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AICAR-T = aminoimidazole carboxamide ribonucleotide transformylase; CRH = corticotropin-releasing hormone; DMARD = disease-modifying antirheumatic drug; IL = interleukin; MHC = major histocompatibility complex; MTHFR = methylenetetrahydrofolate reductase; RA = rheuma-toid arthritis; RANK = receptor activator of nuclear factor κκκκκB; RANKL = RANK ligand; SE = shared epitope; SNP = single nucleotide poly-morphism; TNF = tumor necrosis factor; TPMT = thiopurine methyl-transferase

From the Division of Rheumatology, Mayo Clinic College of Medicine, Roches-ter, Minn. Dr Turesson is now with Malmö University Hospital, Malmö, Sweden.

Address correspondence to Eric L. Matteson, MD, MPH, Division of Rheumatology, Mayo Clinic College of Medicine, 200 First St SW, Rochester, MN 55905 (e-mail: [email protected]). Individual reprints of this article and the entire series on Genetics in Clinical Practice will be available for purchase from our Web site www.mayoclinicproceedings.com.

© 2006 Mayo Foundation for Medical Education and Research

Genetics of Rheumatoid Arthritis

CARL TURESSON, MD, PHD, AND ERIC L. MATTESON, MD, MPH

Rheumatoid arthritis (RA) is a heterogeneous autoimmune disor-der of unknown cause with variable clinical expression. About 70% of patients are women. Genetic factors play an important role and likely account for about 60% of disease susceptibility and expres-sion. The association with the HLA-DRB1 gene is the best under-stood, although several non-HLA loci have been linked to RA, including the 18q21 region of the TNFRSR11A gene, which en-codes the receptor activator of nuclear factor κκκκκB, important in bone resorption in RA. Genetic factors are also important in the treatment of RA because the activity of enzymes relevant in the metabolism of drugs such as methotrexate and azathioprine, including methylenetetrahydrofolate reductase and thiopurine methyltransferase, are in part genetically determined.

Mayo Clin Proc. 2006;81(1):94-101

R

heumatoid arthritis (RA) is a chronic inflammatory disorder that is characterized by polyarthritis with often progressive joint damage and disability, immuno-logic abnormalities, systemic inflammation, increased comorbidity, and premature mortality. Populations of pa-tients with diagnosed RA are clinically heterogeneous, and no single test defines RA. The etiology is incompletely understood and likely to be multifactorial and variable in different subsets of patients.

There is extensive evidence for a role for genetic factors in RA. Studies of monozygotic twins have revealed in-creased concordance rates of RA compared to dizygotic twins.1,2 A study using the Icelandic population-based

ge-nealogy database showed that patients with RA were more related to each other than were control groups of Icelanders and that the familial component extended beyond the nuclear family.3 In models based on nationwide studies of

twins with RA from Finland1 and the United Kingdom,2 the

heritability of RA, ie, the extent to which liability to disease is explained by genetic variation in the population, has been estimated at 60%.4

In addition to traditional genetic factors, several envi-ronmental factors have been implicated as predictors of RA.5 The 2- to 3-fold higher prevalence of the disease in

women, primarily due to an increased female incidence before menopause,6 has been interpreted as indicating a

role for hormonal or reproductive factors; about 70% of patients with RA are women. Smoking is a well-estab-lished risk factor for the development of RA7,8 and also

seems to be a predictor of disease severity.9-11 Interestingly,

a recent study found smoking to be a predictor primarily in the subset of patients with RA-associated HLA-DRB1 genotypes, indicating that genetic and environmental fac-tors could interact in predisposing to RA.12

SUSCEPTIBILITY GENES

Rheumatoid arthritis has been associated with polymorphic variants in the HLA-DRB1 genes.13,14 It has been shown that

DRB1-subtypes associated with RA in different popula-tions share a region encoding a similar amino acid se-quence (the shared epitope [SE]).15 These subtypes include

some of those corresponding to the HLA-DR4 serotype (HLA-DRB1*0401/0404/0405/0408), HLA-DR1 subtypes (HLA-DRB1*0101/0102), and HLA-DRB1*1001, *1402, and *1406. The shared amino sequence is the QKRAA/ QRRAA/RRAAA pattern in position 70-74 on the HLA-DR β chain. HLA-DRB1 alleles with a negative association with RA have a clear homology for different sequences in the named positions.16

The DRB1*1402 and *1406 subtypes are found in most Yakima and Pima Indians,17 who have the highest reported

prevalence of RA in the world.18,19 Overall, the SE of HLA-DRB1 has been estimated to account for one third of the

genetic risk in RA.20 Genome-wide screening of multicase

families using microsatellite loci has confirmed linkage between RA and the HLA-DR region in European21-25 but

not Japanese26 subjects.

The HLA-DR genes are situated on chromosome 6p within the major histocompatibility complex (MHC), which consists of a large number of highly polymorphic genes. There is considerable linkage disequilibrium within the MHC, indicating that other genes, which are part of

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extended SE-associated haplotypes, could to some degree explain disease associations with HLA alleles in the MHC class II region.

An extensive haplotype analysis of multicase families using markers distributed across the MHC by Jawaheer et al27 demonstrated linkage with markers in the class III

region, in addition to the known linkage with HLA-DRB1. The class III region markers were associated with the an-cestral A1-B8-DRB1*03 haplotype. Recently, HLA-DR3 was reported to be more frequent in patients with RA who lack antibodies directed against cyclic citrullinated pep-tides,28 whereas specific importance for HLA-DRB1*040129

and other SE alleles30,31 has been suggested for the immune

response to cyclic citrullinated peptides. In addition, a seg-ment in the class I region on some DRB1*0404 haplotypes was preferentially transmitted in families with RA. This suggests that other genes in the MHC modify the risk associated with HLA-DRB1 alleles. Furthermore, recent data implicate an independent susceptibility locus on chro-mosome 6p, telomeric to the HLA-DRB1 locus.32

Several non-HLA loci have been linked to RA in ge-nome-wide screening studies.21-26 However, only a few of

these have been replicated in independent samples (Table 1). Interestingly, of the regions with replicated linkage, several may be associated with other autoimmune disor-ders. 1p13,33 1q43,33 and 18q2134 have been linked to

sys-temic lupus erythematosus, and there is evidence of linkage of the 18q21 locus with type 1 diabetes mellitus35,36 and

Grave disease.37 These regions are relatively large, and

further mapping using dense sets of markers followed by analysis of candidate genes is necessary to identify the molecular basis for these associations.

The 18q21 region includes the TNFRSR11A gene, which encodes the receptor activator of nuclear factor κB (RANK). RANK, which binds the soluble or cell-bound RANK ligand (RANKL), has been shown to be involved in the differentiation of osteoclasts in inflamed synovium and is important for the development of bone resorption in people with arthritis.38 Thus, polymorphisms in this area

may influence susceptibility to erosive arthritis. In a recent survey of a cohort with early-onset RA, variant RANKL genotypes were associated with younger age at onset of RA in patients who have an HLA-DRB1 SE.39 This further

emphasizes the potential importance of genetic polymor-phisms for RANK-RANKL interactions and their impact on RA.

A meta-analysis of the first 4 genome searches for link-age with RA21,23,24,26 showed not only strong evidence for

linkage with the MHC region but also evidence for an RA susceptibility locus on 16.40 This region, which was not

identified as statistically significant in any of the individual genome searches that comprised the meta-analysis,

con-tains the CARD15 gene implicated as a susceptibility gene in Crohn disease.41 However, the CARD15 polymorphisms

associated with Crohn disease have not been shown to have any impact on the risk of RA.42 Other genes in this area may

be important both for RA and for Crohn disease.

In the combined data sets from the 2 US-based genome searches,24,25 the 8q13 locus was close to the predefined

level of significance for linkage with RA.25 This region is

close to the gene encoding corticotropin-releasing hormone (CRH). Specific CRH haplotypes have been implicated in familial and sporadic RA.43 The hypothalamic-pituitary

axis response to inflammatory stimuli is defective in pa-tients with RA,44 and CRH polymorphisms could influence

the risk of RA through effects on the regulation of the hypothalamic-pituitary axis. The CRHA2 allele has been associated with late onset seronegative RA in a cohort with a low frequency of RA-associated HLA-DRB1 alleles.45

Several other candidate genes for disease susceptibility have been suggested that have not been found to be consis-tently associated with RA, and others await replication. Discrepancies between different studies indicate that some primary associations were due to chance, but they may reflect ethnic heterogeneity or other differences in the se-lections of the populations studied. For example, the cytokine gene cluster in chromosome 5q31 has been linked to RA in Japanese subjects46 but not in studies of

Cauca-sians. Tokuhiro et al46 reported an association with RA for a

single nucleotide polymorphism (SNP) of the SLC22A4

TABLE 1. Loci With Significant Linkage With Rheumatoid Arthritis, Replicated in Independent Samples*

in Genome-Wide Screening of Multicase Families†

Suggested Reference Locus candidate genes Cornelis et al,21 1998 6p21.3 HLA-DRB1,

Jawaheer et al,24 2001 other MHC genes

MacKay et al,23 2002

Jawaheer et al,25 2003

Osorio et al,22 2004

Cornelis et al,21 1998 18q21 RANK

Jawaheer et al,24 2001

Jawaheer et al,25 2003

Cornelis et al,21 1998 1q43 Unknown, also

Jawaheer et al,24 2001 linkage with SLE

MacKay et al,23 2002

Jawaheer et al,25 2003

Jawaheer et al,24 2001 6q21 Unknown

MacKay et al,23 2002

Jawaheer et al,25 2003

Jawaheer et al,24 2001 1p13 Unknown

Jawaheer et al,25 2003

*Replicated in at least 2 independent samples; P<.005 in at least 1 sample. †MHC = major histocompatibility complex; RANK = receptor activator

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gene located in this area. SCL22A4 encodes an organic cation transporter, which is present in lymphoid tissue and overexpressed in collagen-induced arthritis. In the same sample, a SNP in the RUNX1 transcriptor factor gene was associated with RA, and it was suggested that RUNX1 regulates expression of SCL22A4, with an effect partly dependent on genetic variants of SCL22A4.46

Generally speaking, for disease susceptibility studies, findings that have been replicated in several independent samples, and for which there is a plausible biologic expla-nation, are more likely to be of major relevance. Important studies of identified susceptibility genes with suggested underlying mechanisms are summarized in Table 2.

DISEASE SEVERITY GENES

The RA-associated SE subtypes have been found primarily in patients with severe disease, indicating that they not only affect disease susceptibility but also influence disease se-verity.49-51 At the same time, the utility of DR-typing in

cohorts with early-onset RA52 and in community-based RA

samples53 to predict outcome has been questioned. In a

recent study of a large US sample of patients with early-onset RA,54 the disorder was primarily associated with DRB1*0401, but there was no clear association between

the presence of SE subtypes and disability. In contrast, several meta-analyses of previous studies55,56 as well as

recent surveys of cohorts with new-onset RA57,58 have

indi-cated that double dose of HLA-DRB1*04 SE alleles is associated with disease severity in RA (Table 3).

There is considerable ethnic heterogeneity in the fre-quency of these alleles and their importance for the RA phenotype. For example, double dose of DRB1*04 SE alleles is associated with erosive disease55 and vasculitis56,57

in northern European Caucasians but has no significant

impact on disease outcome in Greek patients.56

Further-more, the relative importance of DRB1 genotypes com-pared to other clinical and genetic markers, and hence the clinical utility of HLA-DRB1 genotyping for prognostica-tion, remains unclear. In a recent study of early-onset RA by Goronzy et al,57 HLA-DRB1*04 SE double dose was one

of several predictors of progression of erosive disease in the univariate analysis, but only rheumatoid factor and the presence of baseline erosions remained significant in the multivariate model, indicating that these factors are more important prognostic markers in RA.

Data on the impact of HLA-DRB1 alleles on the need for joint surgery are conflicting,49,59 and the association

be-tween the SE and progressive joint damage seems to be attenuated in patients started on early and aggressive anti-rheumatic drug treatment.60 Preliminary data indicate that DRB1 SE alleles may predict mortality in RA,61 suggesting

that the relative importance of DRB1 genes is variable for different disease outcomes.

Given the role of HLA-DR in the maturation, selection, and activation of T cells, the association between the SE and RA, and in particular between DRB1*04 SE double dose and disease severity in RA, has been interpreted as reflecting the importance of T cells in RA.47,48 Patients with

RA and extra-articular organ involvement have extensive T-cell abnormalities.48,62 Other gene products with a role in

T-cell regulation may be important in disease severity in RA. HLA-C alleles63,64 and killer-like immunoglobulin-like

receptor gene variants,63 with suggested regulatory

func-tions for immunosenescent T cells in extra-articular RA,63

have been shown to be associated with vasculitis in patients with RA.

In addition, other HLA genes with a role in T-cell regu-lation may modify the effect of known disease severity factors. For example, in patients carrying HLA-DRB1*01

TABLE 2. Rheumatoid Arthritis Susceptibility Alleles Identified in Association Studies and Suggested Underlying Mechanisms*

Disease susceptibility

allele Gene product Suggested mechanism Reference

HLA-DRB1–shared HLA-DRβ chain T-cell selection and maturation 47, 48 epitope alleles Immune response to specific peptides 29

TNFSR11A RANK Osteoclast differentiation 38, 39

CRHA2 CRH Defective HPA response to inflammation 43-45

Slc2F2T SCL22A4 organic Regulates lymphocyte activation in 46 cation transporter secondary lymphoid organs and/or

contributes to local inflammation

Runx1 RUNX1 Regulates expression of SCL22A4 46

(Runt-related transcription factor)

*CRH = corticotropin-releasing hormone; HPA = hypothalamus-pituitary axis; RANK = receptor activator of nuclear factor kB.

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alleles, HLA-DMA1*0103 and HLA-DMB1*0401 have been suggested to be associated with greater structural joint damage.65

The tumor necrosis factor (TNF) has been shown to be important in the pathogenesis of RA,66 and treatment with

TNF-blocking agents leads to amelioration of joint symp-toms and reduction of structural joint damage in many patients.67 The TNF is encoded within the class III region of

the MHC. A number of biallelic SNPs and 5 microsatellite markers in the TNF region have been identified.68 Several

of the SNPs are located in the enhancer/promoter region, but no clear evidence indicates that these polymorphisms explain individual variation in TNF expression.68

Sug-gested associations between the extent of joint damage in RA and the –238 GG genotype may instead be explained by linkage disequilibrium with other neighboring genes.69

An association between certain TNF-α microsatellite markers and susceptibility to RA independent of RA-associated haplotypes has been found in most studies.70,71

Although microsatellite markers do not seem to affect disease severity by themselves, interactions between the markers TNFa672 and TNFa1173 and SE genotypes have

been reported to be associated with radiographic damage and disability. The TNFa6-SE interaction may also pre-dict the development of rheumatoid nodules.74 Such

inter-actions could indicate that polymorphisms influencing TNF expression or function are important only in the presence of an immune system shaped by certain class II genes.

Alternatively, the interactions could be attributed to other linked MHC genes. Various HLA-DRB1*04 sub-types are associated with specific TNF-lymphotoxin haplo-types,75 suggesting that these issues can be resolved only

through detailed typing of the MHC class II and III regions. Polymorphisms in other cytokine genes, such as interleu-kin (IL) 4 and IL-1β,76 IL-1α,77 and IL-1 receptor

antago-nist,78 may also affect radiographic progression and other

outcomes.

PHARMACOGENETICS

Individualized pharmacological therapy is a major goal of current research in the genetics of rheumatic diseases. This approach will ensure a safer and more efficacious applica-tion of drugs to manage complex diseases such as RA and in a nascent form is already being practiced in rheumatol-ogy. An example of this is the now routine determination of thiopurine methyltransferase (TPMT) enzyme levels be-fore azathioprine is prescribed. This example also high-lights the fact that it is currently generally easier to estab-lish an association between genetic type and potential drug toxicity than between genetic type and drug efficacy.

Lack of response to a given therapy may be due to many reasons, including drug-specific factors and genetically as-sociated resistance, coadministered drugs with competing metabolic pathways, and disease severity, including pres-ence of the SE as discussed previously.79, 80 Knowledge of

the likelihood of genetic resistance would prevent unneces-sary and potentially toxic drug exposure. Such factors are still unidentified, but it is clear that patients with advanced disease, regardless of their genetic background, may not respond because the disease is too advanced.

Currently, the most commonly used disease-modifying antirheumatic drug (DMARD) to manage RA is methotrex-ate, a folic acid analogue that inhibits the intracellular synthesis of purine and pyrimidine. Some of the anti-inflammatory effects of methotrexate are mediated by adenosine, a substrate in purine metabolism. In the cell, methotrexate undergoes polyglutamation, and this product inhibits aminoimidazole carboxamide ribonucleotide trans-formylase (AICAR-T). AICAR-T is important in purine synthesis, and blocking it leads to substrate accumulation

TABLE 3. Recent Studies With Evidence for Importance of HLA-DRB1*04 for Disease Severity in RA*

Reference Study design Main findings Goronzy et al,57 2004 Early-onset RA inception cohort with Increased risk of erosive disease in patients

analysis of multiple prognostic factors with double dose of HLA-DRB1*04 alleles Gorman et al,55 2004 Meta-analysis of 29 studies of erosive RA Association between SE and erosions overall but

published from 1987 to 1999 variability in different ethnic groups; erosions associated with DRB1*0401/0401 and 0401/0404 genotypes in northern European Caucasians Turesson et al,58 2005 Multicenter study of a large sample of Association of double dose of HLA-DRB1*04 alleles

patients with severe extra-articular RA with extra-articular RA overall, rheumatoid vasculitis, and Felty syndrome but not with other individual extra-articular RA manifestations Gorman et al,56 2004 Meta-analysis of 18 studies of rheumatoid HLA-DRB1*0401/0401, 0401/0404, and 0401/0101

vasculitis published from 1987 to 2003 genotypes were associated with vasculitis in RA *RA = rheumatoid arthritis; SE = shared epitope.

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with increased adenosine release, effecting the anti-inflam-matory activity of methotrexate (Figure 1).

Another enzyme important in methotrexate metabolism is methylenetetrahydrofolate reductase (MTHFR), a cata-lyst for conversion of homocysteine to methionine. Defi-ciency of MTHFR is a cause of homocysteinemia and homocysteinuria, which can cause vasculopathy, thrombo-philia, and neurologic disease. About 10% of persons are homozygous, and another 40% are heterozygous for the C677T polymorphism of MTHFR, with corresponding re-duction in enzyme activity.81,82 Methotrexate-related bone

marrow toxicity has been linked to MTHFR polymor-phisms.81,82 Regarding efficacy, it has been suggested that

presence of a polymorphism in 1 of 3 enzymes important in methotrexate action thymidylate synthase (folate-depen-dent pyrimidine synthesis), AICAR-T, and RFCI (a protein that transports methotrexate into cells) is associated with increased methotrexate efficacy.83 Absence of members

of the functional multidrug resistance protein family that transport methotrexate out of the cell, plus the presence of reduced folate carrier, appears to be associated with signifi-cantly better responsiveness to methotrexate.84

Azathioprine is converted to 6-mercaptopurine and this metabolite to 6-thioguanine nucleotides and mercaptopu-rine metabolites (Figure 2). Xanthine oxidase and TPMT metabolize these products for excretion. Genetic polymor-phisms of TPMT are common, with about 10% of

Cauca-sians heterozygous for the wild-type gene and variants G460A and A719G, which are linked to diminished TPMT activity.85 This results in accumulation of thiopurine

me-tabolites, which cause bone marrow suppression.85 Patients

who are homozygous for the variant allele are at risk for severe bone marrow suppression with even standard doses of azathioprine. Levels of TPMT are now routinely used in clinical practice to predict this adverse effect, and azathio-prine-related adverse effects can be avoided in patients who have low TPMT levels.

Pharmacogenetic considerations also apply to other DMARDs used in the management of RA, although rel-evant enzyme assays are not as routinely available as they are for TPMT. About 62% of patients experiencing an adverse reaction such as myelosuppression and hepatotox-icity to sulfasalazine may be slow acetylators; thus, geno-typing of the N-acetyltransferase 2 gene could reduce the incidence of adverse events in these patients.86

Presence of the SE not only predicts disease severity but also may predict response to therapy. Patients with 2 copies of the SE are more likely to respond to DMARDs such as etanercept than are patients with no or only 1 copy.87

Genetic variation in TNF regions may be linked not only to RA susceptibility and severity but also to clinical re-sponse to anti-TNF agents.87,88 The TNF-308 SNP appears to

influence response to infliximab.89 Among 59 patients with FIGURE 1. Methotrexate and cellular metabolism. AICAR = aminoimidazole carboxamide ribonucleotide;

AICAR-T = AICAR transformylase; DHFR = dihydrofolate reductase; dTMP = deoxythymidine monophos-phate; dUMP = deoxyutidine monophosmonophos-phate; FAICAR = formyl aminoimidazole carboxamide ribonucle-otide; FPGS = folylpolyglutamate synthase; IMP = inosine monophosphate; MTHFR = methylenetetra-hydrofolate reductase; MTX = methotrexate; MTX-P-GIU = methotrexate polyglutamate; RFC1 = reduced folate carrier 1; THF = tetrahydrofolate; TS = thymidylate synthase. Adapted from Cronstein BN. Pharma-cogenetics in the rheumatic diseases. Ann Rheum Dis. 2004;63(suppl II):ii25-ii27, and reproduced with permission from the BMJ Publishing Group.

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refractory RA, 42% with the TNF-308 AA or AG genotype had significant improvement with infliximab therapy com-pared with 81% of patients with the GG phenotype.89

Response to anti-TNF therapy may be governed by other genes in addition to those encoding TNF. These include genes for IL-10, transforming growth factor β1, and IL-1 receptor antagonist.90,91

SUMMARY

Rheumatoid arthritis is a complex disorder with consider-able genetic heterogeneity. Numerous HLA and non–HLA-associated gene regions appear to be involved in genetic predisposition to the disease. Some of these, such as the SE, appear to exert considerable influence on the disease phe-notype and possibly on the treatment response. Other genes exert only small effects, which may be markers of disease susceptibility and severity or perhaps even be protective. This genetic complexity demands that more and larger pop-ulations be studied to better characterize disease phenotypes and treatment response. Replicated findings with a plausible biologic explanation are more likely to be important.

Although genetic marker determination has not yet en-tered clinical practice, assays are clinically available for screening of enzymes such as TPMT that are important in metabolism of drugs used in the treatment of RA. More data are needed on genetic polymorphisms not only of drug-metabolizing enzymes but also of drug transporters and receptors. Cost-efficient enzyme testing and DNA chips and other assay kits need to be developed to expand the current knowledge of genetic disease and treatment

toxicity–related predispositions and to enhance the applica-bility of this knowledge to improve treatments and out-comes in RA.

There is great variability in the cost and response to treatment programs for RA. Genetic predictors of suscepti-bility to adverse effects of drugs and response to therapy have the potential for providing valuable information for therapeutic decisions, making it possible to better tailor individual treatment programs at the time of RA diagnosis, when the therapeutic intervention has the greatest chance of meaningfully altering the disease course. Even in pa-tients with established disease, improved understanding of these factors can enhance therapeutic strategies, avoiding predictable toxicities and improving outcomes. Most of the studies of the pharmacogenetics of RA to date have been performed in Caucasian populations. Further studies are necessary to extend the observations, to apply them to other populations and disease characteristics, and to define the specific genes or groups of genes and haplotypes that ac-count for these associations.

FIGURE 2. Metabolism of azathioprine. MP = mercaptopurine; TPMT = thiopurine methyltransferase; XO = xanthine oxidase. Adapted from Cronstein BN. Pharmacogenetics in the rheumatic diseases. Ann Rheum Dis. 2004;63(suppl II):ii25-ii27, and reproduced with permission from the BMJ Publishing Group.

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