normal develop-ment

(

severely brain-injured

)

and through the imposition of normal patterns of move-ment and behavior, have been able to neu-rologically organize them sufficiently so that they could be placed within the human

developmental patterns of crawling, creep-ing and walking.”3 He adds, “if we can ac-complish this with the severely brain in-jured, we should be able to organize those

children who are not brain injured but only

neurologically disorganized, with much

greater results and much less effort.”3

These general notions clearly lead to the possibility of formulating a set of questions,

the

answers to which are pertinent for a consideration of the theoretical rationale

“patterning”

method.

We shall limit our

considerations to the following:

What are the effects of practice, sensory stimulation, and repetitive actions on neu-rological organization?

What is the significance of lateral

domi-nance to communicative or motor

dysfunc-tions and in particular what effect does “patterning” have on the acquisition of

reading abilities and the alteration of I.Q. scores?

THE EFFECTS OF SENSORY STIMULATION

AND PRACTICE ON DEVELOPMENT

There is little doubt that sensory stimula-tion has important effects on neurological growth and organization. Studies of animals

reared in darkness by Goodman,32 Riesen,33 Brattgard,34 and, more recently, by Altman35 of rats reared in an “enriched” versus a stricted” environment have clearly demon-strated that gross sensory deprivation has important neuropathological and functional

consequences. However, little evidence is available to indicate that less severe degrees of deprivation have identifiable

(9)

rectification of the neurological defects once they have occurred.

“Patterning,” or the repetitive simulation

of normally occurring movement sequences,

employs passive motor activity as its prime

therapeutic technique. Its proponents claim that such movements, performed in the

proper sequence, are not only reparative but when spontaneously performed in nor-ma! children are also essential for the de-velopment of normal function. However, numerous studies of the development both

of animals in experimental circumstances and of human children, reared under

spe-cial conditions, suggest that adequate orga-nization of neurological function is

achieved despite specific deprivations re-sulting from motor restriction.

The studies of Carmichael3#{176} are funda-mental for clarifying the role of sensory

feedback in the continuity of neurologic or-ganization. Carmichael studied frog and

salamander embryos that were stripped of

their protective jelly coating and immersed in a chlorotone anesthetic solution. Both

anesthetized and controlled embryos expe-rienced normal growth, but the anesthe-tized embryos were never allowed to make

body movements. After removal from the

chlorotone, the anesthetized group

immedi-ately, after the anesthetic had worn off,

displayed swimming movements

indistin-guishable from those made by the non-anesthetized controls. Carmichael’s subse-quent studies37’3 demonstrated that the

lapse of time prior to the onset of

move-ments in anesthetized embryos did not

rep-resent a period of rapid learning or

acceler-ated functional development but, in fact, was the time required by the organism to

escape from the effects of anesthesia. These studies support the view that the embryo’s neuromuscular apparatus, which had never before functioned as a response mechanism, was capable of participating appropriately in organized motor behavior the first time it

was permitted to do so.

These experiments of Carmichael suggest that, in a typical lower vertebrate, the de-velopment of structures on which behavior

depends can and does take place during a

period in which there is no motor response and thus no feedback from action.

Dennis’ studies39 of Hopi Indian infants

cause one to question the proposition that all infants require an unbroken, uninhibited

chain of phylogenetically primitive stages of development as a prerequisite for normal adult function. These infants, who are by

custom strapped to a “tote” board almost continuously through the first year of life, displayed no retardation of walking or other organized motor integrations when compared with a control group of uninhib-ited Hopi infants. In another study, Dennis4#{176} reported that an infant who was restrained and forced to remain flat in bed later manifested only slight retardation of walking, sitting, and standing. These stud-ies suggest that, in the absence of emotional

deprivation, physical restraint sufficiently severe to limit practice, training, and feed-back may delay the elaboration and im-provement of certain motor skills but not necessarily prevent their eventual

emer-gence.

McGraw’s” extensive study of a set of

twins further explored the effects of

prac-lice on motor development. One twin was exposed to earlier and more extensive prac-tice to motor and adaptive functions. The other twin was permitted to develop ad

ii-bitum. They demonstrated no significant

difference in the chronology of the appear-ance of motor landmarks, nor in the quality of these basic performances. Subsequent 1.9. tests showed little difference between the twins. Though basic motor patterns were not improved or benefitted by repeti-live exercises, certain of the more adaptive motor activities were more quickly per-fected by the practicing twin.

A further important finding in the McGraw study was that development,

a!-though

capable

of being viewed as a

(10)

ex-311

taught through both forced restriction of

hibit overlap in the stages of motor

devel-opment but also can show reversals of usual

developmental sequences, e.g., walk before

cross-pattern crawling. These children may be normal or superior in motor, intellectual,

perceptual, and language skills. Thus, fail-ure to perform a motor pattern at a specific

stage in development or to exhibit a

stereo-typed sequence of skills does not

necessar-ily have adverse effects on current or subse-quent learning and behavior.

CORTICAL

ORGANIZATION

AND

INTELLECTUAL COMPETENCE

The relationship of laterality to commu-nicative and intellectual competence is a complex and rather confused issue. There is

little doubt, as shown in many studies, that disordered lateral dominance appears as one of the symptoms in a wide variety of functionally handicapping conditions in

children. Orton42 proposed that certain of

these handicaps may in fact, in themselves,

derive from the incomplete establishment

of dominance. Delacato3 has expanded on the importance of dominance and has argued that imperfect laterality

signifi-cantly affects all areas of communicative

function. However, the recent studies of Benton and Kemble3 and Belmont and

Birch4 have produced data that challenges certain of these conclusions. These studies

have reported that:

(

1

)

individuals with

markedly disordered lateral dominance may

in fact be excellent readers and have

nor-ma! language function; (2

)

when a

distur-bance in dominance is associated with

func-tional handicaps, the association may derive from a common underlying cause for both types of dysfunction in a damaged central

nervous system.

Delacato3 emphasizes that

communica-tive disorders of all types are helped by a

program of neurologic organization

stress-ing achievement of mature dominance.

Achievement of dominance is stressed as the primary aim of a program for the treat-ment of communication disorders. The

regi-men is fully described.3 Hand dominance is

the nondominant hand and active exercises and training of the “dominant” hand. Eye dominance is promoted by occlusion of one eye and forcing the use of the other eye to train and “to strengthen the dominant eye.” Additional procedures used in dominance

training include the imposition of simulated tonic-neck sleep patterns and the deletion

of nonverbal musical influences which it is claimed stimulate the subdominant hemi-sphere.

Needless to say, there are many who dis-agree with Delacato’s views with respect to

dominance as well as with the therapeutic techniques that are recommended. Exten-sive factual evidence has evolved to contest the diagnostic significance and therapeutic implications of dominance.

Zangwill45 in his monograph on cerebral dominance illustrates that handedness is a

graded phenomenon. Left handedness ap-pears less clearly established than right handedness. Zangwill presents detailed in-formation about 54 patients with left-sided cerebral lesions and resultant aphasia.

Twenty-four of the fifty-four (or 44%) were

left handed. Zangwill concludes that left

cerebral dominance appears to be present either partially or completely in some left-handed individuals.

In another report Zangwill46 observed that many dyslexic patients with poor gen-eral coordination, clumsiness and motor dif-ficulties exhibited faulty laterality. However, some dyslexic patients had well established lateral dominance and no associated motor

difficulties. These patients appeared to have

a “purer form of dyslexia.” This report con-cludes that patients need not necessarily have defective lateral dominance to be dys-lexic. However, when dyslexia and faulty dominance occurred coincidentally in the same patient, the patient seemed to be the

victim of a more generalized disorder.

Zangwill observed that only a small per-centage of ambidextrous people have com-municative disorders, and this “cerebral

ambilaterality does not in itself imply any

(11)

field impairment in patients with a history of intracranial gunshot wounds, determined that visual systems seemed to react in a uniform pattern to dissimilar central ner-vous system lesions. Furthermore, local

le-sions often produced diffuse visual

impair-ment. The overall functional results from

any specific lesion were often

unpredict-able. These findings inferred that the visual

system does not react in a uniform fashion

and cannot always be accurately related to concepts of hemispheric dominance.

Elsewhere, Teuber48 described the effects of cerebral damage on sensation. He ob-served that left hemispheric lesions

pro-duced sensory changes on both hands. Right-sided lesions occasionally had bilat-era! effects. In addition, unilateral lesions often had contralateral perceptual and

vi-sual effects. Bilateral lesions could produce paradoxical effects, which were not the sim-pie summation of unilateral effects. Because of these findings Teuber objected to the use of the term “dominance” to describe the difference in the role of the two

hemi-spheres.

More recently Belmont and Birch44 stud-ied hand preference in a large population

of school children. This study provided sig-nificant data, clarifying the relationship

be-tween disturbances in lateralization and reading difficulties. In this study, lateral

preference for hand and eye awareness

was studied in an age homogeneous

sam-pie of 200 boys selected from a total

popu-lation of 9 and 10-year-old boys attending

school in Aberdeen, Scotland. One hundred

and fifty boys were among the poorest

readers, and 50 boys served as controls. No

difference was noted in lateralization of

preferential hand and eye usage between

the two groups. Significant differences were found in the level of right-left orientation. Confusion in right-left identification of own body parts in retarded readers was as-sociated with the lowest test scores on tests of sequential reading. Analysis of intellec-tual performance in the retarded readers

in-dicated that a disturbance in lateralization

was more strongly associated with perfor-mance than with verbal I.Q.

Delacato has stressed that, if you correct the dominance factor and convert a patient into a consistent unihemispheric dominant

individual, you will ipso facto improve all associated communicative, visual, and motor disturbances.

Since Belmont and Birch’s study44 plus

that of Zangwill46 indicate that faulty domi-nance may be but a symptom of an under-lying disorder and not the cause of reading

and communicative disorder, there seems

little justification for training in dominance unless it results in “learning to learn” a consequence quite distinct from the

objec-tive of the trainer.

THE EFFECT OF PATTERNING ON THE

ALTERATION OF .0. SCORES

AND THE ACQUISITION

OF READING ABILITIES

Delacato states, “any seeming improve-ment in intelligence on the part of children with whom this rationale is used

consis-tently, must be related to increased

commu-nicative and expressive facility.” He then

indicates that communicative disorders have “the same cause and need the same treatment-the only variable being one of degree.” The cause which he refers to is defective “neurologic organization,” and the treatment consists of “patterning” or

“externally imposing the bodily patterns of

activity which were the responsibility of damaged brain levels”2 plus dominance training.

“Patterning” and dominance training are

purported to be useful in themselves in treating reading disabilities and in raising

I.Q. scores. Most recently, Robbins29 stud-ied the specffic effects of patterning on read-ing and the relationship of reading to the

organization of neurological function. He concluded that:

(

1

)

there was no evidence to support the postulated relationship

be-tween neurological organization and

(12)

develop-ment. In addition, as noted earlier,

equiva-lent or even more substantial I.Q. and

read-ing gains than those claimed by the

advo-cates of patterning were achieved via nursery

school and special educational programs. Tizard2 reported similar levels of I.Q. change merely by shifting children from an

institution to a cottage-nursery school set-ting. Clarke, et al.2#{176}and Bayley15 noted the

variability of I.Q. scores and noted that

sig-nificant 1.9. improvement can occur in the

absence of any planned interventions.

When the results of other studies on I.Q. change are compared with the data pre-sented by Delacato,”3 it is clear that

“pat-terning” provides no panacea for mental

subnormality.

SUMMARY

A method of rehabilitation therapy and development training named “patterning”

has been considered. The theories upon

which the method is based and the findings which have stemmed from its application

have both been analyzed.

It has been concluded that the data thus far advanced are insufficient to justify

affir-mative conclusions about the system of treatment. Consideration of the statistics of individual case reports suggest that the

changes obtained may reflect normal growth

and development occurring independently of the method applied, or the inadvertent

consequence of social stimulation and

en-vironmenta! change inherent in, or result-ing from, the application of almost any

method. We have also noted evidence that

is available that justifies questioning the theoretical premises of the method.

The problem of selecting optimal

ther-apy for patients with brain damage and ce-rebral dysfunction is complicated by the finding that sensory and motor function are not affected in a uniform and consistent manner by damage to the central nervous

system. Lack of understanding of the

fun-damental mechanisms which integrate

sen-sory and motor activities continues to make the selection of a therapy most difficult.

Until we gain a greater understanding of

sensory and motor integrative mechanisms, scientific

(

statistically corroborated

)

proof

is needed before “patterning” or any other

method

may

claim sufficient universal

ap-plicability to serve as the sole therapeutic approach to one or more disturbances of

in-tellectual and motor function.

REFERENCES

1. Delacato, C. H. : The Treatment and

Preven-tion of Reading Problems. Springfield, Illi-nois: Charles C Thomas, 1959.

2. Doman, R. J., Spitz, E. B., Zucman, E., Dela-cato, C. H., and Doman, C.: Children with severe brain injuries. Neurologic organiza-tion in terms of mobility. J.A.M.A., 174:257, 1960.

3. Delacato, C. H. : The Diagnosis and Treatment

of Speech and Reading Problems.

Spring-field, Illinois: Charles C Thomas, 1963. 4. Delacato, C. H.: Neurological Organization and

Reading. Springfield, Illinois : Charles C

Thomas, 1966.

5. Doman, C., and Delacato, C. H. : Train Your

Baby to Be a Genius. McCall’s Magazine, p.

65, March 1965.

6. Haeckel, E. : Gesammelte Populare Vortr#{228}ge

Aus dem Gebiete der Entwicklungslehre.

Bonn: E. Strauss, 1878.

7. Muller, F.: Facts and Arguments for Darwin. London: John Murray, 1869.

8. Fay, T. : The origin of human movement.

Amer. J. Psychiat., 111:644, 1955.

9. Delay, J.: Return to Babyhood. Life Magazine, p. 31, August 23, 1963.

10. Brossard, C. : Miracle Boy Revisited. Look

Magazine, p. 38, October 20, 1964.

11. Maisel, A. Q.: Hope for brain Injured

Chil-dren. Reader’s Digest, p. 135, October 1964. 12. Bird, J.: When children can’t learn. Saturday

Evening Post, 240:27 and 72, July 29, 1967.

13. Bax, M., and MacKeith, R. : The Results of

Treatment. Develop. Med. Child Neurol.,

9:1, 1967.

14. Levinson, A., Friedman, A., and Stamps, F.:

Variability of mongolism. PEDIATRIcs,

16:43, 1955.

15. Bayley, N.: Consistency in variability in the

growth of intelligence from birth to 18

years. J. Gen. Psychol., 75:165, 1949.

16. Honzik, M. P.: Constancy of the mental test in the preschool period. J. Gen. Psychol.,

52:85, 1938.

17. Wellman, B. L., and Pegram, E. L. : Binet IQ

(13)

18. Schaffer, F!. R. : Changes in developmental quotient under two conditions of maternal separation. Brit. J. Soc. Clin. Psychol., 4:39, 1965.

19. Kershner, J.: Doman-Delacato’s theory of

neu-rological organization applied with retarded

children. Exceptional Children 34:441, 1968.

20. Clarke, A. B., Clarke, A. M., and Reiman, S.:

Cognitive and social changes in feeblemind-edness-three further studies. Brit.

J.

Psy-chol., 49:144, 1958.

21. Helm, A. W., and Wallace, T. G. : The effects

of repeatedly retesting the same group on

the same intelligence tests : II. High grade mental defectives. Quart. J. Exper. Psychiat., 2:19, 1950.

22. Newman, H. H., Freeman, F. M., and

Holzin-ger, K. J.: Twins: A Study of Heredity and

Environment. Chicago: University of

Chi-cago Press, 1938.

23. Haggard, E. W. : Social Status and

Intelli-gence: An experimental study of certain cal-tural determinants of measured intelligence. Genet. Psychol. Monogr., 49: 141, 1954. 24. Tizard, J.: The effects of different types of

su-pervision on the behavior of mental

defec-tives in a sheltered workshop. Amer. J.

Ment. Def., 58:143, 1953.

25. Tizard, J.: Psychological development of

hand-icapped children. Brit. Med. J., 1:1041,

1960.

26. Skeels, H. : Adult status of children with

con-trasting early life experiences. Monogr. Soc. Res. Child. Develop., 31 :308, 1966. 27. Freeman, R. D. : Controversy over

“Pattern-ing” as a Treatment for Brain Damage in

Children. J.A.M.A., 202:385, 1967.

28. Robbins, M. P.: A study of the validity of Del-acato’s theory of neurological organization. Exceptional Children, 32:517, 1966. 29. Robbins, M. P.: Test of the Doman-Delacato

Rationale with Retarded Readers, J.A.M.A.,

202:389, 1967.

30. Fay, T. : Neurophysiologic aspects of therapy

in cerebral palsy. Arch. Phys. Med., 29:327,

1948.

31. Fay, T. : Rehabilitation of patients with spastic

paralysis. J. Internat. College Surg., 22:200,

1954.

32. Goodman, L. : Effect of total absence of

func-tion on the optic system of rabbit. Amer. J.

Physiol., 100:46, 1932.

33. Riesen, A. : The development of visual

percep-tion in man and chimpanzee. Science,

106:104, 1947.

34. Brattgard, S.: The importance of adequate

stimulation for the chemical composition of

retinal ganglion cells during early postnatal

development. Acta Radiol. (Suppl. 96), 1952.

35. Altman, J.: Autoradiographic and histological studies of postnatal neurogenesis. J. Comp.

Neurol., 123:431, 1966.

36. Carmichael, L.: The development of behavior

in vertebrates experimentally removed from

the influence of external stimulation. Psy-chol. Rev., 33:51, 1926.

37. Carmichael, L. : A further study of the

devel-opment of behavior in vertebrates experi-mentally removed from the influence of

ex-ternal stimulation. Psychol. Rev., 34:34, 1927.

38. Carmichael, L. : A further experimental study

of the development of behavior. Psychol.

Rev., 35:253, 1928.

39. Dennis, W.: The effect of cradling practices upon the onset of walking in Hopi children.

J.

Genet. Psychol., 58:77, 1940.

40. Dennis, W.: The effect of restrictive practices on walking, sitting and standing of 2 infants. J. Cenet. Psychol., 47: 17, 1935.

41. McGraw, M.: Growth: A study of Johnny and

Jimmy. New York: D. Appleton-Century

Company, 1935.

42. Orton, S. J.: Reading, Writing and Speech

Problems in Children. New York: W. W. Norton Company, 1937.

43. Benton, A. L., and Kemble, J. 0. : Right-left orientation and reading disability. Psychiat. Neurol. (Basel), 139:49, 1960.

44. Belmont, L., and Birch, H. C. : Lateral domi-nance, literal awareness and reading disabil-ity. Child Develop., 36:57, 1965.

45. Zangwill, 0. L.: Cerebral Dominance and its

Relation to Psychological Function.

Spring-field, Illinois: Charles C Thomas, pp. 1-27, 1960.

46. Zangwill, 0. L. : In Money, J., ed. : Reading

Disability. Baltimore: Johns Hopkins Press,

1962.

47. Teuber, H. L., Battersby, W. S., and Bender, N. B.: Visual Field Defects After

Penetrat-ing Missile Wounds of the Brain.

Cam-bridge: Harvard University Press, 1960. 48. Teuber, H. L. : In Mountcastle, V. B., ed. :

In-terhemispheric Relations and Cerebral

Dom-inance. Baltimore: Johns Hopkins Press,

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1970;45;302

Pediatrics

Herbert J. Cohen, Herbert G. Birch and Lawrence T. Taft

"PATTERNING" METHOD

SOME CONSIDERATIONS FOR EVALUATING THE DOMAN-DELACATO

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1970;45;302

Pediatrics

Herbert J. Cohen, Herbert G. Birch and Lawrence T. Taft

"PATTERNING" METHOD

SOME CONSIDERATIONS FOR EVALUATING THE DOMAN-DELACATO

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