Securities and Exchange Commission
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
... This report contains information that may constitute “forward-looking statements.” Generally, the words “believe,” “expect,” “intend,” “estimate,” “anticipate,” “project,” “will” and similar expressions identify ...
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As filed with the Securities and Exchange Commission on July 3, 2000 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C.
... U.S. Securities Act of 1933 and Section 21E of the U.S. Securities Exchange Act of ...U.S. Securities and Exchange Commission may include forward looking ...
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SECURITIES AND EXCHANGE COMMISSION Washington, D.C SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.
... (a)-(c) This statement is being filed by Davis Selected Advisers, L.P. ("Davis Advisors"), an investment advisor registered with the Securities and Exchange Commission under the Investment ...
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AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 28, 2002
... the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion ...
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C
... This Form 10-K contains forward-looking statements. Forward-looking statements are statements not based on historical information and that relate to future operations, strategies, financial results, or other ...
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Agency: Securities and Exchange Commission ( Commission ).
... the Commission orders a ...the Commission by 5:30 ...The Commission: Secretary, U.S. Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-1090; Applicants: ...
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SUMMARY: The Securities and Exchange Commission ( Commission ) is correcting a final
... The Securities and Exchange Commission (“Commission”) is correcting a final rule that appeared in the Federal Register of September 15, 2014 (79 FR ...the Commission as nationally ...
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SECURITIES AND EXCHANGE COMMISSION
... The Corporation would also like to highlight that the proposed Convertible Preferred Shares Rights Issue and Convertible Bonds Private Placement would be fair, transparent and equitable to all shareholders. All relevant ...
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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION
... The Securities and Exchange Commission (“Commission”) deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are, instituted ...
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SECURITIES AND EXCHANGE COMMISSION FORM 6-K
... the Securities and Exchange Commission and is required to provide an evaluation of the effectiveness of its disclosure controls and procedures, to disclose significant changes in its internal control ...
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SUMMARY: The Securities and Exchange Commission is requesting data and other
... Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC ...The Commission will post all submissions of data on the Commission’s Internet website ...
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Plaintiff, Defendants. Plaintiff Securities and Exchange Commission (the "Commission"), for its Complaint
... As an example, within a two-week period in 2007, and for the purpose of acquiring stock from various Penny Stock Companies, Manis and his attorney described Perlinda as "an accredi[r] ...
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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION
... the Commission staff determines in its sole discretion that disclosure would be in furtherance of the Commission’s discharge of its duties and responsibilities, or (d) is otherwise required by ...
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SECURITIES and EXChaNgE COmmISSION washington, d.c SChEdUlE 13d. Under the Securities Exchange act of 1934 (amendment No.
... marketable securities to preserve capital and maintain liquidity for financing their business activities and acquisitions and are not engaged in the business of investing, or trading in ...
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Securities and Exchange Commission
... SBS exchange facilities to be composed of at least a majority of independent directors to mitigate conflicts of interest and help ensure that the entity does not advance the interests of its owners, some of which ...
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SECURITIES AND EXCHANGE COMMISSION. Washington, D.C Schedule 13G. Under the Securities Exchange Act of (Amendment No.
... the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose or with the effect of changing or influencing the control of ...
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The Regulation of Investment Advisers by. The Securities and Exchange Commission
... markdown, commission equivalent or other fee paid by a managed account to a dealer for executing a transaction where the fee and transaction price are fully and separately disclosed on the confirmation and the ...
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U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C
... the Securities Act of 1933 in connection with various offerings of Citigroup ...debt securities, preferred stock and interests in preferred stock issued by Citigroup and related issuers over a two-year ...
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C
... agreements, exchange rates, interest rates, commodity prices, political decisions, supply of and demand for commodities, and the COVID-19 pandemic and the duration and impact thereof, including, but not limited, ...
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C
... In April 2011, the European Commission (EC) opened an investigation (Case No COMP/39.745) into the credit default swap (CDS) industry. The scope of the investigation initially concerned the question of “whether 16 ...
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