This chapter is based on joint work with Brouwer [BP10a].
Let f ∈ V
9,
f = a
0x
9+ 9a
1x
8y + . . . + 9a
8xy
8+ a
9y
9.
Consider the following covariants of V
9:
c
1= (f, f )
8,
c
2= (f, f )
6,
c
3= (f, f )
4,
c
4= (f, f )
2,
c
5= (f, c
1)
2,
c
6= (f, c
2)
6,
c
7= (c
2, c
2)
4,
c
8= (c
5, c
5)
6,
c
9= (c
5, c
5)
4,
c
10= (c
5, c
8)
2,
c
11= (c
9, c
9)
4,
c
12= (c
9, c
11)
4,
c
13= (c
2, c
7)
4,
c
14= (c
6, c
6)
2,
c
15= (c
2, c
4)
6,
c
16= (c
2, c
4)
4,
c
17= (c
2, c
3)
6,
c
18= (c
5, c
6)
3,
c
19= (c
1, c
3)
2,
c
20= (f, c
1)
2,
c
21= (f, c
2)
2,
c
22= (f, c
3)
6,
c
23= (f, c
3)
8,
c
24= (f, c
4)
8,
c
25= (c
4, c
4)
10,
c
26= (c
3, c
3)
6,
c
27= (c
36, c
6)
3,
c
28= (c
3, c
4)
10,
c
29= (c
2, c
4)
2,
c
30= (c
3, c
4)
8.
Lemma 4.8.1. If c
1= 0, c
26= 0, and (c
2, c
3) ∈ N (V
3⊕ V
6), then f has a root
of multiplicity at least 6.
Proof. From (c
2, c
3) ∈ N (V
6⊕ V
3)it follows that both c
2and c
3are nullforms
and have a common root that has multiplicity 4 in c
2and multiplicity 2 in c
3.
Without loss of generality, we consider the following 3 cases: c
2= x
6, c
2= x
5y,
and c
2= x
4y(x + y).
Case 1: c
2= x
6. Then
and x
2must divide c
3
. We obtain a
9= a
8= 0, and substitute that in c
2and
c
1:
c
2= (f, f )
6= (−20a
62+ 30a
5a
7)y
6+ (−30a
5a
6+ 54a
4a
7)xy
5+
(−90a
52+ 114a
4a
6− 12a
3a
7)x
2y
4+
(−72a
4a
5+ 124a
3a
6− 60a
2a
7)x
3y
3+
(−90a
42+ 114a
3a
5− 12a
2a
6− 18a
1a
7)x
4y
2+
(−30a
3a
4+ 54a
2a
5− 30a
1a
6+ 6a
0a
7)x
5y+
(−20a
32+ 30a
2a
4− 12a
1a
5+ 2a
0a
6)x
6,
c
1= (f, f )
8= (70a
52− 112a
4a
6+ 56a
3a
7)y
2+
(28a
4a
5− 56a
3a
6+ 40a
2a
7)xy+
(70a
42− 112a
3a
5+ 56a
2a
6− 16a
1a
7)x
2.
Since we suppose c
2= x
6and c
1= 0, the coecients of x
iy
6−iin c
2, and of
x
jy
2−jin c
1
are 0 for 0 ≤ i ≤ 5 and 0 ≤ j ≤ 2.
If a
7= 0, then it follows that a
6= a
5= a
4= 0, and then x
6| f, so f will have
a root of multiplicity 6. If a
76= 0, then
a
5=
2a
2 63a
7,
a
4=
10a
3 627a
2 7,
a
3=
5a
4 627a
3 7,
a
2=
7a
5 681a
4 7, a
1=
28a
6 6729a
5 7, a
0=
4a
7 6243a
6 7,
but then we have c
2= 0, contrary to the assumption.
Case 2: c
2= x
5y. Then,
c
3= (f, c
2)
6= − a
8y
3− 3a
7xy
2− 3a
6x
2y − a
5x
3,
and x
2must divide c
3
. We obtain a
8= a
7= 0, and substitute this in c
2and c
1:
c
2= (f, f )
6= (−20a
62+ 2a
3a
9)y
6+ (−30a
5a
6+ 6a
2a
9)xy
5+
(−90a
52+ 114a
4a
6+ 6a
1a
9)x
2y
4+ · · · +
(−90a
42+ 114a
3a
5− 12a
2a
6)x
4y
2+
(−30a
3a
4+ 54a
2a
5− 30a
1a
6)x
5y + · · ·
c
1= (f, f )
8= (70a
52− 112a
4a
6+ 2a
1a
9)y
2+ · · ·
Since we supposed c
2= x
5y
and c
1= 0, the coecient c of y
2in c
1, and the
coecients d
iof x
iy
6−iin c
2vanish for 0 ≤ i ≤ 4, while d
56= 0. Now
5d
5a
9= −75a
4d
0+ 45a
5d
1− a
6(9c + 22d
2) = 0,
Case 3: c
2= x
4y(x + y). Then:
c
3= (f, c
2)
6= (a
7− a
8)y
3+ 3(a
6− a
7)xy
2+ 3(a
5− a
6)x
2y + (a
4− a
5)x
3,
and x
2must divide c
3
. We obtain a
8= a
7= a
6which we replace in c
2and c
1:
c
2= (f, f )
6= − 2(6a
4a
6− 15a
5a
6+ 10a
62− a
3a
9)y
6−
− 6(5a
3a
6− 9a
4a
6+ 5a
5a
6− a
2a
9)xy
5−
− 6(15a
52+ 3a
2a
6+ 2a
3a
6− 19a
4a
6− a
1a
9)x
2y
4−
− 2(36a
4a
5− 3a
1a
6+ 30a
2a
6− 62a
3a
6− a
0a
9)x
3y
3−
− 6(15a
24
− 19a
3a
5− a
0a
6+ 3a
1a
6+ 2a
2a
6)x
4y
2−
− 6(5a
3a
4− 9a
2a
5− a
0a
6+ 5a
1a
6)x
5y−
− 2(10a
23
− 15a
2a
4+ 6a
1a
5− a
0a
6)x
6,
c
1= (f, f )
8= 2(35a
52− 8a
2a
6+ 28a
3a
6− 56a
4a
6+ a
1a
9)y
2+
2(14a
4a
5− 7a
1a
6+ 20a
2a
6− 28a
3a
6+ a
0a
9)xy+
2(35a
42− 56a
3a
5+ a
0a
6− 8a
1a
6+ 28a
2a
6)x
2.
As we supposed c
2= x
4y(x + y)and c
1= 0, the coecients of y
6, xy
5, x
2y
4,
x
3y
3, x
6in c
2
and all coecients of c
1must vanish. We denote by J the ideal
generated by these coecients. Also, we denote by p
1, p
2the coecients of
x
4y
2and x
5y
in c
2:
p
1= 15a
42− 19a
3a
5− a
0a
6+ 3a
1a
6+ 2a
2a
6,
p
2= 5a
3a
4− 9a
2a
5− a
0a
6+ 5a
1a
6.
A Gröbner basis computation shows that p
41
, p
22∈ J
so that p
1and p
2vanish,
contradicting the assumption c
2= x
4y(x + y).
Consider now the following invariants of V
9:
j
4,1= (c
1, c
1)
2,
j
8,1= (c
2, c
26)
6,
j
12,1= ((c
7, c
7)
2, c
7)
4,
j
12,2= (c
9, c
31)
6,
j
14,1= (c
2, c
27)
3)
6,
j
16,1= ((c
5, c
5)
2, c
51)
10,
j
10,1= (((c
25, f )
6, c
21)
5, c
2)
6.
Proposition 4.8.2. The seven invariants j
4, j
8,1, j
10,1, j
12,1, j
12,2, j
14,1, j
16,1form a homogeneous system of parameters for the algebra O(V
9)
SL2of invariants
of the binary nonic.
Note that Dixmier (1985) proved the following.
Proposition 4.8.3. (Dixmier [Dix85]) The algebra O(V
9)
SL2has a homoge-
Proposition4.8.2gives an explicit system of parameters for O(V
9)
SL2with these
degrees. Brouwer & Popoviciu ([BP10a]) proved the existence of systems of
parameters for certain further sequences of degrees in the following.
Proposition 4.8.4. ([BP10a, Proposition 7.2]) The algebra of invariants of V
9has systems of parameters with each of the ve sequences of degrees 4, 8, 10,
12, 12, 14, 16 and 4, 4, 10, 12, 14, 16, 24 and 4, 4, 8, 12, 14, 16, 30 and 4, 4,
8, 10, 12, 16, 42 and 4, 4, 8, 10, 12, 14, 48.
Before proving Proposition4.8.2, we give the following lemma.
Lemma 4.8.5. Let s ∈ V
6, c ∈ V
3be two non-zero binary forms. If both s and
care nullforms and if
0 = ((s
2, s)
6, c
2)
6= (((s, s)
2, s)
1, c
4)
12= (s, c
2)
6= (s, (c, c)
23)
6=
= (s, (c
3, c)
3)
6,
then (s, c) ∈ N (V
6⊕ V
3).
Proof. Suppose that (s, c) /∈ N (V
6⊕ V
3). This means that s and c have no
common root which has multiplicity 4 in s and multiplicity 2 in c. Without loss
of generality we consider two cases:
(
s = x
4(b
1x
2+ b
2xy + b
3y
2),
c = y
3.
and
(
s = x
4(b
1x
2+ b
2xy + b
3y
2),
c = xy
2.
Case 1: c = y
3.
In this case we have (∼ is used for equalities up to a nonzero constant):
0 = ((s
2, s)
6, c
2)
6∼ b
33,
0 = (((s, s)
2, s)
1, c
4)
12∼ b
2(5b
22− 18b
1b
3),
0 = (s, c
2)
6= b
1,
and it follows that b
1= b
2= b
3= 0, which implies s = 0, contradicting the
assumption s 6= 0.
Case 2: c = xy
2.
In this case we have (∼ is used for equalities up to a nonzero constant):
0 = (s, (c, c)
23)
6∼ b
1,
0 = (s, c
2)
6∼ b
3,
0 = (s, (c
3, c)
3)
6∼ b
2.
and it follows that b
1= b
2= b
3= 0, which implies s = 0, contradicting the
Proof of Proposition
4.8.2. We introduce the invariants
j
4,2= (c
2, c
2)
6,
j
8,2= (c
7, c
7)
4,
j
8,3= (c
8, c
1)
2,
j
20,3= (c
132, (c
7, c
7)
2)
4,
j
20,4= (c
25, c
7 1)
14.
First we show that
N (V
9) = V(j
4,1, j
4,2, j
8,2, j
8,3, j
12,1, j
12,2, j
14,1, j
16,1, j
20,3, j
20,4).
If j
4,1= 0, then c
1∈ V
2is a nullform. Without loss of generality, we consider
the following two cases: c
1= 0
and c
1= x
2.
Case 1: c
1= 0.
If j
4,2= j
8,2= j
12,1= j
20,3= 0, then c
2is a nullform.
If c
2vanishes as well, then from Proposition
2.7.2
it follows that f has a
root of multiplicity 7, i.e. f is a nullform.
If c
26= 0, without loss of generality, we suppose x
4| c
2. Modulo the ideal
generated by the coecients of c
1and the coecients of x
3y
3, x
2y
4, xy
5, y
6in
c
2we have
j
8,1= j
12,3= j
12,4= j
18,1= j
20,1= 0
where
j
12,3= (c
14, c
14)
2,
j
12,4= ((c
22, c
2)
6, c
26)
6,
j
18,1= (((c
2, c
2)
2, c
2)
1, c
64)
12,
j
20,1= (c
2, c
314)
6.
It follows, then, from Lemma4.8.5, that (c
2, c
6) ∈ N (V
6⊕ V
3), and then, from
Lemma4.8.1, that f has a root of multiplicity 6, i.e. f is a nullform.
Case 2: c
1= x
2.
Here we have (∼ is used for equalities up to a nonzero constant):
0 = j
20,4= a
92,
0 = j
16,1∼ a
82,
0 = j
12,2∼ a
72,
0 = j
8,3∼ a
62.
It follows that a
9= a
8= a
7= a
6= 0, and, if we combine this with c
1= x
2, we
get a
5= 0
too, and then f is a nullform.
This shows that N (V
9) = V(j
4,1, j
4,2, j
8,2, j
8,3, j
12,1, j
12,2, j
14,1, j
16,1, j
20,3, j
20,4).
We introduce now the following invariants:
j
8,4= (c
7, c
21)
4,
j
8,5= (c
7, c
17)
4,
j
10,2= (c
18, c
7)
4,
j
10,4= ((c
6, c
22)
3, (c
3, c
3)
8)
4,
The invariants j
8,1, j
8,2, . . . , j
8,5are linearly independent and, together with
j
4,12, j
4,22, and j
4,1j
4,2, span the vector space of invariants of degree 8 which is of
dimension 8. (This can be seen, e.g., by a small computation in Mathematica.)
In a similar way it can be seen that the vector space of invariants of degree 10
is spanned by j
10,1, j
10,2, . . . j
10,5. Using invariants of degree ≤ 16 we built a list
of 219 monomials of degree 20, each of them dividing one of the invariants j
4,1,
j
4,2, j
8,1, . . . , j
8,5, j
10,5, and j
10,1, to which we added
j
20,1= (c
143, c
2)
6,
j
20,2= ((c
27, c
2)
4, (c
24, c
23)
3)
4.
Denote I be the algebra O(V
9)
SL2of invariants, and I
iits i-th graded part.
We evaluated the monomials at dim
CI
20= 217
random points in V
9, giving as
result a matrix of (full) rank 217. Adding j
20,3, j
20,4, j
10,22, j
10,32, and j
10,42to
the list of monomials and repeating the evaluation step gave (of course) again
matrices of rank 217. From the nullspaces of these matrices we obtained the
relations
j
20,3, j
20,4, j
10,22, j
10,32, j
10,42∈ (j
4,1, j
4,2, j
8,1, j
8,2, . . . , j
8,5, j
10,1, j
10,5)
(that is, j
20,1and j
20,2are not needed to span the elements mentioned). Using
invariants of degree ≤ 20 we built a list of 3561 monomials of degree 32, each of
them dividing one of the invariants j
4,1, j
8,1, j
8,5, j
10,1, j
10,5, j
12,1, j
12,2, j
14,1,
or j
16,1. We evaluated the monomials at dim
CI
32= 2082random points in V
9,
and this resulted in a matrix of rank 2082. The rank computations were made
modulo 32003, but as we obtained the maximal rank, these monomials must
span I
32. It follows that
j
8,2, j
8,3, j
8,4, j
4,2∈
q
(j
4,1, j
8,1, j
8,5, j
10,1, j
10,5, j
12,1, j
12,2, j
14,1, j
16,1),
and then we get
N (V
9) = V(j
4,1, j
8,1, j
8,5, j
10,1, j
10,5, j
12,1, j
12,2, j
14,1, j
16,1).
In the same way one can show that
N (V
9) = V(j
4,2, j
8,1, j
8,5, j
10,1, j
10,5, j
12,1, j
12,2, j
14,1, j
16,1).
It remains to remove two elements from one of these two sets of generators.
Let H = (j
4,1, j
8,1, j
10,1, j
12,1, j
12,2, j
14,1, j
16,1). We computed dim
CI
i∩ H
for i ≤ 60 and found dim
CI
60∩ H = 59107 = dim
CI
60, so that I
60⊆ H. But
then H contains powers of all invariants of degrees 4, 10, 20, so that in particular
j
4,2, j
10,5∈
√
H. Now let H
0= (j
4,1, j
4,2, j
8,1, j
10,1, j
12,1, j
12,2, j
14,1, j
16,1). We
computed dim
CI
i∩ H
0for i ≤ 40 and found dim
CI
40∩ H
0= 6612 = dim
CI
40,
so that I
40⊆ H
0. But then H
0contains powers of all invariants of degree 8, so
that in particular j
8,5∈
√
H
0. But then√H =√H
0= I. Thus,
Then, from Proposition2.7.1, it follows that the set
{j
4,1, j
8,1, j
10,1, j
12,1, j
12,2, j
14,1, j
16,1}
is a system of parameters of O(V
9)
SL2.
Proposition 4.8.6. The algebra of invariants of the binary nonic is generated
by 92 invariants. The nonzero numbers d
iof basic invariants of degree i are
i
4 8 10 12 14 16 18 20 22
d
i2 5 5 14 17 21 25 2
1
Proof. The Poincaré series of O(V
9)
SL2is
P (t) =
a(t)
(1 − t
4)(1 − t
8)(1 − t
10)(1 − t
12)
2(1 − t
14)(1 − t
16)
with
a(t) = 1 + t
4+ 5t
8+ 4t
10+ 17t
12+ 20t
14+ 47t
16+ 61t
18+ 97t
20+
120t
22+ 165t
24+ 189t
26+ 223t
28+ 241t
30+ 254t
32+ 254t
34+
241t
36+ 223t
38+ 189t
40+ 165t
42+ 120t
44+ 97t
46+ 61t
48+
47t
50+ 20t
52+ 17t
54+ 4t
56+ 5t
58+ t
62+ t
66,
so that
P (t) = 1 + 2t
4+ 8t
8+ 5t
10+ 28t
12+ 27t
14+ 84t
16+ 99t
18+ 217t
20+
273t
22+ 506t
24+ 647t
26+ 1066t
28+ 1367t
30+ 2082t
32+ 2649t
34+
3811t
36+ 4796t
38+ 6612t
40+ 8228t
42+ 10960t
44+ 13483t
46+
17487t
48+ 21274t
50+ 26979t
52+ 32490t
54+ 40443t
56+ 48242t
58+
59107t
60+ 69885t
62+ 84470t
64+ 99074t
66+ ...
We apply the strategy described in Chap.
3.1. From the Poincaré series, the
maximal degree in which we have to look for generating invariants is 66. Up to
degree 22 we found the following generators:
deg generators 4 j4,1= (c1, c1)2, j4,2= (c2, c2)6, 8 j8,1= (c2, c26)6, j8,2= (c7, c7)4, j8,3= (c8, c1)2, j8,4= (c7, c21)4, j8,5= (c7, c17)4, 10 j10,1= (((c25, f )6, c21)5, c2)6, j10,2= (c18, c7)4, j10,3= (c18, c21)4, j10,4= ((c6, c22)3, (c3, c3)8)4, j10,5= (((c26, f )6, c20)3, c2)6, 12 j12,1= ((c7, c7)2, c7)4, j12,2= (c9, c31)6, j12,3= (c14, c14)2, j12,4= ((c22, c2)6, c26)6, j12,5= (c8, c8)2, j12,6= (c8, c13)2, j12,7= ((c7, c2)2, (c7, c3)4)6, j12,8= ((c7, c3)2, (c7, c4)4)10, j12,9= (c14, c8)2, j12,10= (c14, c13)2, j12,11= (c26, (c7, c3)4)6, j12,12= (c6c5, (c7, c3)2)10, j12,13= ((c6, c5)2, (c7, c2)2)6, j12,14= ((c8, c4)2, c22)12,
deg generators 14 j14,1= (c2, c27)3)6, j14,2= (c2, (c28c17, c1c2)5)6, j14,3= (c4, (c15c19, c1c4)9)14, j14,4= (c1, (c15c19, c1c4)15)2, j14,5= (c2, (c15c19, c1c4)13)6, j14,6= (c3, (c15c19, c1c4)11)10, j14,7= (c1, (c28c17, c1c2)7)2, j14,8= (c3, (c28c17, c1c2)3)10, j14,9= (c4, (c28c17, c1c2)1)14, j14,10= (((c16, c19)6, c2)5, c21)4, j14,11= (((c16, c19)4, c1)1, c22)12, j14,12= (((c16, c19)2, c2)1, c23)20, j14,13= ((c29c19, c2)1, c24)28, j14,14= ((c16, c19)7, c31)6, j14,15= ((c16, c19)1, c32)18, j14,16= ((c2c4, c1c3)1, c33)30, j14,17= ((c29, c3)1, c42)24, 16 j16,1= ((c5, c5)2, c51)10, j16,2= (c7c8, c26)6, j16,3= ((c1, c4)2, c37)12, j16,4= ((c2, c3)2, c37)12, j16,5= ((c2, c3)2, c46)12, j16,6= ((c1, c4)2, c46)12, j16,7= (c2c41, c25)14, j16,8= ((c2c3, c1c2)8, c41)8, j16,9= ((c2c3, c3c4)16, c41)8, j16,10= ((c24, c2c4)20, c41)8, j16,11= ((c24, c2c4)20, c27)8, j16,12= ((c3c4, c2c3)16, c27)8, j16,13= ((c3c2, c2c1)8, c27)8, j16,14= (((c1, c3)2, c16)6, c27)8, j16,15= (((c1, c3)2, c16)6, c41)8, j16,16= (((c2, c3)4, c30)4, c41)8, j16,17= (((c2, c3)4, c30)4, c27)8, j16,18= ((c29, c19)8, c27)8, j16,19= ((c29, c19)8, c41)8, j16,20= (c29c19, c42)24, j16,21= (c21c22, (c16, c19)2)16, 18 j18,1= (((c2, c2)2, c2)1, c64)12, j18,2= (c28, c18)4, j18,3= ((c7, c1c8)2, c18)4, j18,4= (c27, (c30, (c3, (f, (f, c2)3)6)4)4)8, j18,5= (c21, ((c29, c3)1, c42)22)4, j18,6= (c21, ((c2c4, c1c3)1, c33)28)4, j18,7= (c21, ((c16, c19)1, c32)16)4, j18,8= (c1c2, ((c16, c19)7, c31)2)8, 18 j18,9= (c21, ((c29c19, c2)1, c24)26)4, j18,10= (c21, (((c16, c19)2, c2)1, c23)18)4, j18,11= (c21, (((c16, c19)4, c1)1, c22)10)4, j18,12= (c1c2, ((c16, c19)6, c2)5· c21)8, j18,13= (c21, (c4, (c28c17, c1c2)1)12)4, j18,14= (c21, (c3, (c28c17, c1c2)3)8)4, j18,15= (c21, (c2, (c15c19, c1c4)13)4)4, j18,16= (c1c2, (c2, (c15c19, c1c4)13)2)8, j18,17= (c21, (c4, (c15c19, c1c4)9)12)4, j18,18= (c21, (c2, (c28c17, c1c2)5)4)4, j18,19= (c1c2, (c2, (c28c17, c1c2)5)2)8, j18,20= (c1c2, (c4, (c15c19, c1c4)9)10)8, j18,21= (c1c2, (c3, (c28c17, c1c2)3)6)8, j18,22= (c1c2, (c4, (c28c17, c1c2)1)10)8, j18,23= (c214, c18)4, j18,24= (c2c3, (((c16, c19)2, c2)1, c23)12)16, j18,25= (c2c3, ((c29c19, c2)1, c24)20)16, 20 j20,1= (c143, c2)6, j20,2= ((c27, c2)4, (c24, c23)3)4, 22 j22= (c21, (c2c3, ((c29c19, c2)1, c24)20)14)4.