Dodd-Frank Act
Centralized Trading, Transparency, and Interest Rate Swap Market Liquidity: Evidence from the Implementation of the Dodd-Frank Act
... Settlements (2016)), and this is the first study of the impact of post-crisis regulation on that market. Historically, global swap trading was decentralized and relatively opaque. However, a centralized trading ...
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Some More Watters, Please: The Dodd-Frank Act’s New Preemption Standards Lighten Consumers’ Wallets
... The Dodd-Frank Wall Street Reform and Consumer Protection Act precipitates innumerable changes that will both directly and indirectly shape the future of the financial ...the Dodd-Frank ...
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Harmonising Basel III and the Dodd Frank Act through greater collaboration between standard setters and national supervisors
... the Dodd Frank Act regulatory reforms, clearer and more “authoritative” mandates are essential in ensuring that the goals of financial stability are ...
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U S bank M&As in the post Dodd Frank Act era: Do they create value?
... At first glance, small banks seem to be unaffected from the passage of the Dodd-Frank Act. However, the DFA incorporates more than 500 separate rules and mandates governing all depository ...
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Durbin Amendment to the Dodd Frank Act: Two Caps are Better than One for Debit Card Interchange Fees
... balancing act because both merchants’ and consumers’ decisions are affected by ...the Dodd-Frank Act and then explains the Durbin Amendment’s key ...
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Centralized trading, transparency and interest rate swap market liquidity: evidence from the implementation of the Dodd-Frank Act
... the Dodd-Frank Act, the CFTC required all US and certain types of non-US market participants to submit trade reports to swap trade repositories, which in turn make these data available to the public ...
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Harmonising Basel III and the Dodd Frank Act through international accounting standards: reasons why international accounting standards should serve as “thermostats”
... the Dodd Frank Act, impact fair value ...the Dodd Frank Act, would a more imposing and commanding role for international standards not serve as a powerful weapon in harmonizing ...
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The New Financial Incentives and Expanded Anti-Retaliation Protections for Whistleblowers Created by Section 922 of the Dodd-Frank Act: Actual Progress or Just Politics?
... the Dodd-Frank Act’s financial incentives and anti-retaliation protections for whistleblowers do not address the SEC’s internal problems, and therefore, seem to be more of a political reaction than ...
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Towards Stability in the Democratic Republic of Congo-The Dodd-Frank Act's Strengths and Weaknesses
... In order to present a comprehensive understanding of the factors contributing to the violence in the DRC, I will begin with a brief history of the region. Following this will be a discussion on the conflict minerals ...
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In Spite of Its Good Intentions, the Dodd Frank Act Has Created an FCPA Monster
... the Dodd–Frank Act’s whistleblower provision is consistent with other acts that protect whistleblowers, these statutory protections are problematic in that they reward whistleblowers in ironic situations: ...
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Square Pegs Don't Fit in Round Holes: The Impact of the Dodd-Frank Act's Elimination of the Private Fund Exemption on Private Equity Fund Advisers
... the Dodd- Square Pegs Don't Fit in Round Holes: The Impact of the Dodd- Frank Act's Elimination of the Private Fund Exemption on Private Frank Act's Elimination of the Private Fund Exemption ...
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Wealth and risk implications of the Dodd-Frank Act on the U.S. financial intermediaries
... the Dodd-Frank Act (DFA) of 2010 in the ...Reform) Act of 2013 in the UK, whereas a set of proposals for the European Union were released by the European Commission in ...the ...
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Private Fund Disclosure Under the Dodd-Frank Act
... the Dodd-Frank Act in 2010, private funds and their investment advisers were able to remain exempt from the securities laws as long as they limited the resale of their securities, limited the sale of ...
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Hedge Fund Manager Registration Under the Dodd-Frank Act
... also Dodd-Frank Act § 112 (“The purposes of the Council are—(A) to identify risks to the financial stability of the United States that could arise from the material financial distress or failure, or ...
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British Cures for American Foreclosure Woes
... In response to the failed attempts by states to regulate foreclosure practice and the devastating effects of the financial crisis, lawmakers passed substantial federal reforms to foreclosure in the ...
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Accountability and the Bureau of Consumer Financial Protection
... 1 . See, e.g., David Hirschmann, Consumer Financial Protection Bureau Needs More Accountability, P OLITICO (Dec. 7, 2011, 9:27 PM), http://www.politico.com/news/stories/1211 /69992.html (President of U.S. Chamber of ...
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WHISTLEBLOWERS—A CASE STUDY IN THE REGULATORY CYCLE FOR FINANCIAL SERVICES
... of Dodd-Frank in future ...the Dodd-Frank Act affecting large ...Some Dodd-Frank Banking Rules Passes in House, ...
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The New Financial Regulatory Paradigm: A transatlantic perspective. CEPS Policy Brief No. 287, 21 March 2013
... Both jurisdictions, the EU and the US, attached great importance to the follow-up of the commitments taken in the G-20 context. In the US, mostly one piece of legislation (the June 2010 Dodd-Frank ...
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Too big to fail: the Transatlantic debate. Bruegel Working Paper 2011/03, February 2011
... Irrespective of the specific yardstick used to identify SIFIs, one nontrivial policy question is the following: if financial institutions deemed systemically significant are subject to a specific regulatory regime, ...
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Sarbanes-Oxley And Dodd Frank: Then There Was Fraud
... Oxley Act of 2002 is “An Act to protect investors by improving the accuracy and reliability of corporate disclosures made pursuant to the securities laws, and for other ...the Dodd-Frank Wall ...
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