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(1)

WAVEGUIDES (& CAVITY RESONATORS)

AND

DIELECTRIC WAVEGUIDES (OPTICAL FIBERS)

導波管(&共振腔)與介質導波管(光纖)

When the frequency is at

microwave range

(f >4 GHz ?), the losses of wave

in a

two-conductor transmission line

(due to

imperfect conductor

and

lossy

dielectric

) become large, it is then more efficient to use a

hollow one-conductor

waveguide.

Also for the

high-power transmission

the solid waveguide structure

is preferred.

Transmission lines are

two-conductor lines which basically support

TEM wave

.

Waveguides

are

single-conductor

lines and

can not support TEM wave

(proof ?)

. =>

TE (transverse electric)

or

TM (transverse magnetic) waves

(

discused later

)

Horn antenna (

號角天線

)fed by waveguides

in a reflector antenna system of a

SNG vehicle.

*

1897 :

Lord Rayleigh

mathematically proved that

EM wave propagation in

the waveguide

was possible.

*

1936 :

G. Southworth

of Bell Telephone Laboratories and W. Barrow of M.I.T.

experimentally

demonstrated the EM wave propagation in waveguides.

(2)

Waveguides are often bulky & expensive. Recently with

silicon-based

micromaching technology (MEMS)

, hollow

metallic waveguides

have been fabricated

for

operation at optical frequencies

=>

compared with optical fiber ?

* J. N. McMullin, “Hollow metallic waveguides in silicon-V grooves, IEEE Photonics Technology Letters,

5(9), pp. 1080-1082, Sep., 1993.

Klystron

調速管

(

微波源

)

Magnetron

磁控管

(

微波源

)

TWT

行波管

(

微波放大器

)

(traveling wave tube)

One-conductor waveguide

fed by

Two-conductor

transmission line central “probe”

(3)
(4)
(5)

13-2 Waveguide Modes

 

 

z

j

t

t

j

z

e

e

y

x

H

H

e

e

y

x

E

E

,

,

0

0

x

y

O

z

Consider an

uniform waveguide

(

constant uniform cross section

along z

direction

), the wave propagating along the uniform waveguiding structure can be

assumed as :

 

 



j

e

e

y

x

H

t

z

y

x

H

e

e

y

x

E

t

z

y

x

E

t

j

z

t

j

z

,

,

,

,

,

,

,

,

0

0

Note

: 1. Propagation constant

is unknown at this moment

2.

E

0

&

H

0

are only

functions of (x, y)

, but they have

a

z

components

!

=>

 

 

 

 

 

 

 

 

E

x y

a E

x y

a E

x y

a E

x y

H

x y

a H

x y

a H

x y

a H

x y

x

x

y

y

z

z

x

x

y

y

z

z

0

0

0

0

0

0

0

0

,

,

,

,

,

,

,

,



Since

E H

 

,

fields in a

charge-free region

satisfy homogeneous vector Helmholtz's

equations :



2

2

2

2

0

0

E

k E

H

k H

k

 

; &

3-D Laplacian operator

can be expressed as

    



2

2

2

2

2

t

z

t

z

: cross section coordinates

: longitudinal coordinates

=> In

Cartesian coordinates

x y z

, ,

:

2

2

2

2

2

2

y

x

xy

t





0

)

(

0

)

(

0

0

2

2

2

2

2

2

2

2

2

2

2

2

H

k

H

E

k

E

H

k

H

E

k

E

z

xy

z

xy

(6)

since

 

 

 

 

 

 











H

y

x

H

e

y

x

H

e

e

y

x

H

H

E

y

x

E

e

y

x

E

e

e

y

x

E

E

z

z

z

z

z

z

z

z

z

z

z

z

2

0

2

0

0

2

0

2

0

0

,

,

,

,

,

,

2

2

2

2

2

2

2

2

2

2

2

2

PDE

order

2nd

)

(let

)

(

2

2

2

2

2

2

2

2

2

2

2

2

2

2

2

2

2

0

0

0

)

(

0

)

(

0

)

(

0

)

(

2

2

2

2

h

k

H

h

H

E

h

E

H

k

H

E

k

E

H

k

H

E

k

E

xy

xy

xy

xy

z

xy

z

xy







From

   

E

j



H

From

  

H

j



E







z

x

y

y

z

x

x

y

z

H

j

y

E

x

E

H

j

x

E

E

H

j

E

y

E

0

0

0

0

0

0

0

0

0







z

x

y

y

z

x

x

y

z

E

j

y

H

x

H

E

j

x

H

H

E

j

H

y

H

0

0

0

0

0

0

0

0

0

It can be proven that

(

E

0

x

,

E

0

y

,

H

0

x

,

H

0

y

)

fields can be expressed by

(

E

0

z

,

H

0

z

)

























x

E

j

y

H

h

H

x

H

j

y

E

h

E

y

E

j

x

H

h

H

y

H

j

x

E

h

E

z

z

y

z

z

y

z

z

x

z

z

x

0

0

2

0

0

0

2

0

0

0

2

0

0

0

2

0

1

1

1

1

TE (transverse electric) mode

TM (transverse magnetic) mode

E

z

0

,

H

z

H

0

z

e

z

0

E

z

E

0

z

e

z

0

,

H

z

0

)

(

=>

2

xy

H

0

z

h H

2

0

z

0 (*)

2

xy

E

0

z

h E

2

0

z

0 (**)

Note: 1.

if

E

0

z

and

H

0

z

can be determined,

all other components

can be obtained.

2. Exact solutions depend on

waveguide cross-section geometry

&

boundary

conditions

at the interface of waveguide conductor & inside dielectric .

(7)

13-3 Metal Waveguides



13-3-1

TM modes in Rectangular Waveguides

longitudinal components:

a E

z

z

a E

z

0

z

 

x y e

,

z

0

a H

z

z

0

(**) =>

2

xy

E

0

z

h

2

E

0

z

0

h

2

2

k

2

&









































x

E

h

j

x

E

j

y

H

h

H

y

E

h

j

y

E

j

x

H

h

H

y

E

h

x

H

j

y

E

h

E

x

E

h

y

H

j

x

E

h

E

z

z

z

y

z

z

z

x

z

z

z

y

z

z

z

x

0

2

0

0

2

0

0

2

0

0

2

0

0

2

0

0

2

0

0

2

0

0

2

0

1

1

1

1

F

rom boundary conditions of the waveguide

tangential

E

-

field

=

0

:

E

0

z

(

0

,y

)

=E

0

z

(

a,y

)

=E

0

z

(

x,

0

)

=E

0

z

(

x,b

)

=

0

=> determine

E

0

z

 

x

,

y

&

eigenvalue

h

2

=> then

(

E

0

x

,

E

0

y

,

H

0

x

,

H

0

y

)

)

,

(

E

x

H

x

)

,

(

E

y

H

y

x

z

y

b

a

z

E

z

ˆ

(8)

1.

By using separation of variables

E

0

z

 

x

,

y

X

   

x

Y

y

2

0

2

0

0

2

2

2

2

2

0

0

z

y

x

z

z

xy

E

h

E

h

E

h

2

2

k

2

       

   

 

 

 

 

 

 

 

 

y

of

function

x

of

function

0

0

(*)

0

1

1

0

2

2

2

2

2

2

2

2

2

2

2

2

2

2

2

2

2 2 2

y

Y

k

y

d

y

Y

d

x

X

k

x

d

x

X

d

h

y

d

y

Y

d

y

Y

x

d

x

X

d

x

X

y

Y

x

X

h

y

d

y

Y

d

x

X

y

Y

x

d

x

X

d

y

x

k

k

h

x y

2. for (*) to satisfy boundary conditions

E

0

z

(

0

,y)=E

0

z

(a,y)=E

0

z

(x,

0

)=E

0

z

(x,b)=

0

   

   





2

2

2

2

2

0

0

(

,

)

sin

sin

,....

3

,

2

,

1

,

,

)

sin(

)

(

,

)

sin(

)

(

b

n

a

m

y

x

mn

b

n

a

m

z

b

n

y

y

a

m

x

x

k

k

h

y

x

E

y

x

E

n

m

k

y

k

y

Y

k

x

k

x

X

Let

m

&

n

define TM

mn

waveguide mode

 

 

 





 

 

 





 

 

 





 

 

 





y

b

n

x

a

m

E

a

m

h

j

x

E

h

j

H

y

b

n

x

a

m

E

b

n

h

j

y

E

h

j

H

y

b

n

x

a

m

E

b

n

h

y

E

h

E

y

b

n

x

a

m

E

a

m

h

x

E

h

E

z

y

z

x

z

y

z

x

sin

cos

cos

sin

cos

sin

sin

cos

0

2

0

2

0

0

2

0

2

0

0

2

0

2

0

0

2

0

2

0

Note

:

h

2

2

k

2

2

h

2

k

2

h

2

2

   

2

2

2

2

2

2

1

)

(

j

h

jk

f

f

mn

c

b

n

a

m

mn

mn

mn

mn





where

   

:

cutoff

frequency

of

mn

mode

b

n

a

m

c

TM

f

mn

2

2

2

1

EX:

f

?

0

GHz

)

mn

c

(if

f

1

where

(9)

Physical meaning of

cutoff frequency

(

)

mn

c

c

f

f

or

(截止頻率)

(a) if

mn

c

f

f

: (

f

=

input wave

frequency

)

t

z

j

t

j

z

c

mn

mn

f

f

f

f

c

mn

mn

mn

mn

mn

mn

c

mn

c

mn

e

e

e

f

f

jk

j

f

f

jk

j

~

wave

TM

&

imaginary

pure

2

0

1

2

)

(

1

)

(

1

)

(

2



TEM

c

TEM

g

p

TEM

TEM

c

TEM

c

p

u

f

f

u

d

d

u

C

u

C

u

k

u

f

f

k

u

f

f

k

u

2

1

0

0

2

2

1

...

)

1

)

1

/

(

)

(

1

)

/

(

)

(

1

velocity

group

why?)

!

light

of

(speed

medium,

space

-free

(if

*

velocity

phase

=>

u

p

u

g

u

TEM

2

* see 13-3-4

(P

528

differential propagation delay or pulse spreading:

min

max

(

1

/

)

)

/

1

(

u

g

u

g

t

)

2

2

1

1

2

2

f

f

f

f

k

c

c

g

:

guide

the

in

wavelength

(

)

1

1

1

2

2

0

0

0

0

TEM

c

c

x

y

y

x

TM

Z

f

f

f

f

k

j

j

j

H

E

H

E

Z

:

impedance

wave

TM

H-field:

a

E

Z

H

z

TM

ˆ

1

(b)

if

mn

c

f

f

(

input wave frequency < cutoff frequency

)

modes

g

propagatin

-non

or

modes

evanescent

:

~

wave

TM

&

real

t

j

z

t

j

z

mn

mn

f

f

f

f

c

mn

mn

mn

e

e

e

e

f

f

jk

j

c

mn

c

mn

mn

1

(

)

2

1

(

)

2

0

* The waveguide acts like a

high-pass filter

f

f

c

f

f

c

Evanescent

(10)
(11)
(12)

13-3-2

TE modes in Rectangular Waveguides

x

z

y

b

a

z

H

z

ˆ

longitudinal components

a H

z

z

a H

z

0

z

 

x y e

,

z

0

a E

z

z

0

(*) =>

2

xy

H

0

z

h

2

H

0

z

0

h

2

2

k

2

&





































y

H

h

x

E

j

y

H

h

H

x

H

h

y

E

j

x

H

h

H

x

H

h

j

x

H

j

y

E

h

E

y

H

h

j

y

H

j

x

E

h

E

z

z

z

y

z

z

z

x

z

z

z

y

z

z

z

x

0

2

0

0

2

0

0

2

0

0

2

0

0

2

0

0

2

0

0

2

0

0

2

0

1

1

1

1

F

rom boundary conditions of the waveguide

tangential

E

-

field

=

0

:

E

0

z

(

0

,y

)

=E

0

z

(

a,y

)

=E

0

z

(

x,

0

)

=E

0

z

(

x,b

)

=

0

since

z

z

z

y

y

z

y

z

z

x

x

z

x

H

x

y

a

H

x

y

H

=

a,y

=E

,y

E

x

H

h

j

E

y

b

x

H

y

x

H

=

x,b

=E

x,

E

y

H

h

j

E

0

0

0

0

0

0

2

0

0

0

0

0

0

2

0

0

)

,

(

)

,

0

(

0

)

(

)

0

(

0

)

,

(

)

0

,

(

0

)

(

)

0

(

for

B.C.









=> determine

H

0

z

 

x

,

y

&

eigenvalue

h

2

=> then

(

E

0

x

,

E

0

y

,

H

0

x

,

H

0

y

)

(13)

1.

By using separation of variables

H

0

z

 

x

,

y

X

   

x

Y

y

2

0

2

0

0

2

2

2

2

2

0

0

z

y

x

z

z

xy

H

h

H

h

H

h

2

2

k

2

       

   

 

 

 

 

 

 

 

 

y

of

function

x

of

function

0

0

(*)

0

1

1

0

2

2

2

2

2

2

2

2

2

2

2

2

2

2

2

2

2 2 2

y

Y

k

y

d

y

Y

d

x

X

k

x

d

x

X

d

h

y

d

y

Y

d

y

Y

x

d

x

X

d

x

X

y

Y

x

X

h

y

d

y

Y

d

x

X

y

Y

x

d

x

X

d

y

x

k

k

h

x y

2. for (*) to satisfy boundary conditions

0

(

0

,

)

0

(

,

)

0

(

,

0

)

0

(

,

)

0

y

b

x

H

y

x

H

x

y

a

H

x

y

H

z z z z

   

   





2

2

2

2

2

0

0

(

,

)

cos

cos

,....

3

,

2

,

1

,

,

)

cos(

)

(

,

)

cos(

)

(

b

n

a

m

y

x

mn

b

n

a

m

z

b

n

y

y

a

m

x

x

k

k

h

y

x

H

y

x

H

n

m

k

y

k

y

Y

k

x

k

x

X

Let

m

&

n

define TE

mn

waveguide mode

 

 

 

 



 

 

 

 

 

 

 

 

 

 

 

 

y

b

n

x

a

m

b

n

h

H

y

x

H

y

b

n

x

a

m

a

m

h

H

y

x

H

y

b

n

x

a

m

a

m

h

j

H

y

x

E

y

b

n

x

a

m

b

n

h

j

H

y

x

E

y

x

y

x

sin

cos

,

cos

sin

,

cos

sin

,

sin

cos

,

2

0

0

2

0

0

2

0

0

2

0

0

Note

:

h

2

2

k

2

2

h

2

k

2

h

2

2

h

2

2

   

2

2

2

jk

1

f

f

2

mn

c

b

n

a

m

mn

mn

where

f

c

mn

(

m

a

)

2

 

n

b

2

:

cutoff

frequency

of

TE

mn

mode

2

1

(14)

Physical meaning of cutoff frequency

(

截止頻率

)

(a) if

mn

c

f

f

: (

f

=

frequency of input wave

,

f

c

=

cutoff frequency

)

t

z

j

mn

mn

f

f

c

mn

mn

mn

mn

mn

c

mn

e

j

f

f

jk

j

~

wave

TE

&

imaginary

pure

0

1

2

2

1



TEM

c

TEM

g

TEM

c

TEM

p

u

f

f

u

d

d

u

u

f

f

u

u

2

1

2

1

1

1

velocity

group

(why?)

velocity

phase

=>

u

p

u

g

u

TEM

2

* see 13-3-4

(P

528

differential propagation delay or pulse spreading:

min

max

(

1

/

)

)

/

1

(

u

g

u

g

t

)

2

2

1

1

2

2

f

f

f

f

k

c

c

g

:

guide

the

in

wavelength

)

(

)

(

1

)

(

1

2

1

2

0

0

0

0

TEM

c

c

x

y

y

x

TE

Z

f

f

f

f

k

j

j

j

H

E

H

E

Z





:

impedance

wave

TE

a

E

Z

H

z

TE

ˆ

1

(b)

if

f

f

c

mn

(

input wave frequency < cutoff frequency

)

modes

ting

nonpropaga

or

modes

evanescent

:

~

wave

TE

&

real

t

j

z

mn

mn

f

f

c

mn

mn

mn

e

e

f

f

jk

j

c

mn

mn

1

2

1

2

0

* The waveguide acts like a

high-pass filter

f

f

c

f

f

c

Evanescent

(15)
(16)

13-3-3

Modal Hierarchy and the Dominant Range



For

TM modes

:

E

0

 

x

,

y

E

0

sin(

x

)

sin(

y

)

b

n

a

m

z

...

=>

m

n

0

E

0

~

in

(

x

)

sin(

y

)

0

b

n

a

m

z

then

,

or

If

=>

no wave exist

=> So TM

11

mode

is the

lowest TM mode

(lowest cutoff frequency)

 

 

 



2

2

1

2

2

2

2

2

1

1

2

2

2

1

)

/

1

(

)

/

1

(

2

)

/

(

)

/

(

2

)

/

1

(

)

/

1

(

)

/

(

)

/

(

11 11 11

b

a

b

n

a

m

f

u

b

a

b

n

a

m

f

n

m

TM

c

p

TM

c

n

m

TM

c



For

TE modes

:

H

 

x

y

H

   

x

y

b

n

a

m

z

,

0

cos

cos

0

...

=> either

m

or

n

can be

zero

=>

if a > b , TE

10

has the

lowest cutoff frequency

 

 

 



a

b

n

a

m

f

u

a

b

n

a

m

f

n

m

c

p

TE

c

n

m

TE

c

TE

2

)

/

(

)

/

(

2

1

)

/

(

)

/

(

0

,

1

2

2

2

1

0

,

1

2

2

2

1

10 10 10

=>

if a< b , TE

01

has the lowest cutoff frequency

 

 

b

b

f

TE

c

TE

c

2

1

01

01

2

1

TE

a

b

TE

a

b

10

01

if

if

is the

dominant mode

of a rectangular waveguide .

1

-13

Table

4,

-13

3

-13

EX.

:

range

Usable

*

:

range

Dominant

*

20 10 20 10

95

.

0

25

.

1

)

?

(

)

57

.

6

(

c c c c

f

f

f

GHz

f

f

GHz

f

dominant

mode

(17)
(18)
(19)
(20)

13-3-4 Properties of Propagating Waveguide Modes

Wave Velocities & Dispersion

Transmitted Power

13-3-5 Properties of Modes Below Cutoff

13-3-6 Losses in Metal Waveguides

1

1

2

?

dB/m

)

/

(

1

]

)

/

)(

/

2

(

1

[

2

2

2

10

 







a

b

b

f

f

b

f

f

a

b

R

c

g

c

g

c

c

s

c

TE

13-3-7 Waveguide Couplers

Fgi. 13-19, 13-20

Coaxial-to-Waveguide Coupler: TE

10

mode

13-3-8 (Waveguide) Mode Filters

(21)

13-4 Dielectric Waveguides

13-4-1 The Dielectric Slab Waveguide



13-4-2 Fiber-Optic Waveguide (

光纖導波管

)

Multimode & Single-Mode Fibers

o

)

(

2 2 r

n

)

(

1 1 r

n

)

(

1

0

n

total reflection

cladding

fiber core

(22)

多模光纖

單模光纖

Dielectric slab waveguide for

Integrated optical-electronics

(23)
(24)

References

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