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3.1 Research method

3.1.6 Performance measurement framework

Measuring supply chain performance is critical for supply chain executives to

monitor, understand and improve their supply chains. Supply chain performance

can be measured in various ways depending on the measurement purposes. The

author reviewed and analysed thirteen papers in order to understand what

frameworks have been adopted recently, their measurement perspectives and

measures. The author’s goal was to develop a robust performance measurement

framework for this research. Table 3.3 classifies the performance measurement

frameworks and their performance measures from the reviewed papers. The

Supply Chain Operations Reference (SCOR) model developed by the Supply

Chain Council was the most referenced framework in the papers since 2004.

Performance measures such as bullwhip effect, inventory level, service level,

inventory cost, total cost, delivery, sales, fill rate, flexibility and reliability were

Chapter 3 Research Methodology

Xin Wang Page 58 Table 3.3: Performance frameworks and their measures in literature

No. Paper Performance Measurement

Methods

Performance Measures

1 Cachon and

Fisher (2000)

Compare performance of inventory by Modelling/Simulation

Inventory cost,

Penalty cost

2 Chen et al.

(2000)

Measure inventory performance by Modelling/Simulation

Inventory, Bullwhip Effect

3 Li et al. (2001) Measure performance of inventory

and order fill rate by

Modelling/Simulation

Inventory, fill rate

4 Yu et al. (2001) Measure the bullwhip effect by Modelling and case study

Bullwhip Effect

(inventory level and cost)

5 Gunasekaran et

al. (2004)

Self-develop framework (SCOR)

focused on the performance metrics of Plan, Source, Make/assembling, Delivery Customer service, cost, delivery 6 LockamyIII and McCormack (2004)

SCOR framework Version 4.0

(Plan, Source, Make, Delivery)

Questionnaires on

Plan, source, make, delivery

7 Gunasekaran et

al. (2005)

A self-develop framework for

measuring performance in new enterprises

Performance Based

Costing (PBC) 8 Yao and Liu

(2006)

Integrated framework of EVA, BSC and ABC

Suggest to use various KPIs

9 Ho (2007) Use simulation to measure ERP

based supply chain performance

Total cost 10 Cai et al. (2009) A framework focused on the

performance metrics of Plan,

Source, Flexibility, Innovativeness

and Information (Partly SCOR)

KPIs on Total Cost,

Sales, Fill rate,

Supply chain

responsiveness, Information accuracy

11 Hwang et al.

(2008)

SCOR model version 7.0 Reliability,

Responsiveness,

Flexibility, Cost,

Asset

12 McCormack et

al. (2008)

SCOR Model Fill rate, delivery

13 Thakkar et al.

(2009)

A comprehensive framework which integrated balanced scorecard and SCOR

Cost, time, capacity, productivity,

effectiveness,

reliability, and

flexibility

The framework in this research was developed based on the SCOR model (Table

2.3). The performance measurement criteria from the SCOR model were divided

Chapter 3 Research Methodology

Xin Wang Page 59 (internal-facing) measures to evaluate the agility and leanness of supply chains

separately (Table 3.4) (Lai et al., 2002). Supply chain Reliability, Responsiveness and Flexibility are the three criteria used to measure the agility

of a supply chain:

 Reliability aims to measure the performance for delivering the right

product to the right customer at the right time with the right quality;  Responsiveness focuses on measuring the speed of providing the product

to customers ;

 Flexibility measures the ability to handle changes such as demand

variation and supply chain disruption.

Costs and Assets measured the operational costs and finance to identify the

leanness of the supply chain (Camerinelli, 2005).

Table 3.4: SCOR Model (Source: Adapted from Camerinelli, 2005)

Performance Measurement Perspectives

Key Performance Measures (KPIs)

Efficiency-related (Internal-

facing/Leanness)

Costs Supply chain costs (inventory,

operational, transportation, etc)

Assets Measures of fixed and working capital;

Cash to cash cycle time Effectiveness-related

(Customer- facing/Agility)

Reliability Perfect order fulfilment; order

fulfilment performance; service level

Responsiveness Order fulfilment cycle time

Chapter 3 Research Methodology

Xin Wang Page 60 The author also investigated the performance measures affected by visibility as

Key Performance Indicators (KPIs) to monitor supply chain performance. The

major KPIs of the framework were the bullwhip effect (Chen et al., 2000; Yu et al., 2001), the service level (Bourland et al., 1996; Zhao et al., 2002; Gunasekaran et al., 2004; McCormack et al., 2008), the inventory level (Cachon and Fisher, 2000; Chen et al., 2000; Li et al., 2001; Yu et al., 2001), the order fill rate (Li et al., 2001; McCormack et al., 2008; Cai et al., 2009), the backorder penalty cost (Cachon and Fisher, 2000), the inventory costs (Chen et al., 2000; Li

et al., 2001; Lee, 2004), and the total costs (Zhao et al., 2002; Gunasekaran et al., 2004; Cai et al., 2009).

The performance measurement framework adopted in this research is illustrated

in Table 3.5. Apart from the discussed KPIs, other KPIs related to flexibility and

the bullwhip effects were chosen to measure to what extent the information

visibility impacted on supply chain performance. Furthermore, a quantitative

trust measurement was designed to measure the trust building among the supply

chain partners with the increased visibility levels. The equations for the

Chapter 3 Research Methodology

Xin Wang Page 61 Table 3.5: The performance measurement framework

Performance Measurement Perspectives

Performance

Measures (KPIs) Formula

Resource (Leanness)

Costs

Cost of Inventory (Raw Material & Finished Goods)

RM Cost + FG Cost

Operation Cost Manufacturing Cost + Delivery Cost + Fix Cost

Penalty Cost Backorders

Total Cost Cost of Inventory +

Operation Cost+ Penalty Cost

Asset

Management

Inventory Turnover Cost of Goods

Sold/Average Inventory Overproduction Finished Goods Before

Delivery – Real Demand Profitability Sale – Total Costs

Service Level (Agility)

Supply Chain Reliability

Sale Sum of items delivered

Order Fill Rate Sum of items delivered / Real Demand

Flexibility

Backorders Total backorders of the supply chain

Supply Chain

Disruption

Total number of supply chain disruption

Bullwhip

Effect The bullwhip effect

Amplification Ratio Variance of Finished Goods’ Inventory / Variance of demand Forecast Accuracy The Error of Real Demand

and Forecast / Real Demand

Chapter 3 Research Methodology

Xin Wang Page 62