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© Copernicus GmbH 2004

Advances in

Radio Science

On UWB beamforming

T. Kaiser

Duisburg-Essen University, Faculty of Engineering, Department of Communication Systems, Bismarckstraße 81,

47048 Duisburg, Germany

Abstract.

Ultra-Wideband (UWB) communication

sys-tems and Multi-Input-Multi-Output (MIMO) techniques rank

among the few emerging key technologies in wireless

com-munications.

For that reason the marriage of these two

complementary approaches should deserve attention.

Appar-ently, the extremely large ultra-wide bandwidth creates rich

multipath diversity which calls, at a first glance, additional

antenna elements into question. However, another point of

view is as follows. The attenuation by solid materials usually

increases with increasing frequency; e.g. frequencies above,

say, 10 GHz are considered to be blocked by walls etc. Since

UWB can occupy more than 7 GHz of bandwidth (according

to FCC regularisation) the performance of a communication

link can be physically extended only by adding spatial

infor-mation, i.e. multiple antennas, even if such extension may

play a minor role. From this point of view UWB& MIMO

presents an upper physical bound for indoor communications

and is therefore at least worth to be investigated. In order to

see the forest for the trees, we will focus in this limited

con-tribution on beamforming among all alternative MIMO

tech-niques (like space time coding or spatial multiplexing).

1

Introduction

In order to avoid strong interference of conventional

narrow-band transmission systems by ultra-widenarrow-band signals, the

power spectral density of UWB systems is fairly limited,

which leads – despite the enormous bandwidth – to a rather

restricted coverage. This weakness is opposite to one of the

main strengths of MIMO techniques; they are able to

in-crease the range. Such a reversal indicates the potential of

a marriage of these two complementary techniques.

Numerous other benefits can be envisaged. For

exam-ple, the capability of MIMO systems to spatially distinguish

among wavefronts impinging from different directions not

Correspondence to: T. Kaiser

([email protected])

only facilitates the equalizer design of UWB systems by

re-duction of delay spread, but rather enables a further increase

of data rate – Gbit/s over air becomes feasible. Moreover,

by MIMO techniques, narrowband and broadband interferers

can be spatially suppressed so that the number of concurrent

users might be significantly increased. Last but not least a

reduction of electromagnetic radiation can be expected from

UWB & MIMO, which in turn may also save battery life.

However, a large number of different challenges do resist.

For example, digital beamforming seems to be prevented

due to the extremely high sampling rate. In contrast, analog

beamforming requires adjustable true time delays, such

de-lays exhibit noticeable tolerance and therefore less precision.

Besides these technology barriers, numerous challenges have

to be overcome in fundamental processing of UWB signals

by MIMO techniques.

2

An analogy

Without reinventing the wheel, some ideas can be borrowed

from speech or also from radar processing. The following

table shows the similarities and differences of broadband

beamforming for speech processing and UWB

communica-tion systems.

(2)

164

T. Kaiser: On UWB beamforming

Table 1. An analogy between speech processing and UWB transmission.

Property

Speech Processing

UWB transmission

bandwidth (rel.)

10 kHz (180%)

10 GHz (110%)

delay spread

100 ms

100 ns

environment

indoor, non-stationary

indoor, non-stationary

challenges

highly reverberant

multipath propagation

wavefront shape

spherical or planar

spherical or planar

typ. SNR at receiver

moderately positive (6–12 dB)

moderately positive (6–12 dB)

receiver type

waveform estimation

detection (matched filter!)

type of interferers

broadband

broadband and narrowband

type of noise

correlated (e.g. ventilator)

uncorrelated

other issues

signal duration unknown

signal duration known

be moderately positive, say a 6–12 dB. This can be achieved

either in case of limited range or by spreading techniques.

All these mentioned aspects show the similarities between

speech and UWB spatial processing. The main differences

result from the fact that the UWB receiver knows the

prin-cipal waveform whereas in speech processing not only the

waveform is completely unknown but also when speech

be-gins and when it ends. From this point of view, UWB seems

to be easier to deal with because the transmit signal can be

designed adequately. For example, in order to estimate the

direction-of-arrival

θ

of an impinging wavefront (see Fig. 1),

the transmit signal can be repeated periodically so that at the

receiver the sampling rate can be distinctly reduced by

al-most arbitrary low undersampling techniques. Moreover, for

UWB transmission a matched filter (MF) can be principally

deployed that further boosts up the SNR. However, this

ap-proach tends to be a bit overrated, since in dense UWB

mul-tipath environments numerous reflections occur and each

in-dividual reflection will modify the transmitted impulse shape

simply because of the non-flat frequency response of the

re-flective material. One last major difference concerns the kind

of noise and interferers. While in speech processing

broad-band interferers dominate and the noise is most often

cor-related (e.g. ventilator), in UWB transmission the

interfer-ers can be broadband as well as narrowband and the noise is

mainly of thermal type and hence uncorrelated.

In conclusion, because of its affinity, some concepts – like

broadband beamforming – can be borrowed from speech

pro-cessing.

3

Broadband beamforming

As mentioned previously we will focus on beamforming of

UWB signals. The following figure illustrates a conventional

filter and sum beamformer.

Basically, each filter can be substituted by a delay in order

to compensate for the different signal travel time among the

antenna elements and to coherently summing up all branches.

This so-called array gain enhances the SNR by a factor of

N

(or 10 log

10

(N )

on a decibel scale) under perfect conditions.

Property Speech Processing UWB transmission

bandwidth(rel.) 10kHz(180%) 10GHz(110%)

delayspread 100ms 100ns

environment indoor,non-stationary indoor,non-stationary

challenges highlyreverberant multipath propagation

wavefrontshape sphericalorplanar sphericalorplanar

typ. SNRat receiver moderatelypositive(6-10dB) moderatelypositive(8-12dB)

receivertype waveformestimation detection(matchedlter!)

typeofinterferers broadband broadbandandnarrowband

typeofnoise correlated(e.g. ventilator) uncorrelated

other issues signaldurationunknown signaldurationknown

Table1: Ananalogybetweenspeech processingandUWBtransmission

tiobetweenantennaapertureandtransmitter-receiver

distance. Inorder to guaranteeauseful transmission,

thesignaltonoiseratioatthereceiverhastobe

mod-erately positive, say a6-12 dB. This canbe achieved

either in case of limited range or by spreading

tech-niques.

All these mentioned aspects show the similarities

betweenspeechandUWBspatialprocessing. Themain

dierencesresultfromthefactthat theUWBreceiver

knowsthe principal waveform whereasin speech

pro-cessing notonlythe waveformis completely unknown

but also when speech beginsand when itends. From

thispointofview,UWBseemstobeeasiertodealwith

becausethetransmitsignalcanbedesignedadequately.

Forexample,inordertoestimatethedirection-of-arrival

ofanimpingingwavefront(seeFig. 1),thetransmit

signal canbe repeated periodically sothat at the

re-ceiver thesampling rate canbe distinctly reduced by

almostarbitrarylowundersamplingtechniques.

More-over,forUWBtransmissionamatchedlter(MF)can

beprincipallydeployedthatfurtherboostsuptheSNR.

However, this approach tends to be a bit overrated,

since in dense UWB multipath environments

numer-ousreectionsoccurandeachindividualreectionwill

modifythetransmittedimpulse shapesimply because

ofits non-atfrequencyresponse. Onelast major dif-ferenceconcernsthekindofnoiseandinterferers. While

in speech processing broadband interferers dominate

andthenoiseismostoftencorrelated(e.g. ventilator), inUWBtransmissiontheinterfererscanbebroadband

aswellasnarrowbandandthenoiseismainlyof

ther-maltypeandhenceuncorrelated.

Inconclusion,becauseofitsaÆnity,someconcepts

-likebroadbandbeamforming-canbeborrowedfrom

speech processing.

3. BROADBAND BEAMFORMING

As mentioned previouslyhere we will focus on

beam-forming of UWB signals. The following gure

illus-tratesaconventionallterandsumbeamformer.

g N

(t) y

N (t)

g 2

(t) y

2 (t)

g 1

(t) y

1 (t)

y(t) x(t)

Figure 1: Alterandsumbroadbandbeamformer

Basically, the ltercan be substituted by delay in

ordertocompensateforthedierentsignaltraveltime

among the antenna elements and to coherently

sum-ming up all branches. This so-called array gain

en-hances the SNR by a factor of N (or 10log 10

(N) on

adecibelscale)underperfect conditions. However,

in-terfererscannotbesuppressedonlybydelays. Forthat

reason,theuseofltersbecomesjustied. Fig. 2shows

thebeampatterndenedas

B(; 0

)=max t

jy(t;; 0

)j 2

forafamilyofsinusoidalsignals

x(t)=sin(2ft); f =3:1GHz:::10:6GHz

and N =8 antennas, asteering direction of 0

=0 Æ

,

an antennaspacingd= c

=2,where c

=c 0

=f c

, c 0

is

speedoflightandf c

=6:85GHzisthecenterfrequency

Fig. 1. A filter and sum broadband beamformer.

However, interferers cannot be suppressed only by delays.

For that reason, the use of filters becomes justified. Figure 2

shows the beampattern defined as

B(θ, θ

0

)

=

max

t

|

y(t, θ, θ

0

)

|

2

for a family of sinusoidal signals

x(t )

=

sin

(

2

πf t ),

f

=

3

.

1GHz

...

10

.

6GHz

and

N

=

8 antennas, a steering direction of

θ

0

=

0

, an

antenna spacing

d

=

λ

c

/

2, where

λ

c

=

c

0

/f

c

,

c

0

is speed of

light and

f

c

=

6

.

85 GHz is the center frequency according to

FCC

1

-regularisation.

Observe that while the location of the mainlobe is

frequency-independent, the locations of the sidelobes and the

nulls are frequency-dependent. This means that broadband

interferers cannot be completely suppressed by a simple

de-lay and sum beamformer. Filters represent a remedy and

al-low an almost arbitrary high interferer cancellation just by

adequately increase of the filter orders. In principle,

conven-tional beamformer techniques (e.g. the minimum variance

(3)

T. Kaiser: On UWB beamforming

165

3

accordingtoFCC 1 -regularisation.

−90

−45

0

45

90

3.1

5

6

7

8

9

10.6

x 10

9

−20

−10

0

10

20

f mainlobe sidelobes B(; 0 ) dB

Figure 2: Beampattern of a delay and sum broadband beamformer

Observethat while thelocationofthemainlobe is

frequency-independent, the locations of the sidelobes

andthenullsarefrequency-dependent. Thismeansthat

broadbandinterfererscannotbecompletelysuppressed

by asimpledelayandsumbeamformer. Filters

repre-sent a remedy and allow an almost arbitrary high

in-terferercancellationjust by adequatelyincreaseofthe

lter orders. In principle, conventional beamformer

techniques (e.g. the minimum variance distortionless

beamformer(MVDR))can bedeployedinorderto

de-signthelterandsumbeamformersimplyby

calculat-ing the weight vector for a set of suitable frequencies

andtransformingtheresultingweightmatrixintotime

domain.

UWB measurements have shown, at least under

line-of-sight(LOS)conditions,thepropagationof

indi-vidualechoesarrivingatthereceiverin so-called

clus-ters(seeforexamplethedescriptivevideosat[4]). Due

to their ultrashort duration, these echoes are

resolv-ableintimesothat theyalsobecomeresolvablein

an-gle; hence, the direction-of-arrival can be principally

estimated. Moreover, the recorded signals seem tobe

delayedreplicasofeachothersothatbeamforming

be-comesfeasible. Evenforaspacingofafewten

centime-ters,therelevantechoesseemtobestonglycorrelated.

Inaddition,asmallspacing(e.g. 4cm)doesnot cause

seriouscoupling[3].

(Ultra)-broadbandbeamformingoersanadditional

benet opposite to narrowband beamforming.

Nar-rowband beamforming suers from so-called grating

lobes. They occur for antenna spacingsd larger than

c

=2andtheyleadtoanambiguityofthe

direction-of-arrival. Forthatreason,commonnarrowbandantenna

elementsshowaspacingofhalvethecarrierwavelenght

1

FederalCommissionforCommunications

orevensmallerthanthis. Takingintoaccountthatthe

mainlobewidthdependsnotonlyonthenumberof

an-tennas but also from the spacing, narrowbandbeams

canonly benarrowedbyincreasingthenumber of

an-tennas. In turn, in (ultra)-broadband processing also

thespacing can beincreased further without

ambigu-ity. Inordertoillustratethisfact,thefollowinggures

(Fig. 3-6) show the squaredmagnitude of the

beam-former output and the beampattern for an antenna

spacing d = c

in case of two antennas, lower f l

=

3:1GHz and upper cut-o frequencies f u

= 10:6GHz

(!f c

=6:85GHz),andaninputsignalx(t)=e j2f

c t

(narrowband)or x(t)= e 2((f u f l )t) 2 e j2f c t (broad-band).

−90

−45

0

45

90

0

0.5

1

1.5

x 10

−9

0

1

2

3

4

5

jy(t;)j 2 t=[ns]

Figure3: Squared magnitudeof narrowbandbeamformer outputford=c,N =2

−90

−45

0

45

90

−20

−15

−10

−5

0

max t 20log 10 y(t;) max y(t;)

Figure4: Narrowbandnormalizedbeampatternford=c, N =2inlogarithmicscale

Itcanbeseenthatthenarrowbandbeamformerwill

suerfromthementionedambiguitysinceitcannot

dis-tinguishamongthe threepossible direction-of-arrivals

Fig. 2. Beampattern of a delay and sum broadband beamformer.

distortionless beamformer (MVDR)) can be deployed in

or-der to design the filter and sum beamformer simply by

calcu-lating the weight vector for a set of suitable frequencies and

transforming the resulting weight matrix into time domain.

UWB measurements have shown, at least under

line-of-sight (LOS) conditions, the propagation of

individ-ual echoes arriving at the receiver in so-called

clus-ters (see for example the descriptive videos at Whyless,

www.whyless.org/public/wp5.htm). Due to their ultrashort

duration, these echoes are resolvable in time so that they also

become resolvable in angle; hence, direction-of-arrival

esti-mation can be principally performed. Moreover, the recorded

signals seem to be delayed replicas of each other so that

beamforming becomes feasible. Even for a spacing of a few

ten centimeters, the relevant echoes seem to be stongly

corre-lated. In addition, a small spacing (e.g. 4 cm) does not cause

serious coupling (Sibille and Bories, 2003).

(Ultra)-broadband beamforming offers an additional

bene-fit opposite to narrowband beamforming. Narrowband

beam-forming suffers from so-called grating lobes. They occur

for antenna spacings

d

larger than

λ

c

/

2 and they lead to

an ambiguity of the direction-of-arrival. For that reason,

common narrowband antenna elements show a spacing of

half the carrier wavelength or even smaller than this.

Tak-ing into account that the mainlobe width depends not only

on the number of antennas but also on the spacing,

narrow-band beams can only be further narrowed by increasing the

number of antennas. In turn, in (ultra)-broadband

process-ing also the spacprocess-ing can be increased further without

ambi-guity. In order to illustrate this fact, the following figures

(Figs. 3–6) show the squared magnitude of the beamformer

output and the beampattern for an antenna spacing

d

=

λ

c

in case of two antennas, lower

f

l

=

3

.

1 GHz and upper

cut-off frequencies

f

u

=

10

.

6 GHz (

f

c

=

6

.

85 GHz),

and an input signal

x(t )

=

e

−j2

πf

c

t

(narrowband) or

x(t )

=

e

−2

π((f

u

f

l

)t )

2

e

−j2

πf

c

t

(broadband).

It can be seen that the narrowband beamformer will

suf-fer from the mentioned ambiguity since it cannot distinguish

accordingtoFCC 1 -regularisation.

−90

−45

0

45

90

3.1

5

6

7

8

9

10.6

x 10

9

−20

−10

0

10

20

f mainlobe sidelobes B(; 0 ) dB

Figure 2: Beampattern of a delay and sum broadband beamformer

Observe that whilethe location of the mainlobeis

frequency-independent, the locations of the sidelobes

andthenullsarefrequency-dependent. Thismeansthat

broadbandinterfererscannotbecompletelysuppressed

byasimpledelay andsumbeamformer. Filters

repre-sent aremedy and allowan almost arbitraryhigh

in-terferercancellationjust byadequatelyincreaseofthe

lter orders. In principle, conventional beamformer

techniques (e.g. the minimum variance distortionless

beamformer(MVDR))canbedeployedinorderto

de-signthelterandsumbeamformersimplyby

calculat-ingthe weight vector fora set of suitable frequencies

andtransformingtheresultingweightmatrixintotime

domain.

UWB measurements have shown, at least under

line-of-sight(LOS)conditions,thepropagationof

indi-vidualechoesarrivingatthe receiverinso-called

clus-ters(seeforexamplethedescriptivevideosat[4]). Due

to their ultrashort duration, these echoes are

resolv-ableintimesothattheyalsobecomeresolvablein

an-gle; hence, the direction-of-arrival can be principally

estimated. Moreover, the recordedsignals seemto be

delayedreplicasofeachothersothatbeamforming

be-comesfeasible. Evenforaspacingofafewten

centime-ters,therelevantechoesseemtobestonglycorrelated.

Inaddition,asmall spacing(e.g. 4cm) doesnotcause

seriouscoupling[3].

(Ultra)-broadbandbeamformingoersanadditional

benet opposite to narrowband beamforming.

Nar-rowband beamforming suers from so-called grating

lobes. They occur forantenna spacings d larger than

c

=2andtheyleadtoanambiguityofthe

direction-of-arrival. Forthatreason,commonnarrowbandantenna

elementsshowaspacingofhalvethecarrierwavelenght

1

FederalCommissionforCommunications

orevensmallerthanthis. Takingintoaccountthatthe

mainlobewidthdependsnotonlyonthenumberof

an-tennas but also from the spacing, narrowbandbeams

canonlybenarrowedbyincreasingthe numberof

an-tennas. In turn, in (ultra)-broadband processing also

the spacing can beincreased further without

ambigu-ity. Inordertoillustratethisfact,thefollowinggures

(Fig. 3-6) show the squared magnitude of the

beam-former output and the beampattern for an antenna spacing d =

c

in case of two antennas, lower f l

=

3:1GHz and upper cut-o frequencies f u

= 10:6GHz

(!f c

=6:85GHz),andaninputsignalx(t)=e j2fct

(narrowband)orx(t)=e 2((f u f l )t) 2 e j2f c t (broad-band).

−90

−45

0

45

90

0

0.5

1

1.5

x 10

−9

0

1

2

3

4

5

jy(t;)j 2 t=[ns]

Figure3: Squaredmagnitudeofnarrowband beamformer outputford=

c ,N =2

−90

−45

0

45

90

−20

−15

−10

−5

0

max t 20log 10 y(t;) maxy(t;)

Figure4: Narrowbandnormalizedbeampatternford= c

,

N=2inlogarithmicscale

Itcanbeseenthatthenarrowbandbeamformerwill

suerfromthementionedambiguitysinceitcannot

dis-tinguishamongthe threepossible direction-of-arrivals

Fig. 3. Squared magnitude of narrowband beamformer output for

d

=

λ

c

,

N

=

2.

3

accordingtoFCC 1 -regularisation.

−90

−45

0

45

90

3.1

5

6

7

8

9

10.6

x 10

9

−20

−10

0

10

20

f mainlobe sidelobes B(; 0 ) dB

Figure 2: Beampattern of a delay and sum broadband beamformer

Observethatwhile thelocationof themainlobe is

frequency-independent, the locations of the sidelobes

andthenullsarefrequency-dependent. Thismeansthat

broadbandinterfererscannotbecompletelysuppressed

byasimpledelayandsum beamformer. Filters

repre-senta remedy andallowan almost arbitraryhigh

in-terferercancellationjust byadequatelyincreaseof the

lter orders. In principle, conventional beamformer

techniques (e.g. the minimum variance distortionless

beamformer(MVDR))canbedeployedinorderto

de-signthelterandsumbeamformersimplyby

calculat-ing the weight vector for a set of suitable frequencies

andtransformingtheresultingweightmatrixintotime

domain.

UWB measurements have shown, at least under

line-of-sight(LOS)conditions,thepropagationof

indi-vidualechoesarrivingatthe receiverinso-called

clus-ters(seeforexamplethedescriptivevideosat[4]). Due

to their ultrashort duration, these echoes are

resolv-ableintimesothattheyalsobecomeresolvablein

an-gle; hence, the direction-of-arrival can be principally

estimated. Moreover,the recorded signals seem tobe

delayedreplicasofeachothersothatbeamforming

be-comesfeasible. Evenforaspacingofafewten

centime-ters,therelevantechoesseemtobestonglycorrelated.

Inaddition,asmallspacing (e.g. 4cm)doesnotcause

seriouscoupling[3].

(Ultra)-broadbandbeamformingoersanadditional

benet opposite to narrowband beamforming.

Nar-rowband beamforming suers from so-called grating

lobes. They occur for antenna spacings d largerthan

c

=2andtheyleadtoanambiguityofthe

direction-of-arrival. Forthatreason,commonnarrowbandantenna

elementsshowaspacingofhalvethecarrierwavelenght

1

FederalCommissionforCommunications

orevensmallerthanthis. Takingintoaccountthatthe

mainlobewidthdependsnotonlyonthenumberof

an-tennas but also from the spacing, narrowband beams

can onlybenarrowedby increasingthenumberof

an-tennas. In turn, in (ultra)-broadband processing also

the spacing canbe increasedfurther without

ambigu-ity. Inordertoillustratethisfact,thefollowinggures

(Fig. 3-6) show the squaredmagnitude of the

beam-former output and the beampattern for an antenna

spacing d = c

in case of two antennas, lower f l

=

3:1GHz and upper cut-o frequencies f u

= 10:6GHz

(!f c

=6:85GHz),andaninput signalx(t)=e j2fct

(narrowband)orx(t)=e 2((f u f l )t) 2 e j2f c t (broad-band).

−90

−45

0

45

90

0

0.5

1

1.5

x 10

−9

0

1

2

3

4

5

jy(t;)j 2 t=[ns]

Figure 3: Squaredmagnitudeof narrowbandbeamformer outputford=c,N =2

−90

−45

0

45

90

−20

−15

−10

−5

0

max t 20log 10 y(t;) maxy(t;)

Figure4: Narrowbandnormalizedbeampatternford=c, N =2inlogarithmicscale

Itcanbeseenthatthenarrowbandbeamformerwill

suerfromthementionedambiguitysinceitcannot

dis-tinguish among the threepossibledirection-of-arrivals

Fig. 4. Narrowband normalized beampattern for

d

=

λ

c

,

N

=

2 in

logarithmic scale.

among the three possible direction-of-arrivals

90

0

, 0

0

and

+

90

0

. In contrast, the broadband beamformer can clearly

resolve the 0

0

-DoA, because of no ringing of the received

impulse-shaped wavefront.

It is also of interest to study the effects caused by

increas-ing the spacincreas-ing and the number of antennas, see Figs. 7, 8.

Observe that extending the spacing leads to a narrowing

of the mainlobe, whereas more antennas not only further

decrease the mainlobe width but also increase the

main-to-sidelobe ratio. For example, in case of

d

=

2

λ

c

,

N

=

4,

the mainlobe width is approximately 15

0

so that with such a

linear array up to 180

0

/

15

0

=

12 spatially seperated users

can be ideally served.

Note also that for

d

=

2

λ

c

,

N

=

2 the array size is

8

.

76 cm, which might be implementable on a terminal. In

turn, for

d

=

2

λ

c

,

N

=

4 the array size becomes 26

.

28 cm,

(4)

166

T. Kaiser: On UWB beamforming

4

−90

−45

0

45

90

0

0.5

1

x 10

−9

0

1

2

3

4

jy(t;)j 2 t=[ns]

Figure 5: Squared magnitude of broadband beamformer outputford=c,N =2

−90

−45

0

45

90

−20

−15

−10

−5

0

max t 20log 10 y(t;) max y(t;)

Figure6: Broadbandnormalizedbeampatternford=c, N =2inlogarithmic scale

90 0 , 0 0 and+90 0

. Incontrast,the broadband

beam-former can clearly resolve the 0 0

-DoA, because of no

ringingof thereceived impulse-shapedwavefront.

Itis alsoof interestto study the eectscaused by

increasingthespacingandthenumberofantennas,see

Fig. 7,8.

Observethat extendingthespacingleadstoa

nar-rowing of the mainlobe, whereas more antennas not

onlyfurther decrease the mainlobewidth but also

in-creasethemain-to-sideloberatio. Forexample,incase

of d = 2 c

, N = 4, the mainlobe width is

approx-imately 15 0

so that with such a linear array up to

180 0

=15 0

=12spatiallyseperateduserscanbeserved.

Notealso thatford=2 c

, N =2the arraysize is

8:76cm,whichmight beimplementableon aterminal.

In turn, for d = 2 c

, N = 4 the array size becomes

−90

−45

0

45

90

−20

−15

−10

−5

0

−90

−45

0

45

90

−20

−15

−10

−5

0

max t 20log 10 y(t;) maxy(t;)

Figure7: Broadbandnormalizedbeampatternford=2c, N =2inlogarithmicscale

26:28cm,eventhisisimplementable-nowonalaptop.

4. CONCLUSION ANDFUTURE WORK

Inthiscontribution,wemotivatethemarriageofUWB

and multi-antenna technique by focussing on

beam-forming. Beside the complementary classes of

multi-antennaapproaches,i.e. spatialmultiplexingand

space-timecoding,therearenumerousopenissuesinthisnew

andhighlymulti-disciplinaryeld:

adjustablepreciseanalogtruetimedelays(oreven

lters)

directionof arrival,time delayestimation

beamformingforUWBchannels(model&data)

exploitingmultipathpropagationthancombating

pulseshaping,modulationforUWBmulti-antenna

systems

localisation, synchronisation with UWB

multi-antennasystems

UWB antenna arrays, where the frequency

re-sponsesamongtheelementsmaydier,butshould

overlap

broadbandbeamformingwithlownumberof

an-tennas

transmitbeamforming

Fig. 5. Squared magnitude of broadband beamformer output for

d

=

λ

c

,

N

=

2.

4

−90

−45

0

45

90

0

0.5

1

x 10

−9

0

1

2

3

4

jy(t;)j 2 t=[ns]

Figure 5: Squaredmagnitude of broadband beamformer outputford=

c ,N =2

−90

−45

0

45

90

−20

−15

−10

−5

0

max t 20log 10 y(t;) max y(t;)

Figure6: Broadbandnormalizedbeampatternford=c, N =2inlogarithmicscale

90 0 , 0 0 and+90 0

. Incontrast,thebroadband

beam-former can clearly resolve the 0 0

-DoA, because of no

ringing ofthe receivedimpulse-shaped wavefront.

It is alsoof interest tostudy the eectscaused by

increasingthespacingandthenumberofantennas,see

Fig. 7,8.

Observethatextendingthe spacingleadstoa

nar-rowing of the mainlobe, whereas more antennas not

only further decreasethe mainlobe widthbut also

in-creasethe main-to-sideloberatio. Forexample,incase

of d = 2 c

, N = 4, the mainlobe width is

approx-imately 15 0

so that with such a linear array up to

180 0

=15 0

=12spatially seperateduserscan beserved.

Note alsothat ford=2 c

,N =2the arraysize is

8:76cm,whichmightbe implementable on aterminal.

In turn, for d = 2 c

, N = 4 the array size becomes

−90

−45

0

45

90

−20

−15

−10

−5

0

−90

−45

0

45

90

−20

−15

−10

−5

0

max t 20log 10 y(t;) maxy(t;)

Figure7: Broadbandnormalizedbeampatternford=2c, N =2inlogarithmicscale

26:28cm,eventhisisimplementable-nowonalaptop.

4. CONCLUSION AND FUTURE WORK

Inthiscontribution,wemotivatethemarriageofUWB

and multi-antenna technique by focussing on

beam-forming. Beside the complementary classes of

multi-antennaapproaches,i.e. spatialmultiplexingand

space-timecoding,therearenumerousopenissuesinthisnew

andhighlymulti-disciplinaryeld:

adjustablepreciseanalogtruetimedelays(oreven

lters)

directionof arrival,timedelayestimation

beamformingforUWB channels(model&data)

exploitingmultipathpropagationthancombating

pulseshaping,modulationforUWBmulti-antenna

systems

localisation, synchronisation with UWB

multi-antennasystems

UWB antenna arrays, where the frequency

re-sponsesamongtheelementsmaydier,butshould

overlap

broadbandbeamformingwithlownumberof

an-tennas

transmitbeamforming

Fig. 6. Broadband normalized beampattern for

d

=

λ

c

,

N

=

2 in

logarithmic scale.

4

Conclusion and future work

In this contribution, we motivate the marriage of UWB and

multi-antenna technique by focussing on beamforming.

Be-side the complementary classes of multi-antenna approaches,

i.e. spatial multiplexing and space-time coding, there are

nu-merous open issues in this new and highly multi-disciplinary

field:

– adjustable precise analog true time delays (or even

fil-ters)

– direction of arrival, time delay estimation

– beamforming for UWB channels (model & data)

4

−90

−45

0

45

90

0

0.5

1

x 10

−9

0

1

2

3

4

jy(t;)j 2 t=[ns]

Figure 5: Squared magnitude of broadband beamformer outputford=c,N =2

−90

−45

0

45

90

−20

−15

−10

−5

0

max t 20log 10 y(t;) max y(t;)

Figure6: Broadbandnormalizedbeampatternford=c, N =2inlogarithmic scale

90 0 , 0 0 and+90 0

. Incontrast,the broadband

beam-former can clearly resolve the 0 0

-DoA, because of no

ringingof thereceived impulse-shapedwavefront.

Itis alsoof interestto study the eectscaused by

increasingthespacingandthenumberofantennas,see

Fig. 7,8.

Observethat extendingthespacingleadstoa

nar-rowing of the mainlobe, whereas more antennas not

only furtherdecrease the mainlobewidth butalso

in-creasethemain-to-sideloberatio. Forexample,incase

of d = 2 c

, N = 4, the mainlobe width is

approx-imately 15 0

so that with such a linear array up to

180 0

=15 0

=12spatiallyseperateduserscanbeserved.

Note alsothatford=2 c

, N =2the arraysize is

8:76cm,whichmight beimplementableon aterminal.

In turn, for d = 2 c

, N = 4 the array size becomes

−90

−45

0

45

90

−20

−15

−10

−5

0

−90

−45

0

45

90

−20

−15

−10

−5

0

max t 20log 10 y(t;) maxy(t;)

Figure7: Broadbandnormalizedbeampatternford=2c, N =2inlogarithmicscale

26:28cm,eventhisisimplementable-nowonalaptop.

4. CONCLUSION ANDFUTURE WORK

Inthiscontribution,wemotivatethemarriageofUWB

and multi-antenna technique by focussing on

beam-forming. Beside the complementary classes of

multi-antennaapproaches,i.e. spatialmultiplexingand

space-timecoding,therearenumerousopenissuesinthisnew

andhighlymulti-disciplinaryeld:

adjustablepreciseanalogtruetimedelays(oreven

lters)

directionof arrival,timedelay estimation

beamformingforUWBchannels(model&data)

exploitingmultipathpropagationthancombating

pulseshaping,modulationforUWBmulti-antenna

systems

localisation, synchronisation with UWB

multi-antennasystems

UWB antenna arrays, where the frequency

re-sponsesamongtheelementsmaydier,butshould

overlap

broadbandbeamformingwithlownumberof

an-tennas

transmitbeamforming

Fig. 7. Broadband normalized beampattern for

d

=

2

λ

c

,

N

=

2 in

logarithmic scale.

5

−90

−45

0

45

90

−20

−15

−10

−5

0

max t 20log 10 y(t;) maxy(t;)

Figure8: Broadbandnormalizedbeampatternford=2 c

, N =4inlogarithmicscale

Of further interest is how the channel capacity is

af-fected by UWBtransmission. Firstworktowardsthis

relevant topic can be found in [5], [6]. It seems that

the numberof antennashas thesameimpactthanthe

bandwidth, infact, the equation known from

narrow-band MIMOsystemsfor theergodicchannelcapacity

C e

=BNlog 2

(1+SNR )

alsoholdsapproximatelytrueforUWBchannels. Such

resultfurthermotivatethemergeofthesetwokey

tech-nologiesinwirelesscommunications.

REFERENCES

[1] J.M.Cramer,R.A.ScholtzandM.Z.Win,On the

analysis of UWB communcation channels, IEEE

Military Communication Conference Proceedings

(MILCOM),Vol.2,1999,p.1191-1195

[2] H.Lee,H.Haan,Y.Shin,S.Im, Multipath

Char-acteristicsofImpulseRadioChannels,Proc.IEEE

VTC, May 15-18, 2000, Tokyo, Japan, pp.

2487-2491.

[3] A.SibilleandS.Bories,Space diversity forUWB

communications, EPMCC, April 22-25, 2003,

Glasgow,UK

[4] www.whyless.org/public/wp5.htm

[5] Z.Feng,T.KaiserandA.Czylwik,Onthe

Evalua-tionof Channel Capacityof Multi-AntennaUWB

Case, submitted to IEEE Transactions on

Com-munications

[6] Z.Feng,T.KaiserandA.Czylwik,Onthe

Evalua-tionof Channel Capacityof Multi-AntennaUWB

Indoor Wireless Systems{PartII: Frequency

Se-lectiveCase, submittedtoIEEE Transactionson

Communications

Fig. 8. Broadband normalized beampattern for

d

=

2

λ

c

,

N

=

4 in

logarithmic scale.

– exploiting multipath propagation than combating

– pulse shaping, modulation for UWB multi-antenna

sys-tems

– localisation, synchronisation with UWB multi-antenna

systems

– UWB antenna arrays, where the frequency responses

among the elements may differ, but should overlap

– broadband beamforming with low number of antennas

(5)

Of further interest is how the channel capacity is affected by

UWB transmission. First work towards this relevant topic

can be found in Feng et al. (2004a, 2004b). It seems that the

number of antennas has the same impact than the bandwidth,

in fact, the equation known from narrowband MIMO systems

for the ergodic channel capacity

C

e

=

BN

log

2

(

1

+

SNR

)

also holds approximately true for UWB channels. Such

re-sult further motivate the merge of these two key technologies

in wireless communications.

References

Cramer, J. M., Scholtz, R. A., and Win, M. Z.: On the analysis of

UWB communcation channels, IEEE Military Communication

Conference Proceedings (MILCOM), 2, 1191–1195, 1999.

Lee, H., Haan, H., Shin, Y., and Im, S.: Multipath Characteristics of

Impulse Radio Channels, Proc. IEEE VTC, 15–18 May, Tokyo,

Japan, 2487–2491, 2000.

Sibille, A. and Bories, S.: Space diversity for UWB

communica-tions, EPMCC, 22–25 April, Glasgow, UK, 2003.

www.whyless.org/public/wp5.htm.

Feng, Z., Kaiser, T., and Czylwik, A.: On the Evaluation of Channel

Capacity of Multi-Antenna UWB Indoor Wireless Systems – Part

I: Frequency Flat Case, IEEE Transactions on Communications,

submitted, 2004a.

Figure

Table 1. An analogy between speech processing and UWB transmission.challengeshighlyreverberan
Fig. 7.7:Broadbandnormalized d =for N =Figure Broadband normalized beampattern for 2λc,d= 2 inFigurebeampattern2�N−20−20=−90−902inlogarithmic−45−45scale0045459090logarithmic scale.7:Broadbandnormalizedbeampattern�ford=2�c

References

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