Executive Officer Disclosure

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Executive Officer Disclosure

NULIS Nominees (Australia) Limited

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Introduction

The following pages contain qualification and directorship disclosures, where relevant, of the 19

Executive Officers of NULIS Nominees (Australia) Limited.

Please note that one or more Directors, and other Executive Officers, may also be a Director or

trustee of one or more family or other private entities which are not subject to disclosure.

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EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED | SEPTEMBER 2014 3

Nicole Smith

Independent Non Executive Director (Chair)

Qualifications:

• Mastering the Boardroom (Order of Merit), Australian Institute of Company Directors 2012

• Graduate, Australian Institute of Company Directors 2008

• Member, Institute of Chartered Accountants in Australia 1993

• Bachelor of Financial Administration, University of New England 1990

Board member experience:

Directorship Directorship duration

Goldman Sachs Australia Managed Funds Limited November 2012 - Current

Westpac RE Limited December 2010 - Current

Teachers Federation Health Ltd September 2010 - Current

NULIS Nominees (Australia) Limited October 2009 - Current

PFS Nominees Pty Limited May 2007 - Current

MLC Nominees Pty Limited November 2006 - Current

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Peggy O'Neal

Independent Non Executive Director

Qualifications:

• Fellow, Australian Institute of Company Directors 2008

• Diploma in Superannuation Management, Macquarie University 1994

• Professional qualification courses, University of Melbourne 1990

• Juris Doctor, University of Virginia, USA 1976

• Bachelor of Arts, Virginia Polytechnic Institute and State University, USA 1973

Board member experience:

Women's Housing Limited June 2013 - Current Commonwealth Superannuation Corporation July 2011 - Current MLC Nominees Pty Limited February 2011 - Current NULIS Nominees (Australia) Limited February 2011 – Current PFS Nominees Pty Limited February 2011 - Current February 2000 - July 2001 Richmond Football Club Limited November 2005 – Current Retail Responsible Entity Limited February 2012 - February 2014 Tigers in Community Foundation Limited November 2005 – December 2013 FHP Melbourne Superannuation Pty Ltd June1994 - September 2004

Currently Held

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Evelyn Horton

Independent Non Executive Director

Qualifications:

• Graduate, Australian Institute of Company Directors 2012

• Master of Social Sciences (Economics), National University of Singapore 1995

• Bachelor of Economics, Australian National University 1986

Board member experience:

MLC Nominees Pty Limited May 2014 - Current PFS Nominees Pty Limited May 2014 - Current NULIS Nominees (Australia) Limited May 2014 - Current Tasmanian Public Finance Corporation August 2012 - Current Mission Australia November 2011 - Current Mission Australia Housing July 2011 - Current Mission Australia Housing (Victoria) April 2011 - Current

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Terry McCredden

Independent Non Executive Director

Qualifications:

• Proteus Leadership Course, London Business School 2012

• Advanced Management Program, Wharton School of Management, University of Pennsylvania 2001

• Advanced Management Course, Graduate School of Management, University of Melbourne 1988

• Bachelor of Commerce (Honours), University of Melbourne 1978

Board member experience:

MLC Nominees Pty Limited May 2014 - Current PFS Nominees Pty Limited May 2014 - Current NULIS Nominees (Australia) Limited May 2014 - Current UCA Funds Management Limited December 2013 - Current UCA Cash Management Fund Limited December 2013 - Current UCA Growth Fund Limited December 2013 - Current Trustee, Austral Charitable Trust December 2013 - Current Infradebt Pty Ltd October 2013 - Current Churches of Christ Financial Services Limited August 2013 - Current Maston Pty Ltd December 1999 - Current Properties Corporation of the Churches of Christ, Victoria and Tasmania January 1989 - Current Unisuper Management Pty Ltd July 2008 – June 2013 Churches of Christ Community Care April 2007 – March 2012 Association of Superannuation Funds of Australia July 2006 - August 2008

November 1995 – October 1997 Telstra Super Financial Planning Pty Ltd October 2001 – July 2008 Fund Executives Association Ltd November 2003 - November 2006

Currently Held

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EXECUTIVE OFFICER DISCLOSURE - NULIS NOMINEES (AUSTRALIA) LIMITED |SEPTEMBER 2014 7

Trevor Hunt

Non Executive Director

Qualifications:

• Bachelor of Business (Accounting), Edith Cowan University 1989

Board member experience:

MLC Nominees Pty Limited March 2013 - Current NULIS Nominees (Australia) Limited March 2013 - Current PFS Nominees Pty Ltd March 2013 - Current Ledge Finance Limited May 2008 - Current Apogee Financial Planning Limited May 2004 – July 2014

August 2003 - February 2004 Godfrey Pembroke Limited August 2003 – July 2014 GWM Adviser Services Limited August 2003 – July 2014 Meritum Financial Group Pty Ltd December 2010 - Current BLSSA Pty Ltd September 2010 - December 2012 Medfin Australia Pty Limited May 2002 - February 2007 National Margin Services Pty Limited December 2003 - January 2005 NMS Nominees Pty Limited December 2003 - January 2005 National Australia Superannuation Pty Limited July 2003 - May 2004

Currently Held

(8)

Michael Clancy

Non Executive Director

Qualifications:

• Chartered Financial Analyst, Association for Investment Management and Research 1997

• Bachelor of Business (Finance and Economics) University of Technology, Sydney 1992

Board member experience:

PFS Nominees Pty Ltd September 2010 - Current NULIS Nominees (Australia) Limited October 2009 - Current MLC Nominees Pty Ltd August 2009 - Current Sydney Anglican Home Mission Society November 2008 - Current Wealthhub Securities Limited July 2009 - April 2013 Wealthhub Securities Nominees Pty Limited July 2009 - April 2013 NMS Nominees Pty Ltd July 2010 - April 2013 National Margin Services Pty Ltd July 2010 - April 2013 Invia Custodian Pty Limited March 2011 - June 2012 I.C. Nominees Pty Ltd March 2011 - June 2012 New College Limited April 2007 - March 2011 Plum Financial Services Limited July 2009 - August 2010 JANA Investment Advisers Pty Limited October 2005 - August 2010 National Corporate Investment Services Limited May 2004 - December 2009 National Asset Management Limited May 2004 - December 2009 NAFM Investments Pty Limited May 2004 - January 2008

Currently Held

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John Reid

Non Executive Director

Qualifications:

• Graduate, Australian Institute of Company Directors 2013

• Fellow, Institute of Actuaries of Australia 1992

• Fellow, Institute of Actuaries in London 1979

• Bachelor of Science (Mathematics and Physics), Sussex University England 1971

Board member experience:

PFS Nominees Pty Limited September 2010 - Current

NULIS Nominees (Australia) Ltd October 2009 - Current

MLC Nominees Pty Limited February 2009 - Current

Currently Held

(10)

John Reid

Non Executive Director

National Margin Services Pty Limited July 2010 - June 2013

NMS Nominees Pty Limited July 2010 - June 2013

Wealthhub Securities Limited March 2001 - June 2013

Wealthhub Securities Nominees Pty Limited March 2001 - June 2013

Invia Custodian Pty Limited March 2011 - June 2012

I.C. Nominees Pty Ltd March 2011 - June 2012

Your Prosperity Limited January 1998 - April 2009

MLC Lifetime Company Limited June 2003 - November 2006

GWM Advisor Services Limited October 1995 - June 1999

Apogee Financial Planning Limited October 1992 - June 1999

The Investment Network (Australia) Pty Limited January 1992 - June 1998

Protection and Investment Planners Pty Ltd January 1992 - April 1997

Lend Lease Insurance Pty Limited October 1994 - October 1995

MLC Limited October 1994 - October 1995

Australian Eagle Life Limited December 1992 – October 1995 Milegrove Pty Ltd February 1993 - May 1995 Bond-Tech Financial Services Limited December 1992 - May 1995 Living Insurance (Queensland) Pty Ltd November 1992 - May 1995 The Institute of Actuaries of Australia December 1991 - December 1994 Australian Eagle Nominees Pty Limited November 1992 - April 1994 Eagle Star Custodians Limited November 1991 - June 1993 The Farmers & Settlers Insurance Co of Australia Ltd January 1992 - August 1992 Profco Financial Services Pty Limited November 1991 - July 1992 EST Limited June 1986 - July 1992 QBE Insurance (Australia) Limited January 1987 - February 1991

Previously Held

Board member experience (Continued):

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Paul Fog

Executive Member of the Investment & Product Governance Committee

Qualifications:

• Certified Financial Planner (CFP) Program (currently completing)

• Diploma of Financial Planning 2002

• Bachelor of Laws, Bond University 1993

Board member experience:

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Dean Thomas

Executive Member of the Investment & Product Governance Committee

Qualifications:

• Master of Laws, University of Sydney 1994

• Solicitor, Supreme Court of New South Wales 1986

• Bachelor of Laws, University of NSW 1986

• Bachelor of Commerce (Accounting Finance and Systems), University of NSW 1985

Board member experience:

Affiliation of Superannuation Practitioners Limited April 2013 - Current

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Gregory Miller

Executive Member of the Investment & Product Governance Committee

Qualifications:

• Advanced Diploma Financial Services 2006

Board member experience:

Apogee Financial Planning Limited February 2011 - Current GWM Adviser Services Limited February 2011 – Current Meritum Financial Group Pty Ltd December 2010 - Current Godfrey Pembroke Limited January 2001 - Current

Calibre Asset Management Limited November 2009 - September 2013 ThreeSixty Ltd January 2001 - September 2005 Godfrey Pembroke Financial Services Ltd January 2001 - April 2005

Currently Held

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Andrew Gale

Non Executive Member of the Investment & Product Governance Committee

Currently Held

Qualifications:

• Bachelor of Arts – (Actuarial major) : 1978

• Fellow of the Institute of Actuaries of Australia (‘81)

• MBA (Awarded Allan Knott University Medal)

Board member experience:

Andrew Gale (1 of 2)

Apogee Financial Planning Limited May 2014 - Current

Godfrey Pembroke Limited May 2014 - Current

GWM Adviser Services Limited May 2014 - Current

Meritum Financial Group Pty Ltd May 2014 - Current

Australian Society For Progress And Wellbeing Limited February 2014 - Current

Chase Corporate Advisory Pty Ltd September 2012 - Current

Gale Force Advisory Pty Limited August 2012 - Current

SMSF Professionals' Association of Australia Limited March 2012 - Current

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Andrew Gale

Non Executive Member of the Investment & Product Governance Committee

Board member experience (Continued):

Previously Held

Andrew Gale (2 of 2)

Compound Investments Pty Ltd May 2011 – November 2011 Count Finance Pty Limited April 2010 – November 2011

Count Financial Limited April 2010 – November 2011

Count Funds Management Pty Ltd November – 2010 – November 2011 Count Investments Pty Ltd April 2010 – November 2011

Count Legal Pty Ltd April 2010 – November 2011

Count Property Pty Ltd April 2010 – November 2011

Count Pty Ltd April 2010 – November 2011

Finconnect (Australia) Pty Ltd April 2010 – November 2011

Change GPS Pty Ltd April 2010 – June 2011

Total Financial Solutions Australia Limited April 2010 – November 2010 Deloitte Actuaries & Consultants Limited November 2001 – March 2010 The Institute of Actuaries of Australia December 2000 – December 2005 Optus Superannuation Pty Limited February 1999 – May 2000 A.M.P. Workers' Compensation Services (N.S.W.) Limited July 1997 – September 1998

Harrington Sound Limited July 1997 – September 1998

QBE Lenders' Mortgage Insurance Limited July 1997 – September 1998

TGI Australia Limited July 1997 – September 1998

Australian Securities Administration Limited June 1993 – June 1997 Priority One Financial Services Limited December 1996 – June 1997 Hillross Financial Services Limited January 1994 – June 1997 AMP Superannuation Limited July 1994 – February 1997 AMP Financial Planning Pty Limited January 1994 – November 1996 A.C.N. 063 600 260 Pty Limited July 1994 – November 1996 National Small Business Centre Limited June 1994 – October 1995 The Employee Share Company Limited April 1994 – July 1995

MLC Building Society Limited August 1989 – December 1992 Lend Lease Learning Pty Limited May 1990 – May 1991

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Richard Louis Morath

Non Executive Member of the Investment & Product Governance Committee

Currently Held

Qualifications:

• Bachelor of Arts

• Fellow of the Institute of Actuaries – London and Australia

• Associate of the Securities Institute of Australia

Board member experience:

Richard Morath (1 of 2)

The Balmoral Beach Club Limited September 2013 – Current Meritum Financial Group Pty Ltd December 2010 – Current JANA Investment Advisers Pty Ltd August 2010 – Current

Platinum Capital Limited March 2009 – Current

National Australia Trustees Ltd April 2002 – Current Apogee Financial Planning Limited January 2001 – Current

GWM Adviser Services Limited January 2001 – Current

Godfrey Pembroke Limited July 1999 – Current

MLC Alliance Holdings Pty Limited December 2009 – July 2014 PLUM Financial Services Limited May 1998 – July 2014

MLC Nominees Pty Ltd April 2002 – December 2012

NULIS Nominees (Australia) Limited October 2009 – December 2012

PFS Nominees Pty Ltd December 2002 – December 2012

Medfin Australia Pty Limited February 1996 – November 2009

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Richard Louis Morath

Non Executive Member of the Investment & Product Governance Committee

Board member experience (Continued):

Previously Held

Richard Morath (2 of 2)

Heritage Management Limited July 1999 – February 2001 Australian Eagle Life Limited October 1995 – June 2000

MLC Limited October 1995 – June 2000

LL Employee Holdings Custodian Pty Limited June 1998 – June 2000

ESAP Pty Limited June 1992 – December 1999

Serenia Pty Limited December 1992 – December 1999

MLC Investments Limited February 1992 – December 1999

CFG Nominees Pty Ltd March 1998 – October 1999

Australian Eagle Nominees Pty Limited March 1998 – October 1999 The Institute of Actuaries of Australia December 1997 – June 1999 Lend Lease Insurance Pty Limited October 1995 – August 1998 Investmentlink Pty Limited September 1994 – October 1996 Investment Funds Association of Australia Limited June 1994 – August 1996

Capita Managed Funds Ltd July 1990 – February 1995

Equitycredit Pty Limited August 1989 – June 1993

Open Option Pty Limited August 1989 – June 1993

Percentage Plus Pty Limited August 1989 – June 1993

Supermortgage Pty Limited August 1989 – June 1993

MLC Building Society Limited August 1989 – June 1993

MLC Computer Pty Limited April 1992 – May 1993

Resimac Limited July 1989 – November 1992

Lend Lease Funds Management Limited October 1990 – May 1992

MLC Holdings Limited May 1990 – October 1990

Australian Bank Pty Limited Ceased April 1989

Freesia Pty Limited Ceased February 1989

Sparad (No27) Pty Limited October 1988 – January 1989

Australis Assets Pty Ltd Ceased March 1988

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Brian Marriott

Chief Operating Officer, NULIS Nominees (Australia) Limited

CFG Nominees Pty Limited February 2005 - May 2006

Qualifications:

• NA

Board member experience:

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Andrew Hagger

Group Executive, NAB Wealth

WM Life Australia Limited May 2013 - Current

October 2009 - October 2010 MLC Lifetime Company Limited May 2013 - Current

April 2009 - October 2010 MLC Limited May 2013 - Current

April 2009 - October 2010 National Australia Financial Management Ltd May 2013 - Current

April 2009 - October 2010 Plum Financial Services Limited July 2014 - Current Financial Services Council Limited March 2013 - Current MLC Wealth Management Limited October 2009 – July 2014 National Wealth Management Holdings Ltd April 2009 – July 2014 MLC Holdings Limited April 2009 – July 2014 Navigator Australia Limited May 2013 – July 2014

October 2009 - October 2010 MLC Investments Ltd May 2013 – July 2014

April 2009 - October 2010 National Councillor, Australian Business Arts Foundation January 2012 - December 2012 Centre for Books, Writing and Ideas December 2008 - September 2011 Melbourne Jazz Limited August 2008 - August 2011 Australian Company Number 094 484 625 Limited August 2009 - September 2010 National Wealth Management Services Limited August 2009 - September 2010 JANA Investment Advisers Pty Limited July 2008 - August 2010 Wealthhub Securities Limited July 2008 - August 2009 Wealthhub Securities Nominees Pty Limited July 2008 - August 2009 National Australia Investment Capital Limited September 2008 - July 2009 The Global Foundation May 2006 - November 2008 Christian Schools Australia Limited March 2006 - February 2007 Pricewaterhouse Coopers Securities Ltd April 2001 - March 2005 Trustee of the Committee for Economic Development of Australia 2004 - 2005

Currently Held

Qualifications:

• Fellow, Institute of Chartered Accountants 2010

• Masters of Applied Finance, Macquarie University 1997

• Bachelor of Economics, University of Adelaide 1987

Board member experience:

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David Hackett

Executive General Manager, Retail Wealth Products

Qualifications:

• Master of Business Administration (Executive), Australian Graduate School of Management, University of NSW 1998

• Diploma in Financial Markets, FINSIA 1989

• Bachelor of Commerce, University of Melbourne 1983

Board member experience:

MLC Lifetime Company Limited January 2014 - Current MLC Limited January 2014 - Current National Australia Financial Management Limited January 2014 - Current WM Life Australia Limited January 2014 - Current Plum Financial Services Limited July 2014 - Current Big Brothers Big Sisters Australia Ltd March 2012 - Current Metrics Credit Partners Pty Ltd October 2011 – July 2014 MLC Investments Limited January 2014 – July 2014 Navigator Australia Limited January 2014 – Juy 2014 Aozora Bank Limited (Japan) June 2008 - February 2009

Currently Held

Previously Held

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Matthew Lawrance

Executive General Manager, Wealth Operations

Qualifications:

• Master of Business Administration (Executive), Australian Graduate School of Management 2003

• Member, Institute of Chartered Accountants in Australia 1990

• Bachelor of Commerce (Accounting), University of NSW 1987

Board member experience:

National Wealth Management Services Limited June 2014 - Current

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Ken Christie

Chief Financial Officer, NAB Wealth

Qualifications:

• Fellow, CPA Australia 2010

• Advanced Management Program, Harvard Business School 2007

• Master of Business Administration, Melbourne Business School, University of Melbourne 1999

• Bachelor of Business (Banking and Finance), Victoria University 1995

Board member experience:

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Damian Murphy

Chief Risk Officer, NAB Wealth

Qualifications:

• Admitted to Supreme Court of New South Wales and Federal Court of Australia 2005

• Master of Law, University of Melbourne 1998

• Admitted to Supreme Court of Victoria 1986

• Bachelor of Laws, Monash University 1985

• Bachelor of Economics (Honours), Monash University 1983

Board member experience:

Caroline Chisholm Centre for Health Ethics November 1998 - Current Equity Management Unit Holdings Pty Ltd March 2010 - May 2014 National Nominees Limited October 2009 - May 2014

Currently Held

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Amanda Morgan

General Manager, Audit

Qualifications:

• Graduate Certificate in Change Management, Australian Graduate School of Management 2012

• Graduate, Australian Institute of Company Directors 2009

• Graduate Diploma of Company Secretarial Practice, Chartered Secretaries Association of Australia 2005

• Master of Business Administration (Executive), Australian Graduate School of Management 2004

• Diploma of Superannuation Management, Australian Superannuation Funds Association 1998

• Bachelor of Laws (First Class Honours), University of Technology Sydney 1995

• Bachelor of Communications, University of Technology Sydney 1987

Board member experience:

Directorships Directorship duration