Chapter 2 Experimental Methods
2.5 Experimental Techniques, UHV Chambers and Instrumentation
2.5.4 Reflection Absorption Infrared Spectroscopy (RAIRS)
2.5.4.1 RAIRS Theory
Vibrational spectroscopy is a very powerful tool for identifying the bonding and
orientation of surface species upon molecular adsorption and the species generated during
a surface reaction.13-15 Reflection absorption infrared spectroscopy is widely used for vibrational studies on surfaces having low surface areas (e.g. single crystals). In this
technique, an IR beam exits from the IR generating source and is then focused onto a
reflective metallic surface. Then the beam reflects off the crystal surface and is collected
by a detector. In the gas phase, IR absorption is based on the interaction between the electric
field of the incoming IR beam and the dipole moment of the molecules but on metal surfaces
the process is dominated by the dielectric behavior of the metal. The theory of reflection at
metal surface was developed by Greenler in 1966.16 In this theory, the importance of surface selection rule is demonstrated and also it has been shown that the best sensitivity
for IR measurement on metallic surface is obtained using a grazing-incident reflection of
the IR light.
When a molecule with a dynamic dipole moment is adsorbed on a metal surface,
direction to the real dipole of the metal. If the vibration due to the adsorbed molecule is
parallel to the surface then the image dipole and the molecular dipole cancel and there is
no net dipole. However, if the vibration is perpendicular to the surface, then the image
dipole and the molecular dipole is additive and the net dipole is greater than the
molecular dipole which gives rise to infrared absorption.
Figure 2-11 The effect of orientation of a dipole on a conducting surface in the creation of an image dipole
The origin of surface selection rule is due to this image-dipole effect. According
to the selection rule the vibrations which are perpendicular to the surface (p-polarized
light) are infrared active while the vibrations which are parallel to the surface (s-
polarized) are not infrared active.
When an IR beam reflects from a clean metal surface (Figure 2-12), the interaction between the light and the surface is described by the Fresnel equations. The amplitude and phase changes during reflection depend on the direction of the electric field vectors. The electric field vector E is split into two components, one perpendicular to the plane of
Figure 2-12 illustrates the incident and reflected vectors of s- and p-polarized radiation.
The phase between the incident (𝐸𝑠𝑖) and reflected (𝐸𝑠𝑟) s-polarized light, changes by nearly
180° at all angles of incidence θ, resulting in a destructive interference and a negligible
electric field parallel to the surface (Es). On the other hand, the phase change in the p-
polarized light generates a constructive interference (Ep) that strongly depends on the
incident angle θ. Assuming the absorbance is proportional to the square of the electric field at the surface and to the surface area (number of molecules involved), which increases as 1/cos𝜃, we can conclude that RAIRS sensitivity is proportional to 𝐸𝑝2/cos𝜃. This function is
sharply peaked close to grazing angles, demonstrating the practical requirement of a high angle of incidence.
Figure 2-12 The reflection geometry showing the s and p components of the electric fields of incident and reflected radiation
Since this is an optical technique, it can be carried out both in vacuum and
ambient conditions. The major problem concerning this spectroscopy is the sensitivity.
Typically the sample area is 1cm2 with less than 1015 adsorbed molecules. With modern FT-IR spectrometers, however such small signals (0.01%-2% adsorption) can be recorded
2.5.4.2 RAIRS Chamber
The RAIRS chamber mainly consists of two parts. The main body of the chamber
is a 12-inch diameter bell jar, which is pumped by a combination of a mechanical pump,
a turbomolecular pump and an ion pump (250 L/s). This part of the chamber is equipped
with an ion gun for sample cleaning, a mass spectrometer, and several ports for dosing
sources and leak valves, an ion gauge for measuring the background pressure and a single
pass CMA. The other part of the chamber mainly consists of an IR cell and a transfer arm
which is separated from the main body of the chamber by a gate valve. The IR cell
consists of six-way 2 ¾” cube. The sample is mounted on a differentially pumped coaxial
manipulator. This manipulator can be moved horizontally and can be rotated 360° along
its axis of translation. The sample is usually moved to the main chamber for sample
cleaning or performing Auger electron spectroscopy and retracted to the IR cell for
infrared analysis. The sample can be cooled to liquid nitrogen temperature in the IR cell.
This is achieved by introducing a thin tube into the transfer arm through which liquid
nitrogen passes. The sample is connected to the heating wires via insulated feedthroughs.
By cooling down the feedthrough (located on the non UHV side) to liquid nitrogen
temperatures, the sample can be cooled down. The sample can also be heated resistively
Figure 2-13 Schematic diagram of the RAIRS Chamber 2 2.5.4.3 RAIRS Instrumentation
The RAIRS chamber is equipped with a commercial Bruker Vertex FT-IR
spectrometer. The IR beam exits the spectrometer and is reflected through a series of
gold-coated mirrors and then through a polarizer oriented perpendicular to the sample,
and finally through a KBr window into the UHV IR cell. The beam is then focused onto
the single crystal at a grazing angle and the reflected beam exits the IR cell through a
second KBr window. The beam is finally focused onto a liquid-nitrogen cooled mercury-
cadmium-telluride (MCT) detector. The entire light path, between the spectrometer and
the MCT detector, is enclosed in plexiglass boxes continuously purged with dry air or
liquid nitrogen boil off to eliminate the background IR signals due to carbon dioxide and
water. Data collection was achieved by a dedicated PC running OPUS software. The
same software is used for baseline correction of the original spectra if needed and finally