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(1)

Security Certification & Accreditation of

Federal Information Systems ± A Tutorial

(2)

Tutorial Outline

Objectives & Introduction: C&A

Information Security Certification &

Accreditation Foundations (as per NIST

800-37)

C&A Process Flow

Summary

(3)
(4)
(5)

Objectives of Security C&A

To provide consistent, comparable &

repeatable assessments of Security Controls in

Information Systems

To obtain better understanding of

Agency-related mission risks

To obtain complete, reliable & trustworthy

information that will facilitate security analyses

Security Accreditation is an official management

decision to authorize operation of an information

(6)

Basic Values of Security C&A

Acceptance of responsibility and accountability

by the program office for the operation of an

information system.

Difference between Certification &

Accreditation ?

Certification

Information

Accreditation

+ Evidence Risk Thresholds 1. Security Plan 2. C&A Decision 3. Risk Assessments Agency Mission Category

(7)

Security Certification

Security Certification is a comprehensive

assessment of

Management

(Related to Risks/Policies)

Operational

(Related to People)

Technical

(Related to hardware, software,

firmware)

Security Controls in an Information System,

to determine the extent to which controls are

implemented: (

a) correctly, (b) as intended,

and (c) produce desired outcomes

.

(8)

Objectives of Information Security

Information Security is the protection of an

Information System from

Unauthorized access

Unauthorized use

Disclosure

Disruption

Modification

Destruction

}

Confidentiality

Integrity

Availability

Definition: An Information System is a discrete set of information resources organized expressly for collection, processing, maintenance, use, sharing, dissemination and disposition of information.

(9)

Output of C&A Process

Security Plan

Risk Assessments

Contingency Plans

Incident Response Plans

Security Awareness & Training Plans

Information System Rules & Behavior

Configuration Management Plans

Security Configuration Checklists

Privacy Impact Assessments

(10)

Questions during C&A Process

Does the potential risk to the agency operations, assets

or individuals described in the Security Plan (before

C&A) appear to be correct and is the risk acceptable ?

Are the security controls in the information system

effective in achieving the desired level of protection

defined by the requirements ?

What specific actions have been taken (or are planned)

to correct any deficiencies in the security controls to

reduce or eliminate vulnerabilities ? Have adequate

resources and funding been allocated ?

How do the results of the security certification affect

agency risk ?

(11)

How Security Certification is done ?

‡

Interviewing

‡

Inspecting

‡

Studying

‡

Testing

‡

Demonstrating

‡

Analyzing

Security Certification does NOT include analyzing risk to agency operations,

assets or individuals

(12)

What can one say post-C&A ?

We have confidence in the information system

Vulnerabilities have been considered in the risk

assessment

Appropriate plans and funds deployed for

correction

(13)

Types of Accreditation Decisions

Decisions

Authority to Operation (ATO)

Interim Authority to Operate (for a finite duration till

deficiencies are addressed)

Denial of Authorization to Operate

C&A Package

Approved System Security Plan

Security Assessment Report (How Controls have been

implemented)

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Initiation Phase

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Initiation Phase (Task 2)

(18)

Initiation Phase (Task 3)

Task 3: SYSTEM SECURITY PLAN

(19)

Initiation Phase (Task 3)

(20)

Security Certification Phase

(21)

Security Certification Phase (Contd)

Task 5: SECURITY CERTIFICATION

DOCUMENTATION

(22)
(23)

Security Accreditation Phase

Task 6: SECURITY ACCREDITATION

DECISION

(24)

Security Accreditation Phase

Task 7: SECURITY ACCREDITATION

DOCUMENTATION

(25)

Continuous Monitoring Phase

Task 8: CONFIGURATION MANAGEMENT &

CONTROL

(26)

Continuous Monitoring Phase

(27)

Continuous Monitoring Phase

Task 10: STATUS REPORTING &

DOCUMENTATION

(28)
(29)

DIACAP Activities (DoD¶s Standard)

(30)

Provided an introduction to Unified Security Certification &

Accreditation Methodology (based on forthcoming NIST 800-37)

Introduced the C&A Process

Described the ³

Ten Tasks

´ within C&A

(31)

References

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