For this thesis, my primary aim was to examine coach-athlete interactions prior to
performance. To achieve this, I examined coach-player interactions between four coach-
player dyads in sub-elite basketball teams, using a multi-method design. For each coach-
player dyad, I completed four linked phases (see Figure 3.1). The four phases included: (a)
a pre-match coach interview, (b) observation and video recording of a game, (c) a post-
game interview with a key player, and (d) a post-game video interview with the coach. In
Phase 1, I interviewed the coach, focusing on his/her intended pre-game preparations for
the participating player and the team before a match.
Figure 3.1. Flow diagram and timeline of the four data collection methods.
Phase 1: Coach
interview
Phase 2: Training
observation
Phase 3: Player interview
Phase 4: VCSRI
Phase 2: Game day
observations
1-2 weeks before
game day
2-3 days before game
day
Game day
1-2 days after game
day
1-2 weeks after game
In phase 2, I observed and recorded the final training session prior to the match
and the final hour before a match. I used non-participant observation (see Patton, 2002) to
analyse the interactions between the coach and player. For each dyad, to examine the
extent of agreement between coaches’ previously stated intentions and their observed
behaviour. In Phase 3, I interviewed the selected or participating player from each dyad
regarding their perceptions of coach behaviour. In the interview, I focused on how the
player perceived their coach to influence their pre-game preparations. In the fourth phase,
I interviewed the coaches again, using the Verbal Cued Stimulated Recall Interview
(VCSRI, Gilbert & Trudel, 2000; Gilbert et al., 1999; Trudel, Haughian et al., 1996)
technique. In this interview, I presented to the coaches edited sections of the game
recorded in Phase 2 and asked them to discuss and explain their behaviours and decisions.
I then compared and contrasted the results from each phase to gain a more detailed
understanding of coach-athlete interactions prior to performance. Throughout data
collection and analysis, I applied grounded theory and the constant comparative method of
analysis (see, Glaser, 1998; Glaser & Strauss, 1967).
Participants
Four teams playing in Australian Basketball Association conferences participated
in the study. Team A and Team D were female teams coached by females, whereas Team
B and Team C were both male teams coached by males. The age range for the participants
was between 19 and 27 years of age (M = 22.75) for the players’ and between 27 and 46
years of age (M = 33.75) for the coaches. To ensure the confidentiality of all participants, I
have used pseudonyms. Teams will be known as Team A, Team B, Team C, and Team D.
Coaches corresponding to those teams are known as Coach Amy, Coach Bruce, Coach
Carl, and Coach Donna. The pseudonyms for the targeted players’ for those four teams are
Ally, Brad, Campbell, and Debbie respectively. In order to ensure continuity and clarity
throughout the thesis, the names chosen for each team, the coach and selected player begin
with the same letter of the alphabet as I have used to identify that particular team, e.g.,
Team A, Coach Amy, and Ally. Other names and personnel referred to in the study will
also be given pseudonyms.
The Competition
The competition that the players competed in, the ABA, is a sub-elite competition
that is seen as the feeder league to the national leagues National Basketball League and
Women’s National Basketball League in Australia. The league comprises a combination
of national and international level, professional players. The competition is played in 5
different conferences across Australia with national finals held each year compromising of
the conference winners and wildcard entrants. Furthermore, in order, to aid international
readers’ knowledge of how basketball operates in Australia a section titled “Basketball in
Australia” (see Appendix E) is included. In this section, I explain the differences (cultural,
financial, and social) between basketball in North America and Australia. In addition, I
have included a description of the results of the games in Appendix F.
Theoretical Saturation and Theoretical Sampling
I initially aimed to determine the number of participants through theoretical
saturation and theoretical sampling. This means that I would continue sampling and
collecting data from coaches and players until no new or relevant data emerge from the
data collection and analysis process (Glaser & Strauss, 1967). In the current study,
however, I ceased data collection after four dyads were completed. The number of
participants was limited due to the amount of in-depth data gathered from each team,
status of the participants, the somewhat intrusive nature of the study, and the difficulty in
gaining access to participants in the pre-performance environment. In particular, the
difficulty of gaining access to dressing rooms and the length of time taken to collect and
analyse the data limited the number of dyads that could be investigated for this thesis. It is
unclear whether theoretical saturation was reached in this study.
In this thesis, I used Theoretical Sampling (TS) to guide my data collection and
analysis. TS was used in the process of data collection to aid in the development of the
emerging patterns and of a theory or model (Glaser, 1998). Glaser described TS as the
conscious process that constantly focuses and delimits the collection and analysis of the
data. Specifically, Glaser stated that TS is the process of selectively sampling participants
suited to the area of study. In this study, I used the emerging themes and data from the
initial dyads to guide my selection of participants and to minimise the collection of large
amounts of unrelated data. Glaser suggested that the use of TS results in an ideational
sample, not a representative sample and is akin to a purposeful sampling technique. Based
on this approach, I identified the coaches of four teams, who agreed to participate. I then
identified one player from each team with the aid and advice from the coach. The teams,
coaches, and players are described in the following sections.
Team A
This team was a sub-elite women’s team based in an Australian Basketball
Association (ABA) competition in Victoria. The team comprised players’ aged between
17-38 years old, with an average age of 23 years. The coach, Amy, was a 46-year-old
female with over 25 years of experience in basketball as a player and coach. Amy was in
her second season coaching Team A. The player selected to participate in the dyad was
Ally. Ally was a 23 year-old point guard with 11 years playing experience. She had
played for three years in the ABA with Team A.
Team B
This was a men’s team playing in the ABA with an average of 22 years of age. The
coach of the team, Bruce, was a former player. Bruce was a 32-year-old, was in his sixth
season of coaching Team B. The player selected to participate in the dyad was Brad. Brad
was a 22 year-old centre/forward, who had entered basketball at a later stage, beginning to
play in his late teens. Brad had been playing for five years altogether, in the ABA and two
years with Team B.
Team C
This was a men’s team also competing in the ABA in Victoria. The coach, Carl,
was 30 year old and had been coaching for fifteen years. Carl was in his fourth straight
season as a full-time coach with Team C. The player selected to participate in the dyad
was Campbell, was a 27 year-old point guard and team captain. Campbell had been
playing for 20 years in total and for six years with Carl and Team C.
Team D
This was a women’s team competing in an ABA competition in Victoria. The
average age of players’ in Team D was 20 years of age. The coach, Donna, was a 27-year-
old player, who was in her first year of coaching at Team D and in her first year of
coaching in the ABA. The player selected to participate in the dyad, Debbie, was a 19-
year-old player in her first year with Team D. Debbie had also played in the national
league (the top level in Australia) with Donna.
Research Design and Grounded Theory Methods
For this thesis, my focus was on understanding coach-athlete interactions
immediately prior to performance. To achieve this, I used a combination of different
qualitative methods to aid my understanding of the research topic and to explore the
perceptions of coach and athlete behaviour from different perspectives. In the first
phase, I used semi-structured interviews with the coach to explore their stated intentions.
In the second phase, I used observation and video recording to examine coaches’ actual
behaviour and their interactions with their players’ in training and before a match. In the
third phase, I used semi-structured interviews to examine the players’ perceptions of their
coaches’ behaviour prior to the recorded game to understand how they perceive the coach
to have influenced their preparation. Finally, in the fourth phase, I edited the videotape
from the second phase and showed selected scenes to the coach to elicit the rationale
behind their decisions and behaviours in the pre-match environment. By using four
different perspectives and multiple methods, I was able to investigate the coaches’
intended behaviours, their actual behaviours, the athletes’ perceptions of the coaches’
behaviour, and the coaches’ reflection and explanation of their behaviour. Patton (2002)
stated that multiple methods enhance research by balancing out the strengths and
limitations of each method being applied.
I applied grounded theory methods as the procedures are designed to incorporate
simultaneous data collection, data analysis, and presentation throughout the research
process. In grounded theory, researchers investigate a topic using an inductive approach,
where the researcher does not use a preconceived theory or model to drive the research.
Instead, the researcher uses simultaneous data collection and analysis to generate concepts
and theories that are then used to guide the research questions, until saturation of the data
is reached. The premise of grounded theory is to reduce researchers’ bias during data
analysis and provide a theory/model that is grounded in the data and not interpreted or
conceptualised by the researcher on the basis of existing theoretical frameworks (Glaser,
1992; 1998; 2001; 2003). Glaser and Strauss (1967) declared that theory derived in this
manner is more likely to resemble “reality” than theory derived through pre-conceived
theory and interpretation. Glaser (1992) stated that the theory that emerges, really exists in
the data, when compared to a logically-deduced theory grounded in the researchers’
interpretations of the data.
Eccles, Walsh, and Ingledew (2002) proposed that there are two major strengths of
grounded theory methods. First, interviews used in a grounded theory approach yield rich,
diverse, and detailed information, focused on generating specific information elicited in
the combined data collection analysis process. As data collection continued, the data that I
collected became more refined and more topic specific. As there was limited information
on coaching immediately prior to performance, I was able to generate information from
the coaches, then focus on the emerging themes, and gradually funnel toward topic
specific data. Second, in ground theory the elicited information is analysed inductively,
allowing the researcher to construct theory that is generated straight from the data. In
contrast, a pre-conceived hypothetical-deductive research approach can be limited by the
constraints of prior theory and preconceived ideas or beliefs (Glaser, 1998; 2003). Eccles
et al., and Charmaz (2005) stated that this process allows a truer or more grounded theory
to emerge. In current research, a more grounded theory of coach-athlete interactions prior
to performance could be generated through GT methods than through the adoption of an
existing theoretical framework such as the Mediational Model (see, Smoll & Smith, 1989).
A benefit of this research approach is that, I was able to compare any model/theory
generated through GT to the existing frameworks. In addition, I selected GT for this study
because it offers a systematic approach for researching significant aspects (e.g., contextual
and situational information) of the coaching process that remained difficult to address
using previous quantitative and qualitative measures (e.g., systematic observation). Given
that research focused on coaching prior to performance has received limited attention in
the sport psychology literature, a grounded theory approach allowed me to examine in
depth the themes and categories that emerged throughout the data collection and analysis
process regarding coaching behaviour prior to performance.
The primary analytic tool of grounded theorists is to inductively develop theory
from the participants’ responses through line-by-line coding, memo writing, and the
constant comparative method. In the present study, this involved the building of
knowledge through the simultaneous collection and line-by-line analysis of the coach
interview, observations, player interview, my own field notes, and video recall interview.
The progressive data collection and analysis allowed me to complete preliminary analysis
phase-by-phase and dyad-by-dyad, allowing the analysis of the data to drive the selection
of new participants (theoretical sampling), the questions that I asked, and the emerging
theory.
Focus of the Study
The focus of the thesis is to examine coach-athlete interactions immediately prior
to performance, with a specific interest on mental preparation. I designed the study to
examine coaching practices and coach-athlete interactions in general because I did not
want to eliminate any data by focusing exclusively on a specific topic area, such as mental
preparation. Consequently, in the data collection stage of the thesis, to capture all relevant
and inter-related concepts I collected data regarding all coach-athlete interactions and
coaching practices, not just those focused on mental preparation. I conducted the data
collection in this manner to minimise social desirability in the interviews. My purpose was
to engage the coaches and players in the study without having them focus on specific areas
of mental preparation. By using question such as “can you describe what you do in the
hour before a match?” I could gather more detailed situational and contextual
information and then extract the data relevant to my study. Consequently, the data analysis
will focus on extracting information relevant to the mental preparation of athletes.
Important information regarding tactical and physical preparation was not completely
ignored but used to guide and provide pertinent links to mental preparation strategies. The
links between mental preparation, coaching practices, tactics, and other data collected will
be discussed, however, the primary focus will be on mental preparation.
Conceptual framework of the study
The conceptual framework of the current study is based upon previous research
models such as the multidimensional model of leadership (Chelladurai, 1990), the
coaching model developed by Côté, Salmela, Baria et al. (1995) and the mediational
model of leadership developed by Smith and Smoll (1989). These three conceptual models
set the theoretical foundation for the study through the knowledge established on coaching
behaviour, the meditating factors affecting coach behaviour, the process involved in
coaching, and the styles of leadership that are related to satisfaction and performance.
Procedures
The data collection involved four phases (see Figure 3.1) including (a) an in-depth
interview with the coach, (b) observation and video recording of a practice session and of
the pre-performance period prior to a match, (c) an interview with a player, and (d) a
Verbal Cued Stimulated Recall Interview (VCSRI) with the coach. I initially invited
basketball coaches and players through Basketball Australia, the Australian Basketball
Association (ABA), and Basketball Victoria to participate in the study. The coaching
development officers or administrative personnel of the basketball associations forwarded
information packages to the coaches. If the coach(s) expressed interest in participating, a
form (see Appendix A1) in the package, was completed and returned. After receiving
notification from interested coaches, players’ in the coach’s team were forwarded
information packages (see Appendix A2) regarding the study. Once I had obtained a list of
interested coaches, I met with each coach and their team, to explain the purpose of the
research and answer questions. Players’ were then given the plain language statements)
and consent forms (Appendix B1-2) to read. Then they were asked to sign the consent
form if they were willing to participate.
I conducted the first interview focused on coaching intentions and objectives prior
to a match, with the coach 7-10 days before I observed/recorded the game. Three out of
four coaches chose to complete a phone interview. After the first interview, I attended a
training session where I observed the players and their interactions with the coach. I
attended the training session on the Thursday before the recorded game, as the training
session would be related to the game the team was playing on the weekend. I then attended
the pre-match preparations of each team. During the final hour or the hour and a half
before the start of a game, I recorded all interactions between coach and players with a
digital video camera, focusing specifically on interactions between the coach and the
potential player participant(s). The videotapes, my observations from both the training
session, and before the game were used to aid in the selection of participants for the Phase
3 interview. The video footage of the coaches’ interactions with their players prior to the
match and during the game were used to guide the selection of potential player participants
for Phase 3. Potential player participants were contacted after the game and asked to
participate in the study. All four of the players’ chose to complete the interview via phone.
I conducted the Phase 3 interviews via phone 1-3 days after the recorded game.
I used the preliminary analysis of phases 1-3, the field notes, and video footage
of the recorded game to aid in my selection of scenes for the VCSRI session. I selected
between 11 and 15 scenes for each coach. The scenes were edited using Studio 9 digital
video editing software. I conducted the Phase 4 interviews between 1 to 3 weeks after the
recorded game, depending on the coach’s availability. Each coach-player dyad completed
the four phases sequentially before research with the next dyad began. The four phases are
described in more detail in the following section.
Data Collection
Phase 1: Coach Interview
In the first phase, I interviewed the coach, focusing on their coaching practices
prior to competition. I conducted the interviews via phone or face-to-face, depending on
each coach’s preference. In the interviews, I asked the coaches to discuss the intentions
behind their specific coaching behaviours and practices prior to matches. The questions
(e.g., Can you tell me, in as much detail as possible, what you do in the lead up to a
match?) focused on coaches' practices and strategies during the specified time. I recorded
the interviews on an audio tape recorder. The interviews were between 45 and 75 minutes
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