G L O B A L F U N D S E R V I C E S
S e r v i c e s s u p p o r t i n g E u r o p e a n e x c h a n g e t r a d e d f u n d s
UNDERSTANDING THE UNIQUE
REQUIREMENTS OF EUROPEAN ETFS
At Northern Trust, our specialist European ETF team will consult closely with you to develop an integrated servicing framework that supports your ETF investment strategy. You can draw on our experience gained during the last 10 years and rely on our deep understanding of the European ETF market to develop solutions that enable more efficient cross-border distribution, support settlement across primary and secondary market trading and overcome some of the challenges in the European market.
FOR MORE INFORMATION
To learn more, please contact your Northern Trust relationship manager or:
Madeleine Senior, Head of Business Development , EMEA, on +44 (0)20 7982 2239,
northerntrust.com
nor therntrust.com
Q31135 (3/14)
IRS CIRCULAR 230 NOTICE: To the extent that this material concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. For more information about this notice, see northerntrust.com/circular230.
© 2014 Northern Trust Corporation. Head Office: 50 South La Salle Street, Chicago, Illinois 60603 U.S.A. Incorporated with limited liability in the U.S. Products and services provided by subsidiaries of Northern Trust Corporation may vary in different markets and are offered in accordance with local regulation. This material is directed to professional clients only and is not intended for retail clients. For Asia-Pacific markets, it is directed to institutional investors, expert investors and professional investors only and should not be relied upon by retail investors. For legal and regulatory information about our offices and legal entities, visit northerntrust.com/disclosures. The following information is provided to comply with local disclosure
requirements: The Northern Trust Company, London Branch; Northern Trust Global Services Limited; Northern Trust Global Investments Limited. The following information is provided to comply with Article 9(a) of The Central Bank of the UAE’s Board of Directors Resolution No 57/3/1996 Regarding the Regulation for Representative Offices: Northern Trust Global Services Limited, Abu Dhabi Representative Office. Northern Trust Global Service Limited Luxembourg Branch, 2, rue Albert Borschette, L-1246, Luxembourg, Succursale
d’une société de droit étranger RCS B129936. Northern Trust Luxembourg Management Company S.A., 2,
rue Albert Borschette, L-1246, Luxembourg, Société anonyme RCS B99167. Northern Trust (Guernsey) Limited (2651)/Northern Trust Fiduciary Services (Guernsey) Limited (29806)/Northern Trust International Fund Administration Services (Guernsey) Limited (15532) Registered Office: Trafalgar Court Les Banques, St Peter Port, Guernsey GY1 3DA.
Meeting your ETF asset servicing requirements
At Northern Trust, you will find a dedicated team of experienced ETF professionals that can fulfil the spectrum of your European ETF servicing needs. We currently support in excess of 1,000 primary market deals a month.
Asset Servicing Capabilities
■ Access a full suiteof capabilities including custody, fund administration, trustee
services, securities lending, financial reporting and authorised participant services.
■ Benefit from tailoredservices and operations for physical, cash and swap-backed
ETF dealing methodologies.
■ Receive supportfor a broad range of global assets, including equities, fixed income,
real estate, infrastructure, listed private equity, regional and sector specific ETFs.
Specialist Technology
■ Achieve efficientdealing, processing and settlement of transactions through automated
links to the main market makers, fund registrars and issuing agents.
■ Improve timeliness and transparencysettlement through ETP Direct, our unique
settlement solution allowing delivery versus payment of trading of shares across all markets.
Servicing Commitment
■ Leveragethe deep expertise of our dedicated ETF team focused on servicing ETF
clients, including investment managers, authorised participants and investors and providing around-the-clock support across Asia, North America, Europe and the Middle East time zones.
Solutions for your ETF servicing needs
European exchange traded funds (ETFs) demand servicing abilities that address the unusual dynamics and challenges of this marketplace. At Northern Trust, we apply our decade-plus experience with European ETFs to devising asset-servicing models that fulfil your specific requirements.
Our ability to develop solutions that support more efficient cross-border distribution and settlement across your primary and secondary market trading needs means we can overcome many of the challenges inherent in the European market.
RECOGNISED LEADER
As a pioneer on the forefront of servicing European ETFs, Northern Trust will work closely with you to understand and meet your needs. Clients can take advantage of our spectrum of ETF servicing support, which has led to development of many industry firsts – from involvement in the first major ETFs launched in 2000 to the first-ever swap-backed ETF model in 2009.
■ Best European ETF Administrator — ETF Express Global Awards,
2012 – 2013
■ Best Service Provider to ETFs
in Europe
— Annual Global ETF Awards: 2008 – 2013
■ Servicing European ETFs
since 2000
— Involved with first major ETF launch
■ Serviced first swap-backed
ETF model
— Launched in 2009
Experience and expertise
As an industry leader, Northern Trust actively participated in the development of the European ETF market and provided services to the first major ETF launched in 2000. Working closely with our clients, we developed a servicing model that paved the way for the future of ETFs in Europe and created the specific technology and operations to service the first swap-backed /synthetic ETF model and hybrid ETF structure.
A commitment to our clients
A dedicated ETF group, supported by our specialist systems and operation processes, focuses on supporting your needs through our 24/7 servicing model. By sharing our experience and insights, we strive to implement the most effective servicing model for your ETF strategy.
Support physical, replicating and synthetic ETF models Experience across a broad range of assets
Dedicated ETF group 24/7 servicing model Support primary and secondary market activities Links to main authorised participants Custody Fund administration Trustee services Securities lending Financial reporting
Meeting your ETF asset servicing requirements
At Northern Trust, you will find a dedicated team of experienced ETF professionals that can fulfil the spectrum of your European ETF servicing needs. We currently support in excess of 1,000 primary market deals a month.
Asset Servicing Capabilities
■ Access a full suiteof capabilities including custody, fund administration, trustee
services, securities lending, financial reporting and authorised participant services.
■ Benefit from tailoredservices and operations for physical, cash and swap-backed
ETF dealing methodologies.
■ Receive supportfor a broad range of global assets, including equities, fixed income,
real estate, infrastructure, listed private equity, regional and sector specific ETFs.
Specialist Technology
■ Achieve efficientdealing, processing and settlement of transactions through automated
links to the main market makers, fund registrars and issuing agents.
■ Improve timeliness and transparencysettlement through ETP Direct, our unique
settlement solution allowing delivery versus payment of trading of shares across all markets.
Servicing Commitment
■ Leveragethe deep expertise of our dedicated ETF team focused on servicing ETF
clients, including investment managers, authorised participants and investors and providing around-the-clock support across Asia, North America, Europe and the Middle East time zones.
Solutions for your ETF servicing needs
European exchange traded funds (ETFs) demand servicing abilities that address the unusual dynamics and challenges of this marketplace. At Northern Trust, we apply our decade-plus experience with European ETFs to devising asset-servicing models that fulfil your specific requirements.
Our ability to develop solutions that support more efficient cross-border distribution and settlement across your primary and secondary market trading needs means we can overcome many of the challenges inherent in the European market.
RECOGNISED LEADER
As a pioneer on the forefront of servicing European ETFs, Northern Trust will work closely with you to understand and meet your needs. Clients can take advantage of our spectrum of ETF servicing support, which has led to development of many industry firsts – from involvement in the first major ETFs launched in 2000 to the first-ever swap-backed ETF model in 2009.
■ Best European ETF Administrator — ETF Express Global Awards,
2012 – 2013
■ Best Service Provider to ETFs
in Europe
— Annual Global ETF Awards: 2008 – 2013
■ Servicing European ETFs
since 2000
— Involved with first major ETF launch
■ Serviced first swap-backed
ETF model
— Launched in 2009
Experience and expertise
As an industry leader, Northern Trust actively participated in the development of the European ETF market and provided services to the first major ETF launched in 2000. Working closely with our clients, we developed a servicing model that paved the way for the future of ETFs in Europe and created the specific technology and operations to service the first swap-backed /synthetic ETF model and hybrid ETF structure.
A commitment to our clients
A dedicated ETF group, supported by our specialist systems and operation processes, focuses on supporting your needs through our 24/7 servicing model. By sharing our experience and insights, we strive to implement the most effective servicing model for your ETF strategy.
Support physical, replicating and synthetic ETF models Experience across a broad range of assets
Dedicated ETF group 24/7 servicing model Support primary and secondary market activities Links to main authorised participants Custody Fund administration Trustee services Securities lending Financial reporting
Meeting your ETF asset servicing requirements
At Northern Trust, you will find a dedicated team of experienced ETF professionals that can fulfil the spectrum of your European ETF servicing needs. We currently support in excess of 1,000 primary market deals a month.
Asset Servicing Capabilities
■ Access a full suiteof capabilities including custody, fund administration, trustee
services, securities lending, financial reporting and authorised participant services.
■ Benefit from tailoredservices and operations for physical, cash and swap-backed
ETF dealing methodologies.
■ Receive supportfor a broad range of global assets, including equities, fixed income,
real estate, infrastructure, listed private equity, regional and sector specific ETFs.
Specialist Technology
■ Achieve efficientdealing, processing and settlement of transactions through automated
links to the main market makers, fund registrars and issuing agents.
■ Improve timeliness and transparencysettlement through ETP Direct, our unique
settlement solution allowing delivery versus payment of trading of shares across all markets.
Servicing Commitment
■ Leveragethe deep expertise of our dedicated ETF team focused on servicing ETF
clients, including investment managers, authorised participants and investors and providing around-the-clock support across Asia, North America, Europe and the Middle East time zones.
Solutions for your ETF servicing needs
European exchange traded funds (ETFs) demand servicing abilities that address the unusual dynamics and challenges of this marketplace. At Northern Trust, we apply our decade-plus experience with European ETFs to devising asset-servicing models that fulfil your specific requirements.
Our ability to develop solutions that support more efficient cross-border distribution and settlement across your primary and secondary market trading needs means we can overcome many of the challenges inherent in the European market.
RECOGNISED LEADER
As a pioneer on the forefront of servicing European ETFs, Northern Trust will work closely with you to understand and meet your needs. Clients can take advantage of our spectrum of ETF servicing support, which has led to development of many industry firsts – from involvement in the first major ETFs launched in 2000 to the first-ever swap-backed ETF model in 2009.
■ Best European ETF Administrator — ETF Express Global Awards,
2012 – 2013
■ Best Service Provider to ETFs
in Europe
— Annual Global ETF Awards: 2008 – 2013
■ Servicing European ETFs
since 2000
— Involved with first major ETF launch
■ Serviced first swap-backed
ETF model
— Launched in 2009
Experience and expertise
As an industry leader, Northern Trust actively participated in the development of the European ETF market and provided services to the first major ETF launched in 2000. Working closely with our clients, we developed a servicing model that paved the way for the future of ETFs in Europe and created the specific technology and operations to service the first swap-backed /synthetic ETF model and hybrid ETF structure.
A commitment to our clients
A dedicated ETF group, supported by our specialist systems and operation processes, focuses on supporting your needs through our 24/7 servicing model. By sharing our experience and insights, we strive to implement the most effective servicing model for your ETF strategy.
Support physical, replicating and synthetic ETF models Experience across a broad range of assets
Dedicated ETF group 24/7 servicing model Support primary and secondary market activities Links to main authorised participants Custody Fund administration Trustee services Securities lending Financial reporting
G L O B A L F U N D S E R V I C E S
S e r v i c e s s u p p o r t i n g E u r o p e a n e x c h a n g e t r a d e d f u n d s
UNDERSTANDING THE UNIQUE
REQUIREMENTS OF EUROPEAN ETFS
At Northern Trust, our specialist European ETF team will consult closely with you to develop an integrated servicing framework that supports your ETF investment strategy. You can draw on our experience gained during the last 10 years and rely on our deep understanding of the European ETF market to develop solutions that enable more efficient cross-border distribution, support settlement across primary and secondary market trading and overcome some of the challenges in the European market.
FOR MORE INFORMATION
To learn more, please contact your Northern Trust relationship manager or:
Madeleine Senior, Head of Business Development , EMEA, on +44 (0)20 7982 2239,
northerntrust.com
nor therntrust.com
Q31135 (3/14)
IRS CIRCULAR 230 NOTICE: To the extent that this material concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. For more information about this notice, see northerntrust.com/circular230.
© 2014 Northern Trust Corporation. Head Office: 50 South La Salle Street, Chicago, Illinois 60603 U.S.A. Incorporated with limited liability in the U.S. Products and services provided by subsidiaries of Northern Trust Corporation may vary in different markets and are offered in accordance with local regulation. This material is directed to professional clients only and is not intended for retail clients. For Asia-Pacific markets, it is directed to institutional investors, expert investors and professional investors only and should not be relied upon by retail investors. For legal and regulatory information about our offices and legal entities, visit northerntrust.com/disclosures. The following information is provided to comply with local disclosure
requirements: The Northern Trust Company, London Branch; Northern Trust Global Services Limited; Northern Trust Global Investments Limited. The following information is provided to comply with Article 9(a) of The Central Bank of the UAE’s Board of Directors Resolution No 57/3/1996 Regarding the Regulation for Representative Offices: Northern Trust Global Services Limited, Abu Dhabi Representative Office. Northern Trust Global Service Limited Luxembourg Branch, 2, rue Albert Borschette, L-1246, Luxembourg, Succursale
d’une société de droit étranger RCS B129936. Northern Trust Luxembourg Management Company S.A., 2,
rue Albert Borschette, L-1246, Luxembourg, Société anonyme RCS B99167. Northern Trust (Guernsey) Limited (2651)/Northern Trust Fiduciary Services (Guernsey) Limited (29806)/Northern Trust International Fund Administration Services (Guernsey) Limited (15532) Registered Office: Trafalgar Court Les Banques, St Peter Port, Guernsey GY1 3DA.
G L O B A L F U N D S E R V I C E S
S e r v i c e s s u p p o r t i n g E u r o p e a n e x c h a n g e t r a d e d f u n d s
UNDERSTANDING THE UNIQUE
REQUIREMENTS OF EUROPEAN ETFS
At Northern Trust, our specialist European ETF team will consult closely with you to develop an integrated servicing framework that supports your ETF investment strategy. You can draw on our experience gained during the last 10 years and rely on our deep understanding of the European ETF market to develop solutions that enable more efficient cross-border distribution, support settlement across primary and secondary market trading and overcome some of the challenges in the European market.
FOR MORE INFORMATION
To learn more, please contact your Northern Trust relationship manager or:
Madeleine Senior, Head of Business Development , EMEA, on +44 (0)20 7982 2239,
northerntrust.com
nor therntrust.com
Q31135 (3/14)
IRS CIRCULAR 230 NOTICE: To the extent that this material concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. For more information about this notice, see northerntrust.com/circular230.
© 2014 Northern Trust Corporation. Head Office: 50 South La Salle Street, Chicago, Illinois 60603 U.S.A. Incorporated with limited liability in the U.S. Products and services provided by subsidiaries of Northern Trust Corporation may vary in different markets and are offered in accordance with local regulation. This material is directed to professional clients only and is not intended for retail clients. For Asia-Pacific markets, it is directed to institutional investors, expert investors and professional investors only and should not be relied upon by retail investors. For legal and regulatory information about our offices and legal entities, visit northerntrust.com/disclosures. The following information is provided to comply with local disclosure
requirements: The Northern Trust Company, London Branch; Northern Trust Global Services Limited; Northern Trust Global Investments Limited. The following information is provided to comply with Article 9(a) of The Central Bank of the UAE’s Board of Directors Resolution No 57/3/1996 Regarding the Regulation for Representative Offices: Northern Trust Global Services Limited, Abu Dhabi Representative Office. Northern Trust Global Service Limited Luxembourg Branch, 2, rue Albert Borschette, L-1246, Luxembourg, Succursale
d’une société de droit étranger RCS B129936. Northern Trust Luxembourg Management Company S.A., 2,
rue Albert Borschette, L-1246, Luxembourg, Société anonyme RCS B99167. Northern Trust (Guernsey) Limited (2651)/Northern Trust Fiduciary Services (Guernsey) Limited (29806)/Northern Trust International Fund Administration Services (Guernsey) Limited (15532) Registered Office: Trafalgar Court Les Banques, St Peter Port, Guernsey GY1 3DA.
