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White Rose Research Online URL for this paper:

http://eprints.whiterose.ac.uk/112142/

Version: Accepted Version

Article:

Ferguson, C orcid.org/0000-0001-5235-1505, Birch, KM, Garnham, JO et al. (1 more

author) (2017) Exercise training: The under developed elixir vitae of chronic disease?

Diabetes and Vascular Disease Research. p. 147916411668321. ISSN 1479-1641

https://doi.org/10.1177/1479164116683218

(c) 2017, Author(s). This is an author produced version of a paper published in Diabetes

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Exercise training: the under developed elixir vitae of chronic disease?

Carrie Ferguson1, Karen M. Birch1, Jack O. Garnham2, Klaus K. Witte2

1

School of Biomedical Sciences & Multidisciplinary Cardiovascular Research Centre, Faculty

of Biological Sciences, University of Leeds, Leeds, LS2 9JT, United Kingdom

2

Division of Cardiovascular and Diabetes Research, Multidisciplinary Cardiovascular

Research Centre (MCRC), Leeds Institute of Cardiovascular and Metabolic Medicine LIGHT

10 

Building, University of Leeds, Leeds, LS2 9JT, United Kingdom

11 

12 

Running Title: Exercise rehabilitation, cardiovascular disease and type 2 diabetes

13 

14 

Corresponding Author: 15 

Carrie Ferguson, PhD

16 

School of Biomedical Sciences

17 

& Multidisciplinary Cardiovascular Research Centre

18 

Faculty of Biological Sciences

19 

Garstang building

20 

University of Leeds, Leeds, LS2 9JT, UK

21 

(3)

tolerance, the criterion measure of which is aerobic capacity (V̇ O2peak). V̇O2peak reflects the

24 

integrated capacity of the pulmonary, cardiovascular and neuromuscular systems to

25 

transport and utilise O2, and is strongly correlated with health-related quality of life, predictive 26 

of cardiac-related hospitalisations and is the most powerful predictor of prognosis.

27 

Indeed with every 1 ml·min-1·kg-1 reduction in V̇ O2peak there is an increase in all-cause

28 

mortality risk of ~16 % in both chronic heart failure (CHF)1 and coronary heart disease

29 

(CHD).2 In addition, poor exercise tolerance in CVD propagates a downward spiral of further

30 

inactivity and decreases in V̇O2peak that reduce functional capacity, with this underpinning

31 

poor quality of life, increasing risk of death and the requirement for greater clinical support

32 

and intervention.

33 

34 

Exercise is one of natureÕs great panaceas, which in the context of rehabilitation programs

35 

can effectively improve function in a range of biological systems, conveying morbidity and

36 

mortality protection, reducing hospitalizations and increasing quality of life in those living with

37 

CVD. Thus, intervening with supervised exercise-based cardiac rehabilitation to slow,

38 

prevent or even reverse the downward spiral in functional capacity anticipated with the

39 

progression of CVD would be expected to convey a plethora of patient benefits that also

40 

reduce the clinical burden. Indeed, exercise-based cardiac rehabilitation can promote

41 

physiologic adaptations at all levels of the O2 delivery and utilization cascade; for example 42 

reversing left ventricular remodeling to improve cardiac structure and function, and

43 

increasing both endothelial and skeletal muscle function.3 While the specific mechanism and

44 

magnitude of effect that underpins any associated change in V̇O2peak and functional capacity

45 

will be dependent on CVD etiology and severity, in HF-ACTION Ð a large randomized

46 

multicenter clinical trial in CHF patients Ð even a modest increase in V̇ O2peak (i.e. 0.6 ml·min

-47 

1

·kg-1; 6 %) reduced the risk of all-cause and cardiovascular mortality and hospitalizations

48 

(Hazard ratios (HR) ranging from 0.92Ð0.95; 4Ð8 % reduction).4 Similarly, a recent Cochrane

49 

review reported exercise-based cardiac rehabilitation to reduce cardiovascular mortality (HR

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0.74; 95% CI 0.64-0.86) and risk of hospitalization (HR 0.82; 95% CI 0.70-0.96) in those with

51 

CHD.5

52 

53 

Debate still surrounds the optimal protocol of exercise-based cardiac rehabilitation. For

54 

example, several small, single-center studies have advocated the use of Ôhigh-intensityÕ

55 

interval training (HIIT) in cardiac rehabilitation, which utilizes 3-4 bouts of 3-4 min exercise at

56 

85-90 % V̇O2peak interspersed with periods of recovery. Compared with standard

moderate-57 

intensity continuous exercise at 50-60 % V̇O2peak, HIIT promotes superior physiologic

58 

cardiac, vascular and skeletal muscle adaptations that presumably underpin greater

59 

increases in V̇O2peak (e.g. 14 vs. 46 % increase in V̇ O2peak for standard vs. HIIT training).6

60 

However, the outcome of larger scale, multicenter trials assessing the effectiveness of HIIT

61 

on clinically relevant outcomes and safety remain outstanding.7 Thus, many issues remain to

62 

be resolved in order to maximize the effectiveness of exercise-based cardiac rehabilitation,

63 

with the impact of variables such as protocol (e.g. continuous vs. interval exercise) and

64 

exercise intensity on safety, adherence and clinical outcomes key considerations. These

65 

issues notwithstanding, there is a large body of evidence that justifies the inclusion of

66 

supervised exercise-based cardiac rehabilitation in the UK National Institute for Health and

67 

Care Excellence (NICE) CVD management pathway.8

68 

69 

Conversely, supervised exercise-based ÔcardiacÕ rehabilitation is noticeably absent from the

70 

type 2 diabetes mellitus (T2DM) NICE management pathway.8 Although T2DM is a chronic

71 

metabolic disease, the risk of developing CVD in those with T2DM is more than twice that of

72 

the general population.9 In addition, the primary cause of death in those with T2DM is

73 

CVD.10 Furthermore, patients with T2DM and CVD experience greater morbidity [for

74 

example T2DM patients with concomitant CHF (CHF-T2DM) have worse CHF symptoms,

75 

and have a greater requirement for diuretics despite better cardiac function],11 and

76 

cardiovascular mortality (~ 50% greater risk of death in both CHF-T2DM patients,11 and

77 

T2DM patients who have had an acute myocardial infarction).12 These adverse CVD

(5)

will be 1 in 10 people (642 million) by 2040.13

80 

81 

A key mediator of the adverse CVD risk, increasing morbidity and mortality in T2DM, is the

82 

(metabolic) consequences of obesity and insulin resistance. These promote a

pro-83 

inflammatory, pro-atherosclerotic environment that detrimentally impacts endothelial function

84 

and underpins the vascular dysfunction that is common to both CVD and T2DM. Even in the

85 

absence of a CVD diagnosis there is evidence of cardiovascular dysfunction in T2DM. While

86 

pharmaceutical treatments are the mainstay intervention in T2DM, in the context of this

87 

commentary, as highlighted in Brozic et al.14 it is significant that structured exercise-based

88 

ÔcardiacÕ rehabilitation programs in T2DM reduce CVD risk by promoting physiologic

89 

increases in vascular function (e.g. flow-mediated dilatation, arterial stiffness), can reduce

90 

blood pressure and have positive effects on the blood lipid profile.15 This reduction in CVD

91 

risk with structured exercise-based rehabilitation programs in T2DM is in addition to the

92 

improvement in glycaemic control that provides clinically meaningful reductions in HbA1c

93 

that can reduce the reliance on pharmaceutical intervention, and can be achieved in the

94 

absence of weight loss or dietary intervention.16 Given the highlighted dual-benefits of

95 

supervised exercise-based rehabilitation programs on both the metabolic and cardiovascular

96 

risk aspects of T2DM it is unclear why these programs are not common place, and not part

97 

of the NICE T2DM management pathway. Instead, pharmaceutical interventions to manage

98 

hypertension, dyslipidemia and blood glucose are at the core of treatment, with no strategy

99 

to arrest, attenuate or attempt to reverse the anticipated decline in functional capacity that is

100 

an underlying driver for disease progression.

101 

102 

In the setting of a T2DM epidemic, given the adverse cardiovascular consequences with

103 

respect to CVD risk, morbidity and mortality, it would seem germane to (re)consider the

104 

inclusion of a structured, supervised exercise-based ÔcardiacÕ rehabilitation program in the

105 

clinical management of T2DM to retard the progression of this disease. In the context of the

(6)

inflated risk of developing CVD in T2DM, evident even at the pre-diabetic stage, it is striking

107 

that CHF patients with concomitant T2DM (reflecting up to 50% of the heart failure

108 

population), despite better cardiac function, have worse functional capacity (NYHA score)

109 

than those without this co-morbidity.11 Similarly, CHF-T2DM patients have a lower V̇ O2peak

110 

than CHF patients, and have an attenuated physiologic response to exercise-based cardiac

111 

rehabilitation: in HF-ACTION although the increase in V̇ O2peak was significant in all patients,

112 

this was smaller in CHF-T2DM than in CHF patients without concomitant T2DM (0.5 ± 2.4

113 

vs. 0.9 ± 2.6 ml·min-1·kg-1), independent of reduced adherence.17 Worse pre-rehabilitation

114 

status in CHF-T2DM raises the question of whether those with a primary diagnosis of T2DM

115 

would gain long-term benefit from early participation in exercise-based cardiac rehabilitation,

116 

prior to a CVD diagnosis and before functional capacity has declined to such an extreme

117 

extent. The multi-faceted physiologic improvements achieved with exercise-based cardiac

118 

rehabilitation means that, in addition to improving glycaemic control and reducing CVD risk,

119 

the anticipated increase in functional capacity (V̇O2peak) might be expected to reduce the

120 

adverse CVD morbidity and mortality risk in those with T2DM. Thus, intervening at an earlier

121 

stage in the disease induced decline in functional capacity may promote long-term clinical

122 

benefits in those with T2DM who develop overt CVD, and indeed in those who do not.

123 

124 

An additional consideration that has proved difficult to resolve, is the optimal protocol of the

125 

exercise rehabilitation. Combined resistance and aerobic exercise programs are more

126 

effective than aerobic or resistance training in T2DM, promoting greater reductions in

127 

HbA1c.18. It is possible that given the skeletal muscle and microvascular pathophysiologic

128 

derangements of T2DM, the mainstay aerobic exercise cardiac rehabilitation program in

129 

CVD is less effective than expected, and benefits limited by adverse skeletal muscle function

130 

when T2DM exists as a co-morbidity. Thus, trials to identify the optimal exercise

131 

rehabilitation program, and target this to the underpinning limitation to maximize physiologic

132 

benefits are warranted. HIIT is an interesting prospect in this regard as this exercise strategy

(7)

altering how the exercise is performed. For example, comprising an HIIT protocol of short

135 

duration bouts of exercise at a high mechanical power may allow for greater skeletal muscle

136 

and microvascular adaptations for a given cardiovascular strain than would be permitted

137 

through standard aerobic ÔcardiacÕ rehabilitation alone. This potentially provides an approach

138 

that makes ÔaerobicÕ HIIT rehabilitation analogous to combined resistance and aerobic

139 

exercise rehabilitation to optimize the physiologic adaptations attained. However, the issue

140 

of how to optimize the exercise rehabilitation program in T2DM, either in the presence or

141 

absence of CVD remains unresolved.

142 

143 

While theory and accompanying evidence-base supports the case for including supervised

144 

exercise-based rehabilitation as a fundamental component of clinical management strategies

145 

to alleviate the isolated or combined burden of CVD and T2DM, the elephant in the room

146 

with regards implementing this in practice is adherence. While not widely acknowledged, a

147 

self-selecting bias of physically active patients, or those ready for behavior change

148 

volunteering and adhering to exercise rehabilitation studies may exist. However, inactivity is

149 

a significant driver of the rising prevalence of both CVD and T2DM. Thus, those na•ve to

150 

regular exercise (with this potentially a root cause of their clinical status) may be less willing

151 

or able to adhere to an exercise program. In the recent HF-ACTION study, adherence to

152 

exercise was lower in CHF-T2DM (2.5 vs. 3.3 metabolic equivalent hr·wk-1 in those without

153 

concurrent T2DM).17 The obvious connotation is that regardless of how effective exercise

154 

interventions can be, exercise-based rehabilitation only works when the exercise program is

155 

adhered to.

156 

157 

Rehabilitation programs are therefore not just about identifying the optimal exercise strategy

158 

to optimize physiologic adaptations in CVD and T2DM to reduce morbidity and mortality risk.

159 

Exercise rehabilitation programs must also take account of how exercise can be prescribed

160 

to account for differences in exercise preferences, increase enjoyment and support behavior

(8)

change in a management scheme that promotes adherence to exercise-based rehabilitation.

162 

Thus, although Brozic and colleagues14 highlight the clear potential of exercise-based

163 

cardiac rehabilitation to attenuate CVD risk in T2DM, and advocate access to such programs

164 

in clinical management, it is prudent to emphasize that exercise-based cardiac rehabilitation

165 

is likely to be most effective when this is embedded as part of a multidisciplinary strategy

166 

that balances approaches to optimize physiologic adaptations with tactics to improve

167 

adherence.

168 

169 

References

170 

1. Keteyian SJ, Patel M, Kraus WE, Brawner CA, McConnell TR, Pi–a IL, et al. Variables

171 

measured during cardiopulmonary exercise testing as predictors of mortality in chronic

172 

systolic heart failure. Journal of the American College of Cardiology. 2016;67(7):780-9.

173 

2. Keteyian SJ, Brawner CA, Savage PD, Ehrman JK, Schairer J, Divine G, et al. Peak

174 

aerobic capacity predicts prognosis in patients with coronary heart disease. American

175 

heart journal. 2008;156(2):292-300.

176 

3. Pina IL, Apstein CS, Balady GJ, et al. Exercise and heart failure: A statement from the

177 

American Heart Association Committee on exercise, rehabilitation, and prevention.

178 

Circulation. 2003; 107: 1210-25. 179 

4. Swank AM, Horton J, Fleg JL, Fonarow GC, Keteyian S, Goldberg L, et al. Modest

180 

increase in peak VO2 is related to better clinical outcomes in chronic heart failure

181 

patients: results from heart failure and a controlled trial to investigate outcomes of

182 

exercise training (HF-ACTION). Circulation: Heart Failure. 2012;5(5): 579-585.

183 

5. Anderson L, Oldridge N, Thompson DR, Zwisler AD, Rees K, Martin N, et al.

Exercise-184 

Based Cardiac Rehabilitation for Coronary Heart Disease: Cochrane Systematic Review

185 

and Meta-Analysis. Journal of the American College of Cardiology. 2016;67(1):1-12.

186 

6. Wisl¿ff U, St¿ylen A, Loennechen JP, Bruvold M, Rognmo ¯, Haram PM, et al. Superior

187 

cardiovascular effect of aerobic interval training versus moderate continuous training in

188 

heart failure patients a randomized study. Circulation. 2007;115(24):3086-94.

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myocardial recovery after interval training in heart failure: SMARTEX-HFÐrationale and

191 

design. European journal of preventive cardiology. 2012;19(4):813-21.

192 

8. National Institute for Health and Care Excellence. www.nice.org.uk (accessed 26th

193 

September 2016).

194 

9. Fox CS, Coady S, Sorlie PD, Levy D, Meigs JB, DÕAgostino RB, et al. Trends in

195 

cardiovascular complications of diabetes. Jama. 2004;292(20):2495-9.

196 

10. Morrish N, Wang S-L, Stevens L, Fuller J, Keen H, Group WMS. Mortality and causes of

197 

death in the WHO Multinational Study of Vascular Disease in Diabetes. Diabetologia.

198 

2001;44(2):S14-S21.

199 

11. Cubbon RM, Adams B, Rajwani A, Mercer BN, Patel PA, Gherardi G, et al. Diabetes

200 

mellitus is associated with adverse prognosis in chronic heart failure of ischaemic and

201 

non-ischaemic aetiology. Diabetes Vasc Dis Res. 2013;10(4):330-336.

202 

12. Patel PA, Cubbon RM, Sapsford RJ, Gillott RG, Grant PJ, Witte KK, et al. An evaluation

203 

of 20year survival in patients with diabetes mellitus and acute myocardial infarction.

204 

International journal of cardiology. 2016;203:141-4.

205 

13. International Diabetes Federation Diabetes Atlas, 7th ed. International Diabetes

206 

Federation, Brussels, Belgium, 2015.

207 

14. Brozic AP, Marzolini S, Goodman JM. Effects of an adapted cardiac rehabilitation

208 

program on arterial stiffness in patients with type 2 diabetes without cardiac disease

209 

diagnosis. Diabetes Vasc Dis Res. Epub

210 

15. Marwick TH, Hordern MD, Miller T, Chyun DA, Bertoni AG, Blumenthal RS, et al.

211 

Exercise training for type 2 diabetes mellitus impact on cardiovascular risk: a scientific

212 

statement from the American Heart Association. Circulation. 2009;119(25):3244-62.

213 

16. Thomas D, Elliott EJ, Naughton GA. Exercise for type 2 diabetes mellitus. The Cochrane

214 

database of systematic reviews. 2006;3(3).

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17. Banks AZ, Mentz RJ, Stebbins A, Mikus CR, Schulte PJ, Fleg JL, et al. Response to

216 

Exercise Training and Outcomes in Patients With Heart Failure and Diabetes Mellitus:

217 

Insights From the HF-ACTION Trial. Journal of cardiac failure. 2016;22(7):485-91.

218 

18. Church TS, Blair SN, Cocreham S, Johannsen N, Johnson W, Kramer K, et al. Effects of

219 

aerobic and resistance training on hemoglobin A1c levels in patients with type 2

220 

diabetes: a randomized controlled trial. Jama. 2010;304(20):2253-62.

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References

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