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2016

Effectiveness of a novel extraction

method for semen: comparison

using liquid samples and dried

stains

https://hdl.handle.net/2144/16762

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BOSTON UNIVERSITY SCHOOL OF MEDICINE

Thesis

EFFECTIVENESS OF A NOVEL EXTRACTION METHOD FOR SEMEN: COMPARISON USING LIQUID SAMPLES AND DRIED STAINS

by

PATRICIA ROSE CASSIS B.S., Rutgers University, 2002

Submitted in partial fulfillment of the requirements for the degree of

Master of Science 2016

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© 2016 by

PATRICIA ROSE CASSIS All rights reserved

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Approved by

First Reader

Robin Cotton, Ph.D.

Associate Professor, Director Biomedical Forensic Sciences Department of Anatomy & Neurobiology

Second Reader

Lynnda Watson, M.S.

Supervisor, Biology Unit, Baltimore County Police Department, Towson, MD

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ACKNOWLEDGMENTS

I would like to acknowledge the help and encouragement from my parents, without whom, I would not have been able to reach this goal. I would also like to sincerely thank Dr. Robin Cotton for having the confidence and the faith that I could complete this program. And to Lynnda Watson, for taking the time to act as my second reader and providing much needed advice.

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EFFECTIVENESS OF A NOVEL EXTRACTION METHOD FOR SEMEN: COMPARISON USING LIQUID SAMPLES AND DRIED STAINS

PATRICIA ROSE CASSIS ABSTRACT

Forensic analysis of deoxyribonucleic acid (DNA) collected from sexual assault evidence is a multi-step process that requires a great amount of time and resources. A large percentage of samples are mixtures containing DNA from a major female

contributor and at least one minor male contributor. The amount of male DNA present is often much less than that of the female, making it difficult to achieve a full short-tandem repeat (STR) profile for identification purposes. The current method employed by many forensic laboratories to separate sperm DNA from non-sperm DNA is the differential extraction. Although a robust and reliable method when applied to liquid samples, the procedure has failed to evolve significantly since first developed.1,2 Between the time it has been collected and tested, sexual assault evidence becomes dried and aged,

contributing to the potential loss and degradation of already low amounts of DNA and increasing the likelihood of an incomplete profile.2 This study tests the effectiveness of a combination of enzymes to release DNA from sperm using a variety of substrates. Although this method extracted greater amounts of male DNA than the traditional Qiagen® extraction, further research is necessary to determine if the application of this new method can improve or eventually replace the current procedures.

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TABLE OF CONTENTS

Page

Title Page i

Copyright Page ii

Reader’s Approval Page iii

ACKNOWLEDGMENTS iv

ABSTRACT v

LIST OF FIGURES viii

LIST OF ABBREVIATIONS ix

1. INTRODUCTION 1

1.1 DNA Processing and Analysis of Evidentiary Samples 1

1.2 Differential Extraction 4

1.2.1 Modifications to Differential Extraction 5

1.3 Physical Methods of Cell Sorting 7

1.3.1 Laser Microdissection 7

1.3.2 Flow Cytometry 8

1.3.3 Acoustic Differential Extraction 9

1.4 Enzymatic DNA Extraction for Use on Forensic Samples 10

1.4.1 Proteinase EA1 10

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1.5 Objectives 11

2.0 MATERIALS AND METHODS 12

2.1 Preparation of Liquid and Dried Semen Samples 12

2.2 Trypsin/ZyGEM Extraction of Liquid and Dried Semen Samples 12

2.3 Qiagen® Extraction of Liquid and Dried Semen Samples 14

2.4. Qiagen® Extraction of Trypsin/ZyGEM Extracts 16

2.5 Quantification of DNA Extracts 17

3. RESULTS 18

3.1 Trypsin/ZyGEM Extraction of Liquid and Dried Semen 18

3.2 Qiagen® Extraction of Liquid and Dried Semen 19

3.3 Qiagen® Extraction of Trypsin/ZyGEM DNA Extracts 21

4. CONCLUSIONS AND FUTURE DIRECTIONS 25

References 35

Curriculum Vitae 38

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viii LIST OF FIGURES

Page

Figure 1 Steps of basic forensic DNA processing. 2

Figure 2 The differential extraction process. 5

Figure 3 Schematic of the Trypsin/ZyGEM DNA extraction 13

method for sperm

Figure 4 Diagram of the modified Qiagen® DNA purification procedure. 15

Figure 5 Total DNA extracted, using the dual-enzyme method, 19

from liquid semen samples and dried semen samples from within a tube and dried semen from white cotton fabric

Figure 6 Qiagen® extraction of liquid and dried semen samples. 20 Figure 7 Total DNA extracted by the modified Qiagen® method after 21

the T/Z method.

Figure 8 Table of averages. 22

Figure 9 Comparison of the three extraction methods on liquid semen. 23 .

Figure 10 Comparison of the three extraction methods on semen dried in 23 tubes without fabric.

Figure 11 Comparison of three extraction methods on semen dried on 24 white cotton fabric.

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ix

LIST OF ABBREVIATIONS ADE Acoustic differential extraction

ºC Degrees Celsius

DE Differential extraction

DNA Deoxyribonucleic acid

DTT Dithiothreitol LMD Laser microdissection mg Micrograms mL Milliliters ng Nanograms NSF Non-sperm fraction

PCR Polymerase chain reaction

Pro K Proteinase K

qPCR Quantitative real-time polymerase chain reaction

rpm Revolutions per minute

SDS Sodium dodecyl sulfate

SF Sperm fraction

STR Short tandem repeats

T Trypsin

T/Q Trypsin/Qiagen

T/Z Trypsin/ZyGEM

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x

µg Microgram

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1 1. INTRODUCTION

The analysis of deoxyribonucleic acid (DNA) is the basis for many forensic investigations of sexual assault evidence. Sexual assault samples usually contain a mixture from two donors of DNA, one originating from the victim (non-sperm DNA) and one from the male perpetrator (sperm DNA). The female DNA is often found to be in abundance compared to the possible smaller amounts of the male DNA. In order to produce quality DNA profiles to identify the unknown suspect, the male contribution of DNA must be sufficiently separated from the female contribution of DNA. Separation is made more difficult since many samples are aged and dried, two physical conditions that have been shown to have detrimental effects on the quality of results.2 The differential extraction method employed by forensic DNA laboratories can be time consuming and can fail to fully isolate the smaller concentrations of sperm DNA from the non-sperm DNA. Multiple extraction transfers and washes can also increase the chances of losing already small amounts of template DNA. The research here attempts to extract greater amounts of sperm DNA from dried semen samples in a closed-tubed system and preventing further loss of DNA.

1.1 DNA Processing and Analysis of Evidentiary Samples

Forensic evidence suspected of containing DNA samples of victim and suspect requires several steps to ensure proper handling and analysis as well as prevention of contamination. As illustrated in Figure 1, forensic DNA processing begins with sample collection and serological identification, followed by DNA extraction, quantitation, amplification, and finally, detection and analysis.

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Figure 1: Steps of basic forensic DNA processing.

Extraction methods ideally focus on lysing nucleated cells to release DNA, separating the DNA from other cellular material, and isolating the DNA.3 Incomplete cell lysis can prevent the release of already minute amounts of DNA while incomplete separation can result in the presence of nucleases that damage DNA and proteins that may inhibit polymerase chain reaction (PCR). Current methods of extraction include Chelex®, organic phenol/chloroform, and Qiagen®. Phenol/chloroform extraction (P/C), uses proteinase K (Pro K) and sodium dodecylsulfate (SDS) to lyse cells followed by the addition of phenol/chloroform to remove proteins. Centrifugation is used to separate the isolated DNA into the upper aqueous layer while proteins and other cellular debris remain in the interface. The aqueous layer is removed and used in downstream processing.4 Sample Collection DNA Extraction DNA Quantitation DNA Amplification DNA Detection & Analysis

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The Chelex® extraction method utilizes a chelating mechanism composed of styrene divinylbenzene copolymers and iminodiacetate ions to remove magnesium and prevent nucleases from damaging the DNA. Samples are then incubated at a high temperature to lyse cells and release the DNA. After centrifugation, the DNA is isolated into the supernatant.5 The Qiagen® extraction method is a solid phase extraction that binds DNA to silica beads or to a silica column. This allows extracellular material to be removed from the sample by several washings. Elution buffers then remove the purified DNA from the silica, providing an ideal sample for downstream processing. The efficacy of the extraction method in congruence with the DNA isolation is essential for a successful analysis. The more efficient the extraction, the greater the potential of DNA that will be available for amplification. This is necessary for the analysis of low template samples.

Following extraction, real-time quantitative polymerase chain reaction (qPCR) is used to determine how much DNA is available for amplification.6 In the case of sexual assault samples that contain both sperm and non-sperm DNA, the amount of total human DNA and male DNA are calculated. Amplification of the DNA is conducted with polymerase chain reaction (PCR), which creates more copies of the desired DNA sequence(s).7,8 After amplification, analysis of short tandem repeats (STR) is performed by capillary electrophoresis, which provides a qualitative look at the alleles present at each DNA locus Analysis includes recognition of the minimum number of contributors, the number of alleles, and the presence of artifacts, such as allelic drop-out, stutter, and peak height imbalances.3

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4 1.2 Differential Extraction

The isolation of male sperm cells from female epithelial cells is based upon their different cellular structures. The differential extraction method, as seen in Figure 2, first lyses epithelial cells before sperm cells, making it possible to separate the non-sperm fraction (NSF) from the sperm fraction (SF).1 The initial incubation of a DNA mixture in a solution of Pro K and SDS at 37ºC lyses the membranes of the non-sperm epithelial cells while the sperm cells remain intact. Centrifugation pellets the sperm cells while the epithelial cellular components, including the non-sperm DNA, remain in the supernatant. This supernatant is removed from the sperm pellet and placed in a new tube; this is the NSF. A solution of Pro K, SDS, and dithiothreitol (DTT), a reducing agent, is added to the pellet and the solution is incubated; this is the SF.9,10 Differential extraction allows analysts to successfully separate sperm and non-sperm DNA mixtures to identify unknown male contributor(s).

Differential extraction is considered to be a reliable method to extract and purify mixed male and female DNA samples, although multiple washes and transfers of each of the cell fractions can lead to loss of sample. Since the sperm cells are often in lower concentrations than the non-sperm cells, this loss of an already low amount of template DNA can be detrimental to providing quality profiles. When female DNA remains in the sperm fraction, it may have greater amplification that may overwhelm the amplification of male DNA.11

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Figure 2. The differential extraction process. The biological sample contains male and female cells. Preferential lysis begins with the addition of SDS, Pro K, and EDTA. After incubation at 37ºC, the supernatant containing the female DNA is removed and placed into a separate tube; this is the non-sperm fraction. The sperm cells are then lysed with SDS, Pro K, and DTT, resulting in the sperm fraction.

1.2.1 Modifications to Differential Extraction

Research conducted by Hennekens et al. looked at the effects of variations such as reagent concentrations, incubation times, and incubation temperatures used in DE on liquid and dried semen samples. Although the lysis of spermatozoa was not greatly affected by the differences in DE conditions, the drying of the samples before extraction did result in a greater percentage of sperm DNA in the NSF, as calculated by qPCR.2 Samples of mixed female DNA and male DNA that were dried for 24 hours at room temperature and ambient pressure presented a decrease in the amount of sperm present in the SF after differential extraction. Electropherograms produced by STR analysis

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qualitatively illustrated an increase in sperm DNA in the female fraction. The total yield of male DNA from dried samples was significantly less than the total yield from aqueous samples, although the proportion of male to female DNA remained largely unchanged.2 These results demonstrate the need to develop a more efficient method to separate male from female cells from dried samples.

Modifications to the choice of elution buffer used have shown that sperm cell recovery can be increased. In work performed by Norris et al., traditional DE buffer elution, which contained Sarkosyl (1%) and proteinase K (20 µg⁄mL) was compared to a variety of different detergent and enzymatic-based buffers. Sperm and epithelial cells were dried to cotton swabs for periods of one to four weeks and all cell recoveries were determined by light microscopy and hemocytometer counts. To determine if cellular elution by detergent was improved by cellulase digestion, samples were treated with citrate buffer, T. viride cellulase in citrate buffer (300 µg⁄mL), a DE buffer containing 2% SDS, or 1% Sarkosyl.12 The traditional DE buffer with an added 2% SDS affected a greater cellular recovery over the use of citrate buffer alone or citrate buffer with added cellulose. To determine if cellular elution was more efficient using SDS over Sarkosyl or vice versa, samples were treated with 1% or 2% Sarkosyl, 1% or 2% SDS, or

conventional DE buffer containing 2% SDS, with higher yields of sperm from using each detergent alone than together.12 Denaturing detergents were also compared, with samples being treated with 1% SDS, 1% CTAB, 1% Triton-X, or 1% CHAPS. Samples eluted with SDS had higher cell recovery than those eluted with the aforementioned

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Lounsbury et al. developed a single-step buffer method by adding Pro K directly to the elution buffer comprised of 10 mM Tris(hydroxymethyl)aminomethane (Tris) and 10 mM 2-N-morpholino)ethanesulfonic acid (MES) with 1% SDS. Sperm and epithelial cells of varying amounts were dried onto cotton swabs and treated with buffers of various concentrations and then exposed to different incubation times. Extractions were

performed using Qiagen® and cell recoveries were determined by hemocytometer counts performed under light microscopy. A 30 minute 42°C incubation at pH 8.5 produced higher cell recovery using the one-step buffer method, with 89% sperm cell recovery, compared to the two-step buffer method containing SDS with MES/Tris at pH 8.0, which produced 81% sperm cell recovery.13

1.3 Physical Methods of Cell Sorting 1.3.1 Laser Microdissection

Physical separation of cells can be an alternative to the chemical separation used in differential extraction. Laser capture microdissection (LMD) uses a compound microscope equipped with a laser controlled by computer software to visualize and identify the desired cells on a prepared sample slide. The laser can then be manipulated to cut around the chosen sperm cells, which can then collected by gravity into a separate tube or by a transfer film, rendering preferential lysis unnecessary.14–16

Studies done by Sanders et al. collected between 75 and 300 sperm cells and 150 epithelial cells with LMD. The DNA from these cells was isolated using Qiagen®, MicroLysis®, and Lyse-N-Go™ before undergoing STR genotyping. MicroLysis® and Lyse-N-Go™ reagents lyse cells and release their DNA by repeated heating and cooling

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steps all within a single tube. Qiagen® purifies the DNA through the use of a silica-binding membrane, several washes, and multiple transfers. In this particular study, the time required to collect 100 sperm cells was about 15 to 20 minutes. Full STR profiles were produced from DNA isolated by the Qiagen® purification process and the Lyse-N-Go™ method, while the MicroLysis®

method demonstrated a high amount of allelic drop-out.16

Although LMD can physically remove cells from a mixed sample, DNA isolation is still required before further analysis can be done. One study illustrated that traditional DE reagents Pro K and DTT can be used in a modified single-tube extraction of cells collected by LMD, although additional Mg2+ is required to prevent PCR inhibitors from interfering with STR analysis.15 Full profiles were obtained from sperm cells counts between 30 and 150. Further analysis can possibly be done within that single tube of collected cells, decreasing the need for transfers, washes, and the resulting sample loss, as well as lending itself to automation in the future. Currently, LMD is a time-consuming and labor-intensive process. Laboratories that have a backlog of sexual assault evidence may not be able to devote the necessary resources for each individual sample.

1.3.2 Flow Cytometry

Recent studies have shown that microdevices, which can be adapted to

automation, can be used to physically separate cells by shape, size, and chemistry. Flow cytometry combined with fluorescence activated cell sorting allows female cells to be identified by the presence of antigens, specifically CD45, cytokeratin, and major histocompatibility class I antigens, all of which the male cells lack.17,18 Monoclonal

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antibodies are conjugated with a fluorescent dye that is then used to stain a cellular mixture. Research showed that when mixtures of male sperm cells and female epithelial cells passed by the laser, the female cells were easily detected by a fluorescent signal and could be sorted separately from the male sperm cells. Once sorted, DNA was extracted by a phenol/chloroform extraction with DTT and Pro K. The flow cytometry cell

separation of a 1:10 ratio of male to female was able to separate 92% of sperm cells from the epithelial cells while only 56% of sperm cells were separated from epithelial cells when preferential lysis was employed.17 The flow cytometry method of cell sorting proved to be an efficient way to separate sperm from non-sperm cells with little to no cross-contamination when traditional extraction methods failed to do so. 17,18

1.3.3 Acoustic Differential Extraction

Acoustic differential extraction (ADE) is another cell sorting method that utilizes a microfabricated device to separate cells by differences in size.19 A dilution of semen was added to a lysate of female epithelial cells that had already undergone preferential lysis to prevent premature lysis of the sperm. Each sample was sent through a valveless microfluidic device where the mixture encountered an acoustic standing wave that trapped the sperm cells and permitted the epithelial lysate to pass through without interruption; the cell fractions were then directed to separate chambers. The separate fractions were then extracted by Qiagen® and quantified by qPCR. Short tandem repeat analysis of ADE separated cells showed four times as much male DNA compared to the amount of male DNA isolated by preferential lysis. Norris et al. were able to achieve

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purified samples in less than 15 minutes, demonstrating a cost-effective and relatively fast method within a closed system that decreased the chances of contamination.19 1.4 Enzymatic DNA Extraction for Use on Forensic Samples

1.4.1 Proteinase EA1

The proteinase EA1 is isolated from a thermophilic Bacillus species discovered at the site of a volcano in Antarctica. Studies determined that EA1 can withstand high temperatures and remain stable, making it ideal to extract small amounts of DNA while rendering potentially damaging nucleases inactive.20,21 Lounsbury et al. were able to utilize EA1 in a closed-tube DNA extraction method, eliminating the need for transfers and decreasing the risk of contamination and sample loss.22 In response, the ZyGEM Company developed forensicGEM, DNA extraction kits that use EA1 in a single-tube extraction. The use of only one tube reduces the amount of reagents required, helping to reduce cost and time. Unfortunately, recent research demonstrated that EA1 alone is not enough to lyse sperm cells.21

1.4.2 Sperm Structure and the Enzyme Trypsin

During spermiogenesis, male genomic DNA is tightly bound into histones, which package the DNA into nucleosomes. As sperm development continues, the histones are removed and gradually replaced by protamines P1 and P2.23–26 These nuclear proteins contain high concentrations of positively-charged arginine as well as cysteine residues. The positive charge from the arginine helps to bind DNA into tightly formed structures within the sperm nucleus while the cysteine residues form protective disulfide

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to extract the male DNA since other reagents, such as EA1, fail to reduce the disulfide binds.10

Work conducted by Fisher revealed that trypsin was capable of digesting sperm nuclei due to the interaction between protamines and the enzyme.28 Trypsin is a serine peptidase that has been shown to cleave peptide bonds at the C-terminal to arginine and lysine.29,30 Since protamines are arginine-rich, trypsin makes an ideal digestive enzyme to lyse sperm cells.28

1.5 Objectives

The work conducted in this study was to determine if a Trypsin/ZyGEM protocol used to extract sperm DNA from a liquid mixture of male and female cells was applicable to dried semen samples. Semen from a single male individual was placed onto different substrates and allowed to dry. Once dry, samples were extracted by the Trypsin/ZyGEM method, a modified Qiagen® protocol, or both. DNA quantification was performed to compare the efficiency of each method to one another.

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12 2.0 MATERIALS AND METHODS

2.1 Preparation of Liquid and Dried Semen Samples

The human semen from a single donor used in these studies was purchased from Bioreclamation IVT (Hicksville, New York). All samples were prepared using 2 µL of a 1:40 dilution of semen and deionized water. Three dried semen sample types were prepared. Ten microliters of deionized water plus 2 µL of the 1:40 dilution were placed into 0.2 mL LoBind microcentrifuge tubes. Two µL of the 1:40 dilution was applied to white cotton and to blue denim fabric squares. All fabric samples were cut into quarter-inch squares before application of semen. The semen in the LoBind tubes was allowed to dry in the tubes with caps open overnight at room temperature. Tubes were then capped and stored at room temperature. The semen on denim samples were made in two different batches on different days using separate 1:40 dilutions. Liquid control samples were made with 10 µL of TE buffer (Tris-ethylenediaminetetraacetic acid) followed by the addition of 2 µL of the 1:40 semen dilution. Each liquid sample was pulse vortexed for ten seconds and briefly centrifuged before being stored at -20 ºC.

2.2 Trypsin/ZyGEM Extraction of Liquid and Dried Semen Samples

The Trypsin/ZyGEM extraction method (T/Z) followed a protocol developed by M. Fisher.28 Semen samples extracted by this method had been stored between two to six months since preparation. Dried samples were hydrated with 20 µL of TE buffer for one hour at room temperature prior to the extraction process. Forty microliters of 25 mg/mL Gibco® trypsin (Thermo Fisher Scientific Inc., Waltham, MA) was added to each tube. Samples were then pulse vortexed for ten seconds and then incubated at 37°C in a

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GeneAmp® PCR System 9700 thermal cycler (Applied Biosystems®, Foster City, CA) for one hour. Every ten minutes, the thermal cycler was paused to allow samples to be pulse vortexed for ten seconds. This was followed by a fifteen minute incubation at 70°C.

Figure 3: Schematic of the Trypsin/ZyGEM DNA extraction method for sperm. The trypsin lyses the sperm cells at 37ºC for one hour. A ten minute incubation at 70 ºC

deactivates the trypsin. The addition of buffer, water, and the forensicGEM enzyme followed by fifteen minute incubations at 75ºC and 95ºC finish the extraction process.

After the initial incubation steps, 10 µL of 10X ZyGEM Buffer BLUE from the forensicGEM Saliva Kit (ZyGEM, Hamilton, New Zealand), 29 µL of deionized water, and 1 µL of the ZyGem EA1 enzyme were added to each sample, which were then pulse vortexed for ten seconds. Samples were then incubated in the thermal cycler for fifteen

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minutes at 75ºC, five minutes at 95ºC, and finally cooled to 4ºC. Fabric substrates were removed and stored at room temperature. All DNA extracts were stored at -20ºC.

2.3 Qiagen® Extraction of Liquid and Dried Semen Samples

Since the samples consisted of only neat semen and contained no epithelial cells, the Qiagen® extraction procedure was modified from the manufacturer’s protocol and began at the step where the non-sperm cell lysate would have been removed and the sperm pellet remained (Figure 4).28,31 Since the 0.2 mL microcentrifuge tubes were too small for the amount of reagents required for this extraction, a stock solution of 280 µL Buffer ATL, 10 µL Proteinase K (Pro K), and 10 µL 1M dithiothreitol (DTT), multiplied by the number of samples, was prepared. Instead of the recommended volume of 300 µL, 150 µL of the stock solution was added to each sample, followed by pulse vortexing for ten seconds. The samples were incubated in the thermal cycler at 56 ºC for one hour and paused every ten minutes to pulse vortex for ten seconds.

After the one hour incubation, the samples were quickly spun in a centrifuge before the contents of each tube was transferred to a new 2 mL microcentrifuge tube. Another 150 µL of the ATL, Pro K, and DTT solution was added to each sample tube for a total of 300 µL. After a quick spin, 300 µL of Buffer AL were added to the samples that were then pulse vortexed. At this time, the steps follow the original Qiagen® protocol. Sample tubes were incubated at 70ºC for ten minutes, during which they were pulse vortexed for ten seconds every three minutes, and then spun at full speed (14,000 rpm) for one minute. The approximately 600 µL of supernatant of each sample was removed and transferred to a new 1.5 microcentrifuge tube.

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Figure 4: Diagram of the modified Qiagen® DNA purification procedure. For the purposes of this experiment, the Qiagen® procedure was modified to begin at the stage where the sperm pellet has already be separated from the non-sperm cell lysate. Since there are no non-sperm cells used in this experiment, no preferential lysis was required.

.

One hundred and fifty microliters of absolute ethanol was added to each tube. After pulse vortexing for fifteen seconds and a quick spin, the lysate was transferred to a QIAamp® MinElute column in a 2 mL collection tube and then spun for one minute at 8000 rpm. The QIAamp® MinElute column was placed into a new collection tube and the collection tube containing the flow-through was discarded. To each sample, 500 µL of Buffer AW1 was added. This step was followed by centrifugation at 8000 rpm for one

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minute. After placing the QIAamp® MinElute columns into new collection tubes, 700 µL of Buffer AW2 was added and the samples were again spun at 8000 rpm for one minute. The process of replacing the collection tubes was repeated and followed by the addition of 700 µL of absolute ethanol to each column, which were then spun for one minute at 8000 rpm.

After discarding the collection tubes containing flow-through, the QIAamp® MinElute column membranes were dried by spinning at full speed (14,000 rpm) for three minutes. The QIAamp® MinElute columns were then placed into new 1.5 mL microcentrifuge tubes and incubated at room temperature for ten minutes with the column lid open. This incubation was followed by the addition of 50 µL of Buffer AL and a room temperature incubation for one minute with the column lid closed. Initially, 100 µL of Buffer AL was used to elute the samples; this amount was decreased to 50 µL for some samples after finding that the DNA concentration was too dilute. A final spin at full speed (14,000 rpm) was conducted for five minutes and all DNA extracts were then stored at

-20ºC until quantification.

2.4. Qiagen® Extraction of Trypsin/ZyGEM Extracts

The modified Qiagen® protocol was employed as a post-extraction clean-up following an initial T/Z extraction of liquid and dried semen samples. Fifty microliters of the T/Z extract were transferred into a clean 2.0 mL microcentrifuge tube. Since the trypsin enzyme was used to lyse the sperm cells instead of Pro K and DTT, 300 µL of Buffer ATL was added to each sample extract. Each tube was incubated for one hour at

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56ºC in the thermal cycler, which was paused every ten minutes to pulse-vortex each tube for ten seconds. The samples were then given a quick spin in a centrifuge before 300 µL of Buffer AL were added, followed by ten seconds of pulse vortexing. At this time, the protocol continued on with the same steps of the modified Qiagen® extraction of the neat semen samples.

2.5 Quantification of DNA Extracts

Quantification of all the DNA sample extracts of dried semen was performed using the Quantifiler® Duo DNA Quantification Kit with a 7500 real-time PCR instrument (Applied Biosystems®, Foster City, CA).2 The Quantifiler® Duo DNA Quantification Kit Instruction Manual was referred to for all sample and reagent preparations.32 A single external calibrated curve was used for quantification as recommended by a study performed by Grgicak et al..33 Quantification data was analyzed using Microsoft Excel spreadsheets, which were then transferred into the JMP statistical software program to analyze.

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18 3. RESULTS

3.1 Trypsin/ZyGEM Extraction of Liquid and Dried Semen

The purpose of this experiment was to determine if the T/Z extraction would successfully lyse dried sperm cells from different substrates. Two microliters of a semen dilution were placed onto quarter inch squares of white cotton and denim fabric and allowed to dry at room temperature. An equal amount of the semen dilution was left to dry within microcentrifuge tubes minus fabric substrates. Liquid semen samples were also prepared for use as a control. The majority of all the samples were created on the same day. Fifteen denim samples were created several weeks after all other samples. The extraction methods performed on all of the above sample types included T/Z,

Qiagen®, and T/Z followed by Qiagen®. All sample extracts were then quantified by real-time polymerase chain reaction (qPCR) to determine the amount of DNA present in each extract. All data was analyzed by Microsoft Excel and JMP.

As shown in Figure 5, the T/Z extraction method was able to effectively extract DNA from liquid and dried semen samples within microcentrifuge tubes. The DNA form semen dried on white cotton fabric squares was also extracted successfully by the T/Z method. The amount of DNA extracted from dried semen on denim fabric squares were not successfully quantified due to the presence of inhibitors. Dyes commonly used on denim fabric are known to contain PCR inhibitors that prevent amplification from occurring during quantification.34 The T/Z extraction does not contain any purification steps which would remove any cellular proteins or debris. This may account for the high

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amounts of DNA. The average amount of DNA extracted by the T/Z method from liquid semen, dried semen in a tube, and dried semen on white cotton was 41 + 14 ng.

Total DNA (ng) Extracted by T/Z from Different Substrates

Figure 5: Total DNA extracted, using the dual-enzyme method, from liquid semen samples and dried semen samples from within a tube and dried semen from white cotton fabric. The boxplot for each substrate represents the range of the amount of DNA extracted from each sample type, with the interquartile range falling between the top and bottom lines of the box shape. The center line for each boxplot represents the median amount of DNA extracted from each sample type. The green lines represent the 95% confidence intervals.

3.2 Qiagen® Extraction of Liquid and Dried Semen

For comparison purposes, a modified Qiagen® extraction was performed on liquid and dried semen samples identical to those extracted by T/Z. As expected, the modified Qiagen® method was able to extract DNA from all of the liquid semen and the semen dried onto different substrates but at much lower amounts (Figure 6). It is believed the modified Qiagen® extraction method removed excess cellular material that remained during the T/Z method, which is not a purification method. The multiple wash steps

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included in the Qiagen® extraction may have also contributed to loss of sperm DNA. The modified Qiagen® methodwas able to successfully extract DNA from the semen dried onto denim, illustrating that the Qiagen® extraction could have been responsible for removing PCR inhibitors that may have interfered with the quantitation of dried semen on denim that were extracted by T/Z. The average amount of DNA extracted by the modified Qiagen® extraction method from liquid semen, dried semen in a tube, dried semen on white cotton, and dried semen on denim was 4 + 3 ng.

Total DNA (ng) Extracted by Qiagen® from Liquid Semen and Semen Dried onto Different Substrates

Figure 6: Qiagen® extraction of liquid and dried semen samples. A modified Qiagen® extraction was performed on liquid semen and dried semen on different substrates. These

extractions were followed by qPCR quantification. The modified Qiagen® extraction successfully extracted DNA from liquid semen samples and dried semen on three substrates types.

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3.3 Qiagen® Extraction of Trypsin/ZyGEM DNA Extracts

When the modified Qiagen® methodwas used as a post-extraction purification on the T/Z DNA extracts, there was a significant loss of DNA (Figure 7). Although this method has the potential to improve the purity of the sperm DNA from a sample, the subsequent loss of even more DNA may not provide an interpretable DNA profile at the time of analysis. The average amount of DNA extracted by the T/Z method followed by the modified Qiagen® method from liquid semen, dried semen in a tube, and dried semen on white cotton was 1 + 1 ng. It should be noted that the 95% confidence intervals for each substrate overlap with one another, illustrating that there is no significant difference between the results for each substrate that was extracted by the same method.

Total DNA (ng) Extracted By T/Z and the Modified Qiagen® Methods

Figure 7: Total DNA extracted by the modified Qiagen® method after the T/Z method. Qiagen® extractions were performed on T/Z DNA extracts. A post-purification clean-up of the T/Z DNA extracts resulted in lower sperm cell DNA recovery than just the modified Qiagen® extraction alone.

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As seen in Figure 8, the average amount of DNA extracted from each substrate by each extraction method was not significantly different. The mean amount of DNA extracted from each substrate fell within the standard deviations. The amount of DNA extracted by the dual-enzyme extraction method from each substrate was significantly greater than the amount extracted by the modified Qiagen® method alone or when applied to the T/Z DNA extracts (Figures 9-10).

Figure 8: Table of Averages. The average amount of DNA extracted from each substrate by each extraction method.

Average Total DNA (ng) Standard Deviation Average Total DNA (ng) Standard Deviation Average Total DNA (ng) Standard Deviation Liquid 38.50 14.95 5.54 2.64 1.16 0.61 Dried 45.14 14.95 6.45 4.95 1.35 0.53 White Cotton Fabric 40.11 11.76 3.02 2.50 1.19 0.95

Denim Fabric N/A N/A 1.61 1.45 0.43 0.18

EXTRACTION METHOD

TRYPSIN QIAGEN TRYPSIN-QIAGEN

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Liquid Semen: Total DNA v. Extraction Method

Figure 9: Comparison of the three extraction methods on liquid semen.

Dried Semen, No Fabric: Total DNA v. Extraction Method

Figure 10: Comparison of the three extraction methods on semen dried in tubes without fabric.

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Dried Semen on White Cotton: Total DNA v. Extraction Method

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25 4. CONCLUSIONS AND FUTURE DIRECTIONS

The research conducted in this study determined that the application of trypsin to the forensicGEM procedure is an effective method to extract DNA from dried semen stains present on different substrates. The amount of DNA extracted by the

trypsin/ZyGEM method was considerably higher than the amount of DNA extracted by the modified Qiagen® method. The use of Qiagen® directly on a trypsin/ZyGEM DNA extract showed a significant loss of sperm DNA. Qiagen® is a purification process that removes excess proteins and other cellular material by the use of silica columns and several washes. This may account for the loss DNA between the two different methods.

Future research should focus on the sensitivity of the T/Z method on varying amounts of dried semen, as well as the effects of sample age and DNA degradation. The method requires optimization and validation on single source samples before being applied to samples containing sperm DNA and non-sperm DNA in different ratios. Substrates regularly found in sexual assault evidence should also be tested. The use of this modified extraction method could eventually be adapted to automation, aiding in the potential to streamline the entire process of DNA analysis in forensic laboratories.

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CURRICULUM VITAE

PATRICIA R. CASSIS Year of Birth: 1980

12 Summit Road │ Sparta, NJ 07871 973-670-2445 │ [email protected]

EDUCATION:

Boston University School of Medicine – Boston, MA May 2016 Master of Science in Biomedical Forensic Sciences (anticipated)

Montclair State University – Montclair, NJ January 2011 Certificate in Molecular Biology

Rutgers University – New Brunswick, NJ May 2002

Bachelor of Science in Biological Sciences RESEARCH EXPERIENCE:

Effectiveness of a Novel Extraction Method for Semen: Comparison Using Liquid Samples and Dried Stains

Master’s Thesis. Boston University School of Medicine – Boston, MA WORK EXPERIENCE:

Microbiology QC Lab Technician 2010-2012

Research Pharmaceutical Services – Morris Plains, NJ

Lab Technician 2008-2010

On Assignment Lab Support – Flanders, NJ

Assistant Group Leader Microbiological Testing 2003-2006 MaryPaul Laboratories, Inc. – Sparta, NJ

References

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