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Original citation:

Jarvis, Stephen A., 1970-, Mirsky, J. S., Peden, J. F. and Saunders, N. J. (2000)

Identification of horizontally acquired DNA using genome signature analysis. University

of Warwick. Department of Computer Science. (Department of Computer Science

Research Report). (Unpublished) CS-RR-379

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(2)

using genome signature analysis

Stephen A. Jarvis

1

, Jason S. Mirsky

1

, John F. Peden

2

and NigelJ. Saunders

3y

ProgrammingResearh Group, OxfordUniversity ComputingLaboratory

1 ,

University of Oxford,Oxford OX1 3QD,UK.

MRC MoleularHaematology Group

2

,Moleular Infetious Diseases Group

3 ,

Institute of MoleularMediine,

University of Oxford,Oxford OX3 9DS, UK.

September1, 2000

Abstrat

Motivation:Identiationofregionswithuntypial

perentageG+Compositionanddinuleotide

signa-turesaretwogenomeanalysistehniquesusedinthe

identiation of horizontallyaquired DNA.We

de-sribe a generi program framework for performing

bothtypesof analysisin linear time. The approah

isextendedforlength>2oligonuleotidesignatures.

Usingthe derivedprogram wetest someofthe

on-lusionsofKarlinandBurge,theprimaryexponents

ofthesetehniques.

Results: Wedemonstratethat nosinglemethod of

signatureanalysisissuÆientfortheomplete

identi-ationofhorizontallyaquiredDNA.Consequently

weprodueafastprogram-andarobust

methodol-ogy-fortheprodutionandemploymentgenome

sig-natures intheidentiation ofhorizontallyaquired

DNA.

Availability: Softwareavailable fromrstauthor.

Keywords: DNA;genome;signature;algorithms.

now at: Department of Computer Siene,

Uni-versity of Warwik, Coventry CV4 7AL, UK. Email:

stephen.jarvisds.warwik.a.uk. To whomorrespondene

shouldbeaddressed y

urrentaddress: SirWilliamDunn Shool of Pathology, UniversityofOxford,Oxford. OX13RE

Introdution

In addition to the vertial transmission of adaptive

mutations, horizontal transferof genes between

un-relatedspeiesisinreasinglyreognisedasan

impor-tantomponentof evolution[Doolittle,2000℄. Most

ifnotallspeiesinludematerialwhihhasbeen

a-quiredinthisway. Thesopeforthistypeofgeneti

exhangeislimitedin higherorganismsinwhihthe

germellsare sequesteredand are notnormally

ex-posedtoforeignDNA.However,inbateria,inwhih

theellsthatformtheoriginsofnewpopulationsare

exposed to DNAin the environment,horizontal

ex-hangeofDNAisanongoingandimportantproess

[Arber, 1993, Lawrene et al., 1998, Maddox, 1998,

Woese, 1998, Brown and Doolittle, 1999, Doolittle,

1999, Forterre and Philippe,1999, Jainet al., 1999,

Martin,1999,Nelsonetal.,1999,Faguyand

Doolit-tle, 2000, Moreire,2000℄. For example, it has been

estimatedthat18%ofthegenesin E.olihavebeen

aquired by horizontalexhange sineits divergene

fromSalmonellaspp.approximately100millionyears

ago[Lawreneetal.,1998℄.

Horizontal exhange is reognised as being

im-portant in the evolution of baterial virulene, the

most widely aknowledged examples of whih are

(3)

har-omposition whih diers from that of the rest of

thegenome; terminal inverted repeats; proximity to

tRNAgenes [Hou,1999℄and assoiationwith

trans-posases whih may be intat or present as

rem-nants. These islands often ontain groupsof genes

withfuntionswhihanreadilybeinvokedin

mak-ing a speies more virulent, suh as toxin

pro-dutionandseretion[GroismanandOhman,1996,

Hakeretal.,1997, Alfanoetal.,2000℄. Usuallythe

origin of the transferred DNA is not known and

the soure of these genes - so signiant in

vir-ulene - remains an interesting enigma. In a

small number of instanes, however, the likely

ori-gin of horizontally transferred genes an be

in-ferred with some ertainty [Vasquezetal.,1995,

Krolletal., 1998,Saundersetal.,1999℄.

In order to beome established within abaterial

population, an aquired gene (or other gene with

whihitisassoiated)mustleadtoaninreasein

ba-terialtness. Thistakesplaethroughoneormoreof

thefollowingfators: inreasing transmissibility,

in-reasingthesizeoftheolonisingpopulation,

estab-lishing new nihesin whih theorganism an grow,

orevadinghostimmune responses. Thisinreasein

tness must then be suÆient for the sequene to

beome prevalent in the population to whih it has

beentransferred. This ours either through lonal

replaementofthepreviouspopulationthatdidnot

havethegeneorbyfurtherhorizontaltransferofthe

gene within the new speies to whih it has been

transferred. Theproesseswhih mightbeexpeted

tobeinvolvedininreasedtnessarebroadlysimilar

to those involved in virulene. It is therefore

im-portant to be ableto identify sequenes whih have

beenaquired byhorizontal transferin order to

un-derstandtheevolutionaryhistoryofaspeiesand,in

theontext ofbaterialpathogens, toidentify genes

potentiallyassoiatedwithvirulene.

DNAfromdierentgenetibakgrounds(e.g.,

ba-terialspeies)hasdierentharateristis. Theseare

aprodutoftheodonswhiharepreferentiallyused

bythepartiularspeiesandtheenvironmental

on-ditions in whih itgrows,aswellasthetypesof

er-rortowhih theDNArepliationenzymesareprone

and dierenesin theabilityofeahenzymeto

or-tions of DNA whih are derived from dierent

ge-neti bakgroundsby means of theiruntypialbase

omposition. DNA whih is inorporated following

horizontaltransferwillbeexposedtothesame

pres-sureswhihgavethereipientitsharateristi

om-position. As a result, over time the aquired DNA

will begin to onform to the average DNA

ompo-sition of the reipient by a proess alled

amelio-ration [LawreneandOhman,1997℄. However, the

rateofameliorationissuÆientlyslowthatitis

pos-sibletoidentifyregionsofDNAwhihhavebeen

hor-izontallyaquired. Theextenttowhihthissequene

isuntypialthereforedepends onboththeextentof

thedierenebetweenthedonorandreipientspeies

andtheperiodoftimewhihhaselapsedsine

aqui-sition.

Therstmethodfortheidentiationofregionsof

potentiallyhorizontallytransferredDNAisbasedon

%G+Charateristisof the sequene. This is

use-ful beause the %G+C within prokaryoti genomes

is relatively homogeneous within a speies but

dif-fers between unrelated speies [Karlinet al.,1998℄.

Signiantly dierent %G+C ontent in setions of

DNAtherefore indiates possible horizontal

aquisi-tion[Karlinetal., 1998℄.

Experimental studies showed that the

dinu-leotide odds ratios were similar in most

or-ganisms for the bulk of their DNA and

essen-tially the same for dierent parts of the same

genome[Josseetal.,1961℄. Lookingatsequenes

de-rived from dierent sequene bakgrounds revealed

thatmoreloselyrelatedspeiestendedtohavemore

similar dinuleotide ompositions than unrelated

speies [Karlinet al.,1994.a, Karlinetal.,1994.b,

Karlinet al.,1994.℄.

Karlin and his olleagues noted that the speies

dierenes in base usage were more omplex and

that, in addition to dierenes in %G+C

omposi-tion,dierentspeies usedharateristipatterns of

dinuleotide pairswithin theirgenomes. This

obser-vation provided the basis for the seond approah

in whih the DNA is seen not as a string of

sin-glebases butasasequeneofpairsofdinuleotides:

the sequene ACGTG, for example, would be

(4)

GTand TG.The perentage of eah of the 16

din-uleotide pairs was found to dier between speies

andalthoughthereasonsforthesedierenesarenot

fully understood, this provides aseond method for

identifying horizontallyaquired DNA.The method

is known as dinuleotide signature (DNS)

analy-sis[KarlinandBurge,1995℄.

Inthispaper:

Karlin's approah to %G+C ontent and DNS

analysisisexaminedandextensionstohis

meth-odsareproposed.

Ageneriprogramforthelinearomputationof

n-oligonuleotidesignaturesisdeveloped.

Karlin and Burge's observation that

n-oligonuleotide signatures are highly implied

by the DNS is onrmed. However, it is also

demonstratedthat ifdierentwindowsizes and

word lengths are used, n-oligonuleotide

signa-tures point to dierent, potentially relevant,

areasfrom theDNSgraphs.

A omparison is madeof the dierent methods

foridentifying horizontallyaquired DNA;

on-lusionsaredrawnandsupportingresults,whih

desribehowthemethods anbeused,are

pre-sented.

Systems and methods

Computational analysis

Asymptotianalysis is away ofomparing the

per-formaneofdierentomputationalalgorithms. This

omparison is used to selet oneomputational

ap-proah,whih mayprovideamoreeÆientsolution,

overanother.

Thebig-O notationdesribes theupperbound of

theasymptotigrowthofafuntion. Forinstane,if

analgorithmtakes

1 3 n

2

2n+4steps,itisofO(n 2

),

sineit is bounded from above bya funtion whih

takesn

2

stepstimessomeonstant[Kaldewaij,1990℄.

Karlin'smethodsforndinghorizontallyaquired

DNArelyonomparingDNAwithitselfbymeansof

(bounded byO) time

O(log2n) 0:1seonds

O( p

n) 5seonds

O(n) 1hour15minutes

O(n 2

) 450years

Figure1: Lengthoftime nomputationstakewhen

n=5;000;000andasingleomputationtakes1

mil-liseond. Tableadapted from[Kaldewaij,1990℄.

mathematialalulation. Thehromosomesof

ba-teriaare typiallyomposed of0.5 to5millionbase

pairs (Mb). Performing alulations on the DNA

sequene (of length n) requires a large amount of

omputation: rst the omplete sequene statistis

are obtained, O(n); then individual segments

(win-dows) are statistially analysed and ompared with

theompletesequene,O(n

2

). Astraightforward

re-nementwouldthereforeprodueanimplementation

whih wasbounded byO(n

2 )steps.

Figure 1 shows the relationship between

asymp-totianalysisandomputationtime.

Optimisationstoprogramsanofoursebemade

and omputers work at a far greater rate than the

examplesuggests. However, thetable demonstrates

thatadiereneintheorderofomplexityofan

algo-rithmisdiretlyproportionaltotheruntime.

Redu-ing an algorithm from an O(n

2

) solution to a O(n)

solution will make a onsiderable dierene to the

number(andvariety)ofresultswhihanfeasiblybe

obtained.

Methods of genome analysis

%G+Content

Calulating the %G+C ontent of an organism's

DNA is a simple method for nding regions of

ge-neti interest. %G+C ontent soresare alulated

for segments (windows) of DNA by adding the

fre-queny(numberdivided bywindowlength) ofG to

thefrequeny of C. A plot of %G+Content is

de-rivedbyslidingthewindowovertheompletegenome

(5)

Dinuleotide signatures an be used to show areas

where pairs of bases are lustered more frequently

thaniftheywere distributed arossthesequeneby

hane. A DNS graph is based on a alulation of

odds ratios for eah of the 16 dinuleotides. This

odds ratio (probability) is alulated by taking the

frequenyofadinuleotideanddividingitbythe

ex-petedprobabilityofndingthedinuleotide within

apartiularsequene:

p xy = f xy f x f y (1) f x

is thefrequeny of nuleotide x within the

se-quene and f

xy

is the frequeny of thedinuleotide

xywithin the(irular)sequeneofDNA:

f xy = #xy #dinuleotides (2)

where#dinuleotides=SequeneLength 1

p xy

represents the odds ratio for dinuleotides

in single-stranded DNA. To alulate the odds

ra-tio for double-stranded DNA, written

p

xy

, the

se-quene and its reverse omplement are

onate-nated [Burgeetal.,1992℄. The alulation remains

thesame,butwithasequenetwiethelengthofthe

original.

To nd areas of possible horizontally aquired

DNA,awindow(f)(ofsomehosensize{50Kbfor

example [KarlinandBurge,1995℄) is reated. The

dinuleotide probabilities of this window are then

ompared with the dinuleotide probabilities of the

overallsequene(g). This isdonefor eah ofthe16

dinuleotides and the normalised results are added.

The result is an overall dinuleotide dierene

be-tweenthewindowf andthesequeneg.

Æ

(f;g)=( 1 16 ) 16 X xy j p xy (f) p xy

(g)j (3)

Usingthesamemehanisasthoseusedin%G+C

ontentsignatures,KarlinandBurgesuggest

repeat-edly sliding the window one position along the

se-queneandrepeatingthedierenealulationuntil

dows. Graphing the results shows the regions of

largestdierene,whihareandidatesforhorizontal

aquisition.

Oligonuleotidesignatures

Justasgreaterinformationandresolutionisobtained

when dinuleotide sequene omposition is

onsid-ered rather than single base omposition,

analyz-ing sequenes on the basis of even longer motifs

may provide additional useful information.

Trinu-leotide omposition addresses odon usage in

ex-pressedportionsofopenreadingframes. However,it

maybethat preferenesforpartiularpairsormore

of odons, mutational proesseswhih favour or

se-let againstlongersequenes, orproesseswhih

af-fet the omposition of the non-transribed strand

willinuenethesequeneompositioninadditional

ways. The method has therefore been extended so

that signatures an be determined for longer

mo-tifs[Karlinetal.,1997,Mirsky,1999℄.

Dinuleotide analysis is easily extendible to

oligonuleotidesignaturesoflengthn.

Æ

(f;g)=( 1 4 l ) 4 l X i:s j p i (f) p i

(g)j (4)

where lis thelengthof oligonuleotideswhih

om-prisethesignature,sisthesetofallpermutationsof

lengthlandi isonesuhpermutation.

Inaddition,thevarianev andstandarddeviation

sdanbedetermined forthe absolutedierenes of

thepvaluesateahpointandfortheÆvaluesaross

theentire sequene.

v= n P x 2 ( P x) 2 n 2 (5)

To alulate thevariane for

Æ, eah

Æ

value

or-respondsto ax andthe numberof

Æ

values(the

se-quene length) orresponds to n. To alulate the

variane of the p values, x = p and n = 4

l

. The

standarddeviationissimplythesumofthevariane

values,sd=

(6)

Whenthe entire populationis notknown, that is

ifthewindowslidesbymorethanonebasebetween

alulations,anestimateofthevarianeisalulated:

v=

n

P x

2 (

P x)

2

n(n 1)

(6)

Implementation

The same proedure is used to implement %G+C

ontent, dinuleotide and n-oligonuleotide

signa-tures. Thesliding windowimplementation (or

simi-lar)is mehaniallyequivalentforeah;theprimary

dierene between eah signature is simply the

for-mulausedtoalulate thepoints.

Ageneriimplementationis explored.

%G+Contentrequires the smallestspeiation

and is therefore most appropriate to illustrate the

derivation oftheprogram. An O(n

2

) solutionis

de-rivedand,byamethodknownasloopattening,this

isonvertedintoanO(n)solution.

TheO(n)implementationprovidesthebasisfor a

omparativestudy ofthese methodsfor the

identi-ationofhorizontallytransferredDNA.

Generi genome signatures

The speiation of a program for %G+C ontent

analysis (GC

prog

) is presented in the guarded

om-mandlanguage[Kaldewaij,1990℄.

P =fN1g

[ on N: intfN1g; A:array[0..N) of DNA;

on WS:int f1WSNg;

var n: int;

GC prog ℄.

Q=fr=8p:0p<N :8q:0q<WS:

g=(#i:pi(p+q):

A:(imodN)=C

_A:(imod N)=G)=WS)g

Thespeiationontainsthreeparts:the

preon-dition P; the part in the frame, denoted by square

brakets;and the post onditionQ, found after the

frame.

Window 1 2 3

Movement of sliding window

Nucleotide leaving window

Nucleotide entering window

Old window

New window

GC(window’) = GC(window) - 1

If ( n = C or n = G )

Sequence

of circularity of bacterial DNA

before termination because

Windows wrap round

If ( n = C or n = G )

GC(window’) = GC(window) + 1

A.

B.

C.

Sequence

ws

0 <= ws < WS

Window

C

A

A

T

G

Figure 2: Derivationof ageneriDNAsignature

al-gorithm: A. Generate a window for every position

in the sequene by sliding the window through the

sequene,theouter loop; B.Calulatesignaturesfor

eah window, the inner loop; C. Flatten the inner

loopforO(N)solution.

Thepreonditionstatesthatthesequenemustbe

ofatleastlength1(for%G+Contentthisis

appro-priate;forlargeroligonuleotidesthisminimummust

bethelengthoftheoligonuleotide).

Theframeontainstheinformationrelevanttothe

developmentof the program: the onstant N is the

length of the DNA sequene A; WS is the window

size;nis avariableused fortraversingthesequene

andGC

prog

issimplyamarkerfortheprogramitself.

Thepostondition desribesthe resultr, alist of

%G+Contentdierenes, onefor eahof the

win-dowsinthesequene. Themodulo(mod)isontained

withinthespeiationtoaountfortheirularity

ofthebaterialDNA.Itisalsonotedthattheresults

list r is written to a le asthe program proeeds

-thissavesonRAM.

(7)

Toalulateawindowfromeverypositionin the

se-quene,thewindowslides throughthesequene (f.

Karlin). This outer loopis determined byreplaing

theonstantN bythevariablenandusingthe

post-onditionQfn =Ng. This suggestsstarting nat 0

and setting theloop guardto n6=N. This oers a

solutiontotheouterloopofO(N). SeeFigure2-A.

Derivation: stage 2

The inner loop is now alulated. The inner loop

orrespondstothealulationforonewindow. Sine

the inner loopwill be plaedwithin the outer loop,

panbereplaedbynintheinnerloopspeiation.

[ varws,g: int;

ws,g=0,0;

W prog ℄.

Q i

=ft=8q:0q<ws: g=((#i:ni<(n+q):

A:(imodN)=C

_A:(imod N)=G)=WS)g

TheinnerloopisderivedbyreplaingonstantWS

withvariablewsandsplittingtheinvariantintotwo

hunks,onefor alulatingGontentand theother

for alulating C ontent. The inner blok is also

O(N). SeeFigure2-B.

Sine the windowsrange from size 1 to N 1, a

mathematialaverageforthewindowsize isN=2.

ThisgivesO(WS)[WSn(N=2)℄,i.e.,O(N)forthe

in-ner loop. As this ours O(N) times, one foreah

iterationoftheouterloop,theomplexityofthe

al-gorithmisO(N

2 ).

Derivation: stage 3

Itispossibletoattentheinnerloopfromanaverage

size of N=2 to a onstant of 2. Instead of simply

ounting and disarding the number of Gs and Cs

in eahwindow,itispossibletousetheinformation

fromthepreviouswindowtoalulatethenext. This

is possible bysubtrating theitems whih leavethe

eah timethewindowslides. SeeFigure2-C.

To alulate the new inner loop we now split the

loop into twoparts: the rst alulates the ontent

for the rst window, O(N) one only; the seond

alulates the remaining N 1 windows, onstant

2O(N) = O(N). As we are adding terms rather

thanmultiplyingthem, thenewalgorithmisO(N).

Computing other signature types

The derived algorithm is generi in the sense

that it provides the neessary O(N) framework for

whihever type of signature one is trying to

pro-gram. The inner loop alulation (for %G+C

on-tent) an simply be replaed by the formula for

n-oligonuleotidesignatures[Mirsky,1999℄.

Oneinterestingobservationshouldbenotedfor

n-oligonuleotidesignatures.

Whennuleotidesenterandleaveawindow,some

adjustment needs to be made to the tallies for the

oligonuleotidesinthenewwindow. InFigure2part

C, for example, a ount of the dinuleotides in the

window requires 1 to be subtrated from the CA

ountand1to beaddedtotheTGount.

Thisis aneasyalulationto make,yet onemust

be areful about storing and aessing a list of

oligonuleotideourrenes. Ifalinearsearhisused

then the omplexity of the overall algorithm may

hange;if4

l

>N,thegenerisignatureprogramwill

notmaintainO(N).

Tooveromethis problemahashfuntion is used

to alulate the array position of any permutation.

DNA is oded as an enumeratedtype, where A=0,

T=1,C=2,G=3. Thehashfuntion isalulatedas

follows: if the oligonuleotide beingsearhed for in

the hash table is ATCA, the hash table osetis as

follows:

04

3

+14

2

+24

1

+04

0

=0+16+8+0=24

The ourrene ount for this oligonuleotide is

thereforefoundatposition 24inthehashtable.

Thealulationisalwaysunique,so searhingthe

hashtable is neverneessary. Itis alsoonstant,so

(8)

Using large windows the HNS (part b, bottom) is

highlyimpliedfrom theDNS(part a,top).

Thismethodalsohastheadvantageofnot

requir-ing any of the oligonuleotide permutations to be

stored textually, and thus wasting memory. Eah

oligonuleotide permutation is simply a formula

basedonthenuleotideontentandtheenumerated

typevalues.

One last optimisation an be made. This

imple-mentationisforÆandnot

Æ

,asthealulationisfor

single-stranded DNA. It is possibleto write a

fun-tion whih derives the omplement of the sequene

and onatenates it onto the end, as suggested by

KarlinandBurge(1995)andoriginallyimplemented

by Burge et al. (1992). This turns N into 2N.

WeprovethatÆatuallyequals

Æ

,eventhoughp6=

p .

TheproofofthisequivaleneisillustratedbyMirsky

(1999). The50%gainreduestheomputationtime

ofaderivedprogramstillfurther.

size 1 Kb. The rst graph shows the DNS; the

seondshowstheHNS.

Disussion

Comparative results

KarlinandBurge(1995)presentaDNS graphofH.

pylori; this graphis reproduedby ourderived

pro-gram andis shown inFigure 3-a. Karlin andBurge

doument that signatures reated from longer

per-mutations are \highly implied" by the DNS graph.

Thelength6-oligonuleotidesignature graph(HNS)

for window size 50,000 (Figure 3-b) is indeed

im-plied by the DNS results, although the results are

not the same. The observation of impliation does

notholduniformlyforother windowsizes. Dierent

areasofinterestarehighlightedasthewindow-length

and permutation-lengthvariables aremodied

(Fig-ure4).

The results also show that

Æ

(9)

averag-valuabledata. Bystudying P xy

p xy

(dinuleotide

probabilityforthewholesequene minusthe

proba-bility foran individualwindow)for allxy

permuta-tionsoflength2,regionsofimportaneappearwhih

areaveragedoutfrom the

Æ

graphs.

The graphsfor dierent permutation lengths an

be ompared. This is beause signatures are based

on odds ratios and so the number of permutations

is absorbed into the ratio yielding absolute results.

Signiant results are identied by seletion based

onstandarddeviationthresholdsfromthemean. The

mostappropriatethresholdsshouldbedeterminedon

anorganism-by-organismbasisandonthenature of

thestudybeingperformed,andremaindependenton

windowsize andpermutationlength.

DNS analysis using a 50,000 base window has

previously been used to identify regions that have

been horizontally aquired in N. meningitidis,

us-ing a threshold for detetion of 3 standard

devi-ations [Tettelin etal.,2000℄. Analysis of the H.

pylori sequene, using the same parameters the

DNS analysis,identied tworegionsinluding

read-ing frames HP0412 to HP0465 and HP0497 to

HP0573. The seond region ontains the ag

pathogeniity island previously identied using this

method[KarlinandBurge,1995℄.

Usingthesamethresholdof3standarddeviations

theHNSidentiedonlyasingleregion(fromHP0499

toHP0578)ontainingtheseondregionidentiedby

theDNS. Usingareduedthresholdof greaterthan

2 standarddeviations the HNS also identied a

re-gioninludingthe rstidentied by theDNS (from

HP0409toHP0480),andanadditionalregion

inlud-ingreadingframesHP0974to HP1030.

OnediÆultywiththis approah isthatthelarge

sizeofthewindowsmeansthatthismethodonlygives

a general indiation of where the atypial sequene

is loated. In the ase of the ag pathogeniity

is-landtheregionwhihhadbeenhorizontallyaquired

was dened by a judgement based upon

interpreta-tion of the oding regions [KarlinandBurge,1995℄.

In the ase of N. meningitidis, in whih a similar

analysis was performed, the limits of the regions

thathadbeenhorizontallyaquiredweredetermined

strain[Tettelin etal.,2000℄.

Usingawindowlengthof1000,DNSanalysis

iden-tied177windowsof>3standarddeviationsabove

themean. Theseorrespondto25regionswith

on-tiguousORFsand2regionswhihdidnotontain

an-notatedodingregions. TheHNSanalysis identied

a broadly similar number of regions, with 222

win-dows>3standarddeviationsabovethemean. These

orrespondto32regionswithontiguousORFs(and

none notontaining any annotatedoding regions).

However,althoughtheanalysesbasedupondierent

length motifs identied 20 ommon reading frames

(40% of DNS and 25.3% of HNS nds) the

major-ity of the reading frames identied were unique to

oneorotheranalysis. Theuniquegenesidentied in

bothanalysesinludedthose whihare knowntobe

thesubjettohorizontal transfersuh asrestrition

modiationsystemgenes (2 identiedbyDNS and

7byHNS).Itshould alsobenotedthatgeneswhih

haveatypialsequeneompositionforreasonsother

thanhorizontalaquisitionarealsoidentiedbythis

method, inluding in this analysis the `poly E rih

protein'(HP0322)andthe`histidineand

glutamine-rihprotein'(HP1432).

Reduing thewindow size inreases the

granular-ity of the results. This is assoiated with an

in-rease in the speiity of this analysis, although

somegenesadjaenttothosethatgeneratedivergent

results will still be inludeddue to the sliding

win-dow nature of this method. Theresults onerning

theagpathogeniityislandprovedinteresting. Both

1000bpwindowsizeanalysesidentied HP0527and

HP0528(odingforagpathogeniityislandproteins

7and 8). However,theDNSalsoidentiedHP0522,

HP0523,HP0531,HP0532,HP0533andHP0534

(en-oding agpathogeniityislandproteins3,4,11,12,

13 and a hypothetial protein, respetively); while

the HNS identied HP0527 and HP0528 (enoding

agpathogeniity islandproteins15 and16) aswell

astwootherreading frameswithin theregion of

di-vergenebutnotpartofthereognizedpathogeniity

island. Theseresultsindiatethatalthoughthe

over-allpatternsofthelongerwindowanalysesaresimilar

this an be the onsequene of the presene of

(10)

analysesdier.

Karlin and Burge state that the area of

most signiane in the 50 Kb window

dinu-leotide signature points to a pathogeniity

is-land[KarlinandBurge,1995℄. Thisis supportedby

the50Kb-windowDNSand%G+Contentresults.

However, the analysis using shorter windows

indi-atesthat someofthegeneswithinthisregion,even

withintheagpathogeniityislanditself,arenot

di-vergent by1standard deviation (seeFigure 4). On

thebasis ofthesignature analysis itannot be

on-luded that all of the genes within this region have

featuresthatsuggestthattheyhavebeenhorizontally

aquired. While a1 Kbwindow implies theresults

ofthe50Kbwindow,sinethelargerwindowmerely

averages theresults of the smaller windowsit

om-prises, the reverse is not true. Examination of the

regionidentiedbythe50KbDNSusingthesmaller

windowanalysisallowsustoonludethat thelarge

peaksurrounding thepathogeniityislandis in part

identifying regions of atypial assoiated DNA, and

that the abnormal regions do not omprise all the

reognisedgenesthatomposetheagpathogeniity

island. Signatureanalysis with alargewindow(e.g.

50Kb)annotberelieduponforndingshortregions

ofatypialsequene(e.g. 2Kb)in agenome.

Reently, Lawrene and Ohman mined the

DNA of E. oli for horizontally aquired

re-gions [Lawreneetal.,1998℄. Using a odon bias

tehnique, they determined that 18% of the genes

in E.oli(approximately10%of thesequene)have

beenhorizontallyaquired sineits divergene from

Salmonellae. A similar proportion of untypial

se-queneinE.oliisidentiedusingsignatureanalysis.

A length-2 oligonuleotide signature and a length-6

oligonuleotidesignature showedthat 14%and 12%

respetively of the windows in eah were at least 1

standarddeviation abovethemean.

Conlusions

Thispaperdesribesnewsoftwareforthe

identia-tion of horizontally aquired DNA. Programs have

been developed whih perform dinuleotide and

n-oligonuleotide signatures and whih inlude

meth-standarddeviations andmeansforusein ondene

estimates. ThedevelopmentofageneriO(n)

algo-rithmfor these tasks is doumented. This has

on-siderablebenet overan O(n

2

)solution. The speed

at whih theresultingprogram exeutesmeans that

methodsofsignatureanalysisanbeomparedusing

largedatasetsandpreviousonlusionsanbetested.

Testing these signature analysis methods on

genomesequenedatahasrevealedthat%G+C

on-tent alone is not a reliable method for identifying

horizontally aquired DNA. The variane that

im-plies horizontal transfer is not always reeted in

%G+Contentandthereforewereommendtheuse

of %G+Content onlyto support data from one of

theotherdoumentedmethods.

DNS analysis does identify sequenes onsistent

with those thought to be horizontally transferred.

The generationof length-n>2 oligonuleotide

signa-tures also provides useful results. Karlin's results

suggesting that the n-oligonuleotide signatures are

highlyimpliedbythedinuleotidesignatureare

on-rmedfora50Kbwindow. However,withdierent

windowsizes, the n-oligonuleotide signatures often

point to other, potentially relevant, areas from the

dinuleotide signature graphs. In addition, we nd

that plotting individual dierenes in probabilities,

before averaging,resultsin anergranularityof

re-sults. Often an averageannot distinguish between

ahighvariationin an individualpermutation whih

isosetbylowvariationsin theotherpermutations,

ontheonehand,andmoderatedierenein all

per-mutationsontheother.

Our omparison of methods leads us to onlude

that nosingle method of signature analysis is

suÆ-ient for the omplete identiation of horizontally

aquired DNA. There is some overlap between the

results,but dierent approahesontributevaluable

additionalresultsthatanyonemethodwouldmiss.

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References

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