Chapter 5
Graphing and
Optimization
Section 2
Objectives for Section 5.2
Second Derivatives and Graphs
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The student will be able to use concavity as a graphing tool.■
The student will be able to findinflection points.
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The student will be able to analyze graphs and do curve sketching.Concavity
The term concave upward (or simply concave up) is used to describe a portion of a graph that opens upward. Concave down(ward) is used to describe a portion of a graph that opens downward.
Concave down
Definition of Concavity
A graph is concave up on the interval (a,b) if any secant connecting two points on the graph in that interval lies above the graph.
Concavity Tests
Theorem. The graph of a function f is concave upward on the interval (a,b) if f (x) is increasing on (a,b), and is
concave downward on the interval (a,b) if f (x) is decreasing on (a,b).
For y = f (x), the second derivative of f, provided it exists, is the derivative of the first derivative:
Theorem. The graph of a function f is concave upward on the interval (a,b) if f (x) is positive on (a,b), and is concave
′′
y
=
f
′′
(
x
) =
d
2
f
Example 1
Find the intervals where the graph of
Example 1
Find the intervals where the graph of
f (x) = x3 + 24x2 + 15x – 12. is concave up or concave down.
f (x) = 3x2 + 48x + 15
f (x) = 6x + 48
f (x) is positive when 6x + 48 > 0 or x > –8, so it is concave up on the region (–8, ).
Example 1
(continued)
–10 < x < 1 –2 < y < 6 –25 < x < 20,
– 400 < y <14,000
f (x) f (x)
Inflection Points
An inflection point is a point on the graph where the
concavity changes from upward to downward or downward to upward.
This means that if f (x) exists in a neighborhood of an inflection point, then it must change sign at that point.
Theorem 1. If y = f (x) is continuous on (a,b) and has an
inflection point at x = c, then either f (c) = 0 or f (c) does not exist.
Inflection Points
(continued)
The theorem means that an inflection point can occur only at critical value of f . However, not every critical value
produces an inflection point.
A critical value c for f produces an inflection point for the graph of f only if f changes sign at c, and c is in the
Summary
f (x) > 0 f is increasing f (x) < 0 f is decreasing f (x) = 0 f is constant f (x) > 0 f (x) increasing f is concave up f (x) < 0 f (x) decreasing f concave down f (x) = 0 f (x) is constant f is linear Assume that f satisfies one of the conditions in the table below, for all x in some interval (a,b). Then the other
Example 2
Example 2
Find the inflection points of f (x) = x3 + 24x2 + 15x – 12.
Solution:
In example 1, we saw that f (x) was negative to the left of –8 and positive to the right of –8. At x = – 8, f (x) = 0.
Example 2
(continued)
Find the inflection point using a graphing calculator.
Inflection points can be difficult to recognize on a graphing
calculator, but they are easily located using root approximation routines. For instance, the above example when f is graphed shows an inflection point somewhere between –6 and –10.
Example 2
(continued)
-8
–10 < x < 1 – 2 < y < 6 f ’’(x) = 6x + 48
Graphing the second derivative and using the zeros
command on the calc menu shows the inflection point at –8 quite easily, because inflection points occur where the
Let c be a critical value for f (x), then
Second Derivative Test - Concavity
f (c) f (c) graph of f is f (c) is
0
+
concave up local minimum0
–
concave down local maximumCurve Sketching
Graphing Strategy
Step 1. Analyze f (x).
Find the domain and the intercepts. The x intercepts are the solutions to f (x) = 0, and the y intercept is f (0).
Step 2. Analyze f ’(x).
Graphing Strategy
(continued)
Step 3. Analyze f (x).
Find the partition numbers of f (x). Construct a sign chart for f (x), determine the intervals where the graph of f is concave upward and concave downward, and find
inflection points.
Step 4. Sketch the graph of f.
Locate intercepts, local maxima and minima, and
Graphing Strategy
Example
Sketch the graph of y = x3/3 – x2 – 3x
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Step 1. Analyze f (x).This is a polynomial function, so the domain is all reals. The y intercept is 0, and the x intercepts are 0 and (3 + 45)/2.
■
Step 2. Analyze f (x).f (x) = x2 – 2x – 3 = (x+1)(x–3), so f has critical values at –1 and 3.
Sign chart for
f
and
f
f (x) - - - 0 + + + + + + + +
- 1 1 3
(– , –1) (–1, 3) (3, )
f ’ (x) + + + 0 - - - 0 + + + + +
f (x) increasing decreasing increasing
f (x) maximum minimum
Analyzing Graphs - Applications
A company estimates that it will sell N(x) units of a product after spending $x thousand on advertising, as given by
N(x) = -2x3 + 90x2 – 750x + 2000 for 5 ≤ x ≤ 25 (a) When is the rate of change
Analyzing Graphs - Applications
A company estimates that it will sell N(x) units of a product after spending $x thousand on advertising, as given by
N(x) = -2x3 + 90x2 – 750x + 2000 for 5 ≤ x ≤ 25
–5 < x < 50 and –1000 < y < 1000
(a) When is the rate of change of sales, N (x), increasing?
Decreasing?
Note: This is the graph of the N (x) = -6x2 + 180x –750.
N (x) is increasing on (5, 15), then decreases for (15, 25).
Application
(continued)
Application
(continued)
(b) Find the inflection points for the graph of N.
N ’(x) = –6x2 + 180x –750.
N ’’(x) = –12x + 180
Inflection point at x = 15.
0 < x < 70 and –0.03 < y < 0.015
Note: This is N (x).
15
Application
(continued)
Application
(continued)
(c) What is the maximum rate of change of sales?
We want the maximum of the derivative.
N (x) = –6x2 + 180x –750.
Maximum at x = 15.
N (15) = 600.
- 5 < x < 50 and – 1000 < y < 1000
Note: This is the graph of N (x).
Point of Diminishing Returns
If a company decides to increase spending on advertising, they would expect sales to increase. At first, sales will increase at an increasing rate and then increase at a decreasing rate. The value of x where the rate of change of sales changes from
Maximum Rate of Change Example
Currently, a discount appliance store is selling 200 large-screen television sets monthly. If the store invests $x thousand in an advertising campaign, the ad company estimates that sales will increase to
N (x) = 3x3 – 0.25x4 + 200 0 < x < 9
When is rate of change of sales increasing and when is it
Example
(continued)
Solution:
The rate of change of sales with respect to advertising expenditures is
N (x) = 9x2 – x3 = x2(9-x)
To determine when N ’(x) is increasing and decreasing, we find N ”(x), the derivative of N ’(x):
Example
(continued)
x N (x) N (x) N (x) N (x)
0 < x < 6
+
+
Increasing Increasing, concave upx = 6
0
+
Local Max Inflection PointExample
(continued)
Examining the table, we see that N (x) is increasing on (0, 6) and decreasing on (6, 9). The point of
Summary
■
We can use the second derivative to determine when a function is concave up or concave down.■
When the second derivative is zero, we may get an inflection point in f (x) (a change in concavity).■
The second derivative test may be used to determine if a point is a local maximum or minimum.■
The value of x where the rate of change changes from increasing to decreasing is called the point of