CHAPTER 3. MATERIALS AND METHODS
3.2 Data sources
There were three data sources that contributed to the enumeration of the study population
for this investigation: 1) UAW employment records, 2) UAW-Chrysler pension records, and 3)
the UAW pension information system. All of these data sources originated from the UAW,
however, the first two have been maintained by a study collaborator at NIOSH since 1994. Data
from all three sources were received on October 11th 2016.
UAW employment records (magnetic tape storage)
The study population was first identified in historical employment records collected by
the UAW. In 1967, the UAW entered contractual agreements with Chrysler that required the
company to provide the UAW with employment records for all UAW members actively
employed by Chrysler in the United States. The records were generated by management at the
automotive companies through the administrative process for collecting union dues. The records
were sent to the UAW biannually on magnetic reel-to-reel tapes. Members of the UAW Health &
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staff. The tapes were last updated in 1993 and subsequently transferred from UAW offices
(Solidarity House) in Detroit, Michigan to the Education and Information Division at NIOSH
headquarters in Cincinnati, Ohio. Employment records for all years (1967 to 1993) were
transferred, except for 1971, as the tape for this year was lost in UAW file management. In 2014,
NIOSH initiated the conversion of UAW employment records from magnetic tape storage to a
digital format. The conversion was performed by an external data management firm (Iron
Mountain) that provided all employment records to NIOSH in a digital file that was later
converted to a SAS data set by NIOSH staff.
The newly created digital file contained employment history on approximately 311,000
individuals employed for any duration at any Chrysler-owned plant in the United States from
1967-1970 and 1972-1993. This file is referred to as the Chrysler global work history file. The
file contains information on work history for each individual, including year and month of
company first hire, plant code of employment (yearly), department of employment (yearly),
skilled trade job code, and the year the job code first appeared (up to 1993). The file also lists the
social security number, first five letters of the last name, first name initial, birth date, and sex as
unique identifiers of each individual. The study population for this investigation was enumerated
from this file.
UAW-Chrysler pension records (magnetic tape storage)
In addition to employment records, a separate agreement required Chrysler to provide
company-generated pension records to the UAW. These records were also stored on magnetic
reel-to-reel tapes and were created for years 1987 to 1993. The UAW Health & Safety
Department managed these records and transferred them to NIOSH in 1994 along with the
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The file contains pension information for some individuals listed in the Chrysler global work
history file, including retirement code, retirement status, last known state of residence, date of
death, last plant worked, seniority date, credited service date (date of hire for pension calculation
if there were gaps in employment), and date of termination. The file also contains identifiable
information including social security number, full first name, middle initial, and full last name.
The pension file was linked with the Chrysler global work history file by NIOSH staff using
social security number. Name information from the UAW-Chrysler pension records was used to
supplement missing or incomplete information in the Chrysler global work history file. However,
pension data from this source were available for only 7% of the study population and several
variables had a high proportion of missing data.
UAW pension information system (digital database)
The UAW pension information system is a computerized database of information on
active and inactive UAW members. The pension information system contains demographic, vital
status, and employment information on most UAW members who were receiving UAW pension
benefits as of 2000 (approximate), or who are actively employed but are not yet receiving
pension benefits.
UAW staff at Solidarity House in Detroit, Michigan linked records from their pension
information system with the UAW employment and historical pension records provided by
NIOSH. The linkage was done to provide additional and updated data on individuals in the
historical files. I met with UAW staff at Solidarity House prior to the linkage to obtain details of
the linkage process and determine what information was available in the pension system. This
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Prior to the linkage, records in the system were updated with the latest name, birth date,
sex, and race information from company (Chrysler, Ford, General Motors) active employee and
pension files, the Local Union Information System (LUIS), and the American Federation of
Labor and Congress of Industrial Organizations (AFL-CIO) COPE file (Committee on Political
Education). UAW staff also updated the deceased status of records through a query of the most
recent version of the Social Security Death Index (SSDI).
Once all updates of the UAW pension information system were complete, the system was
able to provide the social security number, full first name, middle initial, full last name, previous
first name, previous middle initial, previous last name, birth date, death date, seniority date, sex,
race, last known state of residence, SSDI full name, SSDI birth date, and SSDI death date on
UAW members listed in the employment and historical pension records held at NIOSH.