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Lesson 11—Introduction to PRINCE2® Processes
● List the PRINCE2® processes
● Describe the PRINCE2® journey
● Explain the PRINCE2® process model
● Explain the structure of the process chapters
● List the management products
Objectives
After completing this lesson, you will be able to:
Seven PRINCE2® Processes
PRINCE2® is a process-based approach for project management.
A process is a structured set of activities designed to accomplish a specific objective. It takes one or more defined inputs and turns them into defined outputs.
The seven PRINCE2® processes are:
1. Starting up a Project
2. Directing a Project
3. Initiating a Project
4. Controlling a Stage
5. Managing Product Delivery
6. Managing a Stage Boundary
PRINCE2® Journey
Figure 11.1. The PRINCE2® processes. Copyright © AXELOS Limited 2013. Material is reproduced under licence from AXELOS. All rights reserved.
PRINCE2® Journey—Pre-project
The trigger for the project using PRINCE2® is called project mandate, which is based on market intelligence reports, feasibility study or a request for proposal.
● Starting up a Project process helps to identify whether the project is viable and worthwhile
prior to the activity to fully scope the project.
● This also culminates in the production of a Project Brief and a Stage Plan for project initiation.
● The Project Board reviews the Project Brief and decides whether to initiate the project and
PRINCE2® Journey—Initiation Stage
After it has been decided to proceed with the project, it needs to be planned in detail.
● Funding needs to be obtained and controls should be defined to ensure that the project
proceeds in accordance to the wishes of those people paying for it and those who will make use of what it delivers.
● The initiation stage culminates in the production of the Project Initiation Documentation (PID),
PRINCE2® Journey—Subsequent Delivery Stages
The Project Board delegates day-to-day control to the Project Manager on a stage-by-stage basis.
● The Project Manager informs the Project Board of progress through the regular Highlight
Reports.
● In the managing product delivery process the Team Manager(s) or team members execute
assigned Work Packages and keep the Project Manager apprised of progress via Checkpoint Reports.
● Towards the end of each management stage, the Project Manager requests permission to
proceed to the next stage by reporting how the stage performed, providing an update to the Business Case and planning the next management stage in detail.
● The activities to manage each stage boundary are covered in the Managing a Stage Boundary
PRINCE2® Journey—Final Delivery Stage
As a project is a temporary undertaking, at the end of the final stage it is time to decommission the project.
● The Project Board needs to be satisfied that the recipients of the project’s product are in a
position to own and use them on an on-going basis. If they are satisfied, the products can be transitioned into operational use and the project can close.
● The project should be assessed for performance against its original plan and the resources
assigned to the project need to be released.
PRINCE2® Process Model
Figure 11.2. The PRINCE2® process model. Copyright © AXELOS Limited 2013. Material is reproduced under licence from AXELOS. All rights reserved.
This image shows how each process is used throughout a project’s life. Notes:
● Note 1: At the end of the initiation stage, the Initiating a Project process is used to request Project Board approval to initiate the project (with the submission of the Project Initiation Documentation) and in parallel, the Managing a Stage Boundary process is used to request Project Board approval of the Stage Plan for the second management stage.
● Note 2: The closure activities are planned and approved as part of the stage approval for the final stage; therefore the Closing a Project process takes place in the final stage.
PRINCE2® processes comprise a set of activities.
● PRINCE2® activities comprise a set of recommended actions designed to achieve a particular
result.
Structure of the Process Chapters
Figure 11.3. Relationship between processes, activities and actions. Copyright © AXELOS Limited 2013. Material is reproduced under licence from AXELOS. All rights reserved.
Management products are information sets used by the PRINCE2® processes to enable certain roles to take action and/or make decisions. Most of the baseline products evolve during pre-project and initiation stage activities. The baseline products are reviewed and updated at the end of each stage. There are three types of management products: baselines, records and reports.
Management Products
Baselines
Baseline management products are those that define aspects of the project and once approved are subject to change control. Some examples of baseline products are Business Case, Benefits Review Plan, Communication Management Strategy, Risk Management Strategy and Plans (Project Plan, Stage Plans, Team Plans).
Records
Records are dynamic management products that maintain information regarding project progress. Some examples are Configuration Item Records, Daily Log and Lessons Log.
Reports
Reports are management products providing a snapshot of the status of certain aspects of the project. Some examples are Checkpoint Report, End Project Report and Exception Report.
Details of each of the management product can be found in Appendix A of PRINCE2® manual where the composition of these products is provided.
Key to Process Diagrams
Table 11.2. Key to process diagrams. Copyright © AXELOS Limited 2013. Material is reproduced under licence from AXELOS. All rights reserved.
a. b. c. d. QUIZ
Which process is used by both the directing and managing levels?
Starting up a Project
Managing a Stage Boundary
Managing Project Delivery Process Project mandate
a. b. c. d. QUIZ Answer: b
Explanation: In PRINCE2® Starting up a Project is used by both the directing and managing
levels.
Starting up a Project
Managing a Stage Boundary
Managing Project Delivery Process Project mandate
Which process is used by both the directing and managing levels? 1
a. b. c. d. QUIZ
Which process is used to request Project Board’s approval of the Stage Plan?
Managing Product Delivery Closing a Project Process Controlling a Stage
Managing a Stage Boundary 2
a. b. c. d. QUIZ Answer: a
Explanation: In PRINCE2® Managing a Stage Boundary is used to request Project Board’s
approval of the Stage Plan.
Managing Product Delivery Closing a Project Process Controlling a Stage
Managing a Stage Boundary
Which process is used to request Project Board’s approval of the Stage Plan? 2
a. b. c. d.
QUIZ The Project Manager informs the Project Board of progress through regular _________
Reports. Checkpoint Exception End project Highlight 3
a. b. c. d. QUIZ Answer: a
Explanation: PRINCE2® Project Manager informs the Project Board through regular
Highlight Reports. Checkpoint Exception End project Highlight
The Project Manager informs the Project Board of progress through regular _________ Reports.
a. b. c. d.
QUIZ In the Managing Product Delivery process, the Team Manager(s) keep the Project
Manager apprised of progress via _________ Reports.
Highlight Exception Lessons Checkpoint 4
a. b. c. d. QUIZ Answer: a
Explanation: In the Managing Product Delivery process, the Team Manager(s) keep the
Project Manager apprised of progress via Checkpoint Reports. Highlight
Exception Lessons Checkpoint
In the Managing Product Delivery process, the Team Manager(s) keep the Project Manager apprised of progress via _________ Reports.
a. b. c. d. QUIZ
In PRINCE2®, the trigger for the project is called as __________.
Project Brief
Starting up a Project initiation stage Project Mandate 5
a. b. c. d. QUIZ Answer: a
Explanation: In PRINCE2® Project Mandate is the trigger for the project.
Project Brief
Starting up a Project initiation stage Project Mandate
In PRINCE2®, the trigger for the project is called as __________. 5
a. b. c. d. QUIZ
What process is triggered by the Project Manager's request to initiate a project?
Initiating a Project Directing a Project
Managing a Stage Boundary Starting up a Project
a. b. c. d. QUIZ Answer: c
Explanation: Only the Project Board can authorise project initiation, and its activities are
covered in the Directing a Project process. Initiating a Project
Directing a Project
Managing a Stage Boundary Starting up a Project
What process is triggered by the Project Manager's request to initiate a project? 6
a. b. c. d.
QUIZ What process is used to provide an interface with corporate or programme
management?
Directing a Project Controlling a Stage
Managing a Stage Boundary Managing Product Delivery 7
a. b. c. d. QUIZ Answer: b
Explanation: Directing a Project process ensures that corporate or programme management
has an interface to the project. It is a key role for the Project Board to engage with corporate or programme management and to act as a communication channel.
Directing a Project Controlling a Stage
Managing a Stage Boundary Managing Product Delivery
What process is used to provide an interface with corporate or programme management?
a. b. c. d.
QUIZ What process enables an organisation to understand the work that needs to be done to
deliver a project's products before it is approved?
Initiating a Project Starting up a Project Controlling a Stage Directing a Project 8
a. b. c. d. QUIZ Answer: b
Explanation: The Initiating a Project process establishes solid foundation for the project.
Initiating a Project Starting up a Project Controlling a Stage Directing a Project
What process enables an organisation to understand the work that needs to be done to deliver a project's products before it is approved?
a. b. c. d. QUIZ
In what process are the project’s risk management techniques and standards defined?
Directing a Project Initiating a Project
Managing Product Delivery Starting up a Project
a. b. c. d. QUIZ Answer: c
Explanation: The Risk Management Strategy prepared in the Initiating a Project process
identifies the risk techniques and standards to be used. Directing a Project
Initiating a Project
Managing Product Delivery Starting up a Project
In what process are the project’s risk management techniques and standards defined? 9
a. b. c. d.
QUIZ What process ensures that plans for achieving the expected benefits are managed and
reviewed?
Initiating a Project Directing a Project Starting up a Project
Managing Product Delivery 10
a. b. c. d. QUIZ Answer: c
Explanation: The Plan for achieving the expected benefits should be created in the Initiating
a Project process, but it is an objective of the Directing a Project process to ensure that the plan is managed and reviewed.
Initiating a Project Directing a Project Starting up a Project
Managing Product Delivery
What process ensures that plans for achieving the expected benefits are managed and reviewed?
● The seven PRINCE2® processes are: Starting up a Project, Directing a Project,
Initiating a Project, Controlling a Stage, Managing Product Delivery, Managing a Stage Boundary and Closing a Project
● In the PRINCE2® process model, the processes are aligned to the
management levels of corporate or programme, direction, management and delivering
● PRINCE2® processes comprise a set of activities, which may run in series or
in parallel and PRINCE2® activities comprise a set of recommended actions designed to achieve a particular result
● There are three types of management products: baselines, records and
reports
Summary
Here is a quick recap of what we have learnt in this lesson:
Thank You
Based on AXELOS PRINCE2® material. Material is reproduced under licence from AXELOS Limited. All rights reserved. PRINCE2® is a [registered] trade mark of AXELOS Limited, used under permission of AXELOS Limited. All rights reserved. AXELOS® is a [registered] trade mark of AXELOS Limited, used under permission of AXELOS Limited. All rights reserved.