[PDF] Top 20 FORM ADV PART 2A* Brochure

... contingent upon Wealth Architects committing to any specific amount of business (in the form of either assets in custody or trading). Their services include brokerage, custody, research and access to mutual funds ... See full document

... Mr. Murphy has been designated to serve as TRG’s Chief Compliance Officer (“CCO”) since December 2012. As the CCO, Mr. Murphy supervises the activities of Thomas Gasper by periodically reviewing the following aspects of ... See full document

... this Brochure, clients who participate in a TAMP will receive TAMP disclosure (including a brochure similar to NSLLC’s Brochure) from the investment adviser that sponsors the TAMP program (the “TAMP ... See full document

... program clients, and in the Fixed Income, International ADR, Large Cap Value and Small Cap Value strategies, DMBT trades away from the sponsor with respect to greater than a majority of the portfolio driven trades. DMBT ... See full document

... A new portfolio is created and tailored to the client using information collected from client communications, risk assessment, investment policy statement, and fundamental technical qu[r] ... See full document

... Services: Part of the core belief of CWM is for every client to have financial planning services in order to offer a more individualized and sophisticated suite of services to the client that a money manager can ... See full document

... We receive benefits from Schwab that we would not receive if we did not provide investment advice to clients. Although these benefits are not paid for with client commissions, these practices may be considered informal ... See full document

... As part of our fiduciary duties to clients, we endeavor at all times to put the interests of our clients ...are part of the institutional platform offered by TD Ameritrade ... See full document

... Our Program fees are designed to cover all client costs except costs incurred because of special requests for services not provided by the program. For example, the program provides for electronic delivery of documents. ... See full document

... the form of daily emails, monthly letters, company specific reports, access to broker-sponsored conferences, and conference calls with the independent third-party research ... See full document

... Advisory Assets in Online MIP are limited to: 1) shares of “no-load” funds 2) “load-waived” A-Shares or 3) institutional shares of mutual funds and/or ETFs. Online MIP Accounts are not leveraged and do not directly ... See full document

... Visionary employs a multiphase approach to researching and assisting in selecting managers suitable for participation in the Program (“Approved Sub-Managers”). Approved Sub-Managers are evaluated using data and ... See full document

... This brochure provides information about the qualifications and business practices of Cunningham & Associates, ...this brochure, please contact us at 248-952-1502 and/or ...this brochure has not ... See full document

... Form ADV Part 2A, Item 13 John Farrow and Jody Richards review all accounts to insure they conform to your objectives and risk profile.. These reviews occur on a continuous basis.[r] ... See full document

... Teamwork Financial Advisors, LLC Page 7 Form ADV Part 2A Disclosure Brochure Planning, Education Planning, Portfolios Review, and Asset Allocation. When providing financial planning and ... See full document

... a part of the fees of a third-party providing these services to our ...as part of the total mix of factors we consider and not solely on the nature, cost or quality of custody and brokerage services ... See full document

... SKWealth has adopted a Code of Ethics for the purpose of instructing its personnel in their ethical obligations and to provide rules for their personal securities transactions. SKWealth and its personnel owe a duty of ... See full document

... 1) Overall cost: Hedgewise anticipates the need to make between five and twenty trades for every client's account at least once per month. Given this volume of trading, it is a priorit[r] ... See full document

... this brochure, CAG will recommend the use of a broker/dealer firm to act as custodian of Client’s assets, which in almost every situation will be the Schwab Advisor Services division of Charles Schwab & ... See full document

... in Form ADV Part 1, select the option for “Investment Adviser Search”, then selecting “Firm” and enter 159800 in the field labeled “Firm Name or CRD# or ...to Form ADV Parts 1 and 2. ... See full document