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Elsevier Editorial System(tm) for Saudi Pharmaceutical Journal

Manuscript Draft

Manuscript Number: SPJ-D-19-00715R1

Title: Progesterone loaded thermosensitive hydrogel for vaginal

application: formulation and in vitro comparison with commercial product

Article Type: Original Article

Keywords: progesterone; methylated-β-cyclodextrin; inclusion complexes; in vitro diffusion; drug delivery

Corresponding Author: Dr. Luciano Mengatto, Corresponding Author's Institution: INTEC First Author: Natalia S Velázquez

Order of Authors: Natalia S Velázquez; Ludmila N Turino; Julio A Luna; Luciano Mengatto

Abstract: Progesterone (PGT) is a natural hormone that stimulates and regulates various important functions, such as the preparation of the female body for conception and pregnancy. Due to its low water

solubility, it is administered in a micronized form and/or in vehicles with specific solvents requirements. In order to improve the drug

solubility, inclusion complexes of PGT and β-cyclodextrins were obtained by the freeze-drying method. Two β-cyclodextrins (native and methylated) in two solvents (water and water:ethanol) and different molar ratio of the reagents were the variables tested for the selection of the best condition for the preparation of the complexes. The PGT/randomly methylated-β-cyclodextrin complexes were incorporated into chitosan thermosensitive hydrogels, as an alternative formulation for the vaginal administration of PGT. Neither the micro and macroscopic characteristics of the gels nor the transition time from solution to gel were modified after the complexes incorporation. In addition, chitosan gels with complexes resisted better the degradation in simulated vaginal fluid in comparison to commercial gel (Crinone®). The chitosan gel with inclusion complexes and Crinone® were tested in vitro in a diffusion assay to evaluate the delivery of the hormone and its diffusion through porcine epithelial mucosa obtained from vaginal tissue. Chitosan gel presented sustained diffusion similar to the exhibited by commercial gel. The use of chitosan gels with inclusion complexes based on cyclodextrins would be a viable alternative for vaginal administration of PGT.

Suggested Reviewers: Barbara Luppi [email protected]

Barbara Cometti

[email protected] Sahil Kumar

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August 23, 2019

Saleh Alqasoumi, Ph.D. Editor-in-Chief

Saudi Pharmaceutical Journal

We thank you for the revision of our manuscript entitled “Progesterone loaded thermosensitive hydrogel for vaginal application: formulation and in vitro comparison with commercial” by Natalia S. Velázquez, Ludmila N. Turino, Julio A. Luna and Luciano N. Mengatto.

We have analyzed the comments of the reviewers and made corrections (marked in red). New References were added (marked in red). During revision 2 new figures were added: Figure 7 and Figure S3. Figure 7 in the original version of the manuscript is now Figure 8.

We are looking forward to hearing from you shortly. Sincerely yours,

Dr. Luciano Mengatto

P.S.: During the submission process there is no possibility to submit Supplementary Material as a separate file. For this reason I included the Supplementary Material at the end of the Manuscript and submitted them together as a unique file.

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Progesterone loaded thermosensitive hydrogel for vaginal application: formulation and in vitro comparison with commercial product

Natalia S. Velázquez, Ludmila N. Turino, Julio A. Luna, Luciano N. Mengatto*

Instituto de Desarrollo Tecnológico para la Industria Química (INTEC), Universidad Nacional del Litoral-Consejo Nacional de Investigaciones Científicas y Técnicas (UNL-CONICET), Centro Científico Tecnológico, Colectora Ruta Nacional 168, Paraje El Pozo,

Santa Fe, Argentina. *

Correspondence: [email protected] Tel.: +54-0342-451-1597 Int.1102

Declarations of interest: none.

Acknowledgments

The authors thank Consejo Nacional de Investigaciones Científicas y Técnicas (Argentina), Consejo Interuniversitario Nacional (Argentina) (Project PDTS N° 453) and Universidad Nacional del Litoral (Argentina) (Project CAI+D 50020150100013 LI) for the financial support.

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August 23, 2019

Saleh Alqasoumi, Ph.D. Editor-in-Chief

Saudi Pharmaceutical Journal

We thank you for the revision of our manuscript entitled “Progesterone loaded thermosensitive hydrogel for vaginal application: formulation and in vitro comparison with commercial” by Natalia S. Velázquez, Ludmila N. Turino, Julio A. Luna and Luciano N. Mengatto.

We have analyzed the comments of the reviewers and made corrections (marked in red). New References were added (marked in red). During revision 2 new figures were added: Figure 7 and Figure S3. Figure 7 in the original version of the manuscript is now Figure 8. Please, find enclosed the revised manuscript and our answers to the comments of the reviewers.

We are looking forward to hearing from you shortly. Sincerely yours,

Dr. Luciano Mengatto

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2 Answers to Reviewer #2

We acknowledge the revision of our manuscript and the comments made by the Reviewer.

R#2: The chart and its caption should be put together.

A: According to the Guide for Authors of the Journal, Figure captions have to be supplied separately, not attached to the figure.

R#2: Which experiment can explain the sentence 'In addition, chitosan gels with complexes resisted better the degradation in simulated vaginal fluid in comparison to commercial gel (Crinone®)' in ABSTRACT?

A: Stability experiment showed that after 30 minutes of immersion in simulated vaginal fluid, the commercial gel was completely dissolved; while the chitosan gel with inclusion complexes showed greater resistance to degradation at the same time. Please note that the procedure of the stability experiment was mentioned in Subsection 2.6 (Lines 214-217) and the results were discussed in Subsection 3.4 (Lines 404-409) of the original version of the manuscript. Please also check Figure S2 in Supplementary material.

R#2: Why the amount of accumulated PGT in IC solution in 75 hour is less than the amount in 60 hour? The same is true for Crinone® and CHT gel+IC.

A: This is an interesting point, thank you for notice it. As you mentioned, this event is evident for independent assays, that’s means all release experiments from Figure 8 B showed a decrease in accumulated progesterone between 60 and 100 h followed by a new step of progesterone release characterized by a different release rate. As this behaviour is formulation independent, we could postulate that is a membrane effect. In addition, an excess of drug should be applied to the surface of the tissue (infinite dose) to guarantee a negligible depletion. In contrast, when a finite dose of drug is applied, the relationship between the amount of drug permeated and time is not linear. The permeation rate decreases along time. In vitro release studies through porcine epithelial mucosa obtained from vaginal tissue were performed on Franz diffusion cells to evaluate the release of progesterone from the chitosan gel in comparison with the commercial product (Crinone®). Despite the mentioned event, the release of progesterone and its permeation through the tissue was observed. The profiles of the chitosan gel and Crinone® were equivalent.

R#2: What is the advantage of your preparation compared to commercial gel (Crinone®)?

A: The chitosan solution and the β-glycerophosphate disodium salt (GP) solution were mixed to obtain the gel forming mixture. The incorporation of the inclusion complexes (progesterone/cyclodextrin) into the GP solution did not affect the formation of the gel. In the commercial product the direct incorporation of the hydrophobic hormone leads to the formation of drug crystals even with the presence of oil components in the formulation. The chitosan gel was formed in situ and presented a similar in vitro release

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3 profile than Crinone®. The chitosan gel showed to be superior in respect to the simplicity of its preparation. In addition, the ability of chitosan to interact with mucus indicates that the residence time of the gel at the vaginal site would be enough to provide localized sustained release of progesterone. This information was discussed in Subsection 3.5 (Lines 467-475) of the original version of the manuscript. However, more information regarding advantages of a chitosan gel for vaginal application was added in the revised version to reinforce the presentation of the results (Subsection 3.5, Lines 475-484).

R#2: Why is the release time 170 h? If the preparation is needed in the vagina for 170 hours, will it affect the life quality of the patient?

A: The in vitro release experiments were performed up to 170 h due to this time ensures that almost all the progesterone (89 %) in the inclusion complexes solution had permeated through the vaginal tissue. For progesterone solution, 100 % of the initial amount of hormone permeated at 60 h. The gels presented a diffusion rate lower than both progesterone and inclusion complexes solutions, because of the presence of the polymeric matrix. The release time (170 h) is not related with the residence time of the preparation at the site of application. In vivo release is expected to be faster than in vitro

performance. This is related with the fact that in the in vitro experiment temperature, agitation and the simulated vaginal fluid are used to emulate the vaginal environment. Many types of bacteria and other microorganisms are present in a healthy vagina. In addition, lysozyme which degrades chitosan can be found. All this components, not present in the in vitro experiments, will contribute to the in vivo degradation of the chitosan gel and to the release of the hormone.

R#2: Will the drug be completely released from the formulation?

A: We assume that a complete release of progesterone will occur. As was mentioned above, in the in vitro experiment conditions to emulate the vaginal environment were used. Many types of bacteria and other microorganisms, and enzymes are present in a healthy vagina. All this components, not present in the in vitro experiments, will contribute to the in vivo degradation of the chitosan gel and to the release of the hormone.

Answers to Reviewer #3

We thank Reviewer #3 for his meticulous revision of our manuscript and helpful suggestions, which contributed to improve the presentation.

R#3: The introductory plan is not effective, so can be given information about the necessity of this formulation in vaginal administration rather than model material. Information and examples of vaginal use of chitosan gel should be given: Tuğcu- Demiröz F., Acartürk F., Erdoğan D., Development of long-acting bioadhesive vaginal gels of oxybutynin: Formulation, in vitro and in vivo evaluations. Int J Pharm. 457 (1): 25-39, 2013. Tuğcu-Demiröz F., Acartürk F., Özkul A., Preparation and Characterization of Bioadhesive Controlled-Release Gels of Cidofovir for Vaginal Delivery. J Biomater Sci Polym Ed. 26 (17): 1237-55, 2015.

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4 A: The Introduction section is structure in 5 paragraphs. Paragraphs 1 and 2, presents progesterone, its application in human health by using different formulations and routes of administration with advantages and drawbacks. Paragraph 3, mentions the characteristics of the commercial product Crinone®. Paragraph 4, discusses the problem of low aqueous solubility of progesterone and how it can be solved by the preparation of inclusion complexes with cyclodextrins. Paragraph 5, concludes the Introduction by mentioning the objective of the research. We think that this structure is effective. Nevertheless, following the Reviewer suggestion, we added information about vaginal application of chitosan gels in the revised version (Lines 80-94). New references about this topic were included and are marked in red in the References section.

R#3: Your title and content are incompatible. There is no thermosensitive system in your study.

A: Chitosan, a cationic amino polysaccharide, combined with β-glycerophosphate disodium is an outstanding in situ gel-forming system, which was first reported by Chenite et al. (Chenite A et al., Novel injectable neutral solutions of chitosan form biodegradable gels in situ. Biomaterials 2000; 21: 2155–2161). This system is available at a physiologically acceptable pH and is liquid at room temperature. When the temperature is raised to 37 °C, the physiological temperature, it transforms into a gel. Chitosan and its derivatives have been used to prepare in situ gel-forming systems (a. Ahmadi F et al., Chitosan based hydrogels: characteristics and pharmaceutical applications. Res Pharm Sci 2015; 10: 1–16. b. Liu X et al., A novel thermo-sensitive hydrogel based on thiolated chitosan/hydroxyapatite/beta-glycerophosphate. Carbohyd Polym 2014; 110: 62–69. c. Supper S et al., Thermosensitive chitosan /glycerophosphate-based hydrogel and its derivatives in pharmaceutical and biomedical applications. Expert Opin Drug Deliv 2014; 11: 249–267. d. Zhou H et al., Design and evaluation of chitosan-b-cyclodextrin based thermosensitive hydrogel. Biochem Eng J 2016; 111: 100–107). The thermosensitive system based on chitosan and β-glycerophosphate disodium salt used in the present contribution was characterized and reported in a previous manuscript published by some of the authors (Mengatto LN et al., Application of simultaneous multiple response optimization in the preparation of thermosensitive chitosan/ glycerophosphate hydrogels. Iran Polym J 2016; 25: 897– 906). In that work, the information referring to ability of the solution to form the gel, temperature and time for sol/gel transition was studied. An optimization process based on response surface methodology was carried out in order to develop statistical models that describe the relationship between parameters affecting the sol/gel transition and final properties of the gel. These equations can be used to prepare gel-forming solutions with desired pH, gelling time and residual mass, intended for controlled drug delivery.

R#3: Line 76-82: the aim of the study should be explained in detail and clearly.

A: According to the Reviewer suggestion, we rewrote the aim to render it more clear (Lines 90-95).

R#3: Line 89: information on chitosan MW and degree of deacetylation should be indicated because these values have an effect on the formulation as in the given references: Tuğcu-Demiröz F., Acartürk F., Erdoğan D., Development of long-acting bioadhesive vaginal gels of oxybutynin: Formulation, in vitro and in vivo evaluations. Int J Pharm 457 (1): 25-39, 2013. Tuğcu-Demiröz F., Acartürk F., Özkul A.,

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5 Preparation and Characterization of Bioadhesive Controlled-Release Gels of Cidofovir for Vaginal Delivery. J Biomater Sci Polym Ed. 26 (17): 1237-55, 2015.

A: We agree with the Reviewer that MW and DD can influence some final properties of formulations based on chitosan. The study of these influences in the chitosan formulation developed was not the aim of this work. We have expertise in the field of chitosan based formulations and we use a chitosan pharmaceutical degree for the preparation of our systems. Following the Reviewer suggestion, the information concerning to MW and DD was added in the revised version of the manuscript (Lines 102-103).

R#3: Line 102: Describe in more detail the method you use to analyze progesterone with hplc. Is the current method in simulated vaginal fluid?

A: According to these authors, the HPLC methodology is explained in detail. We gave information about equipment, column, oven temperature, mobile phase composition, flow rate, wavelength of detection and procedure for the preparation of standard solutions to obtain the calibration curve. The solvent used for the preparation of standard solutions and samples was clarified in the revised version to answer the specific question made by the Reviewer (Lines 124-127).

R#3: Line 114: explain why the solubility study was done and why water and ethanol-water were chosen.

A: Please note that in the subsection 3.1 Phase solubility studies, we explained the aim of this study and the information obtained from them. This study describes how the increase in cyclodextrin concentration influences drug solubility and are a good starting point to increase knowledge about the interaction between the cyclodextrin and the drug. From this study a researcher can obtain information about the solubility of the complex and the value of the Apparent Stability Constant which indicates the affinity between the reactants. For the preparation of the complexes, using the freeze-drying method, different solvents can be used: water, buffer, organic solvents or a mixture of them. The reason of our choices is: -Water: is the most widely used. -Water:ethanol: according to published works on the subject cosolvents, such as ethanol, can enhance the solubility of hydrophobic drugs and this will lead to enhanced the complexation efficiency (Loftsson, T., Brewster, M.E., 2012. Cyclodextrins as functional excipients: methods to enhance complexation efficiency. J. Pharm. Sci. 101, 3019-3032). Different proportion of water:ethanol or other organic solvents could be used but that was not the objective of our work.

R#3: Line 133: the device used in freeze-drying and its characteristics should be indicated.

A: Following the Reviewer suggestion, the device used in freeze-drying procedure was clarified (Lines 153-154).

R#3: Line 186: viscosity, rheological and textural studies on chitosan gel can be added. Because these studies give important information for drugs to be applied to the vagina. What is the pH of the vaginal formulation that you develop is suitable for vaginal application?

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6 A: Following the reviewer suggestion, viscosity and rheological studies were carried out (Lines 218-228). Results are presented in Lines 410-432 of the revised version of the manuscript. Textural studies were not carried out. According to our expertise and knowledge these tests are performed to evaluate the “mouth feel” properties of food, creams or pastes. Since this test is intended to reflect the human perception of texture, the compression cycles mimic the human bites (Steffe, J.F. 1996. Rheological Methods in Food Process Engineering. 2nd Edition, Freeman Press, East Lansing). As was mentioned in the answer to the second comment, we have developed statistical models that describe the relationship between parameters affecting the sol/gel transition and final properties of the gel. These equations can be used to prepare gel-forming solutions with desired pH, gelling time and residual mass, intended for controlled drug delivery (Mengatto LN et al., Application of simultaneous multiple response optimization in the preparation of thermosensitive chitosan/ glycerophosphate hydrogels. Iran Polym J 2016; 25: 897–906). Therefore, we can prepare chitosan gels that fulfil the requirement concerning the pH for vaginal application.

R#3: What will be the amount of gel to be administered and how much progesterone will it carry? Is the dose of progesterone sufficient? Is it compatible with Crinone?

A: Our first attempt was to develop a formulation with the aim to solve problems associated with crystal drug administration, poor retention, irritation and other undesirable effects at the site of application of actually used commercial products to achieve patient compliance. In this course of action, the use of cyclodextrin allowed the hormone to be in a soluble state in the formulation and the chitosan gel showed a comparable progesterone release to the commercial product. Regarding the irritation problems, these effects would be less significant with the chitosan gel due to the formulation has fewer inactive ingredients and the biocompatibility of the polymer was showed in vaginal formulations based on the lack of toxicity and absence of inflammatory reactions. As we discussed in answers to previous comments, mucoadhesion of the polymer was also reported. Features concerning amount of gel to be administered and dose of progesterone necessary to reach successful in vivo

performance are the following steps under study. Optimization of these parameters involves a complete new study and it is under consideration.

R#3: Line 203: This release study is not in vitro. This study ex-vivo should be regulated accordingly. It is unclear how many repeats the release study has taken.

A: We agree with the Reviewer that an assay carried out by using either human or animal vaginal tissue could be considered ex vivo. Nevertheless, we called our study in vitro based on the difference with those carried out in animals i.e. in vivo. According to the definition of IUPAC, in vitro means: in glass, referring to a study in the laboratory usually involving isolated organ, tissue, cell, or biochemical systems (IUPAC. Compendium of Chemical Terminology, 2nd ed. (the "Gold Book"). Compiled by A. D. McNaught and A. Wilkinson. Blackwell Scientific Publications, Oxford (1997). Online version (2019-) created by S. J. Chalk. ISBN 0-9678550-9-8. https://doi.org/10.1351/goldbook). Therefore, we think it is not incorrect to call the experiment in vitro. At the same time, the study was appropriately designed and carried out taking into consideration other similar studies cited in the manuscript (Monteiro Machado, R., de-Oliveira, A., Gaspar, C., Martinez-de-Oliveira, J.,

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Palmeira-7 de-Oliveira, R., 2015. Studies and methodologies on vaginal drug permeation. Adv. Drug Del. Rev. 92, 14-26). Please note that the procedure was carefully described in the Subsection 2.7 (Lines 231-249). In addition, we mentioned that each assay was performed in triplicate (Line 249-249).

R#3: Using too many acronyms is confusing.

A: To render the text less confusing, the following acronyms were replaced: IVF, DS, MP, PSD, PM, FTIR, DSC, DLS, SEM and H-NMR.

R#3: Figure titles should be more detailed and informative, especially not enough figure 7.

A: According to the Reviewer suggestion, Figure captions were rewritten to render them more detailed and informative.

R#3: Is the study aimed at controlled release? 175 hours, 7 days can also stay in the vagina? You need to test it. What is the residence time of this gel in the vagina?

A: The in vitro release experiments were performed up to 170 h due to this time ensures that almost all the progesterone (89 %) in the inclusion complexes solution had permeated through the vaginal tissue. For progesterone solution, 100 % of the initial amount of hormone permeated at 60 h. The gels presented a diffusion rate lower than both progesterone and inclusion complexes solutions, because of the presence of the polymeric matrix. The release time (170 h) is not related with the residence time of the preparation at the site of application. In vivo release is expected to be faster than in vitro

performance. This is related with the fact that in the in vitro experiment temperature, agitation and the simulated vaginal fluid are used to emulate the vaginal environment. Many types of bacteria and other microorganisms are present in a healthy vagina. In addition, lysozyme which degrades chitosan can be found. All this components, not present in the in vitro experiments, will contribute to the in vivo degradation of the formulation and to the release of the hormone.

Regarding the residence time, a comparison between the stability in simulated vaginal fluid of the chitosan gel and the commercial formulation (Lines 404-409 and Figure S2) and results from rheological measurements (Lines 423-432) could indicate a greater resistance to degradation under simulated in vivo conditions for our formulation. In addition, the mucoadhesion properties of chitosan that we discussed in previous comments together with the new information introduced about the application of chitosan gels as an intravaginal formulation contributes to indicate that the residence time of the chitosan gel at the vaginal site would be enough to provide localized sustained release of progesterone.

R#3: Crinone is used once a day. Is the formulation you developed sufficient to release in 24 hours?

A: The analysis of the percentage of accumulated progesterone (%) as a function of time in simulated vaginal conditions, indicated equivalence between the chitosan gel and the commercial formulation. This comparison was carried out according to a model independent approach utilizing a difference factor (f1) and a similarity factor (f2)

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8 introduced by Moore and Flanner (Moore JW, Flanner HH. Mathematical comparison of dissolution profiles. Pharm Tech. 1996; 20:64–74). As was mentioned in a previous comment, features concerning amount of gel to be administered and dose of progesterone necessary to reach successful in vivo performance are the following steps under study. Optimization of these parameters involves a complete new study and it is under consideration.

R#3: Accumulate instead of cumulative.

A: We do not understand this comment because the word cumulative was not used in the manuscript.

R#3: Line 426: chitosan has nothing to do with thermosensitivity.

A: The formulation developed in this work is thermosensitive. Please note the answer to the second comment made by the Reviewer.

R#3: Experiments and comments on vaginal application should be added.

A: As was mentioned, in vivo performance of the chitosan gel is the following step under study. Based on the information of the successful vaginal application of similar chitosan formulations discussed above, we are optimist that our system will fulfil with the requirements of the hormone therapy. In addition, vaginal irritation and other undesirable effects at the site of application reported for commercial products would be less significant with the chitosan gel. Our support for this consideration is the fact that the formulation has fewer inactive ingredients and the biocompatibility of the polymer was showed in vaginal formulations based on the lack of toxicity and absence of inflammatory reactions. These comments were developed in Lines 475-484.

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Progesterone loaded thermosensitive hydrogel for vaginal application: formulation 1

and in vitro comparison with commercial product 2

Abstract 3

Progesterone (PGT) is a natural hormone that stimulates and regulates various important 4

functions, such as the preparation of the female body for conception and pregnancy. Due to 5

its low water solubility, it is administered in a micronized form and/or in vehicles with 6

specific solvents requirements. In order to improve the drug solubility, inclusion complexes 7

of PGT and cyclodextrins were obtained by the freeze-drying method. Two β-8

cyclodextrins (native and methylated) in two solvents (water and water:ethanol) and 9

different molar ratio of the reagents were the variables tested for the selection of the best 10

condition for the preparation of the complexes. The PGT/randomly methylated-β-11

cyclodextrin complexes were incorporated into chitosan thermosensitive hydrogels, as an 12

alternative formulation for the vaginal administration of PGT. Neither the micro and 13

macroscopic characteristics of the gels nor the transition time from solution to gel were 14

modified after the complexes incorporation. In addition, chitosan gels with complexes 15

resisted better the degradation in simulated vaginal fluid in comparison to commercial gel 16

(Crinone®). The chitosan gel with inclusion complexes and Crinone® were tested in vitro in 17

a diffusion assay to evaluate the delivery of the hormone and its diffusion through porcine 18

epithelial mucosa obtained from vaginal tissue. Chitosan gel presented sustained diffusion 19

similar to the exhibited by commercial gel. The use of chitosan gels with inclusion 20

complexes based on cyclodextrins would be a viable alternative for vaginal administration 21

of PGT. 22

Keywords 23

progesterone; methylated-β-cyclodextrin; inclusion complexes; in vitro diffusion; drug 24

delivery 25

1. Introduction 26

Progesterone (PGT) is a natural steroid hormone involves in the preservation of normal 27

physiology of female reproductive system. In this way, exogenous PGT is used as 28

medication in the prevention of preterm birth, in luteal phase support for in vitro

29

fertilization, in hormone replacement therapy and in endometrial hyperplasia and primary 30

endometrial carcinoma treatment (Scavone et al., 2016). 31

PGT can be administered by different routes: oral, intramuscular and vaginal; having many 32

options for its formulation (Scavone et al., 2016; Almomen et al., 2015; Cometti, 2015). In 33

general, the current commercially available formulations present advantages and 34

drawbacks. For example: capsules for oral administration allow achieving low endometrial 35

concentrations of the drug because of the first pass metabolism by the liver; and 36

intramuscular injections can cause pain and irritation at the injection site reducing the 37

patient's compliance and the therapeutic efficacy. The use of vaginal route can cause 38

vaginal discharge, irritation and mild application site reactions. Nevertheless, it exhibits a 39

preferential absorption, since the drug is transported directly to the uterus (Almomen et al., 40

2015; Cometti, 2015; Choudhury et al., 2011; Lockwood et al., 2014). 41

*Manuscript (WITHOUT Author Information) Click here to view linked References

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Crinone® is a white soft gel commercially available in boxes containing 6, 15 or 18 42

applicators. The applicator is designed to deliver a pre-measured dose of the gel directly 43

into the vagina. This gel showed an efficacy comparable to intramuscular formulations, 44

achieving a stable endometrial PGT concentration with low serum levels, while reducing 45

adverse systemic effects (Michnova et al., 2017; Silverberg et al., 2012; Moini et al., 2011; 46

Wang et al., 2015). The carrier vehicle is an oil-in-water emulsion. However, the PGT is 47

only partially soluble in both phases; the majority of the hormone exists as a suspension in 48

micronized scale. In addition, its main components are cross-linked acrylic acid polymers 49

(carbopol and polycarbophil), which accumulate in the tissue generating vaginal irritation, 50

painful sexual intercourse and other side effects (Check, 2009). 51

In pharmaceutical technology, the design and development of novel drug delivery systems 52

aim to increase efficiency of drug delivery and safety in the course of administration and 53

treatment, providing more convenience for the patient. During the optimization of PGT 54

formulations, increasing its aqueous solubility is one of the first problems to be overcome. 55

In some dosage forms, it is necessary the use of oils owing to PGT being practically 56

insoluble in water (7 mg/L or 22.26 μM, at 25 °C). Cyclodextrins (CDs) are cyclic 57

oligosaccharides produced by selective enzymatic synthesis from starch. CDshave a three-58

dimensional structure with a hydrophobic cavity and a hydrophilic exterior, making them 59

useful tools to improve the aqueous solubility of insoluble (or lowly soluble) drugs. Since 60

they are natural products, they have a very low toxic effect and can be used in medicines, 61

food and cosmetics (Messner et al., 2010; Loftsson and Brewster, 2012). In addition to 62

natural CDs, chemically modified CDs are extensively used. In general, CDs consist of 6, 7 63

or 8 glucopyranose units, linked by α-(1-4) bonds, known as α-, β- and γ-CDs, respectively 64

(Messner et al., 2010; Del Valle, 2004). The hydrophobicity of their internal cavity 65

provides them the capacity to act as a host and form stable structures, called inclusion 66

complexes (ICs), with other molecules of very diverse nature (guest). These complexes 67

exhibit new physicochemical characteristics, since bioavailability, water solubility, stability 68

in light presence, heat or oxidation conditions of the included drug are improved, at the 69

same time that unwanted side effects may decrease (Chaudhary and Patel, 2013; Chordiya 70

and Senthilkumaran, 2012; Sharma and Baldi, 2014). ICs between PGT and natural or 71

modified CDs have been prepared by different methods such as precipitation, freeze-drying 72

and spray-drying, providing remarkable improvement in PGT water-solubility (Scavone et 73

al., 2016; Lahiani-Skiba et al., 2006; Zoppetti et al., 2007 b; Cerchiara et al., 2003; 74

Lockwood et al., 2014). 75

With the advent of in vitro fertilization and other assisted reproductive procedures, vaginal 76

formulations of PGT became again the focus of research and one option to administer PGT 77

through this route is gels. CHT is a biodegradable and biocompatible linear polymer which 78

can be used in pharmaceuticals formulations as in situ thermosensitive hydrogels (Mengatto 79

et al., 2016). In addition, CHT gels have been proposed for vaginal delivery of different 80

active ingredients. This polymer possesses remarkable features such as good mucoahesion 81

which improve the retention of the formulation inside the vagina, antimicrobial attributes, 82

and suitable mechanical, release and penetration enhancer properties (Caramella et al., 83

2015; Tuğcu-Demiröz et al., 2015; Cook and Brown, 2018). CHT gels developed for the 84

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vaginal delivery of oxybutynin presented the easiest application in comparison to other 85

formulations and histological studies showed that the drug was absorbed without damaging 86

the tissue due to the polymer has preventative effect against cell damage (Tuğcu-Demiröz 87

et al., 2013). Stability and durability studies performed on a CHT based gel for vaginal 88

application of PGT suggested extended residence time due to mucoadhesion and 89

thermosensitive properties of the polymer (Almomen et al., 2015). The aim of our work 90

was the preparation of gels based on CHT and PGT/randomly methylated-β-cyclodextrin 91

complexes. The CHT gel with ICs and Crinone® commercial product were tested in a 92

release experiment to compare the delivery of the hormone and its diffusion performance 93

through porcine epithelial mucosa obtained from vaginal tissue. Therefore, CHT gels 94

containing ICs were studied as an alternative formulation for vaginal application of PGT. 95

96

2. Materials and methods 97

2.1 Materials 98

PGT (MW = 314.45 g/mol, purity 99.2 %) was acquired in Farmabase (Italy). RAMEβ-CD, 99

(MW = 1291.8 g/mol, Degree of substitution = 12) was purchased from Cyclolab 100

(Hungary). β-CD (MW = 1135 g/mol) was donated (Roquette, France). Crinone®

8 % gel 101

(Merck-Serono) was purchased at a local supplier. CHT (MW = 600000 g/mol, Degree of 102

deacetylation = 75-85 %) was purchased from China Easter Group (China). β-103

glycerophosphate disodium salt (GP) was kindly provided by Surfactan S.A. (Argentina). 104

The water was of Milli-Q quality (Millipore, USA). Ethanol (EtOH), acetic acid and lactic 105

acid were analytical grade (Cicarelli, Argentina). Methanol (MeOH) was HPLC grade 106

(Merck, Germany). Isotonic phosphate buffer saline with EtOH (PBS-EtOH, 80:20 v:v, pH 107

= 7) was prepared by mixing 800 mL of PBS with 200 mL of EtOH. PBS was prepared by 108

dissolving 8 g of NaCl, 0.2 g of KCl, 0.2 g of KH2PO4, 1.44 g of Na2HPO4∙2H2O in 1 L of

109

water. Simulated vaginal fluid (SVF, pH = 4.2) was prepared by dissolving: 3.51 g NaCl, 110

1.4 g KOH, 0.222 g Ca(OH)2, 0.018 g of bovine serum albumin, 2 g of lactic acid, 1 g of

111

acetic acid, 0.16 g of glycerol, 0.4 g of urea and 5 g of glucose in 1 L of water (Marques et 112

al., 2011). Potassium bromide (KBr) and reagents of PBS and SVF solutions were 113

analytical grade (Anedra, Argentina). 114

115

2.2 PGT quantification by HPLC 116

The concentration of PGT was determined by a HPLC system (Prominence Series 20A, 117

Shimadzu). The chromatographic separation was performed using a Zorbax Eclipse XDB-118

C18 column (250 x 4.6 mm, 5 μm pore size) (Agilent). The conditions of analysis were: 119

oven temperature 30 °C, mobile phase MeOH:water (95:5, v:v), flow rate 1 mL/min and the 120

wavelength of detection 254 nm (Helbling et al., 2015). 121

A stock solution of PGT (300 μg/mL) in MeOH was prepared. In order to verify the 122

linearity of the analytical procedure within a concentration range of 1-100 μg/mL of PGT, 123

six concentration levels of standard solutions were prepared in mobile phase and analyzed 124

in triplicate. The calibration curve (Absorbance as a function of PGT concentration) was 125

fitted to a straight line using linear regression analysis. Experimental samples were diluted 126

in mobile phase as necessary. 127

(17)

2.3 Phase solubility studies 128

Phase solubility diagrams were obtained following the methodology developed by Higuchi 129

and Connors (1965). A fixed amount of PGT (in excess) and increasing amounts of CD (β-130

CD: 0-2mM or RAMEβ-CD: 0-150mM) were placed in amber glass containers with a 131

specific solvent (water or water:EtOH 50:50, v:v). The containers were stored at 37 °C with 132

orbital shaking (100 rpm) for 1 week. Once the equilibrium was reached, the containers 133

were centrifuged, the supernatants were filtered (0.22 μm) and the concentration of PGT 134

was measured by HPLC. Each experiment was performed in triplicate. 135

The linear portion of the solubility diagrams was fitted to a straight line with slope and 136

intercept. The Apparent 1:1 Stability Constant (K1:1) was calculated according to the

137

Higuchi-Connors equation (Higuchi and Connors, 1965): 138

1 1 lope

o 1- lope Equation 1

139

where So is the intrinsic solubility of PGT in the solvent without CD (y-intercept) and Slope

140

is the slope of the straight line. 141

In addition, the Complexation Efficiency (CE) was calculated (Equation 2). This parameter 142

was proposed by Loftsson and Brewster (2012) and relates the concentration of CD that 143

forms a complex and the concentration of free CD: 144

CE lope

1 - lope Equation 2

145

2.4 Preparation of PGT/CD inclusion complexes 146

PGT/RAMEβ-CD ICs were obtained by the freeze-drying method. First, PGT was 147

dissolved in EtOH and a proportional amount of RAMEβ-CD was dissolved in water 148

(PGT:RAMEβ-CD molar ratios 1:1; 1:5; 1:10 and 1:20). Both solutions were mixed and 149

magnetically stirred for 15 min. Then, the containers were placed in an ultrasonic bath for 5 150

min. The organic solvent was removed under reduced pressure with a rotary evaporator and 151

the solution was centrifuged to remove reagents that did not form a complex. The 152

supernatant was frozen at -80 °C and freeze-dried for 24 hs at 1 mbar pressure in a 153

laboratory freeze dryer (Cryodos -80, Telstar). 154

In order to evaluate the inclusion procedure, efficacy and yield were calculated. 155

The mobile phase used for PGT quantification by HPLC contains MeOH, then it can 156

dissolve the free and the included PGT. In water, only the included PGT will be dissolved 157

(Bouquet et al., 2007). The same amount of sample was dissolved in water and in mobile 158

phase and the solutions were analyzed by HPLC. 159

The Inclusion Efficacy (E%) was calculated according to the following equation:

160

C C

100 Equation 3

161

where Cwater and CMP are the PGT concentrations in the sample dissolved in water and MP, 162

respectively. An E% value near 100 % was considered as a successful interaction and/or

163

formation of complexes between PGT and RAMEβ-CD. 164

The Inclusion Yield (Y%) was calculated according to the following equation:

165

PGTfinal

PGTini ial . 100 Equation 4

(18)

where PGTfinal is the mass of PGT recovered at the end of the freeze-dried procedure in the

167

total lyophilized material and PGTinitial is the initial mass of PGT used to prepare the ICs. 168

2.5 Characterization of PGT/CD inclusion complexes 169

Differential scanning calorimetry 170

Approximately 5 mg of the sample were weighed into aluminum capsules and tested on a 171

Mettler DSC821e thermal analyzer (Mettler Toledo). All the assays were carried out under 172

controlled nitrogen atmosphere and with a heating rate of 10 °C/min. The samples were 173

PGT, RAMEβ-CD, and both the physical mixture and the IC in a 1:1 molar ratio. 174

175

Nuclear magnetic resonance 176

Nuclear magnetic resonance spectra were obtained using an AVANCE 300 MHz 177

spectrometer (Bruker). The samples (PGT and the IC in a 1:1 molar ratio) were dissolved in 178

deuterated chloroform (CDCl3) at 25 °C. A chemical shift (δ) of 7.26 ppm for CDCl3 was

179

used as internal reference. 180

The variation of chemical shift (Δδ) of the protons in the PGT due to the inclusion of the 181

hormone into the cavity of the CD was calculated applying the following equation: 182

Δδ δ δ Equation 5

183

where δIC is the proton shift of the PGT in the IC and δFree is the proton shift of the PGT 184

when it is free i.e. not included. 185

186

Dynamic light scattering 187

The hydrodynamic size and size distribution measurements were carried out by dynamic 188

light scattering using a Zetasizer Nano-ZS (Malvern). A sample of the RAMEβ-CD and the 189

IC in a 1:5 molar ratio were dissolved in Milli-Q water and placed in a polystyrene cuvette 190

(dimensions: 1.0 x 1.0 cm). The sample was irradiated with a He-Ne laser (λ 633 nm) at 191

25 ºC. The refractive index was set at 1.33 and the viscosity at 0.8872 cP. The intensity of 192

the scattered light was detected with a backscattering angle of 90 °. 193

194

Scanning electron microscopy 195

Micrographs were obtained by observation with a Phenom ProX Desktop Scanning 196

Electron Microscopy (Thermo Fisher). The observations were made using an acceleration 197

voltage of 15.0 kV. The samples were: PGT, RAMEβ-CD, and both the physical mixture 198

and the IC in a 1:5 molar ratio. 199

200

2.6 CHT gels with inclusion complexes 201

CHT (2% w/w) was dissolved in an acetic acid solution (0.15 M). GP (35 % w/w) and the 202

PGT/RAMEβ-CD ICs were dissolved together in water. Both solutions were mixed and 203

allowed to gel at 37.5 °C (Mengatto et al., 2016). 204

The gels were characterized by Fourier-transform infrared spectroscopy, scanning electron 205

microscopy, stability in SVF and rheological measurements. Infrared spectroscopy studies 206

were performed on a FTIR-8201 PC spectrometer (Shimadzu), in the frequency range of 207

400-4000 cm-1 at a resolution of 8 cm-1 and 40 scans per spectrum. A weighed amount of 208

(19)

sample was blended with KBr and compressed to obtain disks. The concentration of each 209

sample in the disk was approximately 1 % in order to obtain more defined spectra. 210

Microscopic observations were carried out with a Phenom ProX Desktop Scanning 211

Electron Microscopy (Thermo Fisher). The samples were frozen and freeze-dried before 212

observations. 213

The stability of the CHT gel with ICs and the commercial gel (Crinone®) in SVF (pH = 4.2) 214

was determined. A weighed amount of the gels was placed in baskets-type containers that 215

were submerged in 20 mL of SVF and were maintained at 37 ºC. At different times the 216

baskets with the gels were gently removed and weighed. 217

Rheological measurements were performed on a rheometer (Haake RheoStress RS80, 218

Haake Instrument Inc.) with parallel plates (35 mm diameter, 2 mm gap). The temperature 219

of the lower plate was maintained at 37 °C with a circulating bath water. Sand paper in the 220

upper plate was used to eliminate slippage (Olivares et al., 2012). The linear viscoelastic 221

region was determined by performing strain sweep tests from 0.01 to 0.1 at 10 Hz. 222

Frequency sweep tests were performed from 0.1 to 10 Hz at strain amplitude of 0.03 (strain 223

deformation within the linear viscoelastic region). The dynamic rheological data obtained 224

included the 2 components of complex shear modulus (G*): the storage modulus (G´) and 225

the loss modulus (G´´), and the complex viscosity (|η*| |G*|/ω, ω frequency of 226

oscillation). The samples were CHT gel+IC and Crinone® freshly prepared and after 15 min 227

of immersion in SVF (37 °C). Each experiment was performed in triplicate. 228

229

2.7 In vitro release experiments 230

Release experiments were performed using a vertical Franz diffusion cell (PermeGear Inc., 231

USA), with a diffusion area of 1.77 cm2 and 12.0 mL of receptor compartment volume. 232

Porcine vaginal tissue, obtained from females between 5 and 6 months of age, was donated 233

by a local slaughterhouse (Figan, Santa Fe, Argentina). Immediately after the animals were 234

sacrificed, the vaginal tissue was removed and placed in PBS until it arrived at the 235

laboratory. 236

The epithelial mucosa was carefully separated, fractionated and stored at -80 ºC. The day 237

before the experiment, a sample of the tissue was thawed and stabilized in buffer solution. 238

Subsequently, it was placed between both compartments with its luminal face towards the 239

donor compartment. The delivery systems tested in the donor compartment were: PGT 240

solution, ICs solution, CHT gel+ICs and commercial gel. The solutions were prepared in 241

SVF:EtOH 80:20 (v:v). In the case of the gels, 0.25 mL of SVF were placed over them to 242

mimic the vaginal environment conditions and prevent gel dryness. The donor compartment 243

was covered to avoid evaporation. The receptor compartment was continuously stirred and 244

maintained at 37.5 °C. EtOH was used to ensure the solubility of the hormone (Monteiro 245

Machado et al., 2015). The initial concentration of PGT in the four systems was the same. 246

amples of 200 μL were withdrawn at regular intervals of time and replaced with fresh 247

medium. The amount of PGT was quantified by HPLC. Each assay was performed in 248

triplicate. 249

The percentage of accumulated PGT (%) was represented as a function of time (t). 250

(20)

The permeation profiles were compared using the difference (f1) and similarity (f2) factors

251

(Cascone, 2017). These factors were calculated by the following equations: 252 253 f1 n t 1 Rt n t 1 . 100 Equation 6 254 255 f2 50 . log 1 nt 1 2 -0,5 . 100 Equation 7 256

where n is the number of samples, Rt and Tt are the percentages of drug released from the 257

reference product and the system to be evaluated, respectively, for each time t. Two profiles 258

were considered equivalent when the value of f1 is less than 15 and f2 is in the range 50-100

259 (Cascone, 2017). 260 261 2.8 Statistical analysis 262

ANOVA and Fisher test were used to compare two or more means, respectively. 263

264

3. Results and discussion 265

3.1 Phase solubility studies 266

Solubility diagrams for the β-CD and the RAMEβ-CD are presented in Figure 1 A and B, 267

respectively. Although the study do not verify the formation of the ICs, they describe how 268

the drug solubility increases when CD concentration increases (Messner et al., 2010), 269

providing valuable information about their interaction. Solubility diagrams of the PGT with 270

β-CD in water (Fig. 1 A) showed a behavior of the Bs type, according to the classification

271

of Higuchi and Connors (1965). This suggests the formation of complexes of limited 272

solubility in water (Uekama et al., 1982; Lahiani-Skiba et al., 2006). Solubility diagrams of 273

the PGT with RAMEβ-CD (Fig. 1 B) presented typical curves of the AL type. The diagrams

274

showed that the PGT solubility increases linearly with the concentration of RAMEβ-CD 275

throughout the range of CD concentrations studied, due to the formation of soluble 276

complexes. Lahiani-Skiba et al. (2006) evaluated the behavior of PGT with a trimethylated 277

β-CD and Luppi et al. (2005) with a dimethylated β-CD. These authors reported AL type

278

profiles. The PGT solubility in the absence of RAMEβ-CD (So) was greater in the solution

279

with EtOH in comparison to water. The addition of an organic cosolvent renders the 280

mixture more favorable for the dissolution of a hydrophobic solute such as PGT (Loftsson 281

and Brewster, 2012). 282

Table 1 shows the values of So (y-intercept), K1:1 and CE, calculated with Equation 1 and 2,

283

respectively. K1:1 value for the RAMEβ-CD in water indicated a strong affinity of the CD

284

for the PGT (Luppi et al., 2005; Lahiani-Skiba et al., 2006; Ma et al., 2011). This behavior 285

is due to the high hydrophobicity of the PGT (partition coefficient in an octanol-water 286

system: Poct = 7410; Tomida et al., 1978). Also, the K1:1 obtained in water (74526.09 M-1)

287

was higher than that obtained for the mixture water:EtOH (27.13 M-1). As the organic 288

portion of the medium increases, the apparent constant decreases due to a reduction of the 289

polarity of the medium (Loftsson and Brewster, 2012). 290

(21)

The value of the constant for the β-CD (46256.79 M-1

) indicated that the CD is also very 291

effective in forming stable complexes. The difference in the PGT interaction with natural 292

CD and its methylated derivative could be explained taking into account the differences in 293

aqueous solubility (Popielec and Loftsson, 2017). In the RAMEβ-CD, the methyl groups, 294

increase the hydrophobicity of the cavity and facilitate drug binding (Cirri et al., 2005). 295

The estimation of K1:1 is affected by the value of the solubility. Therefore, Loftsson and

296

Brewster (2012) proposed the calculation of CE. This parameter is independent of the 297

solubility and it is more suitable for the determination of the solubilizing effect of CDs. The 298

CE values agreed with typical values reported for aqueous media (CEaverage0.3) (Loftsson

299

and Brewster, 2012). The CE obtained for the CDs in water (β-CD = 0.489 and RAMEβ-300

CD = 0.433) were slightly higher (p < 0.05) than that obtained for the mixture water:EtOH 301

(0.362). Therefore, in water, 1 of each 3 CD molecules is assumed to form a water soluble 302

complex. For RAMEβ-CD in water:EtOH, 1 of each 4 CD molecules formed a water 303

soluble complex (Loftsson et al., 2007). Both CDs can form stable complex with PGT. 304

Nevertheless, RAMEβ-CD was selected for the preparation of the ICs based on its excellent 305

aqueous solubility and due to the obtained complexes also being soluble. 306

307

3.2 Preparation of PGT/CD inclusion complexes 308

The preparation of the complexes was carried out using water and water:EtOH (50:50, v:v) 309

as solvents. Although most of the studies report 1:1 or 1:2 molar ratios (PGT:CD), 310

experiments with higher ratios were done in order to evaluate their effect on the ICs 311

formation. Inclusion Efficacy (E%) and Inclusion Yield (Y%) were calculated with

312

Equations 3 and 4, respectively. In general, these parameters are not reported in the 313

bibliography; however, they are very useful to evaluate the inclusion method. The ICs 314

prepared in water presented E% values greater than 90 %, but Y% values were lower than 40

315

%. For this reason, water:EtOH was the solvent selected for the ICs preparation throughout 316

the work. 317

In Table 2, E% and Y% for ICs prepared in water:EtOH are presented. E% was greater than

318

95 % when RAMEβ-CD concentration increased up to a molar ratio of PGT:RAMEβ-CD 319

1:10. Any further increase in CD concentration (1:20) decreased E%,probably due to CD

320

precipitation (Frömming and Szejtli, 1993 a; Frömming and Szejtli, 1993 b). Regarding 321

Y%, this value was in the range of 77-91 % for molar ratios equal or higher than 1:5. For the

322

molar ratio 1:1, Y% was the lowest (p < 0.05). When higher CD concentrations are used, the

323

CD + PGT ↔ IC equilibrium is displaced to the complexes formation. In addition, other 324

structures between the PGT and the RAMEβ-CD, such as non-inclusion complexes or 325

aggregates can coexist with the ICs (Shakalisava and Regan, 2006; Loftsson et al., 2007). 326

Also, there is an increase in variability with an increase in the concentration of CD. The 327

molar ratio 1:5 was selected for the preparation of ICs for the in vitro release experiments 328

due to E% and Y% presented the best values with the less CD concentration.

329 330

3.3 Characterization of PGT/CD inclusion complexes 331

In order to verify the formation of the ICs, thermal analysis, proton nuclear magnetic 332

resonance, dynamic light scattering and scanning electron microscopy experiments were 333

(22)

carried out. The thermal behavior of PGT, RAMEβ-CD, and both the physical mixture and 334

the lyophilized IC in a 1:1 molar ratio was studied (Fig. 2). PGT thermogram showed the 335

characteristic melting peak of the drug at 130.9 °C (Lahiani-Skiba et al., 2006; Zoppetti et 336

al., 2007 a; Li et al., 2018). In the physical mixture thermogram, a shift of the PGT 337

endothermic peak to a slightly lower temperature (127.9 °C) was observed. According to 338

Lahiani-Skiba et al. (2006), the explanation could be the existence of a very weak 339

interaction at high temperatures between the PGT and the CD. In the IC thermogram, the 340

absence of the melting peak of the PGT supported the formation of the complex (Lahiani-341

Skiba et al., 2006; Cerchiara et al., 2003). RAMEβ-CD did not produce any peaks of 342

interest in the studied temperature range. 343

The chemical structure with numbering of protons for each molecule is shown in Figure S1. 344

The nuclear magnetic resonance spectra obtained for the PGT and the IC are presented in 345

Figure 3. Inner protons of the RAMEβ-CD (H3 and H5), and protons H4, H18, H19 and 346

H21 of the PGT (Figure S1) are the most affected during inclusion of the drug into the 347

cavity of the CD (Frömming and Szejtli, 1993 a; Salústio et al., 2009; Zoppetti, 2011). A 348

well-resolved nuclear magnetic resonance spectrum for the RAMEβ-CD was not obtained, 349

possibly due to the presence of residual β-CD content. As a result, only some of the signals 350

could be identified unambiguously. Signals of H3, H5 and H6 produced wide peaks caused 351

by overlapped signals. For this reason, IC formation between PGT and RAMEβ-CD was 352

studied only on the basis of the chemical changes of the drug (Jablan et al., 2011; García et 353

al., 2014).The variation of chemical shift (Δδ) of the protons in the PGT due to the 354

inclusion was calculated (Table 3). The greatest change was observed in H4, indicating that 355

A ring may be the part of PGT involved in IC formation (Uekama et al., 1982). 356

IC and RAMEβ-CD were characterized by dynamic light scattering. Hydrodynamic 357

diameter based on number (Dn) and polydispersity index (PDI) of the samples were 358

obtained. One population was observed in the RAMEβ-CD sample, corresponding to 359

monomeric CD (Dn: 1.1±0.3 nm) with PDI value of 0.567±0.014, which would indicate the 360

presence of some CDs aggregates. The sample with the complexes also displays one 361

population (Dn: 142.8±6.8 nm, PDI: 0.199±0.011) that presented a larger size than the 362

monomeric CD. CDs and ICs can form aggregates, but in most cases they are small 363

(Loftsson et al., 2007). In our case, the aggregates of the PGT/RAMEβ-CD ICs did not 364

affect the optical properties of the solutions since they remained transparent. 365

Electron micrographs of PGT, RAMEβ-CD, physical mixture and IC were obtained (Fig. 366

4). PGT (A) presented a form of irregular granules and RAMEβ-CD (B) displayed hollow 367

spherical particles and porous fragments. The physical mixture (C) showed a mixture of 368

PTG and RAMEβ-CD structures. IC (D) morphology, by contrast, was observed like 369

plates/plane structures with regular edges. The comparison of the images reveals that the 370

ICs are structurally distinct from the CD and the physical mixture, which supports the PGT 371

inclusion into the RAMEβ-CD cavity. 372

373

3.4 CHT gels with inclusion complexes 374

Figure 5 shows infrared spectra of CHT gel, IC, CHT gel+IC, Crinone® and PGT. CHT 375

gel+IC spectrum presented the characteristic peaks of their constituent components, with 376

(23)

some variations. The band at 3400 cm-1 corresponding to the superposition of the OH and -377

NH stretching vibrations shifted towards 3465 cm-1. These groups are involved in the 378

formation of inter and/or intramolecular hydrogen bonds (Islam et al., 2013), therefore the 379

IC could present this type of interaction with the CHT molecule. The vibration of the -CH 380

and -CH2 groups of the CD in the region between 2800-3000 cm-1 (2920 cm-1) and the peak

381

corresponding to the group -OCH3 (2852 cm-1) were observed in the CHT gel+IC spectrum.

382

The intensity of the band at 1650 cm-1 corresponding to C=O stretching vibration in amide 383

I, changed after the addition of the IC to the gel. Similar changes were present in the peaks 384

at 1458, 1419 and 1325 cm−1 corresponding to –OH and –CH bending and C–O stretching 385

of the CHT molecule. In addition, there were significant changes in the spectral shape from 386

900 to 1250 cm−1. The intensity of the bands at 1080 and 980 cm−1 decreased and a clear 387

peak appeared at 1222 cm-1. The IR spectrum obtained of the PGT agreed with the results 388

reported by other authors (Zoppetti et al., 2007 b; Lahiani-Skiba et al., 2006; Cerchiara et 389

al. 2003; Liu et al., 2007; Li et al., 2018). The peaks corresponding to the stretching of the 390

C-H bond of CH2 and CH3 groups were observed in the region 2950-2850 cm-1. The

391

spectrum also showed the peaks at 1699 and 1662 cm-1 of the stretching of the C=O. In 392

addition, the peak corresponding to the stretching of the C=C bond was noticed at 1614 cm -393

1

.Some of the peaks of the PGT appeared in the spectrum of Crinone® which possesses an 394

overly complex matrix to make thorough analysis by this technique. 395

CHT gel, CHT gel+IC and Crinone®electron micrographs were obtained (Fig. 6). CHT gel 396

(A) presented an open structure characterized by interconnected pores (Goycoolea et al., 397

2011; Ho et al., 2004). On the other hand, the CHT gel+IC (B) presented a microstructure 398

similar to interconnected sheets with bigger pores. The structure of gels did not present 399

important changes with the incorporation of the IC; they showed a good macroscopic 400

consistency and the formation times were not modified in comparison to those of the blank 401

gel. Crinone® (C) presented a smooth morphology with visible PGT crystals embedded 402

throughout the material and absence of pores. 403

In order to study the stability of the CHT gel+IC and commercial gel in an acid medium 404

(pH = 4.2) similar to in vivo condition, gels were placed in simulated vaginal fluid (SVF) at 405

37 °C. After 30 minutes, the commercial gel was completely dissolved, while the CHT 406

gel+IC showed greater resistance to degradation at the same time (Figure S2). Due to the 407

lack of stability of the commercial gel it was not possible to obtain the variation of the 408

weight over time. 409

The value of the strain amplitude was set at 0.03 (3%) after checked that all measurements 410

were carried out within the linear viscoelastic region, where G* is independent of the strain 411

amplitude (Figure S3). Figure 7 (A and B) shows typical frequency dependence of the 412

storage and loss moduli for CHT gel+IC and Crinone® freshly prepared and after 15 min of 413

immersion into SVF (37 °C). The time of immersion was fixed in 15 min taking into 414

consideration that during stability study the commercial gel was completely dissolved after 415

30 min. All samples showed values of G′ higher than G″ without exhibiting crossing point 416

throughout the frequency range. Both gels can be classified as strong or true gels, because 417

the molecular rearrangements within the network are reduced over the time scales analyzed 418

and G′ is almost independent of the frequency (Rao, 1999). Freshly prepared CHT gel+IC 419

(24)

and Crinone® samples show similar viscoelastic characteristics, i.e., the samples presented 420

similar values of G′ and G″. After the immersion into SVF, some differences in the 421

viscoelastic characteristics were noted. While the values of the moduli (G′ and G″) of 422

Crinone® decreased, the values of CHT gel+IC slightly increased. These results suggest 423

that CHT gel+IC better preserves its structure and its strong gel characteristic after being 424

exposed to SVF conditions than Crinone®. Figure 7 (C and D) presents typical curves of 425

complex viscosity as function of frequency. This material function determined under 426

oscillatory shear testing allows the analysis of viscosity behavior of gel-type samples since 427

it is a test that minimally disturbs the material avoiding the gel fracture. It is observed that 428

all samples are shear thinning. However, while Crinone® decreased its viscosity and shear 429

thinning character after the immersion into SVF, the viscosity and shear thinning character 430

of CHT gel+IC increased. These results may indicate that the CHT gel+IC sample with 431

higher viscosity may stay longer inside the vaginal canal. 432

433

3.5 In vitro release experiments 434

Release studies through porcine epithelial mucosa obtained from vaginal tissue were 435

performed on Franz diffusion cells with four different systems in the donor compartment: 436

PGT solution, ICs solution, CHT gel+IC and Crinone®. The accumulated PGT (%) as a 437

function of time (h) was plotted (Fig. 8). The permeation rate of the PGT in solution was 438

much greater than the rate of the other systems (A). 439

For PGT solution, 49 % and 100 % of the initial amount of PGT permeated at 24 h and 60 440

h, respectively. For ICs solution, at 24 h, 15 % of the drug was accumulated in the receptor 441

compartment and at the end of the assay (170 h) it reached 89 % of PGT. The profiles of 442

PGT and ICs solutions were compared according to a model independent approach utilizing 443

a difference factor (f1) and a similarity factor (f2) using Equation 6 and 7, respectively. The 444

profiles were found to be different because f1 was greater than 15 and f2 less than 50 (f1 = 445

59.6 and f2 = 19.9). It was reported that hydrated CD molecules and ICs are able to 446

penetrate into the lipophilic biological barriers with considerable difficulty (Loftsson and 447

Masson, 2001). At the surface of the biological membrane, the drug is released from the IC; 448

therefore, the CD + Drug ↔ IC equilibrium moves to the left as the drug penetrates the 449

membranes (Stella et al., 1999; Shimpi et al., 2005). The partition of the drug from the 450

cavity into the lipophilic barrier could explain the delay in the PGT permeation from ICs 451

solution, with respect to the PGT solution. This result agrees with the consideration that ICs 452

can retard the release of guest molecules, which is a suitable alternative for controlling 453

release. 454

The amount of PGT permeated from the gels increased slowly along time in a sustained 455

manner (B). However, the diffusion rate from the commercial gel was slightly higher. At 24 456

h, 8 % and 5 % of PGT was accumulated from Crinone® and CHT gel+IC, respectively. At 457

the end of the assay, the percentages were 33 % and 29 % for Crinone® and CHT gel+IC, 458

respectively. f1 and f2 values were 12.0 and 69.5, and indicated equivalence between both 459

gels profiles. In addition, the gels presented a diffusion rate lower than the PGT and ICs 460

solutions, as a result of the presence of the polymeric matrix. There is not only an increase 461

in the pathway that the drug has to migrate to reach the surface of the epithelial mucosa but 462

(25)

also two partition equilibriums. In the case of CHT gel+IC, a partition from the CD cavity 463

to the gel and then from the gel to the epithelium. For Crinone®, the first step involves the 464

dissolution of crystals, and then PGT is partitioned into the gel and diffuses to reach the 465

epithelium. 466

It is noteworthy, that a CHT solution containing complexes between PGT and RAMEβ-CD 467

can form a gel in situ, which presents a similar release profile than a commercial 468

formulation. The ICs were well incorporated in the GP solution generating a clear mixture. 469

In the commercial gel the direct incorporation of the hydrophobic hormone leads to the 470

formation of drug crystals (Fig. 6 C) even with the presence of oil components in the 471

formulation. Therefore, the CHT gel+IC shown to be superior in respect to the simplicity of 472

preparation. The ability of CHT to interact with mucus indicates that the residence time of 473

the CHT gel+IC at the vaginal site would be enough to provide localized sustained release 474

of PGT. In addition, vaginal insert based on CHT showed better mucoadhesion than inserts 475

based on carbopol which is one of the main components of Crinone® (Darwesh et al., 476

2018). Vaginal irritation and other undesirable effects at the site of application were 477

reported for Crinone®. These effects would be less significant with the CHT gel+IC due to 478

the formulation has fewer inactive ingredients and the biocompatibility of the polymer was 479

showed in vaginal formulations based on the lack of toxicity and absence of inflammatory 480

reactions (Tuğcu-Demiröz et al., 2013; Darwesh et al., 2018; Cook and Brown, 2018). 481

Crinone® is applied as a gel, while the low viscosity of the thermosensitive CHT 482

formulation ensures the capacity of covering the required surface of the tissue resulting in 483

the in situ formation of a gel mucoadhesive layer at the physiological temperature. 484

485

4. Conclusions 486

Inclusion complexes of progesterone and randomly methylated β-cyclodextrin were 487

obtained by the freeze-drying method. These complexes were included into the 488

glycerophosphate solution during the preparation of chitosan thermosensitive hydrogels. 489

The chitosan gel with inclusion complexes and Crinone®,which is a vaginal gel used to 490

supplement progesterone in women who have luteal phase defect, were tested in vitro in a 491

diffusion assay. This experiment was carried out to evaluate the delivery of the hormone 492

and its diffusion through porcine epithelial mucosa obtained from vaginal tissue. Chitosan 493

gel presented sustained diffusion similar to the exhibited by commercial gel. The use of 494

chitosan gels cont

References

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