Securities and Exchange Commission (SEC)
SECURITIES AND EXCHANGE COMMISSION
... Stock Exchange, Inc. (PSE) and the Securities and Exchange Commission (SEC) on the Listing of the PSE Shares on the PSE Trading Board, the Commission has caused the immediate posting of ...
8
SECURITIES AND EXCHANGE COMMISSION
... the Securities and Exchange Commission (“SEC”) and Philippine Competition Commission (“PCC”), as required by law and regulation, and to the compliance with the provisions in the articles of ...
8
U.S. SECURITIES & EXCHANGE COMMISSION
... Deloitte & Touche LLP (D&T) was engaged to assist the Office of the Inspector General (OIG) of the Securities and Exchange Commission (SEC) in evaluating the effectiveness of [r] ...
6
U.S. SECURITIES AND EXCHANGE COMMISSION
... U.S. Securities and Exchange Commission (SEC or the agency) is pleased to submit its budget request for Fiscal Year (FY) ...permit securities-based crowdfunding offerings); executive ...
140
SECURITIES AND EXCHANGE COMMISSION
... The Corporation would also like to highlight that the proposed Convertible Preferred Shares Rights Issue and Convertible Bonds Private Placement would be fair, transparent and equitable to all shareholders. All relevant ...
6
SECURITIES AND EXCHANGE COMMISSION
... Stock Exchange, Inc. and the Securities and Exchange Commission on the Listing of the PSE Shares on the PSE Trading Board, the Commission has caused the immediate posting of the ...
6
As filed with the Securities and Exchange Commission on January 16, SECURITIES AND EXCHANGE COMMISSION Washington, D.C.
... the Securities Act of 1933, as amended, and any rules, regulations or requirements of the Securities and Exchange Commission in respect thereof, in connection with the filing with the ...
10
SECURITIES AND EXCHANGE COMMISSION OF PAKISTAN
... the Securities and Exchange Commission of Pakistan (the Commission) and the Company Registration Offices ...the Commission and ...
29
SECURITIES AND EXCHANGE COMMISSION
... 4. THE SEC SHOULD BE TIMELY APPRISED OF RELEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CHANGES RESULTING FROM ACTIONS THAT AROSE BETWEEN THE ANNUAL[r] ...
13
Securities and Exchange Commission
... Legal remedies. If penny stocks are sold to you in violation of your rights listed above, or other federal or state securities laws, you may be able to cancel your purchase and get your money back. If the stocks ...
5
SECURITIES AND EXCHANGE COMMISSION
... the Commission guidance in the Compliance Program Rule, some advisers may already have robust business continuity and transition plans in place that are consistent with the new requirements being ...
96
SECURITIES AND EXCHANGE COMMISSION
... 10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA Title of Each Class Number of Shares of Common Stock Outstanding and Amount of Debt ...
19
SECURITIES AND EXCHANGE COMMISSION
... Financial assets are subsequently measured at amortized cost or fair value on the basis of the entity’s business model for managing the financial assets and the contractual ca[r] ...
75
SECURITIES AND EXCHANGE COMMISSION
... JGS posted a core net income of Php295 million as margin gains from Universal Robina Corporation and JG Summit Petrochemicals Group cushioned the negative impact of the pandemic in R[r] ...
6
SECURITIES AND EXCHANGE COMMISSION
... During the year, Megaworld also launched its REIT company, MREIT, which debuted in the Philippine Stock Exchange on October 1, 2021. The REIT structure provided a very good avenue for the company to unlock ...
SECURITIES AND EXCHANGE COMMISSION
... This was made to expressly integrate sustainability oversight functions to the committee’s purpose and role, and enhance governance on the sustainability initiatives of URC through meani[r] ...
SECURITIES AND EXCHANGE COMMISSION
... 10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA Title of Each Class Number of Shares of Common Stock Outstanding and Amount of Debt ...
9
Securities and Exchange Commission
... the Commission to consider in its ...the Commission preliminarily believes that those entities that are participants of a clearing agency are most likely to have a conflict of interest that would affect the ...
52
Securities and Exchange Commission
... equity securities, wherever ...equity securities, broker- dealers must ‘‘locate’’ securities available for ...purchasing securities the same day. The Commission has also adopted ...
25
SECURITIES AND EXCHANGE COMMISSION
... Average interest rates and maturities for these loans are consistent with those reported as of December 31, 2014. 9. Financial Risk Management Objectives and Policies The Group’s principal financial instruments include ...
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