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(Received December 19, 1969; revision accepted for publication June 25, 1970.)

Supported by a grant from the Association for the Aid of Crippled Children, New York, N.Y., and in

part by U.S. Public Health Service Research Grant HE-04010 of the National Heart Institute, Bethesda, \larvland.

J.S.H. isrecipient of Career Research Program Award K3-HE-07248 of the National Heart Institute.

ADDRESS FOR REPRINTS: (J.S.H.) Cardiopulmonary Laboratory, Mary Fletcher Unit, Medical Center

hospital of Vermont, Burlington, \‘ermont 05401.

PEDIATRICS, Vol. 46, No. 6, December 1970 900

DISTRIBUTION

AND

LUNG

VOLUME

I. Normal

Newborn

Infants

John S. Hanson, M.D., and Tamotsu Shinozaki, M.D.

From the Cardiopulmonary Laboratory, Department of Medicine, and the Division of Anesthesia, Department of Surgery, University of Vermont College of Medicine, Burlington, Vermont

ABSTRACT. The applicability of a computerized, on-line, breath-by-breath nitrogen washout tech-nique to respiratory studies in newborn infants is described. Reproducibility and accuracy of the sys-tem are entirely comparable to standards previ-ously established in adult studies.

Methodology allows simple, rapid, and direct as-sessment of a newborn infant’s functional residual capacity, the uniformity of inspired gas distribu-tion, and longitudinal time changes in these param-eters.

Studies in 40 normal infants < 2 to 128 hours of age have confirmed some previously published

findings, but do not support the concept of very

early establishment of optimal ventilatory distribu-tion.

Coupled with hemodynamic and blood gas

stud-ies, results obtained by this technique can provide a thorough evaluation of an infant’s cardiopulmo-nary status. It is anticipated that such studies will provide valuable help in guiding and assessing re-sults of ventilatory assistance and pharmacologic interventions in the respiratory distress syndrome. Pediatrics, 46:900, 1970, LUNG VOLUME,

VENTILA-TORY DISTRIBUTION, COMPUTER STUDIES, NORMAL

NEWBORN PHYSIOLOGY.

T

HE relatively recent emergence of

neo-natology as a pediatric subspecialty

has been coincident with intense

investiga-tive efforts to characterize all aspects of the

“most hazardous period of one’s life.”

Be-cause initiation and subsequent

mainte-nance of respiration represent such an

inte-gral portion of extra-uterine adaptation,

postpartum pulmonary physiology has

been a major area for this research. The

in-cidence and consequences of neonatal

re-spiratory distress have further intensified

such studies.

Application of “modern” investigative

technology to this field might properly be

considered to have been initiated 15 to 20

years ago with the work of Smith and his

group.”3 Establishment of normal values

for newborn ventilatory variables, lung

vol-umes,36 pulmonary mechanics,’” and other

respiratory parameters’2’4 has been

ac-complished. The important aspects of

venti-latory efficiency and ventilation/perfusion

relationships15’9 have of necessity usually

been examined indirectly.

The present communication describes

methods for and results of direct,

breath-by-breath assessment of the newborn infant’s

alveolar ventilatory efficiency with

simulta-neous measurement of functional residual

capacity. Longitudinal time course changes

in these parameters during the first 128

hours of life are described.

MATERIALS AND METHODS

The basic concepts and techniques of

pulmonary nitrogen washout2#{176} were

em-ployed. These consist basically of

replac-ing, through breathing of 100% oxygen, the

(2)

classi-%s ..

N

“i

If’#{233}

#{149}f

3

:i

i

#{149}-j

1&:

ci’ll

4ll1t

-LU

- I.

1111

1ll1

o.s

IHIIIIJIIIJIIIIIIIJ I UI

0.SIlHIIlI1tIlEt till.----I1IIItIlIIt 11111-till11III

1iltIIIIIllht11ti11

11

III

utiiiiiiiiiiiiil 111111 III

!.lff1il3.lt..IIJ 111

0

250

TOTAL

“ALVEOLAR”

ARTICLES

NITROGEN WASHOUT

UWIVIRIOY OFVUN :i i__I .: #{149}.::.:: i:

.!r

:! : !

:diiii!ET

: : #{149}

rn-I

rJ

I

!t

5#{243}0

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VENTILATION, ml

i

t

I

FIG. 1. On-line, breath-by-breath nitrogen washouts in a newborn to empha-size reproducibility. FRC = functional residual capacity; V = cumulative

alveolar ventilatory volume; T mean tidal volume; I.D.I. = inspired air

distribution index.

cal nitrogen washout curve, hand-plotted

from individual measurements and analyses

of each variable concerned, shows for each

breath the relationship between expired

ni-trogen concentration as a function of the

ventilatory volume, time, or the number of

breaths to reach a certain nitrogen

con-centration. During oxygen breathing the

rate of decline in expired nitrogen

concen-tration with time depends on the volume of

the space being washed out

(

functional

residual capacity-FRC

)

, the alveolar

yen-tilation (VA ), and the degree of ventilatory

uniformity. In the present experiments, by

expressing decrease in nitrogen

concentra-tion as a function of cumulative alveolar

ventilation

(

Fig. 1

)

, a curve was obtained

which is dependent only on the size of FRC

and uniformity of ventilation. The

(3)

concen-Fic. 2. Diagrammatic representation of components for nitrogen washout studied in newborn infants. A: glass inspiratory-expiratory valve; B: milled nylon adapter; C: nosepiece with soft rubber tips; D: nitrogen sampling needle; E: three-way stopcock for switching from room air to oxygen source; F:

pneumotachograph; G: pneumotachograph transducer.

tration (FN,), expired volume (VE), and

from the relationship of Fic, to VE

calcu-lates anatomical dead space and thence

alveolar ventilation (VA). The output is

displayed as a plot of FN, against VA.

More detailed theoretical and

mathemati-cal considerations are given in the

Appen-dix.

Although this technique is a

time-hon-ored procedure for evaluation of adult

pul-monary function, it has only rarely been

ap-plied to the study of infants.13’16”7 The

present investigation was conducted with a

special-purpose, hybrid computer devised

and constructed to produce

breath-by-breath, on-line analysis of nitrogen

wash-out. This instrument has been described in

great detail elsewhere,’1” and an

evalua-tion has been made of its clinical

applica-tion.’3 Despite the fact that the original

computer was designed for adult function

testing, relatively simple logic modifications

have allowed its application to infant

stud-ies. The net effect of these changes has

been the capability of sensing and

calculat-ing extremely small ventilatory flows and

volumes with maintenance of the original

instrument’s overall accuracy.

The following description applies to the

original hardware as modified for use in

in-fant studies. Components consist of: Fleisch

#00 pneumotachograph,#{176} Statham PM97

pressure tranducer,f Vertek 3000 nitrogen

#{176}Instrumentation Associates, Inc., 17 West 60th Street, New York, N.Y.

(4)

ARTICLES

FIG. 3. Relationship between birth weight and FRC in 30 newborn infants comprising Groups II (solid circles) and III (open circles). The

correla-tion is expressed by a second degree polynomial equation.

analyzer, heaters, computer logic,

appro-priate inspiratory-expiratory valve and

pa-tient airway adapter, and Hewlett-Packard

Model 7004A X-Y plotter. The

pneumo-tachograph, respiratory valve and nitrogen

sampling needle are heated to obviate

mois-hire condensation. The block diagram of

Figure 2 shows the equipment

configura-tion. The glass inspiratory-expiratory valve

(A, Fig. 2) is connected to the patient via

a milled nylon adapter with neoprene

0-ring seal (B, Fig. 2). This adapter contains

the nitrogen sampling needle (D, Fig. 2).

These valves are available in several sizes

and have found application in other

neo-natal respiratory studies.2425 Patient

at-tachment is made with a soft plastic Y-tube

fitted with tapered rubber tips (C, Fig. 2)

which are applied to the infant’s nose

seal-ing off the nares from external atmosphere.

Total dead space of the airway valve

sys-tem is 0.76 ml. Inspiratory side of the valve

Vermont Technical Group, Inc., 346 Dorset St., South Burlington, Vermont 05401.

Hewlett-Packard Company, San Diego

Divi-sion, 16399 W. Bemardo Drive, San Diego,

Cali-fornia 92127.

is connected to a 3-way stopcock

(

E, Fig.

2) allowing switching between atmosphere

and the 100% oxygen source.

During performance of a washout the

ta-pered rubber tips are positioned carefully

but firmly in the infant’s nares. Following

confirmation of a good volume signal, the

infant is switched from room air to oxygen

breathing. An atmospheric leak due to

im-proper nasal valve positioning or an oral

leak is immediately detectable by nitrogen

concentration spikes at each breath’s peak.

Expiratory flow is measured by the

pneu-motachograph

(

F, Fig. 2) and its

trans-ducer (G, Fig. 2), output of the latter

be-ing integrated by the computer to volume

information. Nitrogen concentration is

con-tinuously monitored and relayed to the

computer. Logic systems in the latter

calcu-late from this information average

anatomi-cal or airway dead space on the basis of the

first four breaths (Appendix). This is

subse-quently subtracted from each breath’s total

volume giving nominal alveolar ventilatory

volume which is plotted as the X-axis of

output. The varying expired nitrogen

(5)

20

1800 2000 2200

2400

r:O.75

y :3642X -17 49

.18

.21

24

27

FIG. 5. Relationship of body surface area at birth and FRC in 30 newborn

infants of Group II (solid circles) and Group III (open circles). 50

40

30

2600

FIG. 4. Correlation of birth weight with FRC in five normal newborn infants

weighing less than 2,500 gm.

and continuously plotted as the Y-axis.

Characteristic on-line nitrogen washout

plots are shown in Figure 1.

Functional residual capacity is

continu-ously calculated on the basis of expired

ni-trogen volume, an appropriate correction

being made for tissue nitrogen excretion.’3

The washout may be terminated at any

ar-bitrarily set point, usually an

end-expira-tory nitrogen concentration of 1% or 2%.

80

60

50

40

E

(6)

2.5’

2.0-1.5

1.0

AGE-

hrs

0

4

8

12

16

20

24

FIG. 7. Group I time course changes in inspired gas distribution index during the first24 hours of life.

Fic. 6. Sequential newborn nitrogen washouts during the first 24 hours of life. Note increase in FRC following crying at age 1% hours and improvement

in ventilatory efficiency between 12 and 24 hours.

The FRC value is then read directly from will complete a washout in 20 to 35 breaths,

Nixie tubes which register this progres- a matter of 1 to 1% minutes. Maintaining a

sively incremental value, conservative approach and allowing five

(7)

TABLE I

EXAMINATION OF SEQUENTIAL FRC MEASUREMENTS

Group I

Subject

(gm) BSA

(m’)

Age

(hr)

FRC

(ml) I.D.l.

1 3,175 .2024 4 55 1.93

24 56 2.16

2 3,232 .2040 6 48 2.’29

25 63 1.67

S 2,722 .1862 4 51 2.48

12 24

48 51

1.92 1.53

4 3,260 .2045 2 36 2.17

3

12

24

52

53

55

2.02

2.08

1.70

5 2,438 .1711 3 46 1.47

13

26 26

49 49 52

1.30 1.30 1.16

2.4-

2.2-I I

2.0-1.8

AGE

-

hrs.

1.6’

1.4’

25

75

,,

125

Fic. 8. Longitudinal time changes in I.D.I. between the first and sixth days

of life in 10 newborns comprising Group II.

procedure may then be repeated in 10

mm-utes or less. Because of the recognized

effect of oxygen on the FRC,1#{176}particularly

where “trapped gas” is a pertinent factor, as

many as six washouts in a 2-hour period

were performed in the same infant to assess

effects on the lung volume being measured.

Within

these limits, an individual FRC

measurement did not vary more than ±5%

from the mean of all six washouts. Thus,

de-pendable and rapid repeatability is a

desir-able feature of the method.

In order to express the uniformity of

al-veolar ventilation in terms of the variables

measured during washout, the Inspired Gas

Distribution Index (I.D.I.) was devised.

This consists essentially of the ratio

be-tween the theoretical and actual cumulative

alveolar ventilations required to reduce

al-veolar nitrogen concentration of the FRC to

a given level during 100% oxygen

breath-ing. A single, uniformly ventilated space

will have an I.D.I. of 1.0, a value both

(8)

TABLE II

EXAMINATION OF SEQUENTIAL FRC MEASUREMENTS

1 3,204 .2033 14 67 1.71

19 64 1.72

43 71 1.59

62 71 1.59

2 3,629 .2144 6 71 2.29

30 68 1.97

3 3,374 .2115 20 61 2.31

32 61 2.31

128 58 1.94

4 3,629 .2220 15 58 2.02

43 69 1.85

5 3,260 .2010 21 61 2.06

45 69 2.19

6 3,175 .1951 21 68 2.14

45 63 2.16

68 69 2.19

7 2,438 .1677 17 49 1.77

36 44 1.75

8 8,874 .2078 22 53 2.02

51 63 1.63

75 63 1.49

9 3,175 .2024 4 55 1.93

24 51 2.16

76 46 2.02

10 3,232 .2040 6 48 2.29

25 63 1.67

ARTICLES

human lung. Normal values for adult

hu-mans are 1.8 ± 0.1. Theory and

computa-lion of the I.D.I. are in the Appendix.

SUBJECTS

A total of 40 newborn infants was

stud-ied. Ages ranged from 1% to 128 hours and

birth weights from 1,899 to 4,338 gm. Four

subject groups were established according

to age, weight, and number of

examina-tions. Group I consisted of five babies

stud-ied 2 to 4 times during the first 24 hours of

life. In Group II, 10 infants were examined

at least twice during their nursery stay, the

first study having taken place within 24

hours postpartum. Group III contained 20

subjects who were studied on only one

oc-casion at various ages. Five infants with

birth weights less than 2,500 gm comprised

Group IV.

With the exception of Group I subjects in

whom the first feeding was given at age 12

hours, and three members of Group II

whose studies were made prior to 12 hours

age, washouts were always performed

within 2 to 3 hours following feeding. No

sedation was employed. Subjects were

wrapped in their usual nursery blankets

and placed in the study bassinette on their

sides or backs. No infants were studied in

whom persistent problems of temperature

regulation existed. Pre- and poststudy

checks of rectal temperature confirmed that

this variable was maintained practically

constant during the procedures. Four

ba-bies with initially low temperatures (35.2#{176}

to 36.0#{176})at the time of the first study

be-came normothermic during the procedure.

Determinations were not initiated until the

infant was obviously deeply asleep with a

regular respiratory pattern and was

undis-turbed by positioning of the nasal adapters.

RESULTS

It has become obvious that the

establish-ment of normal values for newborn FRC

and I.D.I. require that the measured

vari-ables be related to infants’ size and age.

Despite such intra-group correlation, it is

also apparent that the initial FRC size, its

subsequent alterations, and the state of

al-Group II Birth Subject Weight (gm) BSA (m2) Age (hr) FRC I.D.I. (ml)

veolar ventilatory uniformity are highly

in-dividualized and frequently modulating

characteristics for any given infant. In the

discussion below it should thus be kept in

mind that grouping of results into mean

values for categories of weight, surface

area, and age represents a somewhat

artifi-cial classification which ignores individual

variability and unpredictable time factors. Functional Residual Capacity

In all subject groups FRC exhibited a

(9)

TABLE III

EXAMINATION OF SINGLE FRC MEASUREMENTS

Subject Birth Weight (gm) Group BSA (m ) Ill Age (hr) FRC (ml) iD.!.

1 3,544 .2122 44 60 1.93

2 2,722 .1757 96 46 1.90

3 4,338 .2477 70 74 2.31

4 3,742 .2326 120 76 1.86

5 4,224 .2410 67 67 2.18

6 2,523 .1736 54 50 1.94

7 2,778 .1843 48 39 2.13

8 2,863 .1867 60 55 1.64

9 2,977 .1898 96 43 1.73

10 2,948 .1962 57 43 1.64

11 8,515 .2153

42

56 1.51

12 2,835 .1895 51 46 1.81

13 2,665 .1776 85 50 2.22

14 3,090 .2002 24 57 2.38

15 2,722 .1897 24 49 2.05

16 3,856 .2278 23 72 1.89

17 4,338 .2395 42 59 1.69

18 3,175 .1989 46 49 2.28

19 3,940 .2299 56 54 v.27

20 3,997 .2233 25 75 2.14

and body surface area

(

Fig. 3, 4, and 5).

For Groups II and III the relationship of

FRC and birth weight was better expressed

by

a second degree polynomial correlation

(

Fig. 3) rather than the linear association

seen for Group IV

(

Fig. 4

)

or for BSA

(

Fig. 5

)

. When mean FRC values were

ob-tamed through a classification of Group II

and III infants according to weights alone,

the following distribution pertained: 2,500

to 3,000 gm: 46.8 ml; 3,000 to 3,500 gm:

58.2 ml; 3,500 to 4,000 gm: 65.9 ml; 4,000 to

4,500 gm: 66.7 ml. Statistically significant

differences were established by t-test

be-tween the first and second weight

catego-ries

(

P < .001

)

as well as the second and

third groups

(

P < .05) . Thus for birth

weights greater than 4,000 gm, the subjects

of Groups II and III did not evidence

larger FRC’s than those measured in the

3,500 to 4,000 gm range.

Examination of sequential FRC

measure-ments in Groups I and II revealed

progres-sive expansion of this volume with time in

approximately 50% of babies. This

phe-nomenon was therefore evident not only

during the first 24 hours of life, but also

during the course of the day following

(Ta-bles I and II) . Changes in the first day,

comparing the initial FRC value with that

at 24 hours, were significant at the 0.05

probability level by paired t-test analysis.

Statistical significance could not be

estab-lished for FRC increases in Group II, but

many of the initial determinations were

made between the twelfth and eighteenth

hours postpartum. The point at which FRC

expansion occurred could be closely

ap-proximated for one baby

(

Subject 4, Table

I) in whom a period of lusty crying during

bathing was followed by a 44% increase in

FRC (Fig. 6).

Uniformity of Ventilation and l.D.l.

The I.D.I. bore no correlation to birth

weight. Time course changes in this

van-able were, however, impressive during the

first day

(

Group I, Fig. 7) and up to the

sixth day of life

(

Group II, Fig. 8

)

. Figure

6 indicates the improvement in ventilatory

uniformity seen in a Group I baby between

the twelfth and twenty-fourth hours, I.D.I.

decreasing from greater than 2.0 to 1.72

de-spite a large expansion of FRC occurring

during the first 12 hours. This trend toward

a lower I.D.I. 24 hours following birth was

also noted in the 20 subjects of Group III

who were studied on only one occasion

(Table III) . The observed improvement in

ventilatory efficiency with increasing age

was independent of initial body weight.

Mean values for I.D.I. derived from

age-grouping of Groups II and III also indicate

a temporal reduction of this variable < 24

hours: 2.09; 24 to 48 hours: 1.97; 48 to 72

hours: 1.94; > 72 hours: 1.90. However,

none of the changes between consecutive

age rankings was statistically significant at

the 0.05 probability level.

DISCUSSION

Considerable dialogue in the past 10

years’ pediatric literature has centered

(10)

new-TABLE IV

EXAMINATION OF SINGLE FRC MEASUREMENTS

909

born infant’s functional pulmonary

devel-opment. This had included discussion of

(

1) the rapidity of lung volume expansion;

(2) temporal course for establishment of

uniform ventilatory distribution; and (3)

time required to effect proper matching of

ventilation and perfusion. As is often the

case, divergent results and opinions appear

to be at least partially explained by

differ-ences in experimental methods. This is

typi-fled by current reports on ventilation!

perfusion uniformity employing

arterial-al-veolar N, pressure differencesl9 and others

using N, pressure in urine and a calculated

alveolar PN,.

Absolute values for FRC related to body

weight in our infants are considerably

lower than earlier reported by 7-minute

washout with expired gas collectionls,17 or

various adaptations of closed circuit

sys-tems5’10”6 and plethysmography.#{176}’

How-ever, with regard to the former method, it

can be shown by calculation that use of a

mean N, concentration in a given expired

gas volume will result in a larger calculated

N2 volume

(

FRC

)

than one calculated

point-by-point cumulatively as with the

present method. Also, a 7-minute washout

involves a relatively large total collected

volume in relation to the FRC to be

mea-sured, and since a negative N, concentration

factor cannot be introduced, error in

esti-mates of FRC must therefore be of a positive

nature. Compared to closed circuit helium

dilution,5,b0 the present method does not

de-pend on maintenance of constant spirometer

volume via oxygen addition to the system,

nor attainment of a constant helium

concen-tration during several minutes of necessarily

quiet breathing.

Absolute magnitude of “exchangeable”

FRC does not appear to be entirely fixed

within the first few minutes or hours of life,

but it has also been seen that the majority

of infants experience FRC variations of

only 1 to 4 ml after

age

12 hours. Most

pre-vious observers have also noted little

signifi-cant change after the first few hours.’6

However, considerable expansions of this

space (20%) were occasionally observed

Subject Birth Weight (gm) Group BSA (m2) IV Age (hr) FRC (ml) l.D.i.

1 1,899 .1477 113 26 1.51

2 2,041 .2041 65 33 1.95

3 2,098 .1604 10 39 2.39

4 2,211 .1672 43 47 1.61

5 2,438 .1677 17 49 1.77

after the initial 12-hour postpartum period.

These findings are consistent with those of

Nelson,

et

al.13 who found relatively poorly

ventilated portions of thoracic gas volume

in almost 50% of normal newborn infants

and as late as 23 days of age. It is also

rea-sonable to assume that the 33% of normal,

unselected newborn infants less than 24

hours old reported by Hilding’T to have

ra-diographic evidence of atalectasis should at

least partially expand their lung volumes.

Although “perfect distribution of

ventila-tion” has been described in normal

new-born infants,16 we did not observe this in a

single subject of the present series. In other

words, no infant exhibited a single-space

washout with a straight peak-expiratory N,

concentration slope and a calculated I.D.I.

of 1.0. Rather, a “slow space” usually made

its appearance in the 4 to 7% N2 range, and

washout to 2% N, therefore consisted of a

large, fast space and the final slow space

which usually represented 10 to 20% of

to-tal alveolar ventilation. This two-space

pat-tern has been reported earlier.’8 Several of

the present infants, however, manifested a

slow space of considerably greater

magni-tude as reflected in I.D.I. values of 2.1 to

2.5. These would be considered definitely

abnormal in adult washout studies and in

the range seen with moderate chronic

ob-structive lung disease.

Evaluation of directly recorded,

breath-by-breath N, washout employing alveolar

ventilatory volume indicates that

(11)

con-N2%

C

(

I

FIG. 9. Calculation of anatomical dead space Fowler’s method.

tinues for several days following birth. Also,

improvement in ventilatory distribution

of-ten continues for several days following

birth. This distribution is seldom “as even in

the first hour of life as on the 3rd or 4th

day.”6 Striking and significant changes in

Xp ‘-(X2--XI): VCONDUCTING AIRWAY

Fic. 10. Computer calculation of dead space from

the relationship between expired nitrogen volume

and total expired gas volume.

0 A B

distribution can and do occur quite

sud-denly during both the first 24 hours and

subsequently as reflected in the contour of

the washout curve. On more than one

occa-sion this has been observed in close time

re-lationship to lung volume alterations. One

must thus assume that poorly ventilated

spaces, perhaps partially atalectatic,1

per-haps intermittently ventilated, can exist for

variable periods postpartum although they

may well be unrecognized clinically and

have no major clinical significance. This

concept correlates well with previous

stud-ies of “trapped gas.”13

Obviously, no direct conclusion can be

V

EXPIR. drawn from present results with regard to

the newborn infant’s ventilation/perfusion

by relationships per se or the longitudinal time

course of such relationships postpartum.

However, it is difficult to reconcile patently

poor uniformity of inspired gas distribution

seen in several of our subjects with the

prevalent concepV5 that “excellent

uni-formity of pulmonary distribution of gas

and blood” is achieved soon

(

4 hours

)

after

birth.”

This

latter situation would by

defi-nition require that a reduction of

pulmo-nary blood flow had occurred to exactly

those functional areas with inadequate

yen-tilation producing high I.D.I.’s in these

in-fants.

Although this might initially appear a

highly unlikely circumstance, the extreme

degree of pulmonary vascular reactivity

re-tained by neonates might effect perfusion

reduction to match local ventilation

inade-quacies. Such a mechanism could maintain

well matched ventilation and blood flow

despite gross local abnormalities in each

variable. The present means of estimating

ventilatory distribution and “efficiency”

should be well suited to simultaneous

wash-outs, blood gas,29 and hemodynamic30’31

studies for better evaluation of the

neonate’s ventilatory and pulmonary blood

flow relationships. It is these very factors,

and aberrations in them, which form one of

the central points of interest in study and

treatment of the respiratory distress

(12)

911

REFERENCES

1. Moss, A.

J.,

and Monset-Couchard, M.: Placen-tal transfusion : Early versus late clamping of

the umbilical cord. Pm.&iiucs, 40:109,

1967.

2. Boutourline-Young, H. J., and Smith, C. A.:

Respiration of full term and of premature

infants. Amer J. Dis. Child., 80:753, 1950. 3. Cook, C. D., Cherry, R. B., O’Brien, D., Karl..

berg, P., and Smith, C. A. : Studies of

respi-ratory physiology in the newborn infant. I. Observations on normal premature and

full-term infants.

J.

Clin. Invest., 34:975, 1955. 4. Berglund, C., and Karlberg, P.: Determination

of the functional residual capacity in

new-born infants; preliminary report. Acta Paed-iat., 45:541, 1956.

5. Geubelle, F., Karlberg, P., Koch, G., Lind, J.,

Waligren, C., and Wegelius, C. : L’aeration du poumon chez le nouveau-ne. Biol. Neo-nat., 1:169, 1959.

6. Klaus, M., Tooley, W. H., Weaver, K. H., and Clements, J. A. : Lung volume in the

new-born infant. PEDIATRICS, 30: 111, 1962.

7. Cook, C. D., Sutherland, J. M., Segal, S.,

Cherry, R. B., Mead,

J.,

Mcllroy, M. B., and

Smith, C. A. : Studies of respiratory

physiol-ogy in the newborn infant. III. Measurement

of mechanics of respiration. J. Clin. Invest., 36:440, 1957.

8. Drorbaugh,

J.

E., Segal, S., Sutherland,

J.

M., Oppe, T. E., Cherry, R. B., and Smith, C. A. : Compliance of lung during first week of

life. Amer. J. Dis. Child., 105:63, 1963.

9. Chu, J. S., Dawson, P., Klaus, M., and Sweet, A. Y. : Lung compliance and lung volume measured concurrently in normal full-term and premature infants. PEDIATRICS, 34:525, 1964.

10. Oh, W., Waflgren, C., Hanson, J. S., and Lind,

J.: The effects of placental transfusion on

re-spiratory mechanics of normal term newborn

infants. PEDIATRICS, 40:6, 1967.

11. Fomon, S. J., ed.: Normal and abnormal respi-ration in children. Report of the

thirty-sev-enth Ross Conference on Pediatric Research.

Columbus, Ohio: Ross Laboratories, 1961.

12. Auld, P. A., Nelson, N. M., Cherry, R. B.,

Ru-dolph, A. J., and Smith, C. A.: Measurement of thoracic gas volume in the newborn

in-fant.

J.

Clin. Invest., 42:476, 1963.

13. Nelson, N. M., Prod’hom, L. S., Cherry, R. B.,

Lipsitz, P. J., and Smith, C. A.: Pulmonary

function in the newborn infant. V. Trapped

gas in the normal infant’s lung.

J.

Clin.

In-vest., 42:1850, 1963.

14. Thibeault, D. W., Wong, M. M., and Auld, P. A. M.: Thoracic gas volume changes in pre-mature infants. PEDIATRICS, 40:403, 1967.

15. Nelson, N. M., Prod’hom, L. S., Cherry, R. B.,

Lipsitz, P. J., and Smith, C. A. : Pulmonary

function in the newborn infant. II. Perfusion -estimation by analysis of the arterial-alveo-lar carbon dioxide difference. PEDIATRICS,

30:975, 1962.

16. Nelson, N. M., Prod’hom, L. S., Cherry, R. B.,

Lipsitz, P. J., and Smith, C. A.: Pulmonary

function in the newborn infant: The

alveo-lar-arterial oxygen gradient. J. Appl.

Phys-iol., 18:534, 1963.

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Drorbaugh,

J.

E., Hubbell,

J.

P., Jr., and

Smith, C. A.: Adjustment of ventilation,

in-trapulmonary gas exchange and acid-base

balance during the first day of life.

PEDIAT-RICS, 33:682, 1964.

18. Ledbetter, M. K., Homma, T., and Farhi, L.

E. : Readjustment in distribution of alveolar

ventilation and lung perfusion in the

new-born. PEDIATRICS, 40:940, 1967.

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of ventilation in the newborn infant: Direct

assessment of the arterial-alveolar N2

differ-ence. PEDIATRICS, 43:226, 1969.

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W., Jr.: Studies on the intrapulmonary

mix-ture of gases. III. An open circuit method

for measuring residual air.

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21. Shinozaki, T., Abajian,

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C., Jr., Tabakin, B.

S., and Hanson, J. S. : Nitrogen washout

computer. Amer.

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Med. Electron, 4:23,

1965.

22. Abajian,

J.

C., Jr., Shinozaki, T., Hanson, J. S., and Tabakin, B. S. : A computerized

method for instantaneous and continuous

measurements of expired nitrogen.

Aero-space Medical Research Laboratories

Tech-nical Report AMRL-TR-67-77,

Wright-Patterson Air Force Base, Ohio, 1967. 23. Shinozaki, T., Abajian,

J.

C., Jr., Tabakin, B.

S., and Hanson, J. S. : Theory and clinical application of a digital nitrogen washout

computer. J. Appl. Physiol., 21 :202, 1966. 24. Lees, M. H., Way, R. C., and Ross, B. B.:

Ventilation and respiratory gas transfer of

infants with increased pulmonary blood

flow. PEDIATRICS, 40:259, 1967.

25. Lees, M. H., Burnell, R. H., Morgan, C. L., and Ross, B. B.: Ventilation-perfusion

rela-tionships in children with heart disease and

diminished pulmonary blood flow.

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Neonatal pulmonary ischemia. Part I: Clini-cal and physiological studies. PEDIATRICS,

(13)

If:

Then:

Vc =

n

This is identical with:

Since, in a power series:

log(1+x)=x-x+x’+

and if x<1, then:

loge(1 + x) x with an error less than 5%.

27. Hilding, A. C.: A study of the inflation of the lungs of the newborn-a preliminary report.

Calif. Med., 71 :332, 1949.

28. Tooley, W. H., Klaus, M., Weaver, K. H., and

Clements, J. A.: The distribution of

ventila-tion in normal newborn infants (Abst.).

Amer. J. Dis. Child., 100:731, 1960.

29. Engstrbm, L., Karlberg, P., Booth, C., and

Tunell, R.: The onset of respiration. A study of respiration and changes in blood gases and acid-base balance. New York City: As-sociation for the Aid of Crippled Children, 1966.

30. Arcilla, R. A., Oh, W., Wallgren, C., Hanson,

J. S., Gessner, I.H., and Lind,

J.:

Quantita-tive studies of the human neonatal circula-tion. II. Hemodynamic findings in early and

Nitrogen Washout

late clamping of the umbilical cord. Acta

Paediat. Scand., (Suppi.) 179:23, 1967.

31. Wallgren, C., Hanson,

J.

S., Tabakin, B. S.,

R#{228}ih#{228},N., and Vapaavuori, E.: Quantitative

studies of the human neonatal circulation.

V. Hemodynamic findings in premature in-fants with and without respiratory distress.

Acta Paediat. Scand. (Suppl.) 179:69, 1967.

32. Fowler, W. S., Cornish, E. R., and Kety, S. S.: Lung function studies: Analysis of alveolar ventilation by pulmonary N2 clearance curves.

J.

Clin. Invest., 31:40, 1952.

Acknowledgment

The extensive technical assistance of Miss

Bev-erly Koilmar, R.N. and Mrs. Eleanor Benson, R.N. is gratefully acknowledged.

APPENDIX

The analysis of nitrogen washout from the

lungs is affected by the size of the lung space

and the alVeOlar ventilation during the

wash-out period. When expiratory nitrogen

con-centration is related to time alone,

breath-to-breath variation in ventilation will markedly

influence the slope of the nitrogen washout

curve. however, when nitrogen

concentra-tion is plotted against alveolar ventilation,

slope of the washout curve will be

exponen-tilLl if inspired air distribution is uniform. In

addition, this slope will then be related

solely to tile size of the space being washed

out. This can be substantiated by the

follow-ing basic considerations. If VA = nominal

alveolar ventilation; FRC = functional

re-sidual capacity; FN = alveolar nitrogen

con-centration; FN, = initial alveolar nitrogen

concentration breathing room air (80%);

cuiiiulative nominal alveolar

ventila-tion at any given time, then the

concentra-tion of nitrogen remaining in the lungs after

the nth breath will be expressed by:

FRC IN = FN#{149} ()

If 80% nitrogen concentration is taken= 1,

this becomes

/ FRC \ri

FN=

FRc+vA)

Taking the natural logarithm of both sides:

FRC

log0F = n log (FRC + VA)

V / FRC

logeFN = -.loge( )

VA \FRC + VA

Vc / VA\

logeFN = - . loge (1 +

(14)

1970;46;900

Pediatrics

John S. Hanson and Tamotsu Shinozaki

LUNG VOLUME: I. Normal Newborn Infants

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Pediatrics

John S. Hanson and Tamotsu Shinozaki

LUNG VOLUME: I. Normal Newborn Infants

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