• No results found

REDD+: dream or nightmare? A multi-level exploration of the design and implementation of REDD+ scheme

N/A
N/A
Protected

Academic year: 2020

Share "REDD+: dream or nightmare? A multi-level exploration of the design and implementation of REDD+ scheme"

Copied!
204
0
0

Loading.... (view fulltext now)

Full text

(1)

   

           

 

Lincoln University Digital Thesis 

 

 

Copyright

 

Statement

 

The

 

digital

 

copy

 

of

 

this

 

thesis

 

is

 

protected

 

by

 

the

 

Copyright

 

Act

 

1994

 

(New

 

Zealand).

 

This

 

thesis

 

may

 

be

 

consulted

 

by

 

you,

 

provided

 

you

 

comply

 

with

 

the

 

provisions

 

of

 

the

 

Act

 

and

 

the

 

following

 

conditions

 

of

 

use:

 

you

 

will

 

use

 

the

 

copy

 

only

 

for

 

the

 

purposes

 

of

 

research

 

or

 

private

 

study

  

you

 

will

 

recognise

 

the

 

author's

 

right

 

to

 

be

 

identified

 

as

 

the

 

author

 

of

 

the

 

thesis

 

and

 

due

 

acknowledgement

 

will

 

be

 

made

 

to

 

the

 

author

 

where

 

appropriate

  

you

 

will

 

obtain

 

the

 

author's

 

permission

 

before

 

publishing

 

any

 

material

 

from

 

the

 

thesis.

  

(2)

REDD+: dream or nightmare?

A multi-level exploration of the design and implementation of

REDD+ scheme

$WKHVLV

VXEPLWWHGLQSDUWLDOIXOILOPHQW

RIWKHUHTXLUHPHQWVIRUWKH'HJUHHRI

'RFWRURQ3KLORVRSK\

DW

/LQFROQ8QLYHUVLW\

%\

0DUtD-RVp,WXUELGH)ORUHV

/LQFROQ8QLYHUVLW\1HZ=HDODQG

(3)

Abstract

7KHQDPHRI*XDWHPDODGHULYHVIURPWKHnáhuatl1³4XDKWOHPDOODQ´ZKLFKPHDQV³land of trees”. +RZHYHUVLQFH

WRWDOGHIRUHVWDWLRQKDVUDQJHGIURPWRKD\HDUZLWKDQDFFXPXODWHGORVVRIKHFWDUHV KDRIIRUHVW'HIRUHVWDWLRQLVQRWXQLTXHWR*XDWHPDODDQGPDQ\QDWLRQDODQGLQWHUQDWLRQDOHIIRUWVKDYHEHHQ

SURSRVHGWRDGGUHVVWKLVHQYLURQPHQWDOSUREOHP2QHRIWKHPLVWKHLQWHUQDWLRQDOVFKHPHWRUHGXFHHPLVVLRQVRI JUHHQKRXVHJDVHVIURPGHIRUHVWDWLRQDQGIRUHVWGHJUDGDWLRQ5(''

5(''LVFRQVLGHUHGDVDJOREDOSD\PHQWIRUHFRV\VWHPVHUYLFHVVFKHPHLQZKLFKKLJKLQFRPHFRXQWULHVZLOOSD\ ORZDQGORZPLGGOHLQFRPHFRXQWULHVWRNHHSWKHLUIRUHVWVWDQGLQJIRUWKHHFRV\VWHPVHUYLFHRIFDUERQVWRUDJH,WV

IRXQGHUVKRSHGWKDW5(''FRXOGGHOLYHUHPLVVLRQUHGXFWLRQVDVZHOODVVRFLDODQGHQYLURQPHQWDOEHQHILWVLQWKHVH ORZDQGORZPLGGOHLQFRPHFRXQWULHVNQRZQDVWKH³ZLQZLQZLQ´RIWKHVFKHPH5(''SURPLVHVDGUHDPDV VWDWHG RQ WKHRU\ EXW WKHUH DUH PRUH FKDOOHQJHV RQ WKH JURXQG WKDQ GUHDPW RI LQ 5('' 3(6 OLWHUDWXUH ,I

*XDWHPDODQFRQGLWLRQVRQWKHJURXQGGRQRWDOLJQZLWK5(''¶VWKHRU\LWFRXOGZHOOWXUQLQWRDQLJKWPDUH7KLV UDLVHV WKUHH TXHVWLRQV L ,V *XDWHPDOD UHDG\ WR LPSOHPHQW 5('' VXFFHVVIXOO\ LQ RUGHU WR DFKLHYH SRVLWLYH

RXWFRPHV"LL,IQRWZKDWZLOOPDNH*XDWHPDODRUDQ\RWKHUQRQDQQH[,FRXQWULHVUHDG\"$QGPRUHEURDGO\LLL GRHV5(''KDYHWKHSRWHQWLDOWRGHOLYHUHPLVVLRQUHGXFWLRQVVRFLDOEHQHILWVDQGHQYLURQPHQWDOFRQVHUYDWLRQLQ WKHFRQWH[WRIFRXQWULHVOLNH*XDWHPDOD"

7KURXJKWKHGHYHORSPHQWRIWKLVUHVHDUFK,DQDO\VHGWKHGHFLVLRQVPDGHRIWKH&RQIHUHQFHRIWKH3DUWLHVRIWKH

.\RWR3URWRFROVLQFH5(''ZDVLQLWLDOO\SURSRVHGXQWLOWKHHQGRIWKHILUVWFRPPLWPHQWSHULRGRI.\RWR 3URWRFRO DQG WKH IROORZLQJ &RQIHUHQFH RI WKH 3DUWLHV LQ :DUVDZ LQ RUGHU WR DQDO\VH KRZ LW KDG HYROYHG7KLVLQIRUPDWLRQSURYLGHGRINH\LVVXHVWKDW,WKHQLGHQWLILHGDQGDQDO\VHGLQ/DWLQ$PHULFDFDVHVWXGLHV

ZKLFKLQFOXGHGLQWHUQDWLRQDO5(''DQG3(6VFKHPHSURMHFWVDQG5(''SLORWSURMHFWVRI*XDWHPDOD)URP KHUH,GLVWLOOHGDVVXPSWLRQVRIKRZLWVKRXOGEH5(''LPSOHPHQWHGFRQVLGHULQJ3(6WKHRU\DQGZKDWDUHWKH

QHFHVVDU\FRQGLWLRQVIRUWKHDFKLHYHPHQWRIWKHH[SHFWHGRXWFRPHV7KLVLQIRUPDWLRQKHOSHGWRHODERUDWHUHVHDUFK TXHVWLRQVWKDWZHUHWKHQDVNHGLQVHPLVWUXFWXUHGLQWHUYLHZV%HFDXVH5(''ZDVUHFHQWO\QHZQRWPDQ\SHRSOH KDGPXFKLQIRUPDWLRQDERXWWKHWRSLF+RZHYHU,LGHQWLILHGDFWRUVIURPGLIIHUHQWVHFWRUVOLNHLDFDGHPLDLLIRUHVW

FRPPXQLWLHVLLLJRYHUQPHQWLY1RQJRYHUQPHQWRUJDQL]DWLRQVY,QWHUQDWLRQDOQRQJRYHUQPHQWRUJDQL]DWLRQV ,1*2VDQGYLSULYDWHVHFWRU

7KH*XDWHPDODQDQG/DWLQ$PHULFDQFDVHVWXGLHVVKRZHGYDULHGVXFFHVV,QWKHPRUHVXFFHVVIXOFDVHVSURMHFWV ZHUH SURPRWHG E\ DQ LQGHSHQGHQW HQWLW\ RU IRUHVWGHSHQGHQW FRPPXQLWLHV ZHUH WKH RQHV GHVLJQLQJ DQG

1DKXDWOLVDJURXSRIUHODWHGODQJXDJHVDQGGLDOHFWVRIWKHWUDGLWLRQDOO\FDOOHG³$]WHFDQ´1DKXDQ,WZDVWKHODQJXDJHRIWKH$]WHFVZKR

GRPLQDWHGZKDWLVQRZFHQWUDO0H[LFRGXULQJWKH/DWH3RVWFODVVLFSHULRGRI0HVRDPHULFDQFKURQRORJ\

85/ ,$51$ Perfil Ambiental de Guatemala 2008-2009: las señales ambientales críticas y su relación con el desarrollo.

*XDWHPDOD8QLYHUVLGDG5DIDHO/DQGLYDU,QVWLWXWRGH$JULFXOWXUD5HFXUVRV1DWXUDOHV\$PELHQWH

LL

(4)

LPSOHPHQWLQJ WKH VFKHPH LQ D YROXQWDULO\ PDQQHU 7KHVH FDVHV DFKLHYHG µZLQZLQZLQ¶ RXWFRPHV ,Q WKH OHVV VXFFHVVIXOLQLWLDWLYHVZHUHLPSRVHGE\SURMHFWGHYHORSHUVDQGWKHRXWFRPHZDVUHMHFWLRQRIWKHSURMHFW

*XDWHPDOD LV QRW UHDG\ IRU 5('' \HW EHFDXVH LW LV XVLQJ WKH JRYHUQDQFH DV XVXDO PHWKRG LQ ZKLFK WKH

*XDWHPDODQJRYHUQPHQWKDVWKHRQO\DQGILQDOZRUGLQGHFLVLRQPDNLQJIRUSURFHVVHVDQGSURMHFWVDWWKHQDWLRQDO OHYHO,QGHHGWKLVDSSURDFKKDVQRWMXVWEHHQZHDNDWQDWLRQDOOHYHOEXWDOVRZKHQGHDOLQJZLWKQHJRWLDWLRQVDQG FRPPLWPHQWVDWLQWHUQDWLRQDOOHYHO:LWKWKLVDSSURDFK5(''ZLOOEHDQLJKWPDUHDVLWLVXQOLNHO\WRDFKLHYHµZLQ

ZLQZLQ¶ RXWFRPHV 7R EH UHDG\ *XDWHPDOD QHHGV WR IROORZ D µJRYHUQDQFH ZLWKRXW JRYHUQPHQW¶ VWUXFWXUH IRU 5(''ZKLFKLVP\HPSLULFDOFRQWULEXWLRQWRJRYHUQDQFHDQGSD\PHQWIRUHFRV\VWHPVHUYLFHV¶WKHRU\%XLOGLQJ

RQWKLV,RIIHUSUDFWLFDOUHFRPPHQGDWLRQVIRU5(''LWVHOI7KHPRVWLPSRUWDQWLVWKHGHYHORSPHQWRIWKH6RFLDO DQG(QYLURQPHQWDO$JHQF\2QFHWKLVDJHQF\LVGHYHORSHGLWZLOOFRQWULEXWHWRJHWWLQJ*XDWHPDODUHDG\IRU5('' WKHUHIRUH5(''ZLOOEHDGUHDP7KHSDUWLFLSDWLRQRIWKHDJHQF\DWLQWHUQDWLRQDOOHYHOVZLOODWWUDFWEX\HUVDQGZLWK

WKDW WKH 5('' PDUNHW ZLOOEHJLQ DQG WKDW ZLOO FRQWULEXWHWR WKH DFKLHYHPHQW RI WKH VRFLDO DQG HQYLURQPHQWDO EHQHILWV,QGHHGWKLV5(''PDUNHWZLOOFRQWULEXWHWRWKHSURFHVVRIUHFRYHULQJWKHIRUHVWFRYHUWKDW*XDWHPDOD

KDVORVWDQGRQFHUHFRYHUHG*XDWHPDODZLOOEHRQFHDJDLQFDOOHGWKH/DQGRI7UHHV

Key words:REDD+, climate change, Kyoto Protocol, UNFCCC, PES schemes, governance outside government, social and environmental safeguards

(5)

Resumen

(OQRPEUHGH*XDWHPDODVHGHULYDGHOnáhualt3³4XDKWOHPDOODQ´TXHVLJQLILFD³tierra de árboles’.6LQHPEDUJR

GHVGHODGHIRUHVWDFLyQHQHOSDtVKDYDULDGRHQWUHDKHFWiUHDVSRUDxRORTXHKDDFXPXODGR

XQDSpUGLGDGHWRWDOGHKHFWiUHDVGHERVTXH$SHVDUTXHHOSUREOHPDGHGHIRUHVWDFLyQQRHV~QLFR

SDUD*XDWHPDODPXFKRVHVIXHU]RVKDQVXUJLGRDQLYHOQDFLRQDOHLQWHUQDFLRQDOSDUDHQIUHQWDUHVWDVLWXDFLyQ8QR

GH HOORV HV HO HVTXHPD LQWHUQDFLRQDOGH UHGXFFLyQ GH HPLVLRQHV SRU GHIRUHVWDFLyQ\ GHJUDGDFLyQGH ERVTXHV 5(''

5(''HVXQHVTXHPDJOREDOGHSDJRSRUVHUYLFLRVHFRVLVWpPLFRVHQHOTXHSDtVHVGHDOWRLQJUHVRHFRQyPLFR SDJDQ D SDtVHV GH EDMR \ PHGLREDMR LQJUHVR HFRQyPLFR SDUD TXH SURWHJDQ VXV ERVTXHV \ PDQWHQJDQ VXV

VHUYLFLRVHFRVLVWpPLFRVHQWUHHOORVHOVHFXHVWURGHFDUERQR/DWHRUtDGH5(''FRQWHPSODRWURVEHQHILFLRV VRFLDOHV\DPELHQWDOHVORVFXDOHVVHFRQVLGHUDQFRPRDGLFLRQDOHVDOVHTXHVWURGHFDUERQRFRPRORHVWDEOHFHOD WHRULD5(''SURPHWHVHUXQVXHxRSHURKD\PiVGHVDItRVHQORVSDtVHVFRPRHQ*XDWHPDODGHORTXHSURSRQH

ODWHRUtDGH5(''6LODVFRQGLFLRQHVHQ*XDWHPDODQRVRQSURSLFLDVFRQODWHRUtDGH5(''HOHVTXHPDSXHGH FRQYHUWLUVH HQ XQD SHVDGLOOD (VWR QRV OOHYD D SODQWHDU WUHV SUHJXQWDV L (VWi *XDWHPDOD SUHSDUDGD SDUD

LPSOHPHQWDU H[LWyVDPHQWH 5('' \ DOFDQ]DU ORV P~OWLSOHV EHQHILFLRV TXH VH HVSHUD" LL VL QR TXp QHFHVLWD *XDWHPDODSDUDHVWDUSUHSDUDGD"<HQXQFRQWH[WRPiVDPSOLRLLL7LHQH5(''HOSRWHQFLDOGHDOFDQ]DUOD UHGXFFLyQGHHPLVLRQHVEHQHILFLRVVRFLDOHV\ODFRQVHUYDFLyQGHOPHGLRDPELHQWHHQHOFRQWH[WRGHSDtVHVFRPR

*XDWHPDOD"

$WUDYHVGHOGHVDUUROORGHHVWHHVWXGLRVHDQDOL]DURQODVGHFLVLRQHVGHODV&RQIHUHQFLDVGHODV3DUWHVGHO3URWRFROR GH.\RWREiVLFDPHQWHGHVGHTXH5(''IXHRILFLDOPHQWHODQ]DGRHQKDVWDHOILQDOGHOSULPHUSHULRGRGH FRPSURPLVR GHO 3URWRFROR GH .\RWR \ XQ DxR PiV SDUD DQDOL]DU VX HYROXFLyQ :DUVDZ (VWD

LQIRUPDFLyQD\XGRDLGHQWLILFDUDOJXQRV³HOHPHQWRVLPSRUWDQWHV´ORVFXDOHVGHVSXpVIXHURQXWLOL]DGRVSDUDDQDOL]DU HVWXGLRVGHFDVRGH/DWLQR$PHULFDTXHLQFOXtDQSUR\HFWRVSLORWR5(''\RWURHVTXHPDVGH36$\SUR\HFWRV

SLORWR5(''GH*XDWHPDOD&RQHVWDLQIRUPDFLyQVHORJUyGHVDUUROODU³VXSRVLFLRQHV´GHFRPR5(''GHEHGH VHULPSOHPHQWDGR\FXDOHVVRQODVFRQGLFLRQHVQHFHVDULDVSDUDORJUDUREWHQHUORVUHVXOWDGRHVSHUDGRV0HGLDQWH HVD LQIRUPDFLyQ VH GHVDUUROODURQ SUHJXQWDV GH LQYHVWLJDFLyQ ODV FXDOHV IXHURQ UHVSRQGLGDV SRU PHGLR GH

HQWUHYLVWDVVHPLHVWUXFWXUDGDV'HELGRDTXH5(''HUDUHODWLYDPHQWHQXHYRHQ*XDWHPDODIXHGLItFLOHQFRQWUDU XQJUDQQXPHURGHSHUVRQDVTXHFRQRFLHUDQVREUHHOWHPDVLQHPEDJRVHORJUyLGHQWLILFDUSHUVRQDVGHGLVWLQWRV

VHFWRUHV WDOHV FRPR L DFDGHPLD LL FRPXQLGDGHV IRUHVWDOHV LLL JRELHUQR LY RUJDQL]DFLRQHV QR JXEHUQDPHQWDOHV21*VYRUJDQL]DFLRQHVQRJXEHUQDPHQWDOHVLQWHUQDFLRQDOHV,21*V\YLVHFWRUSULYDGR

1iKXDOWHVXQJUXSRGHOHQJXDV\GLDOHFWRVGHODWUDGLFLRQDOPHQWHOODPDGD³$]WHFD´1DKXDQ)XHHOOHQJXDMHGHORV$]WHFDVTXLHQHV

GRPLQDURQORTXHDKRUDVHFRQRFHFRPR0H[LFRGXUDQWHHOSHUtRGR3RVWFOiVLFR7DUGLRGHODFURQRORJtD0HVRDPHULFDQD

85/ ,$51$ Perfil Ambiental de Guatemala 2008-2009: las señales ambientales críticas y su relación con el desarrollo.

*XDWHPDOD8QLYHUVLGDG5DIDHO/DQGLYDU,QVWLWXWRGH$JULFXOWXUD5HFXUVRV1DWXUDOHV\$PELHQWH

LY

(6)

/RV HVWXGLRV GH FDVR GH *XDWHPDOD \ /DWLQRDPHULFD PXHVWUDQ GLVWLQWDV QLYHOHV GH p[LWR (Q ORV FDVRV PiV H[LWRVRVORVSUR\HFWRVIXHURQSURPRYLGRVSRUHQWLGDGHVLQGHSHQGLHQWHVRSRUFRPXQLGDGHVIRUHVWDOHVTXLHQHV

GLVHxDURQHLPSOHPHQWDURQHOHVTXHPDDSOLFDQGRHOFRQFHSWRGH³YROXQWDULR´(VWRVFDVRVDOFDQ]DURQHOUHVXOWDGR µJDQDJDQDJDQD¶ (Q ORV FDVRV PHQRV H[LWRVRV ODV LQLFLDWLYDV IXHURQ LPSXHVWDV SRU ORV HQFDUJDGRV GH ORV

SUR\HFWRV\HOUHVXOWDGRIXHHOUHFKD]RKDFLDHOHVTXHPD5(''RHOSUR\HFWR

(OUHVXOWDGRGHHVWDLQYHVWLJDFLyQGHPRVWUyTXH*XDWHPDODQRHVWiSUHSDUDGDSDUD5(''VLVHXWLOL]DHOPLVPR

PpWRGRGHJREHUQDQ]DHQHOTXHHO*RELHUQRGH*XDWHPDODWRPDGHFLVLRQHVXQLODWHUDOPHQWHSDUDSURMHFWRVD QLYHO QDFLRQDO \ ORFDO (VWH PpWRGR KD GHPRVWUDGR VX GHELOLGDG HQ QHJRFLDFLRQHV \R FRPSURPLVRV D QLYHO

LQWHUQDFLRQDOGHELGR D OD IDOWD GH LQFOXVLyQ GH RSLRQHV \ SDUWLFLSDFLyQGH RWURV VHFWRUHV LQYROXFUDGRV 'H HVWD IRUPD5(''SXHGHFRQYHUWLUVHHQXQDSHVDGLOOD\SRUHQGHFRPSOLFDUHODOFDQFHGHOUHVXOWDGRµJDQDJDQD JDQD¶*XDWHPDODQHFHVLWDXQPRGHORGHGLVHxRHLPSOHPHQWDFLyQGHXQDHVWUXFWXUDGHµJREHUQDQ]DIXHUDGHO

JRELHUQR´SDUDHOHVTXHPD5(''\TXHFRQWHPSOHXQDDPSOLDSDUWLFLSDFLyQDGLVWLQWRVQLYHOHV(VWHHVTXHPD HV PL FRQWULEXFLyQ D OD WHRUtD GH JREHUQDQ]D \ GH SDJRV SRU VHUYLFLRV HFRVLVWpPLFRV &RQ HOOR RIUH]FR

UHFRPHQGDFLRQHV SUiFWLFDV SDUD LPSOHPHQWDU 5('' HQWUH HOODV OD PiV LPSRUWDQWH HV HO GHVDUUROOR GH XQD $JHQFLD6RFLDO\$PELHQWDO$6$8QDYH]HVWDDJHQFLDHVWpGHVDUUROODGDSRGUiFRQWULEXLUDTXH*XDWHPDOD SXHGDHVWDUSUHSDUDGDSDUD5(''/DSDUWLFLSDFLyQGHHVWDDJHQFLDDQLYHOLQWHUQDFLRQDODWUDHUiFRPSUDGRUHV

GHFUpGLWRVGHFDUERQRIRUHVWDOORFXDOIDFLOLWDUiODREWHQFLyQGHORVEHQHILFLRVVRFLDOHV\DPELHQWDOHV(QHVH VHQWLGRHOPHUFDGRGH5(''SXHGHFRQWULEXLUDOSURFHVRSDUDTXH*XDWHPDODSXHGDUHFXSHUDUVXFDUDFWHUtVWLFD

DQFHVWUDOGH³WLHUUDGHERVTXHV´

Palabras clave:REDD+, cambio climático, Kyoto Protocol, UNFCCC, pago por servicios ecosistémicos, gobernanza fuera de gobierno, salvaguardias sociales y ambientales.

(7)

Dedication

7RP\+HDYHQO\)DWKHU«

God

7RP\PRVWSUHFLRXVWUHDVXUHP\EHDXWLIXOGDXJKWHU«

Maria Fernanda Iturbide-Flores

7RP\PDUYHOORXVSDUHQWV«

Mario Augusto Iturbide Collino

DQG

Gladys Araminta Flores de Iturbide

(8)

Acknowledgments

7KHVHDFNQRZOHGJPHQWVDUHQRWMXVWIRUWKRVHZKRKHOSHGPHGXULQJWKHGHYHORSPHQWRIP\UHVHDUFKEXWDOVRIRU WKRVHZKRFRQWULEXWHGLQRQHZD\RUDQRWKHUWRWKLVOLIHFKDQJLQJH[SHULHQFHKHUHLQ1HZ=HDODQG

0DQ\WKDQNVWR

7KH 0LQLVWU\ RI )RUHLJQ $IIDLUV DQG 7UDGH 0)$7 IRU WKH RSSRUWXQLW\ WKH\ JDYH PH WR EH SDUW RI WKH 1=$,'

3URJUDPPH7KLVRSSRUWXQLW\ZDVEH\RQGMXVWWKHGHYHORSPHQWRIP\3K'EXWDOVRRSHQHGP\ZLQJVWRDQHQWLUHO\ QHZZRUOGRIQHZFKDOOHQJHV

7KH/LQFROQ8QLYHUVLW\/81=$,'SURJUDPPHVWDII$QJHOD:LOOLDPVIRUPHUPDQDJHURIWKH1=$,'VWXGHQWVKHUH

DW/8DQG6XH%RZLHZKRZHUHDOZD\VYHU\KHOSIXODQGIULHQGO\/8VWXGHQWVHUYLFHV0DQG\%XOOHU$LOHHQ7D\ORU -HUHP\0DWWKHZV%HUQDGHWWH0DQLZKRVXSSRUWHGPHLQPDQ\GLIIHUHQWZD\V

7KH/8)DFXOW\RI(QYLURQPHQW6RFLHW\DQG'HVLJQ(6'DQGHVSHFLDOO\WR7RQ%XKUVP\PDLQVXSHUYLVRUZKR JXLGHGP\VWHSVIRUWKHGHYHORSPHQWRIP\UHVHDUFKXQWLOKHUHWLUHGDQGWR$QQ%URZHUP\FRVXSHUYLVRUZKR VWHSSHGLQDVP\PDLQDQGRQO\VXSHUYLVRUIRUWKHODVWILYHPRQWKVRIP\UHVHDUFK7RERWKRI\RXWKDQNVIRU

VKDULQJ\RXUWLPHDQGNQRZOHGJH

7KH /8 5HFUHDWLRQ &HQWUH HVSHFLDOO\ $QQD /DPE DQG 3HQHORSH 6ROH ZKR JDYH WKHLU WLPH NQRZOHGJH DQG

IULHQGVKLSGXULQJWKHMRXUQH\RIWKHWZR0DULDVWREHFRPH/HV0LOOVFHUWLILHGLQVWUXFWRUVDQGDOVRWRDOOWKHZRQGHUIXO SHRSOH,PHWLQWKH5HF&HQWUHDQGHYHU\ERG\RIWKHILWQHVVH[HUFLVHJURXS7KDQN\RXVRPXFK

0\ILUVWIODWPDWHVZKHQ,DUULYHGWR1HZ=HDODQG%DUEDUD1LFKROVRQ-LOO*UHHQKDOJKDQG6XUD\D+DQLP0RNKWDU

ZKRPDGHPHIHHODWKRPHGXULQJWKHILUVWVHYHQPRQWKVRI7RDOORI\RXWKDQN\RXIRU\RXULQYDOXDEOH IULHQGVKLS

0\.LZLIDPLO\-HUHP\5HEHFFDDQG*ULII0DWWKHZVZKRRSHQHGWKHGRRUVRIWKHLUKRPHWKHLUOLYHVDQGWKHLU KHDUWVWRXV-HUHP\WKDQNVIRU\RXUJUHDWSHUVRQDOLW\WKDWEULJKWHQVP\GD\V5HEHFFDWKDQN\RXIRUEHLQJOLNH P\VLVWHUZHODXJKHGZHFULHGDQGZHSUD\HG:HNQHZWKLVDGYHQWXUHKDGDGHDGOLQHEXWZHDOVRNQRZZHZLOO

NHHSLQWRXFKEHFDXVHZHKDYHDELJGXW\WRIXOILODQG*ULIIWKDQN\RXEHLQJVXFKDQLFHµEURWKHUWRP\GDXJKWHU¶ QRZ,NQRZ\RXKDYHPDQ\IULHQGV7RDOORI\RXWKDQN\RXIRUVRPDQ\DGYHQWXUHVDURXQG1HZ=HDODQG

0\ JLUOIULHQGV 1DWDOLD &ULSSV*XD]RQQH 6RQLD 3DWHOOL DQG *DEULHOD *RPH] IRU WKH PDQ\ WLPHV ZH ODXJKHG EHFDXVHRIWKHVHULRXVWRSLFVZHDOZD\VGLVFXVVHG1DWDOLDWKDQNVIRU\RXUDPD]LQJIULHQGVKLS7KDQNVWR'DQLHOD 5DPLUH] ZKR WDXJKW PH WKH LPSRUWDQFH RI ³JODPRXU´ HVVHQWLDO IRU HYHU\ /DWLQ ZRPDQ DQG DOVR RWKHU µOHVV

(9)

My friends Tom Maxwell, Frisco Nobilly and Saman Berenji, for accepting the two Guatemalans into House 63 for the last period of my research.

My family back home: My parents Mario and Gladys; my sisters, María del Rosario and María de los Angeles; my brothers-in-law Carlos and Gustavo; my nephews, Mario Francisco, Oscar, Gustavo and Jose David and my beautiful niece, Maria Mercedes. Thanks for always believing in me.

William Chang, for accepting my friend request and for bringing new, refreshing air into my life. Thanks for all you’ve done for me!

My beautiful daughter, Maria Fernanda Iturbide-Flores, who has been, is, and always will be the engine that drives my entire life. Te amo seca linda!

And, to My Heavenly Father, God, for His countless blessings in my life. This PhD is yours!

(10)

Table of Contents

Abstract ... ii

Resumen ... iv

Dedication ... vi

Acknowledgments ... vii

Table of Contents... ix

List of Tables ... xii

List of Figures ... xiii

Acronyms ... xiv

CHAPTER 1 GOVERNING THE LAND OF TREES ... 1

*HQHUDOFRQWH[W 5DWLRQDOHVLJQLILFDQFHDQGVFRSHRIWKLVUHVHDUFK :K\*XDWHPDOD" 5HVHDFKPHWKRGV 'HVFULSWLRQRIFKDSWHUV CHAPTER 2 EMERGENCE AND EVOLUTION OF REDD+ ... 9

,QWURGXFWLRQ (PHUJHQFHDQGHYROXWLRQRI5('' .H\LVVXHVLGHQWLILHGIURP5(''HPHUJHQFHDQGHYROXWLRQ 5(''6RFLDODQGHQYLURQPHQWDOVDIHJXDUGV 3URFHVVHVRIWKHGHVLJQDQGLPSOHPHQWDWLRQRI5(''VFKHPHV &ODLPHGRXWFRPHVRI5(''VFKHPH $FWRUVLQYROYHGLQ5(''SURFHVVHV &RQFOXVLRQ CHAPTER 3 THEORY OF REDD+AS A PAYMENT FOR ECOSYSTEM SERVICES ... 25

,QWURGXFWLRQ 7KHWKHRU\RISD\PHQWIRUHFRV\VWHPVHUYLFHV3(6:KDWLV3(6" 7\SHVRIHFRV\VWHPVHUYLFHV 7KHPDUNHWSODFHRIHFRV\WHPVHUYLFHV 2SSRUWXQLWLHVEHQHILWVULVNVDQGLGHDOFRQGLWLRQVIRU3(6VFKHPHV 'HILQLQJ5(''DV3(6VFKHPHKRZLWLVPHDQWWRZRUN" 6RFLDODQGHQYLURQPHQWDOVDIHJXDUGVRI5('' $FWRUVLQYROYHGLQ5(''VFKHPHV 5(''SURFHVVHVSROLWLFVDQGSRZHU $VVXPSWLRQVRQZKLFK5(''DQGRWKHU3(6VFKHPHVDUHEDVHG &RQFOXVLRQ CHAPTER 4 CASESTUDIES OF REDD+AND OTHER PESSCHEMES IN LATIN AMERICA ... 53

,QWURGXFWLRQ

5(''DQGRWKHU3(6VFKHPHV/DWLQ$PHULFD&DVH6WXGLHV

(11)

%UD]LOBolsa Floresta (BF)- Local Programme 4.2.3 &RVWD5LFDNational Fund for Forestry Finance (FONAFIFO)-National Programme

4.2.4 (FXDGRUSocioBosque (SB)-National Programme

4.2.5 0H[LFRThe Scolel Te Project- PES-Like REDD+ Project

4.2.6 3HUXMadre de Dios Amazon PES-Like REDD+ Project

3(6LQLWLDWLYHVDQG5(''SLORWSURMHFWV$VVXPSWLRQV

&RQFOXVLRQV

CHAPTER 5 AMULTI-LEVEL EXPLORATION OF THE DESING AND IMPLEMENTATION OF REDD+IN GUATEMALA ... 84

,QWURGXFWLRQ

:KDWDUHWKHSRVVLEOHSODWIRUPVIRU5(''¶VHIIHFWLYHLPSOHPHQWDWLRQ"

:KDWLVQHHGHGIRUSRVLWLYHVRFLDOO\DQGHQYLURQPHQWDOO\5(''RXWFRPHV"

(OHPHQWVRIDGHVLJQIRUDVRFLDOO\DQGHQYLURQPHQWDOO\SRVLWLYH5(''VFKHPH

,QFOXVLYHIXOODQGHIILFLHQWSDUWLFLSDWLRQDQGGHFLVLRQPDNLQJDUUDQJHPHQWV

3URWHFWLRQRIODQGODQGXVHDQGFDUERQULJKWV

0HFKDQLVPIRUDIDLUDQGHTXLWDEOHGLVWULEXWLRQRIVRFLDOEHQHILWVGHULYHGIURP5(''

VFKHPHV

3URYLVLRQVHQVXULQJWUDQVSDUHQF\DQGDFFRXQWDELOLW\

&RQGLWLRQVIRUWKHDGRSWLRQDQGHIIHFWLYHLPSOHPHQWDWLRQRIDVRFLDOO\DQGHQYLURQPHQWDOO\SRVLWLYH 5(''VFKHPHLQ*XDWHPDOD

*XDWHPDOD¶VFRQGLWLRQVDWWKHORFDOOHYHO

*XDWHPDOD¶VFRQGLWLRQVDWQDWLRQDOOHYHO

,QGHSHQGHQWQDWLRQDODJHQF\IRUWKHPDQDJHPHQWGHVLJQDQGLPSOHPHQWDWLRQRI5(''

:K\DQGKRZWKHµLQGHSHQGHQWDJHQF\¶PLJKWDVVLVWLQSURGXFLQJVRFLDOO\DQGHQYLURQPHQWDOO\ SRVLWLYH5(''VFKHPHV

6WUXFWXUHRIWKH6RFLDODQG(QYLURQPHQWDO$JHQF\6 ($

5ROHDQGUHVSRQVLELOLWLHVRIWKHLQGHSHQGHQWDJHQF\

&RQGLWLRQVDWWKHLQWHUQDWLRQDOOHYHO

,GHQWLILFDWLRQRIUHVHDUFKTXHVWLRQV

&RQFOXVLRQV

CHAPTER 6 FINDINGS (1): REDD+PILOT PROJECTS IN GUATEMALA ... 115

,QWURGXFWLRQ

+LVWRU\RI3(6VFKHPHVLQ*XDWHPDOD

3URFHVVRIGLVFXVVLRQDQGGHYHORSPHQWRI5(''VFKHPHVLQ*XDWHPDOD

$FWRUVZKRKDYHEHHQLQYROYHGLQ5(''SURFHVVHVLQ*XDWHPDOD

6WHSVWDNHQVRIDUIRUWKHFRQVWUXFWLRQRIWKH5(''VFKHPHLQ*XDWHPDOD

*XDWHPDODDQGWKHYROXQWDU\PDUNHW

$QDO\VLVRI5(''LQLWLDWLYHVLQ*XDWHPDOD

*XDWHFDUERQ

)XQGDODFK~D3URMHFW

/DFDQGRQ)RUHVWVIRU/LIH/))/

(FRGHYHORSPHQWDQG&RQVHUYDWLRQ)RXQGDWLRQ)81'$(&2

'HVLJQSURFHVVRI5(''SLORWSURMHFWVLQ*XDWHPDODDQGORFDOFRQGLWLRQVRIWKHLQLWLDWLYHV

6RFLRFXOWXUDOFRQGLWLRQVLQ*XDWHPDOD

(12)

(OHPHQWVRIGHVLJQ

/RFDOFRQGLWLRQVRI5(''SLORWSURMHFWV

&RQFOXVLRQV

CHAPTER 7 FINDINGS (2) ISGUATEMALA READY AT NATIONAL AND INTERNATIONAL LEVEL ... 143

,QWURGXFWLRQ

,V*XDWHPDODUHDG\DWWKHQDWLRQDOOHYHO"

/HJDOSROLWLFDODQGLQVWLWXWLRQDOFRQWH[WRIIRUHVWUHVRXUFHVLQ*XDWHPDOD

3ROLF\LQVWUXPHQWVWKDWSURPRWHDFWLRQVWRUHGXFHGHIRUHVWDWLRQDQGWRLPSURYHIRUHVW

UHVRXUFHV

,QVWLWXWLRQVUHODWHGWRIRUHVWPDQDJHPHQWLQ*XDWHPDOD

&RQGLWLRQVDWWKHQDWLRQDOOHYHOIRUWKHLPSOHPHQWDWLRQRI5(''VFKHPHV

6RFLDODQG(QYLURQPHQWDODJHQF\IRUWKHLPSOHPHQWDWLRQRI5(''

,QWHUQDWLRQDOFRQGLWLRQVWKDWLQIOXHQFHWKH5(''VFKHPHDWQDWLRQDODQGORFDOOHYHOV

:DUVDZ5(''DIWHUWKHHQGRIWKHILUVWFRPPLWPHQWSHULRGRI.\RWR3URWRFRO

:KDWLVWKHIXWXUHRI5(''DWLQWHUQDWLRQDOOHYHO

&RQFOXVLRQV

CHAPTER 8 REDD+SCHEMES THROUGH GOVERNANCE OUTSIDE GOVERNMENT STRUCTURE ... 159

,QWURGXFWLRQ

(PSLULFDOFRQWULEXWLRQWR3(6DQGJRYHUQDQFHWKHRU\

:XQGHU¶VFULWHULDRIEX\HUVDQGVHOOHUVRI(6YVPDQ\PRUHDFWRUV

*RYHUQDQFHRXWVLGHJRYHUQPHQW

(PSLULDOFRQWULEXWLRQWR5(''WKHRU\

5(''DVDFKHDSPHFKDQLVPYVDKLJKSULFHGSURMHFW

5(''LPSOLHVDQDWLRQDOIUDPHZRUNZLWKWKHDVVXPSWLRQRIFRQWLQXLW\DQGVWDELOLW\

3UDFWLFDOUHFRPPHQGDWLRQVIRU5(''

/RFDOLQYROYHPHQWYVQRSDUWLFLSDWLRQ

3URWHFWLRQYVH[SURSULDWLRQRIULJKWV

0HFKDQLVPIRUDIDLUDQGHTXLWDEOHGLVWULEXWLRQRIVRFLDOEHQHILWVYVQREHQHILWVDWDOO

,PSOLFDWLRQVIRU5(''LQ*XDWHPDOD

5(''DWWKHLQWHUQDWLRQDOOHYHODQGLWVLQIOXHQFHDWWKHQDWLRQDOOHYHO

,PSOHPHQWDWLRQRIVRFLDODQGHQYLURQPHQWDOVDIHJXDUGV

'ULYHUVRIGHIRUHVWDWLRQ

,QVWLWXWLRQDODUUDQJPHQWV

&RQFOXVLRQV

(13)

List of Tables

7DEOH,GHQWLILFDWLRQRILQWHUYLHZHHVE\VHOHFWHGVHFWRUV 7DEOH7\SHVRI(FRV\VWHP6HUYLFHV 7DEOH2SSRUWXQLWLHVDQGEHQHILWVRI3(6VFKHPHV

7DEOH5LVNVDVVRFLDWHGZLWKWKHLPSOHPHQWDWLRQRI3(6VFKHPHV 7DEOH,GHDOFRQGLWLRQVIRU3(6VFKHPHV

7DEOH6RFLDOHQYLURQPHQWDODQGSURFHGXUDOVDIHJXDUGV 7DEOH(YDOXDWLRQRI&DVH6WXGLHV 7DEOH(YDOXDWLRQRI5(''SLORWSURMHFWVLQ*XDWHPDOD

7DEOH(OHPHQWVRIGHVLJQRI5(''SLORWSURMHFWVDQGORFDOFRQGLWLRQVLQ*XDWHPDOD

(14)

List of Figures

Figure 2-15(''SKDVHV««««««««««««««««««««««««««««««««««

Figure 3-1 &RQFHSWXDOPRGHORI5(''VFKHPH

Figure 3-2 (LJKWUXQJVRQWKHODGGHURIFLWL]HQSDUWLFLSDWLRQ««««««««««««««««««««

Figure 3-3 6FDOHRISDUWLFLSDWLRQLQ5(''SURMHFWV

Figure 3-4 $FWRUVDQGOHYHOVRISDUWLFLSDWLRQLQ5(''VFKHPH

Figure 4-1 &RPSRQHQWVWKDWLQIOXHQFH5(''RXWFRPHV

Figure 5-1 1HFHVVDUD\HOHPHQWVDQGFRQGLWLRQVIRUSRVLWLYH5(''RXWFRPHV

Figure 5-2 &RQYHUJHQFHSRLQWVRIGLIIHUHQWDFWRUVZLWKLQ5(''

Figure 5-3 6RFLDODQG(QYLURQPHQWDO$JHQF\6 ($

Figure 6-1 &RRUGLQDWLRQVWUXFWXUHRIWKHQDWLRQDOVWUDWHJ\IRUWKHUHGXFWLRQRIGHIRUHVWDWLRQ(15'

(15)

Acronyms

AES Applied Energy Services

ACOFOP Forest Communities Association

AGEXPORT Guatemalan Association of Exporters

BAU Business as usual

BAP Bali Action Plan

BFCP Bioclimatic Fund of Carbon Project

BOSCOM Rural and Municipal Forests

BS Biodiversity services

CAPI Committee for Indigenous Peoples

CCBA Climate Community and Biodiversity Alliance

CDM Clean Development Mechanism

CICCC Inter-institutional Commission on Climate Change

CNSA National Committee of Environmental Safeguards

COCODES Community Development Councils

CONAP National Council for Protected Areas

COP Conference of the Parties

CSO Civil Society Organizations

CSS Carbon Sequestration Service

ENCOVI National Survey of Living Conditions

ES Ecosystem Service

ETS Emission Trading Scheme

FDN Friends of Nature Foundation

FAO Food and Agriculture Organization

FAS GAU

Sustainable Amazons Foundation Governance As Usual

GBCCYB Forests, Biodiversity and Climate Change of Guatemala

FCPF Forest Carbon Partnership Facility

FDN Defenders of Nature Foundation

FIP Forest Investment Programme

FONAFIFO National Fund for Forestry Finance

FPIC Free Prior and Informed Consent

FSC Forest Stewardship Council

FUNDAECO Ecodevelopment and Conservation Foundation

GAO Grupo Agroindustrial Occidente

GBBCCyB Forests, Biodiversity and Climate Change Group

GESE Group of Ecosystem Services for Chiapas

GFC Global Forest Coalition

GHG Greenhouse Gas

GoE Government of Ecuador

Gt Gigatons

IADB InterAmerican Development Bank

ICCC ICDP

Interinstitutional Commission on Climate Change Integrated Conservation and development project

(16)

ITTO International Tropic Timber Organization

INAB National Institute of Forests

INE National Statistical Institute

IPCC Intergovernmental Panel on Climate Change

IUCN International Union for Conservation of Nature

JI Joint Implementation

LBS Landscape Beauty Services

LFFL Lacandon Forests for Life

MBR Maya Biosphere Reserve

MAE Ministry of Environment of Ecuador

MAGA Ministry of Agriculture, Livestock and Food

MARN Ministry of Environment and Natural Resources

MICCG Climate Change Indigenous Table of Guatemala

MRV Measurement, Reporting and Verification

MUZ Multiple Use Zone

NGO Non-Governmental Organization

NKMCAP Noel Kempff Mercado Climate Action Plan

NSA Non-State Actors

ENRD National Strategy for the Reduction of Deforestation

OFC Rural Forest Organizations of Guatemala

PBS Payments for Biodiversity Services

PDD Project Design Document

PES Payment for Ecosystem Services

PECSE Chiapas Programme for Ecosystem Services Compensation

PFN-G National Forest Programme of Guatemala

PINFOR Forests Incentive Programme

PINPEP Incentive Programme for Small Holders of Land, Suitable for Forests or Agroforests

PLBS Payments for Landscape Beauty Services

PNLL Lachúa Lagoon National Park

PWS Payments for Watershed Services

RA Rainforest Alliance

RAOI Indigenous Organizations and Authority Network

RED Reducing Emissions from Deforestation

REDD Reducing Emissions from Deforestation and Forest Degradation

REDD+ Reduction of Emissions from Deforestation and Forest Degradation; role of conservation, sustainable forest management and enhancement of forest carbon stocks in developing countries

R-PIN Project Idea Note

R-PP Readiness Preparation Proposal

SB Socio-Bosque

S&EA Social and Environmental Agency

SEAM Secretariat for the Environment

SESA Strategic Environmental and Social Assessment

SERNAP National Protected Areas Service

SIGAP Guatemalan System of Protected Areas

(17)

SMBR Sierra de las Minas Biosphere Reserve

TNC The Nature Conservancy

UNDRIP United Nations Declaration for the Rights of Indigenous Peoples

UNFCCC United Nations Framework of the Convention on Climate Change

UNREDD United Nations Collaborative Programme on Reducing Emissions from Deforestation and Forest Degradation in developing countries.

USIJI United States Initiative for joint Implementation

VCS Verified Carbon Standard

VERPA Verified Emissions Reduction Purchase Agreement

WANI Water and Nature Initiative

WWF World Wide Fund

WS Watershed Services

WCS World Conservation Society

WRI World Resources Institute

(18)

Chapter 1

G

OVERNING THE

L

AND OF

T

REES

1.1

General context

,QWKH&HQWUDO$PHULFDQ0D\DQODQJXDJHnáhuatl5, “4XDKWOHPDOODQ´PHDQV³land of trees”. +RZHYHUPRGHUQGD\

*XDWHPDODLVQRORQJHUDODQGRIWUHVVDVWKHFRXQWU\KDVEHHQORVLQJLWVIRUHVWVLQDGUDPDWLFZD\DFFRUGLQJ WR85/ ,$51$WRWDOGHIRUHVWDWLRQKDVUDQJHGIURPDQGKHFWDUHV\HDUZLWKDQDFFXPXODWHG

ORVVRIKHFWDUHVRIIRUHVW$VRQHRIVHYHUDODQVZHUVWRWKLVSUREOHPRIGHIRUHVWDWLRQVLQFHLQ

*XDWHPDODWKH:RUOG%DQN¶VSURJUDPPHKDVVXSSRUWHGWKHQDWLRQDOIRUHVWDXWKRULW\,1$%1DWLRQDO,QVWLWXWHRI )RUHVWV E\ SURYLGLQJ DVVLVWDQFH LQ WKH LPSOHPHQWDWLRQ RI VWUDWHJLHV WR SUHYHQW LOOHJDO IRUHVW DFWLYLWLHV 7KH

LPSOHPHQWDWLRQRIWKLVVWUDWHJ\GHYHORSHGRQWKHEDVLVRIDQDO\WLFDOZRUNDQGWHFKQLFDOSURSRVDOVGHPDQGVIRU YDULRXVSXEOLFDGPLQLVWUDWLRQDQGODZHQIRUFHPHQWDJHQFLHVDQGVWDNHKROGHUVKRZHYHUHYHQWKRXJKZLWKWKLV

VXSSRUWGHIRUHVWDWLRQDFWLYLWLHVDUHVWLOOWKHELJJHVWSUHVVXUHIRUWKH/DQGRI7UHHV

'HIRUHVWDWLRQKRZHYHULVQRWXQLTXHWR*XDWHPDODDVPDQ\RWKHUORZDQGORZPLGGOHLQFRPHFRXQWULHVDOVR

VXIIHUWKLVHQYLURQPHQWDOSUREOHP,QWKHVLWZDVHVWLPDWHGWKDWGHIRUHVWDWLRQLQWURSLFDOFRXQWULHVUHOHDVHG DURXQGJLJDWRQV*WRIJUHHQKRXVHJDVHV*+*SHU\HDUWKDWLVPRUHWKDQWKHWRWDOHPLVVLRQVIURPWKHJOREDO

WUDQVSRUWVHFWRU7KHUHOHDVHRI*+*LQWRWKHDWPRVSKHUHLVRQHRIWKHFDXVHVRIJOREDOZDUPLQJWKDWSURGXFHV FOLPDWHFKDQJHWKDWDIIHFWVPDQ\FRXQWULHVDURXQGWKHZRUOG0XFKQDWLRQDODQGLQWHUQDWLRQDOHIIRUWKDVEHHQSXW LQWRSURSRVDOVWRDGGUHVVWKHVHHPLVVLRQVIURPGHIRUHVWDWLRQRQHRIWKHPLVDQLQWHUQDWLRQDOVFKHPHWRUHGXFH

HPLVVLRQVRIJUHHQKRXVHJDVHVIURPGHIRUHVWDWLRQDQGIRUHVWGHJUDGDWLRQQDPHG5(''

5(''VWDQGVIRU³UHGXFLQJHPLVVLRQVIURPGHIRUHVWDWLRQDQGIRUHVWGHJUDGDWLRQDQGWKHUROHRIFRQVHUYDWLRQ IRUHVWPDQDJHPHQWDQGHQKDQFHPHQWRIIRUHVWFDUERQVWRFNVLQGHYHORSLQJFRXQWULHV´,WZDVSURSRVHGLQ DVDQHZPHFKDQLVPIRUWKH.\RWR3URWRFRORIWKH8QLWHG1DWLRQV)UDPHZRUNRIWKH&RQYHQWLRQRQ&OLPDWH&KDQJH

81)&&&7KHPDLQLGHDRIWKHVFKHPHZDVWRGHYHORSDPHFKDQLVPLQZKLFKQRQ$QQH[,FRXQWULHVFRXOGDOVR FRQWULEXWHWRWKHUHGXFWLRQRIHPLVVLRQVRI*+*E\NHHSLQJWKHLUIRUHVWVVWDQGLQJ+RZHYHULQWKHDOPRVW

\HDUVVLQFHLWZDVSURSRVHG5(''KDVHYROYHGLQWRDFRPSOH[PXOWLDFWRUPXOWLOHYHODQGPXOWLRXWFRPHVFKHPH WKDWPDQ\QRQ$QQH[,FRXQWULHVKDYHDOUHDG\VWDUWHGLPSOHPHQWLQJ

1DKXDWOLVDJURXSRIUHODWHGODQJXDJHVDQGGLDOHFWVRIWKHWUDGLWLRQDOO\FDOOHG³$]WHFDQ´1DKXDQ,WZDVWKHODQJXDJHRIWKH$]WHFV

ZKRGRPLQDWHGZKDWLVQRZFHQWUDO0H[LFRGXULQJWKHODWHSRVWFODVVLFSHULRGRI0HVRDPHULFDQFKURQRORJ\

85/ ,$51$ Perfil Ambiental de Guatemala 2008-2009: las señales ambientales críticas y su relación con el desarrollo.

*XDWHPDOD8QLYHUVLGDG5DIDHO/DQGtYDU,QVWLWXWRGH$JULFXOWXUD5HFXUVRV1DWXUDOHV\$PELHQWH

%OXIIVWRQH 5 5RELQVRQ ( *XWKLJD 3 5(''DQG FRPPXQLW\FRQWUROOHG IRUHVWV LQ ORZLQFRPH FRXQWULHV $Q\ KRSH IRU D

OLQNDJH"Ecological Economics, 87

1RZRQUHIHUDVQRQ$QQH[,FRXQWULHVDFFRUGLQJWRWKH81)&&&

1RQ$QQH[,FRXQWULHVUHIHUWRWKRVHVLJQDWRU\FRXQWULHVRIWKH.\RWR3URWRFROZKLFKGRQRWKDYHELQGLQJHPLVVLRQUHGXFWLRQWDUJHWV 9LVVHUHQ+DPDNHUV,-*XSWD$+HUROG03HxD&ODURV0 9LMJH0-:LOO5(''ZRUN"7KHQHHGIRULQWHUGLVFLSOLQDU\

UHVHDUFKWRDGGUHVVNH\FKDOOHQJHVCurrent opinion in Environmental Sustainability, 4S

(19)

5('' LV VHHQ DV D FRPELQDWLRQ RI JOREDO SD\PHQWV IRU HQYLURQPHQWDO VHUYLFHV 3(6 ZLWK LQWHJUDWHG

FRQVHUYDWLRQDQGGHYHORSPHQWSURMHFW,&'3LGHDV,WLVDOVRFRQVLGHUHGWREHDPLWLJDWLRQVWUDWHJ\DQGDµQHZ

FOLPDWH JRYHUQDQFH H[SHULPHQW¶ +RZHYHU VFKRODUV OLNH &RUEHUD HW DO DJUHH WKDW SODFLQJ H[FHVVLYH

HQWKXVLDVPRQDQLQWHUQDWLRQDOFOLPDWHSROLF\IUDPHZRUNOLNH5(''WRUHGXFHWKHHPLVVLRQVIURPGHIRUHVWDWLRQ DQGIRUHVWGHJUDGDWLRQZRXOGLQWKHVKRUWWHUPEHPLVJXLGHGDVJRYHUQDQFHLVVXHVUHPDLQWKHFHQWUDOFKDOOHQJH WKDWVKRXOGEHDGGUHVVHGDQGUHIOHFWHGXSRQ7KLVLVHVSHFLDOO\WUXHLQFRXQWULHVOLNH*XDWHPDOD

,WLVLPSRUWDQWWRPHQWLRQWKDWHYHQWKRXJKWKLVUHVHDUFKKDVHPSKDVL]HWKDW5(''LVVHHQDVDJOREDO3(6

VFKHPHDQGWKDWPRVWRIWKHWKHRU\XVHGDQGDQDO\VHGLV3(6UHODWHGLWGRHVQRWPHDQWKDW3(6VFKHPHVWKHRU\ LVDVROLGJURXQGDVPDUNHWVDUHQRWSHUIHFW7KHUHDUHPDQ\GRXEWVDERXWKRZHIIHFWLYHDUH3(6VFKHPHVDQGLI WKH\UHDOO\DFKLHYHVRFLDOEHQHILFLDODQGHQYLURQPHQWDOEHQHILWV+RZHYHU,VWUDWHJLFDOO\GHFLGHGWRXVHWKLVWKHRU\

DVWKHPDLQSULQFLSOHVRI5(''DSSO\WR:XQGHUGHILQLWLRQRI3(6VFKHPHDQGDV%URZHULKDVVWDWHGLIDQ

LQWHUHVWHGJURXSPHHWVDOOWKHFULWHULDWKHQLWZLOODGYRFDWHIRUZKDWLWZDQWVEHLWILQDQFLDOVRFLDORUHQYLURQPHQWDO

DQGIRU5(''¶VFDVHDSSOLHVWRWKHWKUHHRIWKHP

7KHPDLQJRDORI5(''LVWKHUHGXFWLRQRIHPLVVLRQVIURPGHIRUHVWDWLRQDQGIRUHVWGHJUDGDWLRQ+RZHYHU5(''

LVDOVRVHHQDVDQRSSRUWXQLW\IRUIRUHVWGHSHQGHQWFRPPXQLWLHVWRREWDLQHFRQRPLFDQGVRFLDOEHQHILWVDVZHOODV IURPWKHFRQVHUYDWLRQRIELRGLYHUVLW\DQGWKHHQYLURQPHQW7KDWLVWRVD\DQGDFFRUGLQJWROLWHUDWXUH5(''LV

H[SHFWHGWREHDµZLQZLQZLQ¶VFKHPH'LVFXVVLRQVDWWKHLQWHUQDWLRQDOOHYHOKDYHDOVRFRQFOXGHGWKDWWKHHFRQRPLF LQFHQWLYHVFRXOGFRQWULEXWHWRSRYHUW\UHGXFWLRQRUDOOHYLDWLRQDVZHOODVVRFLDOGHYHORSPHQW+RZHYHUWKHUHLVVWLOO XQFHUWDLQW\ DERXW KRZ 5('' FRXOG DFKLHYH WKH FODLPHG ZLQZLQZLQ RXWFRPHV WKDW WKHRU\ KDV FRQVWDQWO\

VXSSRUWHG

0DQ\ DJHQFLHV RUJDQL]DWLRQV UHVHDUFK FHQWUHV DQG VFKRODUV DW WKH LQWHUQDWLRQDO OHYHO KDYH SURSRVHG LGHDV PHFKDQLVPVDQGVWUDWHJLHVRIKRZ5(''VKRXOGEHLPSOHPHQWHG$OOWKHVHFRXOGEHFRPSDUHGWRWKHSOD\RI :LOOLDP6KDNHVSHDUHZKHQ+DPOHWWHOOV+RUDWLR³There are more things in heaven and earth, Horatio, than are dreamt of in your philosophy´,QRWKHUZRUGVLWKDVEHHQFODLPHGWKDW5(''SURPLVHVDGUHDPEXWWKHUHDOLW\LV WKDWWKHUHLVPRUHLQYROYHGRQWKHJURXQGWKDQGUHDPWRILQ5(''SKLORVRSK\

6XQGHUOLQ : 6LOOLV ( 5('' SURMHFWV DV D K\EULG RI ROG DQG QHZ IRUHVW FRQVHUYDWLRQ DSSURDFKHV ,Q $ $QJHOVHQ 0

%URFNKDXV : 6XQGHUOLQ / 9HUFKRW (GVAnalysing REDD+. Challenges and choices SS %RJRU ,QGRQHVLD &,)25S

)RUWKHSXUSRVHRIWKHSUHVHQWUHVHDUFK5(''LVJRLQJWREHDQDO\VHGMXVWDVD3(6VFKHPH

3KHOSV-:HEE( $JUDZDO$'RHV5(''WKUHDWHQWR UHFHQWUDOL]HIRUHVWJRYHUQDQFH"Science, 3283ROLF\

)RUXPS

$VFLWHGE\/HGHUHU05(''JRYHUQDQFHWIREs Clim Change, 3S

&RUEHUD((VWUDGD0 %URZQ.5HGXFLQJJUHHQKRXVHJDVHPLVVLRQVIURPGHIRUHVWDWLRQDQGIRUHVWGHJUDGDWLRQLQGHYHORSLQJ

FRXQWULHVUHYLVLWLQJWKHDVVXPSWLRQVClimatic Change, 100

)RUWKHSXUSRVHRIWKHSUHVHQWUHVHDUFKDQGZLWKWKHLQWHQWLRQWRKDYHDFOHDUSLFWXUHRIDFRPSOH[VFKHPHZLWKRXWJHWWLQJORVWLQLWV

WHFKQLFDOµMDUJRQ¶,ZLOOFRQVLGHUWKHVHFREHQHILWVSRYHUW\UHGXFWLRQDOOHYLDWLRQDQGVRFLDOUXUDOGHYHORSPHQWDVSDUWRIWKHVRFLDOEHQHILWV DOUHDG\GHVFULEHGLQWKHµZLQZLQZLQ¶DSSURDFKRI5(''

(20)

7KLVWKHVLVVXJJHVWVWKDW*XDWHPDODDVPDQ\RWKHUQRQ$QQH[,FRXQWULHVDUHQRWUHDG\IRU5(''DWSUHVHQW,I *XDWHPDOD¶VVWDQGDUGFHQWULVWWRSGRZQDSSURDFKWRFKDQJHLVXVHG5(''ZLOOPRUHOLNHO\EHDQLJKWPDUHWKDQ

DGUHDP)LQGLQJVKDYHDOVREHHQSXWIRUZDUGWKDWLQWKHDFWXDO*XDWHPDODQFRQWH[W5(''FRXOGQRWGHOLYHUWKH FODLPHGµZLQZLQZLQ¶RXWFRPHV7KHWKHVLVVXJJHVWVDZD\WRJHWWKH/DQGRI7UHHVUHDG\IRU5(''DQGLW

SURSRVHVDZD\IRUZDUGWRSXVK5(''IURPDQLJKWPDUHWRGUHDPWKURXJKWKHHVWDEOLVKPHQWRIDQLQGHSHQGHQW VWUXFWXUHDVVKRZQLQVRPHGUHDP3(6SURMHFWV

7KHIROORZLQJVHFWLRQZLOODQDO\VHWKHUDWLRQDOHDQGVLJQLILFDQFHRIWKLVUHVHDUFK

1.2

Rationale, significance and scope of this research

:KHQWKHLGHDRIIRUHVWFDUERQSURMHFWVZDVODXQFKHGDWLQWHUQDWLRQDOOHYHO*XDWHPDODVWDUWHGZLWKHDUO\DFWLRQV ,Q*XDWHPDODVXFFHVVIXOO\VROGDIRUHVWFDUERQVWRUDJHSURMHFWDWLQWHUQDWLRQDOOHYHOIRUDSHULRGRI\HDUV (YHQWKRXJKLWZDVDSULYDWHUXEEHUSODQWDWLRQSURMHFWLWSURYLGHGRIJRRGH[SHULHQFHIRU*XDWHPDODQIXWXUHIRUHVW

FDUERQSURMHFWV0HDQZKLOH5(''ZDVVWLOOGHYHORSLQJDQGLWZDVVKRZQDVDQRSSRUWXQLW\WRFRQWULEXWHWRWKH LQWHUQDWLRQDOHIIRUWVWRUHGXFHWKHHPLVVLRQVIURPGHIRUHVWDWLRQDQGIRUHVWGHJUDGDWLRQDQGDWWKHVDPHWLPHD

ZD\WRSURYLGHRIVRFLDODQGHQYLURQPHQWDOEHQHILWVWRIRUHVWGHSHQGHQWFRPPXQLWLHVDURXQGWKHZRUOG+RZHYHU WKHLPSOHPHQWDWLRQRI5(''KDVWXUQHGLQWRDFRPSOH[SURFHVVDQGWKHUHDUHGRXEWVDERXWWKHDFKLHYHPHQWRI WKHFODLPHGVRFLDODQGHQYLURQPHQWDOEHQHILWV

,QDGGLWLRQWRWKHSUHYLRXVGRXEWVLWLVDOVRLPSRUWDQWWRFRQVLGHUWKDWPDUNHWVDUHQRWSHUIHFW5(''OLWHUDWXUH DQG3(6WKHRU\KDVVXJJHVWHGWKDWµ$QQH[,FRXQWULHVZLOOSD\QRQ$QQH[,FRXQWULHVWRNHHSWKHLUIRUHVWVWDQGLQJ

LQRUGHUWRSURYLGHWKHHFRV\VWHPVHUYLFHVRIFDUERQVWRUDJHDQGWKLVSD\PHQWZLOOEULQJVRFLDODQGHQYLURQPHQWDO EHQHILWV¶+RZHYHUPDUNHWVDUHQRWSHUIHFWFDUERQSULFHVKDYHEHHQIOXFWXDWLQJWUDQVDFWLRQ¶VFRVWDUHQRWDOZD\V DIIRUGDEOHIRUIRUHVWGHSHQGHQWFRPPXQLWLHVHFRQRPLFEHQHILWVDUHLQVXIILFLHQWWRSURYLGHVRFLDOGHYHORSPHQWDQG

PDQ\RWKHUVXQFHUWDLQWLHVWKDWPD\VXJJHVWWKDW3(6WKHRU\LVQRWDVROLGIRXQGDWLRQ1HYHUWKHOHVVLVWKHWKHRU\ XQGHUZKLFK5(''VFKHPHKDVJURZQ

,Q VSLWH RI WKLV WKHRU\KDVVKRZQ WKDW WKH LPSOHPHQWDWLRQRI 5('' UHTXLUHV RI FHUWDLQ FRQGLWLRQV LQRUGHU WR DFKLHYHWKHVHEHQHILWVGUHDPSURMHFW+RZHYHULI*XDWHPDODQFRQGLWLRQVDVWKHFRQGLWLRQVRIPDQ\RWKHUQRQ $QQH[,FRXQWULHVRQWKHJURXQGGRQRWDOLJQZLWK5(''¶VSKLORVRSK\LWFRXOGZHOOWXUQLQWRDQLJKWPDUH7KLV

UDLVHVWKUHHPDLQUHVHDUFKTXHVWLRQV,,V*XDWHPDODUHDG\WRLPSOHPHQW5(''VXFFHVVIXOO\DQGDFKLHYHWKH FODLPHGRXWFRPHV"LL,IQRWZKDWZLOOPDNH*XDWHPDODUHDG\"$QGLLL0RUHEURDGO\GRHV5(''KDYHWKH

SRWHQWLDOWRGHOLYHUHPLVVLRQUHGXFWLRQVVRFLDOEHQHILWVDQGHQYLURQPHQWDOFRQVHUYDWLRQLQWKHFRQWH[WRIFRXQWULHV OLNH*XDWHPDOD"

,QRUGHUWRDQVZHUWKHVHUHVHDUFKTXHVWLRQVDFULWLFDODQDO\VLVDQGGHYHORSPHQWRIWKHUHVHDUFKUHYHDOHGRWKHU

(21)

SDUWLFLSDWLRQRUQRWRIIRUHVWGHSHQGHQWFRPPXQLWLHVDQGLY:KDWLVWKHFRQWH[WRIHDFKFRXQWU\"/HGHUHU VWDWHG WKDW ³5('' LV QRW MXVW DERXW NHHSLQJ FDUERQ LQ WKH IRUHVWV EXW DERXW KRZ WKH ZRUOG¶V IRUHVWV DUH

JRYHUQHG´7KHJRYHUQDQFHVFKHPHRIIRUHVWVXQGHU5(''LVWKHFHQWUDOSRLQWRIDQDO\VLVRIWKLVUHVHDUFK6R WKHILUVWVWHSIRU5(''LQQRQ$QQH[,FRXQWULHVLVWKHGHYHORSPHQWRIDQHZ³JRYHUQDQFHRXWVLGHJRYHUQPHQW´

VWUXFWXUHEHFDXVHWKHH[LVWLQJRQHVKDYHEHHQSURYHQZURQJ

%HFDXVH5(''KDVPDQ\WHFKQLFDOVRFLDOHFRQRPLFHQYLURQPHQWDOSROLWLFDODQGLQVWLWXWLRQDOWRSLFVWKDWDUH

LPSRUWDQWWRDQDO\VHDQGFRQVLGHUIRULWVVXFFHVVLWLVLPSRUWDQWWRGHILQHWKHVFRSHRIWKLVUHVHDUFK7KHUDWLRQDOH H[SODLQHGWKDWDFFRUGLQJWRWKHRU\5(''KDVEHHQVROGDVDµZLQZLQZLQ¶VFKHPHDQGWKDWWKHVHEHQHILWVGHSHQG

RQKRZWKHVFKHPHLVGHVLJQHGDQGLPSOHPHQWHG%HFDXVHRIWKDWWKHVFRSHRIWKLVUHVHDUFKLVFHQWUHGDWWKH GHVLJQDQGLPSOHPHQWDWLRQPHFKDQLVPVDWQDWLRQDODQGORFDOOHYHODQGKRZWKURXJKWKHVHPHFKDQLVPVSURMHFWV FRXOGSRVVLEOHDFKLHYHVRPHRIWKHPDQ\RXWFRPHVLWKDVFODLPHGLWFRXOGGHOLYHUWDNLQJLQWRDFFRXQWWKDWPDUNHWV

LQ3(6VFKHPHVDUHQRWSHUIHFW7KLVUHVHDUFKZLOOQRWGHHSO\DQDO\VHDVSHFWVOLNHFDUERQSULFHEHQHILWVKDULQJ SURFHVVHV059FRQVXOWDWLRQSURFHVVHVWUDQVDFWLRQVFRVWVDQGPDQ\RWKHUVWRSLFVWKDWFRXOGEHFRQVLGHUIRU

IXWXUHUHVHDUFK+RZHYHUWKLVUHVHDUFKKDVEULHIO\FRQVLGHUWKHVHDVSHFWVDVSDUWRIWKHDVVXPSWLRQVWKDWDUH QHHGHGIRU5(''¶VVXFFHVVIXOLPSOHPHQWDWLRQ

1.2.1

Why Guatemala?

0DQ\QRQ$QQH[,FRXQWULHVDUHKDVWHQLQJLPSOHPHQW5(''SLORWSURMHFWVGHVSLWHEHLQJXQSUHSDUHG$WDQDWLRQDO OHYHO PDQ\ RI WKHVH FRXQWULHV DUH LQ WKH UHDGLQHVV SKDVH DQG KDYH DSSOLHG IRU IXQGV IURP LQWHUQDWLRQDO

RUJDQL]DWLRQVOLNHWKH8QLWHG1DWLRQV&ROODERUDWLYH3URJUDPPHRQ5HGXFLQJ(PLVVLRQVIURP'HIRUHVWDWLRQDQG )RUHVW 'HJUDGDWLRQ LQ GHYHORSLQJ FRXQWULHV 815('' 3URJUDPPH WKH :RUOG %DQN DQG WKH )RUHVW &DUERQ 3DUWQHUVKLS)DFLOLW\)&3)WRVWDUW5(''DFWLYLWLHV*XDWHPDODLVDJRRGH[DPSOHRIDQRQ$QQH[,FRXQWU\

$W WKH ORFDO OHYHO SURMHFW GHYHORSHUV DUH QRW FRQVLGHULQJ KRZ IHDVLEOH WKH RXWFRPHV DUH RU ZKHWKHU IRUHVW

GHSHQGHQWFRPPXQLWLHVDUHUHDG\FDSDEOHDQGILQDQFLDOO\SUHSDUHGWRGRZKDWLWLVUHTXLUHG+RZHYHUHYHQLI IXQGV DUH DYDLODEOH IRU WKH UHDGLQHVV SKDVH DQG IRU WKH LPSOHPHQWDWLRQ RI 5('' SLORW SURMHFWV WKHUH LV VWLOO XQFHUWDLQW\DERXWWKHFRXQWU\¶VFDSDFLW\NQRZOHGJHDQGXQGHUVWDQGLQJWRLPSOHPHQW5(''DQGWRDFKLHYHWKH

FODLPHGRXWFRPHV)XUWKHUPRUHPDQ\FRXQWULHVOLNH*XDWHPDODDUHLPSOHPHQWLQJ5(''XVLQJWKHVDPHFHQWULVW WRSGRZQDSSURDFKWKDWKDGEHHQXVHGIRUWKHLPSOHPHQWDWLRQRIRWKHUQDWLRQDOSURMHFWVWKDWKDYHIDLOHG+RZHYHU

WKHGLIIHUHQFHEHWZHHQWKLVVFKHPHDQGQDWLRQDOSURMHFWVOLHVLQ5(''¶VLQWHUQDWLRQDOVFRSH7KLVVFRSHFRXOG EULQJDGYDQWDJHVRUGLVDGYDQWDJHVWRIRUHVWGHSHQGHQWFRPPXQLWLHVGHSHQGLQJRQKRZ5(''LVGHVLJQHGDQG LPSOHPHQWHG

/HGHUHU05(''JRYHUQDQFHWIREs Clim Change, 3S :KHQVWDUWLQJWKHUHVHDUFKLQ

(22)

7KLVUHVHDUFKZLOOSURYLGHQHZLQSXWLQWRKRZDWWDLQDEOH5(''RXWFRPHVDUHQRWMXVWIRU*XDWHPDODEXWIRUPDQ\ RWKHUV FRXQWULHV ZLWK WKH VDPH FRQWH[W )XUWKHU LW ZLOO SURSRVH DQ LQQRYDWLYH PXOWLOHYHO µJRYHUQDQFH RXWVLGH

JRYHUQPHQW¶VWUXFWXUHWKDWFRXOGHQKDQFHWKHFKDQFHVRIEHQHILWVEHLQJGHOLYHUHGLI5(''LVRIILFLDOO\DSSURYHG

(YHQWKRXJKWKHUHVHDUFKFRQVLGHUVWKHµZLQZLQZLQRXWFRPHV¶DVWKHWKHRU\KDVVKRZQLWZLOOEHDVVXPHGWKDW LQFRQVHUYLQJWKHIRUHVWV¶VWDQGLQJWKDWWKHUHGXFWLRQRIHPLVVLRQVZLOOEHDFKLHYHG7KLVUHVHDUFKGRHVQRWSURYLGH DGHHSDQDO\VLVRQWKHWHFKQLFDODVSHFWVRIWKHPHDVXULQJUHSRUWLQJDQGYHULI\LQJIRUHVWFDUERQFUHGLWVRUIRUHVW

FDUERQVWRUDJHDQGPDQ\RWKHUWRSLFVWKDWLQYROYHV5(''PHFKDQLVPEXWZLOOGHHSO\DQGFULWLFDOO\DQDO\VHWKH VRFLDODQGHQYLURQPHQWDOEHQHILWVWKDW5(''KDVFODLPHGLWFDQGHOLYHU2QHWKLQJWKDWFDQQRWEHLJQRUHGLV

KRZHYHU ZKHWKHU WKH SLORW SURMHFWV LQYROYH VXEVWLWXWLQJ QDWXUDO IRUHVWV ZLWK IRUHVW SODQWDWLRQV DV WKLV ZRXOG EH FRQVLGHUHGDVDQHJDWLYHSUDFWLFHEHFDXVHRIWKHVLJQLILFDQWHFRORJLFDODQGELRGLYHUVLW\FRQVHTXHQFHV

1.3

Reseach methods

7KHUHVHDUFKFRQVLVWHGRIWKUHHSKDVHV7KHILUVWSKDVHLQYROYHGWKHDQDO\VLVRIUHSRUWVRISLORWSURMHFWVILQDO GHFLVLRQVRIWKH81)&&&QHJRWLDWLRQVDERXW5(''DQGDOVRGRFXPHQWVDQGUHSRUWVZULWWHQDJDLQVWWKH5(''

VFKHPH7KHDQDO\VLVRIWKHVHGRFXPHQWVDQGGHFLVLRQVKHOSHGLGHQWLI\µNH\LVVXHV¶WKDWZHUHWKHQLQWHJUDWHGLQWR DPRUHLQGHSWKDQDO\VLVRIWKHWKHRU\RISD\PHQWIRUHFRV\VWHPVVHUYLFHV3(6VFKHPHV'LVWLOOLQJWKHVHNH\ LVVXHV KHOSHG IRUPXODWH PRUH UHVHDUFK TXHVWLRQV ZKLFK SURYLGHG D IUDPHZRUN IRU XQGHUWDNLQJ WKH HPSLULFDO

UHVHDUFK)URPWKLVLQIRUPDWLRQWKHILUVWWKUHHFKDSWHUVZHUHZULWWHQ

,QWKHVHFRQGSKDVH,XVHGSLORWSURMHFWVWRDVVHVVP\IUDPHZRUN%HFDXVHVHYHUDO5(''SLORWSURMHFWVDURXQG

WKHZRUOGDUHVWLOOLQWKHSURFHVVRIGHVLJQGHYHORSPHQWDQGLPSOHPHQWDWLRQRWKHUFDVHVWXGLHVVXFKDV3(6 VFKHPHVLQ/DWLQ$PHULFDZHUHVHOHFWHGZLWKWKHLGHDWRDVVHVVKRZDQGZKDWKDYHWKHVHSURMHFWVGRQHRUQRW GRQHWRDFKLHYHWKHRXWFRPHVWKH\KDYHDFKLHYHG7KHVHFDVHVWXGLHVZHUHL%ROLYLD1RHO.HPSII0HUFDGR

$FWLRQ3ODQLL%UD]LO%ROVD)ORUHVWDLLL&RVWD5LFD)21$),)2LY(FXDGRU6RFLR%RVTXHY0H[LFR7KH 6FROHO7HSURMHFWDQGYL3HUX0DGUHGH'LRV7KHVH3(6VFKHPHVZHUHVHOHFWHGDFFRUGLQJWRWKH\HDUVRI

LPSOHPHQWDWLRQ DURXQG \HDUV RI LPSOHPHQWDWLRQ 8QWLO QRZ PDQ\ RUJDQL]DWLRQV KDYH EHHQ LQYROYHG LQ GHVLJQLQJDQGDSSO\LQJ5(''ELODWHUDOPXOWLODWHUDO:RUOG%DQNDQG81IXQGLQJSURJUDPPHVDQGRWKHUV

7KLVUHVHDUFKVHOHFWHG5(''SLORWSURMHFWVFDVHVWXGLHVIURPDPRQJWKHVHRUJDQL]DWLRQVLQWKHUHJLRQRI/DWLQ $PHULFD

,QDGGLWLRQWRWKHVHSURMHFWV,DOVRDQDO\VHGIRXU5(''SLORWSURMHFWVIURP*XDWHPDODYLL*XDWH&DUERQYLLL )XQGDODFKXDL[/DFDQGRQ)RUHVWVIRU/LIHDQG[)81'$(&27KHDQDO\VLVRIWKHVHVFKHPHVFRPSULVHGWKH

VHFRQGSKDVHRIWKHUHVHDUFK7KHDQDO\VLVRIGRFXPHQWDWLRQDERXWGLIIHUHQW5(''SLORWSURMHFWVDQGRWKHU3(6 VFKHPHVLQRUGHUWRXQGHUVWDQGKRZFRXQWULHVDUHLPSOHPHQWLQJWKHLUSURMHFWV7KHJRDOLVQRWWREHFRPSUHKHQVLYH

0F'HUPRWW&/&RDG/+HOIJRWW$ 6FKURHGHU+2SHUDWLRQDOL]LQJVRFLDOVDIHJXDUGVLQ5(''DFWRUVLQWHUHVWVDQGLGHDV

Environmental Science & Policy, 21S

(23)

EXW UDWKHU WR DVVHVV WKH DFWRUV SURFHVVHV DQG FRQWH[W LQ ZKLFK WKHVH SURMHFWV KDYH EHHQ GHYHORSHG DQG WKH RXWFRPHVDQGFREHQHILWVWKH\KDYHDFKLHYHG)URPWKHSUHYLRXVDQDO\VLV,GHYHORSHGUHVHDUFKTXHVWLRQVWKDW

JXLGHGWKHGHYHORSPHQWRIP\UHVHDUFKWKURXJKWKHIROORZLQJSKDVH

7KHWKLUGSKDVHFRQVLVWHGRIWKHGHYHORSPHQWRIVHPLVWUXFWXUHGLQWHUYLHZVZLWKGLIIHUHQWDFWRUVIURPWKHIROORZLQJ VHFWRUVLDFDGHPLDLLIRUHVWFRPPXQLW\RUJDQL]DWLRQVLLLJRYHUQPHQWLYQRQJRYHUQPHQWDORUJDQL]DWLRQVY LQWHUQDWLRQDOQRQJRYHUQPHQWDORUJDQL]DWLRQVDQGYLWKHSULYDWHVHFWRU%HFDXVHWKHWRSLFLVUHODWLYHO\QHZIHZ

SHRSOHKDYHIXOONQRZOHGJHDERXW5(''RUIRUHVWFDUERQFUHGLWVRUDUHFRPSOHWHO\LQYROYHGLQWKHWRSLF+RZHYHU WKHSHUVRQVVHOHFWHGWREHLQWHUYLHZHGZHUHVHOHFWHGWKURXJKWKHPHWKRGRI³6QRZEDOOVDPSOLQJ´7KLVIDFLOLWDWHG

WKHSURFHVVDVPRVWRIWKHSHUVRQVLQYROYHGLQWKHWRSLFZHUHLQWHUYLHZHGSHUVRQVIURPWKHVSHFLILHGVHFWRUV %HFDXVHWKHQXPEHURILQWHUYLHZHHVZDVVPDOOLWLVQRWLQWHQGHGWRSURGXFHVWDWLVWLFDOO\VLJQLILFDQWUHVXOWV7KH SHUVRQV LQWHUYLHZHG ZHUH DVNHG WR SURYLGH WKHLU RSLQLRQ IURP D SURIHVVLRQDO RU RUJDQL]DWLRQDO SRLQW RI YLHZ

,QWHUYLHZVZHUHDXGLRUHFRUGHGWUDQVFULEHGDQGGHLGHQWLILHG$FRQWHQWDQGWKHPDWLFDQDO\VLVZDVFRQGXFWHGXVLQJ 19LYR7KURXJKRXWWKHUHVXOWVHDFKVHFWRUZDVLQGLFDWHGE\OHWWHUVDVSHU7DEOH

7KURXJKWKHDQDO\VLVRIWKHVHLQWHUYLHZV3(6VFKHPHVDQG5(''LQLWLDWLYHV,ZDVDEOHWRDQVZHUQRWRQO\WKH

PDLQUHVHDUFKTXHVWLRQVEXWDOVRWKHTXHVWLRQVGHYHORSHGLQWKHIUDPHZRUNFKDSWHUWKDWJXLGHGPHLQGLVFXVVLQJ DQGSURYLGLQJFRQFOXVLRQVDERXWWKHUHVHDUFK

1.4

Description of chapters

7KLVWKHVLVLVRUJDQL]HGDVIROORZ

Chapter 2 DQDO\VHVWKHHPHUJHQFHDQGHYROXWLRQRI5(''DVLWLVLPSRUWDQWWRXQGHUVWDQGKRZWKHLGHDZDV LQLWLDOO\SURSRVHGGXULQJWKH&RQIHUHQFHRIWKH3DUWLHV&23RIWKH81)&&&LQ0RQWUHDODQGKRZLWKDV HYROYHGXQWLOWKHHQGRIWKHILUVWFRPPLWPHQWSHULRGRI.\RWR3URWRFRODQGZLOOEULHIO\DQDO\VHWKHGHFLVLRQVRIWKH

IROORZLQJ&23KHOGLQ:DUVDZ7KHDLPRIWKHFKDSWHULVWKHLGHQWLILFDWLRQRINH\LVVXHVWKDWHDFK&23KDV OHIW WKDW KDV VKDSHG WKH VWUXFWXUH RI WKH DFWXDO 5(''¶V IUDPHZRUN 7KH LGHQWLILHG NH\ LVVXHV DUH L WKH

FRPPRGLILFDWLRQRIQDWXUHLLODQGWHQXUHDQGIRUHVWFRPPXQLWLHV¶ULJKWVLLLWKHZLOOLQJQHVVWRSDUWLFLSDWHLY HIIHFWLYHFRQVXOWDWLRQSURFHVVHVYSROLWLFDOZLOOLQJQHVVYLHFRQRPLFYLDELOLW\DQGYLLLQVWLWXWLRQDOFDSDFLW\,Q

Table 1-1 Identification of interviewees by selected sectors

Sector N. interviewees Identification within research

Academia $

Forest communities %

Government &

Non-Governmental Organization (NGOs) '

International Non-Governmental

Organizations (INGOs) (

Private sector )

(24)

DGGLWLRQWKHUHLVDOVRWKHLQFUHDVHGSDUWLFLSDWLRQRIDFWRUVIURPGLIIHUHQWVHFWRUVDQGZLWKGLIIHUHQWLQWHUHVWVZKLFK DOVRLQIOXHQFHVLWVHYROXWLRQ

Chapter 3 FULWLFDOO\DQDO\VHV5(''XQGHUWKHWKHRU\RI3(6VFKHPHV7KHDQDO\VHVIRFXVRQWKHDVVXPSWLRQV WKDWVFKRODUVKDYHPDGHLQUHODWLRQWR3(6VFKHPHVWKDWQRZDUHDSSO\LQJIRU5(''%DVHGRQWKLVWKHRU\VRPH RI5(''¶VDVVXPSWLRQVZHUHGLVWLOOHG

Chapter 4 FULWLFDOO\DQDO\VHV/DWLQ$PHULFDQ3(6FDVHVWXGLHVDQG5(''SLORWSURMHFWVLQRUGHUWRXQGHUVWDQG KRZWKH\KDYHDGGUHVVHGWKHDVVXPSWLRQVSUHVHQWHGLQWKHSUHYLRXVFKDSWHU7KLVFKDSWHUZLOODOVRLGHQWLI\µNH\

IDFWRUV¶DIIHFWLQJWKHRXWFRPHVRIWKHVHLQLWLDWLYHVDQGUHODWHWKHPWRWKHDOUHDG\LGHQWLILHGµNH\LVVXHV¶LGHQWLILHGLQ &KDSWHUVDQG$OOWKLVWRJHWKHUZLOOSURYLGHDJRRGEDVLVIRUGHWHUPLQLQJZKDWWKHHVVHQWLDOFRQGLWLRQVDUHWR HQKDQFHWKHOLNHOLKRRGRISRVLWLYHRXWFRPHVEHLQJSURGXFHG

Chapter 5 LVEDVHGRQWKHSUHFHGLQJFKDSWHUVDQGSUHVHQWVWKHQHFHVVDU\FRQGLWLRQVDQGHOHPHQWVDWQDWLRQDODQG ORFDOOHYHOVIRUWKHGHVLJQDQGLPSOHPHQWDWLRQRI5(''DQGWKHVXFFHVVIXODWWDLQPHQWRIVRFLDODQGHQYLURQPHQWDO EHQHILWVLQFRXQWULHVOLNH*XDWHPDOD/LNHZLVHWKHFKDSWHUSURSRVHVWKHQHFHVVDU\FRQGLWLRQVDWWKHLQWHUQDWLRQDO OHYHOWKDWDUHQHFHVVDU\WRDFWLYDWHWKHLQWHUQDWLRQDOUHJXODWRU\PDUNHWRIIRUHVWFDUERQFUHGLWVXQGHUWKHIUDPHZRUN

RI WKH SRVW.\RWR 3URWRFRO %HFDXVH WKH SUHVHQFH RI DOO WKHVH FRQGLWLRQV DQG HOHPHQWV DW WKHVH OHYHOV DUH XQFRPPRQIRUQRQ$QQH[,FRXQWULHV,SURSRVHWKHFUHDWLRQRIDQLQGHSHQGHQWHQWLW\WKDWZLOOSURYLGHWKHQHFHVVDU\

µJRYHUQDQFHZLWKRXWJRYHUQPHQW¶VWUXFWXUH7KLVHQWLW\ZKLFK,KDYHLGHQWLILHGDVWKH6RFLDODQG(QYLURQPHQWDO $JHQF\6 ($LVWKHSURSRVHGDQVZHUIRUWKH5(''VFKHPHWRDFKLHYHVRFLDOO\DQGHQYLURQPHQWDOO\SRVLWLYH RXWFRPHVWKDWZLOOKDYHLQYROYHSDUWLFLSDWLRQDWWKHORFDOQDWLRQDODQGLQWHUQDWLRQDOOHYHOV7KHLGHDVLQWKLVFKDSWHU

KHOSHGUDLVHUHVHDUFKTXHVWLRQV+HUH,ZLOODOVRSUHVHQWWKHUHVHDUFKPHWKRGVXVHGLQWKHGHYHORSPHQWRIWKH UHVHDUFK

Chapter 6 DQDO\VHVWKHGHVLJQDQGLPSOHPHQWDWLRQRIIRXU5(''SLORWSURMHFWVLQWKHFRQWH[WRI*XDWHPDODDQG DVVHVVHVKRZWKHHOHPHQWVRIGHVLJQIRU5(''DQGWKHORFDOFRQGLWLRQVIRUWKHLPSOHPHQWDWLRQRIWKHVFKHPH

ZHUHSUHVHQWRUQRWSUHVHQWLQWKHVHSURMHFWV7KLVH[DPLQDWLRQZLOOJXLGHPHWRGHWHUPLQHZKDWWKHUHDGLQHVVRI WKHVH SURMHFWV LV DQG WKHQ IRUHFDVW WKH SRVVLEOH RXWFRPHV 7KURXJK WKLV, ZLOOEH DEOH WR DQVZHUVRPHRI WKH UHVHDUFKTXHVWLRQVUDLVHGLQ&KDSWHU

Chapter 7 GHVFULEHVWKHILQGLQJVDWWKHQDWLRQDOOHYHODERXWWKHSURSRVHGHOHPHQWVDQGFRQGLWLRQVLQ*XDWHPDOD DQGDQVZHUVVRPHRIWKHTXHVWLRQVGHYHORSHGLQWKHIUDPHZRUNFKDSWHU,QWKHVDPHZD\WKLVFKDSWHUZLOOSUHVHQW WKH ILQGLQJV DERXW WKH LQWHUQDWLRQDOFRQGLWLRQV FRQVLGHUHG QHFHVVDU\ IRU WKH LPSOHPHQWDWLRQ RI 5('' LQ QRQ $QQH[,FRXQWULHVEDVHGRQWKHGLVFXVVLRQVDQGILQDOGHFLVLRQVIURPWKHODVW&23VLQ'RKDDQG:DUVDZ

(25)

Chapter 8LVWKHFRQFOXGLQJFKDSWHUZKHUH,ZLOODQVZHUWKHPDLQUHVHDUFKTXHVWLRQVDQGGLVFXVVWKHLPSOLFDWLRQV RIWKHILQGLQJVLQUHODWLRQWRWKHWKHRU\RI3(6VFKHPHVDQGRI5(''DQGSRVVLEO\IRUWKHSUDFWLFHRIRWKHU3(6

VFKHPHV7KLVFKDSWHUZLOODOVRSUHVHQWUHFRPPHQGDWLRQVDQGSURSRVHLGHDVIRUIXUWKHUUHVHDUFK

(26)

Chapter 2

E

MERGENCE AND

E

VOLUTION OF

REDD+

2.1

Introduction

$VGHVFULEHGE\$QJHOVHQ5(''ZDVSURSRVHGDVDPHFKDQLVPLQZKLFKQRQ$QQH[,FRXQWULHVFRXOG DOVRFRQWULEXWHWRWKHLQWHUQDWLRQDOHIIRUWVXQGHUWKH.\RWR3URWRFRO7KHRULJLQDOLGHDZDVVLPSOHWRUHGXFHWKH

HIIHFWVRIFOLPDWHFKDQJHE\FUHDWLQJHFRQRPLFLQFHQWLYHVIRUQRQ$QQH[,FRXQWULHVWRNHHSWKHLUIRUHVWVVWDQGLQJ +RZHYHUWKHLPSOHPHQWDWLRQRIWKH5(''VFKHPHKDVDODUPHGPDQ\JURXSVHVSHFLDOO\WKRVHGHSHQGLQJRQ

IRUHVWUHVRXUFHVIRUWKHLUVXUYLYDOOLNHIRUHVWGHSHQGHQWFRPPXQLWLHVDQGJURXSVDURXQGWKHZRUOGZKRODFNIRUPDO ODQGWHQXUHULJKWVDQGZKRDUHPDUJLQDOL]HGEHFDXVHRIWKHLUORZHGXFDWLRQDOOHYHOVDQGWKHLUFXOWXUDODQGWUDGLWLRQDO NQRZOHGJHLQWKHXVHRIIRUHVWUHVRXUFHV%HFDXVHVRPHWKHVHIRUHVWGHSHQGHQWFRPPXQLWLHVDUHVFHSWLFDODERXW

WKH 5('' VFKHPH WKH 81)&&& DGRSWHG VRFLDO DQG HQYLURQPHQWDO VDIHJXDUGV LQ ZKLFK FRXQWULHV DJUHH WR UHVSHFWWKHVHJURXSV¶ULJKWVDQGRSHQWKHLUSDUWLFLSDWLRQLQ5(''SURFHVVHV7KHVHKRZHYHUDUHQRWWKHRQO\

LVVXHVWKDWDUHFRQVWDQWO\EHLQJGLVFXVVHG

$OOWKURXJKWKHHYROXWLRQRI5(''NH\LVVXHVKDYHEHHQXQGHUGHEDWHDQGQHJRWLDWLRQ0DQ\RIWKHVHUHODWHGWR

WHFKQLFDOLWLHVRIFDUERQDFFRXQWLQJOHDNDJHDGGLWLRQDOLW\SHUPDQHQFHPRQLWRULQJUHSRUWLQJDQGYHULI\LQJV\VWHPV 059DQGRWKHUVUHODWHGWRLPSOHPHQWDWLRQLVVXHVQDWLRQDOFDSDFLWLHVRIQRQ$QQH[,FRXQWULHVDQGJRYHUQDQFH

VWUXFWXUHV +RZHYHU IRU WKH SXUSRVHV RI WKLV UHVHDUFK WKH NH\ LVVXHV FRQVLGHUHG DUH WKRVH OLQNHG ZLWK WKH LPSOHPHQWDWLRQRI5(''WRDFKLHYHWKHH[SHFWHGVRFLDODQGHQYLURQPHQWDORXWFRPHVDWWKHQDWLRQDODQGORFDO OHYHO(YHQWKRXJKWKHUHDUHPDQ\WRSLFVWKDWDUHFORVHO\UHODWHGWRWKHDFKLHYHPHQWRIWKHVHRXWFRPHVVSHFLDOO\

HPSKDVLVLVEHHQPDGHLQWKHGHVLJQDQGLPSOHPHQWLQJPHFKDQLVPVDQGDFWRUV7KHVHNH\LVVXHVDUHUHODWHGWR L VRFLDOHQYLURQPHQWDO LVVXHV PDLQO\ DVVRFLDWHG ZLWK IRUHVWGHSHQGHQW FRPPXQLWLHV WKHLU ZLOOLQJQHVV WR

SDUWLFLSDWHWKHUHVSHFWRIWKHLUULJKWVDQGPDQ\RWKHUFRQFHUQVWKDWZHUHUHFRJQL]HGLQWKH&DQFXQ$JUHHPHQWDV ZHOODVVRFLDODQGHQYLURQPHQWDOVDIHJXDUGVLLWKHILQDQFLQJPHFKDQLVPRI5(''LLLSROLWLFDODQGLQVWLWXWLRQDO FDSDFLW\RIQRQ$QQH[,FRXQWULHVDQGLYSURFHVVHVIRUGHVLJQDQGLPSOHPHQWDWLRQ,QDGGLWLRQWKHUHDUHFRQFHUQV

UHODWHGWRWKHFRQWURODQGSRZHURIWKHGLIIHUHQWDFWRUVIURPGLIIHUHQWOHYHOVDQGZLWKGLIIHUHQWLQWHUHVWV$OOWKHVH LVVXHVKDYHUDLVHGFRQFHUQDWWKHLQWHUQDWLRQDOOHYHOWKDWQRQ$QQH[,FRXQWULHVQHHGHGILUPJRYHUQDQFHVWUXFWXUHV

EHIRUHLPSOHPHQWLQJ5(''DFWLYLWLHV

&RQVLGHULQJWKLVWKHDLPRIWKLVFKDSWHULVWRDQDO\VHDOOWKHQHJRWLDWLRQVDQGGLVFXVVLRQVIURPWKHHPHUJHQFHRI

5(''XQWLOWKHHQGRIWKHILUVWFRPPLWPHQWSHULRGRIWKH.\RWR3URWRFRO)URPKHUHNH\LVVXHVZHUH LGHQWLILHGLQHYHU\&23WKDWKHOSVGHHSHQWKHDQDO\VLVRIHYROXWLRQRI5(''LQRUGHUWRXQGHUVWDQGWKHSRWHQWLDO

RIWKHVFKHPHWRGHOLYHUµZLQZLQZLQ¶RXWFRPHV7KHVHNH\LVVXHVUHODWHWRLVWUHQJWKHQLQJIRUHVWJRYHUQDQFH

9LVVHUHQ+DPDNHUV,-*XSWD$+HUROG03HxD&ODURV0 9LMJH0-:LOO5(''ZRUN"7KHQHHGIRULQWHUGLVFLSOLQDU\

UHVHDUFKWRDGGUHVVNH\FKDOOHQJHVCurrent opinion in Environmental Sustainability, 4S

(27)

VWUXFWXUHVLQQRQ$QQH[,FRXQWULHVLLUHVSHFWLQJIRUHVWGHSHQGHQWFRPPXQLWLHVULJKWVLLLSURPRWLQJLQFOXVLYH SDUWLFLSDWLRQ SURFHVVHV LY GHOLYHULQJ VRFLDO EHQHILWV IRU IRUHVW FRPPXQLWLHV DQG Y GLVWULEXWLQJ EHQHILWV

WUDQVSDUHQWO\DQGHTXLWDEO\7KHVHNH\LVVXHVZHUHLQFRUSRUDWHGLQWKH6RFLDODQG(QYLURQPHQWDO6DIHJXDUGVRI WKH&DQFXQ$JUHHPHQWV+RZHYHUWKHZD\WKH\DUHLQFRUSRUDWHGLQHDFKFRXQWU\LVHDFKFRXQWU\VUHVSRQVLELOLW\

7KHSUHVHQWFKDSWHULVRUJDQL]HGDVIROORZV6HFWLRQVWXGLHVWKHHPHUJHQFHDQGHYROXWLRQRI5(''DVSDUWRI WKH81)&&&ZKHUHNH\ILQGLQJVKDYHEHHQLGHQWLILHG6HFWLRQH[DPLQHVWKHVRFLDODQGHQYLURQPHQWDORXWFRPHV

WKDWDUHH[SHFWHGIURP5(''SLORWSURMHFWV6HFWLRQLGHQWLILHVWKHDFWRUVLQYROYHGLQ5(''DQGWKHOHYHOVDW ZKLFKWKH\DUHµOREE\LQJ¶IRUWKHLULQWHUHVWV6HFWLRQDQDO\VHVWKHSURFHVVHVLQWKHGHVLJQDQGLPSOHPHQWDWLRQRI

5(''VFKHPHDQG6HFWLRQVXPPDUL]HVWKHPDLQILQGLQJVRIWKHFKDSWHU

2.2

Emergence and evolution of REDD+

7KH.\RWR3URWRFRODQGLWVILUVWFRPPLWPHQWSHULRGZKLFKILQLVKHGLQVHWTXDQWLWDWLYHHPLVVLRQOLPLWDWLRQVIRU

$QQH[,FRXQWULHVRQO\EHFDXVHWKH\YROXQWDULO\DFNQRZOHGJHGWKDWWKHLUFRXQWULHVKDGEHHQUHVSRQVLEOHIRUWKH JUHHQKRXVH HIIHFW +RZHYHU GHIRUHVWDWLRQ DQG IRUHVW GHJUDGDWLRQ DFWLYLWLHV IURP QRQ$QQH[ , FRXQWULHV DOVR

FRQWULEXWHGWRWKHHPLVVLRQRI*+*LQWRWKHDWPRVSKHUH&RQVLGHULQJWKLVWKHLGHDSURSRVHGZDVRIDPHFKDQLVP LQZKLFKQRQ$QQH[,FRXQWULHVFRXOGDOVRFRQWULEXWHWRUHGXFHWKHHIIHFWVRIFOLPDWHFKDQJH7KLVZDVSURSRVHGLQ GXULQJWKH&23RIWKH81)&&&WKDWZDVKHOGLQ0RQWUHDO&DQDGD7KHILUVWLGHDZDVNQRZQDV5('

UHGXFLQJHPLVVLRQVIURPGHIRUHVWDWLRQDQGFRQWDLQHGUHDOLVWLFDFWLYLWLHVIRUQRQ$QQH[,FRXQWULHVDVWKHRWKHU WKUHH*+*UHGXFWLRQVPHFKDQLVPVDSSURYHGZLWKLQWKH.\RWR3URWRFROKDYHEHHQKLJKO\FULWLFLVHGEHFDXVHRI

WKHKLJKWUDQVDFWLRQFRVWVLQYROYHGLQYDOLGDWLQJDQGUHJLVWHULQJSURMHFWVKDYHSXWPRVWQRQ$QQH[,FRXQWULHVDWD VHYHUH GLVDGYDQWDJH LQ DFFHVVLQJ FDUERQ PDUNHWV 7KH LGHD ZDV DFFHSWHG DQG IXUWKHU DQDO\VLV EHIRUH LWV

LPSOHPHQWDWLRQZDVUHTXLUHG

'XULQJ&23LQ%DOL,QGRQHVLD5('HYROYHGLQWR5(''E\LQFOXGLQJIRUHVWGHJUDGDWLRQDQGRWKHU

DFWLYLWLHVWKDWFRQYHUJHGLQWKHZKLFKDUH³WKHUROHRIFRQVHUYDWLRQVXVWDLQDEOHPDQDJHPHQWRIIRUHVWVDQG HQKDQFHPHQWRIIRUHVWFDUERQVWRFNVLQQRQ$QQH[,FRXQWULHV´7KHILQDORXWFRPHRIWKH&RQIHUHQFHZDVWKH

QRQOHJDOO\ELQGLQJGRFXPHQWWKH%DOL$FWLRQ3ODQ%$3LQZKLFK'HFLVLRQ&3FDOOHGIRU³SROLF\DSSURDFKHV DQG SRVLWLYH LQFHQWLYHV RQ LVVXHV UHODWLQJ WR UHGXFLQJ HPLVVLRQV IURP GHIRUHVWDWLRQ DQG IRUHVW GHJUDGDWLRQ LQ GHYHORSLQJFRXQWULHVDQGWKHUROHRIFRQVHUYDWLRQVXVWDLQDEOHPDQDJHPHQWRIIRUHVWDQGHQKDQFHPHQWRIIRUHVW

'XWVFKNH07KHFOLPDWHVWDELOL]DWLRQIXQG*OREDODXFWLRQLQJRI(PLVVLRQ$OORZDQFHVWRKHOSIRUHVWVDQGSHRSOH,Q:)LOKR

)0DQQNH(GVInterdisciplinary aspects of climate changeSS)UDQNIXUWDQG1HZ<RUN3HWHU/DQJ6FLHQWLILF 3XEOLVKHUVS

7KHUHGXFWLRQPHFKDQLVPVZLWKLQ.\RWR3URWRFRODUHWKH&OHDQ'HYHORSPHQW0HFKDQLVP&'0(PLVVLRQ7UDGLQJ6FKHPH(76

DQG-RLQW,PSOHPHQWDWLRQ-,

+DOO$Forests and climate change. The Social dimensions of REDD in Latin America&KHOWHQKDP8.(GZDUG(OJDUS $FFRUGLQJWR:%,SIRUHVWGHJUDGDWLRQUHIHUVWRWKHUHGXFWLRQVLQIRUHVWTXDOLW\SDUWLFXODUO\ZLWKUHVSHFWWRLWVFDSDFLW\WRVWRUH

FDUERQ6SHFLILFVIRUDVLQJOHZLGHO\DFFHSWHGGHILQLWLRQRIIRUHVWGHJUDGDWLRQKDYHQRW\HWEHHQJHQHUDWHG

*UHJHUVHQ+(O/DNDQ\+%DLOH\/ :KLWH$The Greener side of REDD+. Lessons for REDD+ from countries where

forest area is increasing.:DVKLQJWRQ'&5LJKWVDQG5HVRXUFHV,QLWLDWLYH

(28)

FDUERQVWRFNVLQGHYHORSLQJFRXQWULHV´+RZHYHUWKHVHSROLF\DSSURDFKHVKDYHEHHQLQWHUSUHWHGE\PDQ\WRPHDQ FRPSHQVDWLRQ SURYLGHG E\ $QQH[ , WR QRQ$QQH[ , FRXQWULHV IRU DFKLHYLQJ PHDVXUDEOH UHGXFWLRQV LQ IRUHVWU\

HPLVVLRQV7KLVLQWHUSUHWDWLRQKDVEHHQUHMHFWHGE\VRPHQRQ$QQH[,FRXQWULHVDVWKH\EHOLHYHWKDW$QQH[, FRXQWULHVVKRXOGDOVRPDNHHIIRUWVWRUHGXFHWKHLUHPLVVLRQVDQGFRPSO\ZLWKWKHLUUHGXFWLRQFRPPLWPHQWVZLWKLQ

WKH .\RWR 3URWRFRO 6LQFH WKHQ WKH GLVFXVVLRQ DERXW DQ RIIVHWWLQJ PHFKDQLVP KDV EHHQ UHMHFWHG E\ VRPH FRXQWULHVOLNHWKRVHLQ*DQG&KLQD$GGLWLRQDOO\WKH%$3HQFRXUDJHGWKHSDUWLHVWRH[SORUHDUDQJHRIDFWLRQV LGHQWLI\ RSWLRQV DQG XQGHUWDNH HIIRUWV WR DGGUHVV WKH GULYHUV RI GHIRUHVWDWLRQ DQG WR UHFRJQL]H QHHGV FXOWXUDO

NQRZOHGJH DQG WUDGLWLRQV RI IRUHVWGHSHQGHQW FRPPXQLWLHV ZKHQ DFWLRQV DUH WDNHQ WR UHGXFH HPLVVLRQV IURP GHIRUHVWDWLRQDQGIRUHVWGHJUDGDWLRQ

)URP%$3RQWKHQHHGVRIIRUHVWGHSHQGHQWFRPPXQLWLHVFDPHWRWKHIRUH(VSHFLDOO\LPSRUWDQWZDVODQGFDUERQ ULJKWV DQG WKH IRUHVWGHSHQGHQW FRPPXQLWLHV¶ SDUWLFLSDWLRQ LQ WKH SURFHVVHV RI GHVLJQ DQG LPSOHPHQWDWLRQ

HPHUJHG)RUHVWGHSHQGHQWFRPPXQLWLHVKDYHDUJXHGWKDWZLWKLQWKH&OHDQ'HYHORSPHQW0HFKDQLVPV&'0 $QQH[,FRXQWULHV³KDYHGLVPLVVHGWKHQRWLRQWKDWWKHYDOXHRIIRUHVWVFDQQRWEHUHGXFHGWRWKHPRQHWDU\YDOXHRI

WKHLUFDUERQVWRFNVDVDFRPPRGLW\DQGVWUHVVHGWKDWIRUWKHLUSHRSOHVWKHQRQPRQHWDU\FXOWXUDODQGVSLULWXDO YDOXHVRIWKHLUIRUHVWDUHRIXWPRVWLPSRUWDQFHDQGPXVWEHUHVSHFWHG´7KHVHYDOXHVDUHZKDWIRUHVWGHSHQGHQW FRPPXQLWLHVDUHILJKWLQJIRULQUHODWLRQWRVHWWLQJDQHFRQRPLFYDOXHRQWKHLUIRUHVWUHVRXUFHV$WWKHVDPHWLPH

FLYLOVRFLHW\JURXSVKDYHFRQWHQGHGWKDWFRPPRGLWL]DWLRQRIWKHIRUHVWVHFWRUZRXOGOHDGWRDODQGXVHFKDQJHIURP QDWXUDOIRUHVWVLQWRSODQWDWLRQV

$IWHU&23LQ3RQ]DQ3RODQGWKHUHZHUHQHZRSSRUWXQLWLHVIRU5(''DVLWZDVODXQFKHGWKH8QLWHG 1DWLRQV &ROODERUDWLYH 3URJUDPPH RQ 5HGXFLQJ (PLVVLRQV IURP 'HIRUHVWDWLRQ DQG )RUHVW 'HJUDGDWLRQ LQ

GHYHORSLQJFRXQWULHVNQRZQDVWKH815(''3URJUDPPHZLWKWKHDLPRIDVVLVWLQJIRUHVWHGQRQ$QQH[,FRXQWULHV WR EXLOG FDSDFLW\ WR UHGXFH HPLVVLRQV DQG WR SDUWLFLSDWH LQ IXWXUH 5('' PHFKDQLVPV 7KH ODXQFK RI WKLV

SURJUDPPH DQG RWKHUV IURP WKH :RUOG %DQN OLNH WKH )RUHVW &DUERQ 3DUWQHUVKLS )DFLOLW\ )&3) DQG )RUHVW ,QYHVWPHQW3URJUDPPH),3LQFUHDVHGWKHSDUWLFLSDWLRQRIQHZDFWRUVLQWKHGHYHORSPHQWDQGLPSOHPHQWDWLRQRI 5(''VFKHPHV%\WKLVWLPHVHYHUDOQRQ$QQH[,FRXQWULHVDURXQGWKHZRUOGKDGDOUHDG\VWDUWHG5(''SLORW

SURMHFWVHYHQWKRXJKWKHUHZDVQRW\HWDQDJUHHGLQWHUQDWLRQDOIUDPHZRUN

$QJHOVHQ$ 0F1HLOO'7KHHYROXWLRQRI5('',Q$$QJHOVHQ0%URFNKDXV:6XQGHUOLQ /9HUFKRW(GVAnalysing

REDD+. Challenges and choices.%RJRU,QGRQHVLD&HQWUHIRU,QWHUQDWLRQDO)RUHVWU\5HVHDUFK&,)25S

+DOO55(''7KHUHDOLWLHVLQEODFNDQGZKLWH$PVWHUGDP)ULHQGVRIWKH(DUWK,QWHUQDWLRQDOS 3KLOLSSLQHVRQEHKDOIRIWKH*DQG&KLQDLQ)&&&$:*/&$0,6&$GG3DUW,,S

815('' DSupport to National REDD+ Action. Global Programme Framework Document 2011-2015 9LHW 1DP 815(''

3URJUDPPHS

*ULIILWKV7Seeing RED? Avoided deforestation and the rights of indigenous peoples and local communities)RUHVW3HRSOHV

3URJUDPPHS

/HGHUHU05(''JRYHUQDQFHWIREs Clim Change, 3S

7KH815(''3URJUDPPHEXLOGVRQWKHFRQYHQLQJUROHDQGWHFKQLFDOH[SHUWLVHRIWKH)RRGDQG$JULFXOWXUH2UJDQL]DWLRQ)$2WKH

8QLWHG1DWLRQV'HYHORSPHQW3URJUDPPH81'3DQGWKH8QLWHG1DWLRQV(QYLURQPHQW3URJUDPPH81(3

(29)

'XULQJ &23 LQ &RSHQKDJHQ LQ 5('' JDLQHG LPSRUWDQW PRPHQWXP WKURXJK D &23 GHFLVLRQ )&&&&3$GGLQWKHQRQOHJDOO\ELQGLQJILQDOGRFXPHQWRIWKHPHHWLQJWKHµ&RSHQKDJHQ$FFRUG¶

WKDWVHWLPSRUWDQWUHVROXWLRQVOLNH'HFLVLRQ&3WKDWVWDWHG³WKHGHYHORSPHQWRIPHWKRGRORJLFDOJXLGDQFHIRU DFWLYLWLHVUHODWLQJWRUHGXFLQJHPLVVLRQVIURPGHIRUHVWDWLRQDQGIRUHVWGHJUDGDWLRQDQGWKHUROHRIFRQVHUYDWLRQ

VXVWDLQDEOH PDQDJHPHQW RI IRUHVWV DQG HQKDQFHPHQW RI IRUHVW FDUERQ VWRFNV LQ QRQ$QQH[ , FRXQWULHV´ 7KLV GHFLVLRQSURPRWHGWKHXVHRIJXLGHOLQHVIRU*+*UHSRUWLQJVWDQGDUGVIURPWKH,QWHUJRYHUQPHQWDO3DQHORQ&OLPDWH &KDQJH,3&&IRUIRUHVWFDUERQPHDVXUHPHQWUHSRUWLQJDQGYHULILFDWLRQ059ZLWKLQ5(''SLORWSURMHFWV,Q

DGGLWLRQRWKHUWHFKQLFDOLWLHVZHUHXQGHUGLVFXVVLRQVXFKDVUHIHUHQFHOHYHOVSHUPDQHQFHDQGDGGLWLRQDOLW\RI SURMHFWV7KH&RSHQKDJHQ$FFRUGFDOOHGIRU$QQH[,FRXQWULHVWRSURYLGHRI³DGGLWLRQDO´FOLPDWHFKDQJHILQDQFLQJ

WRQRQ$QQH[,FRXQWULHV)URPKHUHWKHLVVXHRIILQDQFLQJ5(''ZDVRQWKHWDEOHDVLWZDVWKRXJKWWKDWWKH FRVWRIVWRULQJFDUERQLQIRUHVWVZDVORZHULQFRPSDULVRQWRRWKHUPLWLJDWLRQRSWLRQV

8QWLOWKHHYROXWLRQRI5(''KDVEHHQHYLGHQWKRZHYHUDWWKLVVWDJHQHJRWLDWLRQVVHHPHGQHYHUHQGLQJ DQGWKHDFKLHYHPHQWRIFRQVHQVXVIDUIURPUHDOLW\7KHSUHVHQFHRIQHZDFWRUVIURP)&3)DQG),3815(''

SURJUDPPHVWRJHWKHUZLWKDFWRUVIURPGLIIHUHQWVHFWRUVOLNHDJULFXOWXUHDQGGHYHORSPHQWEURXJKWQHZFRQFHUQV DERXW FRQWURO DQG SRZHU RYHU IRUHVW UHVRXUFHV¶ ULJKWV IURP GLIIHUHQW OHYHOV LQWHUQDWLRQDO QDWLRQDO DQG ORFDO %HFDXVHRIWKLVWKHLVVXHDERXWWKHQHHGIRUVROLGIRUHVWJRYHUQDQFHVWUXFWXUHVLQQRQ$QQH[,FRXQWULHVZDVRQFH

PRUHKLJKOLJKWHGEHFDXVHWKHZHDNVWDWHKRRGVLQWKHVHFRXQWULHVKDYHKLQGHUHGWKHGHYHORSPHQWRIDQ\HFRQRPLF DOWHUQDWLYHIRUWKRVHZKRVHKRPHVDQGOLYHOLKRRGVDUHLQIRUHVWUHVRXUFHV

'XULQJ&23LQ&DQFXQ0H[LFRWKH³&DQFXQ$JUHHPHQW´ZDVWKHILQDORXWFRPHUHDFKLQJDJUHHPHQWRQ GHYHORSLQJFOHDUJXLGDQFHRQWKHDFWLYLWLHVSULQFLSOHVDQGVDIHJXDUGVXQGHUO\LQJ5('''HFLVLRQ&3

x Mitigation activities: WKH DJUHHPHQW UHFRJQL]HV ILYH 5('' DFWLYLWLHV L UHGXFLQJ HPLVVLRQV IURP GHIRUHVWDWLRQLLUHGXFLQJHPLVVLRQVIURPIRUHVWGHJUDGDWLRQLLLFRQVHUYDWLRQRIIRUHVWFDUERQVWRFNVLY

VXVWDLQDEOHPDQDJHPHQWRIIRUHVWVDQGYHQKDQFHPHQWRIIRUHVWFDUERQVWRFNV

x REDD+ principles:DFWLYLWLHVVKRXOGIROORZFHUWDLQSULQFLSOHVVXFKDVEHLQJFRXQWU\GULYHQDQGUHVXOWEDVHG

EHLQJFRQVLVWHQWZLWKGHYHORSPHQWJRDOVHQYLURQPHQWDOLQWHJULW\DQGDGDSWDWLRQQHHGVEHLQJVXSSRUWHGE\ DGHTXDWHILQDQFLDODQGWHFKQRORJLFDOVXSSRUWDQGSURPRWLQJWKHVXVWDLQDEOHPDQDJHPHQWRIIRUHVWV

x Phases:7KHDJUHHPHQWRXWOLQHVDSKDVHGDSSURDFKWRWKHLPSOHPHQWDWLRQRIWKH5(''PHFKDQLVPIRUP GHYHORSPHQWRIQDWLRQDOVWUDWHJLHVRUDFWLRQVSODQVSROLFLHVDQGPHDVXUHVDQGFDSDFLW\EXLOGLQJ3KDVH LV DOVRFDOOHG WKH µUHDGLQHVVSKDVH¶ SROLF\ LPSOHPHQWDWLRQ 3KDVH DQG UHVXOWEDVHG DFWLRQV WR UHGXFH

HPLVVLRQV3KDVH7KHWKUHHSKDVHVRI5(''DUHQRWVWULFWO\VHTXHQWLDODQGDFWLYLWLHVLQPRUHWKDQRQH SKDVHDUHOLNHO\WREHXQGHUWDNHQLQSDUDOOHO(DFKFRXQWU\KDVWRGHWHUPLQHLWVRZQFRXUVHRIDFWLRQIRU

81)&&&D'HFLVLRQ&3$YDLODEOHIURPKWWSXQIFFFLQWUHVRXUFHGRFVFRSHQJDSGI$FFHVVHG2FWREHU

%DOOHVWHURV$ 0RQFHO5$GGLWLRQDOLW\RI&OLPDWH)LQDQFH:RUOG5HVRXUFHV,QVWLWXWH:5,S /HGHUHU05(''JRYHUQDQFHWIREs Clim Change, 3S

/HGHUHU05(''JRYHUQDQFHWIREs Clim Change, 3S

(30)

H[DPSOHE\HQWHULQJWKHSKDVHVDWGLIIHUHQWWLPHVRUFRPSOHWLQJHDFKSKDVHDFFRUGLQJWRLWVRZQVFKHGXOH ,W LV LPSRUWDQW WR PHQWLRQ WKDW IURP 3KDVH FDUERQ YHULILHUV QHHG WR DSSURYH YHULI\ WKH SURMHFWV ZKLFK

LQYROYHVKLJKDPRXQWVRIPRQH\DQGWUDQVDFWLRQVFRVWVWKDQPDQ\FRXQWULHVFRXOGQRWDIIRUG)LJXUH

Figure 2-15(''SKDVHV

Source:+HQULNHWDO

x Safeguards: 7KH DJUHHPHQW OLVWV VHYHQ VDIHJXDUGV LQ DFFRUGDQFH ZLWK ZKDW 5('' DFWLYLWLHV DUH WR EH

XQGHUWDNHQDQGZKLFKDUHWREHSURPRWHGDQGVXSSRUWHG7KHVDIHJXDUGVFRQFHUQVDUH

(i) $FWLRQVFRPSOHPHQWRUDUHFRQVLVWHQWZLWKWKHREMHFWLYHVRIQDWLRQDOIRUHVWSURJUDPPHVDQGWKHUHOHYDQW LQWHUQDWLRQDOFRQYHQWLRQVDQGDJUHHPHQWV

(ii) +DYH WUDQVSDUHQW DQG HIIHFWLYH QDWLRQDO IRUHVW JRYHUQDQFH VWUXFWXUHV WDNLQJ LQWR DFFRXQW QDWLRQDO OHJLVODWLRQDQGVRYHUHLJQW\

(iii)5HVSHFWIRUNQRZOHGJHDQGULJKWVRILQGLJHQRXVSHRSOHDQGORFDOFRPPXQLWLHVE\WDNLQJLQWRDFFRXQW UHOHYDQWLQWHUQDWLRQDOREOLJDWLRQVQDWLRQDOFLUFXPVWDQFHVDQGODZVDQGQRWLQJWKDWWKH8QLWHG1DWLRQV *HQHUDO$VVHPEO\KDVDGRSWHGWKH81'HFODUDWLRQRQWKH5LJKWVRI,QGLJHQRXV3HRSOHV

(iv)+DYHIXOODQGHIIHFWLYHSDUWLFLSDWLRQRIUHOHYDQWVWDNHKROGHUVLQSDUWLFXODULQGLJHQRXVSHRSOHDQGORFDO FRPPXQLWLHV

(v) $FWLRQV DUH FRQVLVWHQW ZLWK WKH FRQVHUYDWLRQ RI QDWXUDO IRUHVWV DQG ELRORJLFDO GLYHUVLW\ HQVXULQJ WKDW DFWLRQVDUHQRWXVHGIRUWKHFRQYHUVLRQRIQDWXUDOIRUHVWVWRRWKHUXVHVEXWDUHLQVWHDGXVHGWRLQFHQWLYLVH WKHSURWHFWLRQDQGFRQVHUYDWLRQRIQDWXUDOIRUHVWVDQGWKHLUHFRV\VWHPVHUYLFHVDQGWRHQKDQFHRWKHU

VRFLDOEHQHILWV

(vi)$FWLRQVWRDGGUHVVWKHULVNRIUHYHUVDOVDQG

&,) )&3) 815('' Enhancing Cooperation and Coherence among multilateral REDD+ institutions to support REDD+

activities:DVKLQJWRQ&OLPDWH,QYHVWPHQW)XQG)RUHVW&DUERQ3DUWQHUVKLS)DFLOLW\815(''3URJUDPPHS Phase I 5(''5HDGLQHVV Phase 2 5(''SROLFLHVDQG PHDVXUHV3$0 Phase 3 5(''IXOO3(6 VFKHPHV x 5(''VWUDWHJ\ GHYHORSPHQW x &DSDFLW\EXLOGLQJ DQGLQVWLWXWLRQDO SURJUHVV x 'HPRQVWUDWLRQ DFWLYLWLHV x 6RIWIXQGV x 5(''VWUDWHJ\ LPSOHPHQWDWLRQ x 3$0V x 5(''SD\PHQWV EDVHGRQSUR[LHV x )XQGVYROXQWDU\ PDUNHWV x 5HVXOWEDVHG3(6 VFKHPHV x &RPSOLDQFHEDVHG ILQDQFH x 0DUNHWVRU³KDUG IXQGV´

\HDUV \HDUV \HDUV

(31)

(vii)$FWLRQVWRUHGXFHWKHGLVSODFHPHQWRIHPLVVLRQV

7KH &DQFXQ $JUHHPHQW ZDV D ELJ VWHS WRZDUGV 5(''¶V IXWXUH WKH DGGLWLRQ RI VRFLDO DQG HQYLURQPHQWDO VDIHJXDUGV LQWR WKH DJUHHPHQW EURXJKW QHZ KRSH IRU IRUHVWGHSHQGHQW FRPPXQLWLHV ZKLFK E\ WKHQ ZHUH

UHSUHVHQWHGLQWKHFRQIHUHQFH,WZDVVWUHVVHGLQWKHVDIHJXDUGVWKDWIRUHVWJRYHUQDQFHZDVHVVHQWLDOIRU5(''¶V VXFFHVVDVPDQ\SUREOHPVRIFRUUXSWLRQDQGFDUERQVFDPVKDGVWDUWHGWREHFRPHREYLRXVLQVHYHUDOQRQ $QQH[,FRXQWULHVVXFKDVWKHSUHVHQFHRIVRPHµFDUERQFRZER\V¶LQFRXQWULHVOLNH3DSXD1HZ*XLQHD3HUX

%UD]LODQG*XDWHPDOD0RUHRYHUWKHDJUHHPHQWDOVRKLJKOLJKWHGWKHLPSRUWDQFHRISROLF\DSSURDFKHVDQGSRVLWLYH LQFHQWLYHVLQFOXGLQJJXLGDQFHRQDFWLYLWLHVDQGWKHVRFLDODQGHQYLURQPHQWDOVDIHJXDUGVWKDWQHHGHGWREHSURPRWHG

DQGVXSSRUWHG$WWKLVSRLQWFRQFHUQDERXWZKHWKHU5(''VKRXOGEHPDUNHWEDVHGRUIXQGEDVHGDQGZKHWKHU RIIVHWVVKRXOGEHJHQHUDWHGDQGWUDGHGZLWKLQ$QQH[,FRXQWULHVHPHUJHGGXULQJQHJRWLDWLRQV

&23KHOGLQ'XUEDQ6RXWK$IULFDSURYHGWREHDJDPHFKDQJLQJFRQIHUHQFHIRUFOLPDWHQHJRWLDWLRQV

ZLWKWKHGHYHORSPHQWRIWKH³'XUEDQ3ODWIRUPIRU(QKDQFHG$FWLRQ´7KLVGRFXPHQWVWDWHGWKDW³3DUWLHVDOVRGHFLGH

WRODXQFKDSURFHVVWRGHYHORSDSURWRFRODQRWKHUOHJDOLQVWUXPHQWRUDQGDJUHHGRXWFRPHZLWKOHJDOIRUFHXQGHU WKH&RQYHQWLRQDSSOLFDEOHWRDOO3DUWLHV´'XULQJWKLV&23WKHGHEDWHRQ5(''FRYHUHGLVVXHVRIILQDQFHDQG VDIHJXDUGVERWKVXSSRUWDQGRSSRVLWLRQWRDPDUNHWPHFKDQLVPDOVREHFDPHVWURQJHUDORQJVLGHWKHZHDNHQLQJ

RIUXOHVUHODWHGWRVRFLDODQGHQYLURQPHQWDOLQWHJULW\7KHFRQIHUHQFHHQGHGZLWKZHDNGHFLVLRQVEHLQJPDGH DERXWVRFLDODQGHQYLURQPHQWDOVDIHJXDUGVKRZHYHULWUHDFKHGDQLPSRUWDQWGHFLVLRQWKDWILQDQFLQJ5(''

FRXOG HQJDJH WKH SULYDWH VHFWRU 7KH SDUWLHV DJUHHG WKDW ³DSSURSULDWH PDUNHWEDVHG DSSURDFKHV FRXOG EH GHYHORSHGE\WKH&23WRVXSSRUWUHVXOWEDVHGDFWLRQV´VXEMHFWWRIXOOUHVSHFWIRUDOOVDIHJXDUGV,WZDVDOVRQRWHG WKDWQRQPDUNHWEDVHGDSSURDFKHVFRXOGDOVREHGHYHORSHG7KH'XUEDQ$JUHHPHQWSXWDQHPSKDVLVRQQDWLRQDO

VRYHUHLJQW\EXWWKHKRSHRIDXQLILHGJOREDOV\VWHPIRUFRPSHQVDWLQJQDWLRQVWKDWVXFFHVVIXOO\UHGXFHGWKHLU *+*HPLVVLRQVIURPGHIRUHVWDWLRQDQGIRUHVWGHJUDGDWLRQZDVSXWRQKROG$SSDUHQWO\HIIRUWVWRQHJRWLDWHDQHZ

FOLPDWHLQVWUXPHQWZLWKLQ81)&&&GLGQRWJHQHUDWHDQ\VRUWRIELQGLQJDJUHHPHQWWRIXUWKHUUHGXFHHPLVVLRQVXQWLO

LELGS

%RILQ3'X3UHH]0/6WDQGLQJ$ :LOOLDPV$ 5('' ,QWHJULW\$GGUHVVLQJJRYHUQDQFHDQGFRUUXSWLRQFKDOOHQJHVLQ

VFKHPHVIRU5HGXFLQJ(PLVVLRQVIURP'HIRUHVWDWLRQDQG)RUHVW'HJUDGDWLRQ5(''U4Report 2011. N.18$QWL&RUUXSWLRQ 5HVRXUFHV&HQWUH&KU0LFKHOVHQ,QVWLWXWHS

/HGHUHU05(''JRYHUQDQFHWIREs Clim Change, 3S KWWSZZZUHGGPRQLWRURUJ"V FDUERQFRZER\$FFHVVHG

815(''2010 Year in Review815(''3URJUDPPHS

/HGHUHU05(''JRYHUQDQFHWIREs Clim Change, 3S

&DUSHQWHU&Taking Stock of Durban: Review of key outcomes and the road ahead.81'3S

KWWSXQIFFFLQWILOHVPHHWLQJVGXUEDQBQRYBGHFLVLRQVDSSOLFDWLRQSGIFRSBGXUEDQSODWIRUPSGI$FFHVVHG2FWREHU .DUVHQW\$7XO\DVXZDQ1 'H%ODVV')LQDQFLQJRSWLRQVWRVXSSRUW5(''DFWLYLWLHV%DVHGRQDUHYLHZRIWKHOLWHUDWXUH

3DULV)UDQFH&,5$'S

KWWSEORJFLIRURUJGXUEDQWDONVERWKJRRGDQGEDGIRUUHGGVD\VH[SHUW$FFHVVHG$XJXVWWK

81)&&&'HFLVLRQ&32XWFRPHRIWKHZRUNRIWKH$G+RF:RUNLQJ*URXSRQ/RQJWHUP&RRSHUDWLYH$FWLRQXQGHUWKH&RQYHQWLRQ

3DUDJUDSK

.DUVHQW\$7XO\DVXZDQ1 'H%ODVV')LQDQFLQJRSWLRQVWRVXSSRUW5(''DFWLYLWLHV%DVHGRQDUHYLHZRIWKHOLWHUDWXUH

3DULV)UDQFH&,5$'S

LELGS

KWWSXQIFFFLQWILOHVPHHWLQJVGXUEDQBQRYBGHFLVLRQVDSSOLFDWLRQSGIFRSBGXUEDQSODWIRUPSGI$FFHVVHG2FWREHU

(32)

'XULQJ&23WKHSDUWLHVDJUHHGWRHVWDEOLVKDSURFHVVWRGHYHORSDOHJDOLQVWUXPHQWRUDOHJDORXWFRPHXQGHU

WKHFRQYHQWLRQYDOLGWRDOOSDUWLHVZKLFKKDVWREHUHDG\QRODWHUWKDQIRULWVDGRSWLRQDQGIRULWWRFRPHLQWR HIIHFW DQG EH LPSOHPHQWHG IURP ,Q RWKHU ZRUGV WKLV WLPHIUDPH EHFDPH WKH WLPH KRUL]RQ IRU WKH IXOO

LPSOHPHQWDWLRQRI5(''

6LQFH &23 QHJRWLDWLRQV RI 5('' LQ VRPH LVVXHV OLNH VRFLDO DQG HQYLURQPHQWDO VDIHJXDUGV KDYH EHHQ

ZHDNHQLQJDQG&23LQ'RKD'DNDUVKRZHGWKLVZLWKDZHDNDQGVXSHUILFLDOGUDIWWH[WRQ5('' HVSHFLDOO\DERXWWKHVDIHJXDUGVWRSURWHFWIRUHVWFRPPXQLWLHVDQGELRGLYHUVLW\7KHGUDIWUHGXFHGUHTXLUHPHQWV

IURP FROOHFWLQJ GDWD DQG PHDVXULQJ LPSDFWV RI 5('' WR MXVW UHSRUWLQJ KRZ GHYHORSHUV LPSOHPHQW VDIHJXDUG

PHDVXUHV)&&&6%65$/$GG

&23KHOGLQ1RYHPEHULQLQ:DUVDZ3RODQGDGRSWHGGHFLVLRQVRIWKH:DUVDZ)UDPHZRUNIRU5('' 6RPHRIWKHGHFLVLRQVZHUHUHODWHGWRZRUNSURJUDPPHRQUHVXOWEDVHGILQDQFHWRSURJUHVVWKHIXOOLPSOHPHQWDWLRQ

RI WKH DFWLYLWLHV UHIHUUHG WR LQ WKH &DQFXQ $JUHHPHQWV &3 $OVR WKH FRRUGLQDWLRQ RI VXSSRUW IRU WKH LPSOHPHQWDWLRQRIDFWLYLWLHVLQUHODWLRQWRWKHPLWLJDWLRQDFWLRQVLQWKHIRUHVWVHFWRUE\GHYHORSLQJFRXQWULHVLQFOXGLQJ LQVWLWXWLRQDODUUDQJHPHQWV&3PRGDOLWLHVIRUQDWLRQDOIRUHVWPRQLWRULQJV\VWHP&3WKHWLPLQJDQG

WKHIUHTXHQF\RISUHVHQWDWLRQRIWKHVXPPDU\RILQIRUPDWLRQRQKRZDOOWKHVDIHJXDUGVDUHEHLQJDGGUHVVHGDQG UHVSHFWHGDQGDGGUHVVLQJWKHGULYHUVRIGHIRUHVWDWLRQDQGIRUHVWGHJUDGDWLRQ&3WRPHQWLRQEXWDIHZ

,Q DOO WKHVH &RQIHUHQFHV WKH SDUWLFLSDWLRQ RI GLIIHUHQW DFWRUV IURP GLIIHUHQW VHFWRUV KDV EHHQ LQFUHDVLQJ DQG GLYHUVLI\LQJ GXULQJ WKH 81)&&& QHJRWLDWLRQV 7KH IRUHVWGHSHQGHQW FRPPXQLWLHV SUHVHQW KDYH EHHQ WKH PRVW

DFWLYHDQGKDUVKDERXW5(''DVWKH\UHSUHVHQWDOOWKHSHRSOHZKRGHSHQGRQIRUHVWUHVRXUFHVIRUWKHLUVXUYLYDO DQGIHDUWKDW5(''FRXOGMHRSDUGL]HWKHLUULJKWV%HFDXVHRIWKHSUHVHQFHRIWKHVHJURXSVLVWKDWNH\LVVXHV DERXW VRFLDO DQG HQYLURQPHQWDO VDIHJXDUGV ZHUH SURSRVHG DQG DFFHSWHG LQ WKH QRQOHJDOO\ ELQGLQJ &DQFXQ

$JUHHPHQW6LQFHWKHQWKHVHVDIHJXDUGVKDYHEHHQLQFOXGHGDVFRQGLWLRQVRUUHTXLUHPHQWVIRUGLIIHUHQWSURFHVVHV )RUH[DPSOHWKH81)&&&GHYHORSHGDEURDGVDIHJXDUGVJXLGHOLQHIRUFRXQWULHVWRXVHLQWKHLU5(''QDWLRQDO

VWUDWHJLHV LQGLYLGXDO 5('' SLORW SURMHFWV KDYH HVWDEOLVKHG PRUH GHWDLOHG VDIHJXDUGV SROLFLHV ZLWKLQ WKHLU SURMHFWV 7KH )&3) GHYHORSHG LWV RZQ VDIHJXDUGV SROLF\ ZKLFK HQWDLOV SDUWLFLSDWLQJ FRXQWULHV WR FRPSOHWH D

6WUDWHJLF (QYLURQPHQWDO DQG 6RFLDO $VVHVVPHQW 6(6$ WKH 815('' 3URJUDPPH KDV GHYHORSHG VRFLDO DQG HQYLURQPHQWDOSULQFLSOHVDQGFULWHULDDQGWKH&OLPDWH&RPPXQLW\DQG%LRGLYHUVLW\$OOLDQFH&&%$DVWDQGDUG XVHGWRUHJLVWHUIRUHVWFDUERQFUHGLWVKDVLQFRUSRUDWHGELRGLYHUVLW\DQGVRFLDOFRQFHUQVLQLWVVWDQGDUGV7KLV

.DUVHQW\$7XO\DVXZDQ1 'H%ODVV')LQDQFLQJRSWLRQVWRVXSSRUW5(''DFWLYLWLHV%DVHGRQDUHYLHZRIWKHOLWHUDWXUH

3DULV)UDQFH&,5$'S

LELGS

KWWSEORJFLIRURUJUHGGGUDIWWH[WVSRVWSRQHILQDQFLQJGHFLVLRQWRZDWHUGRZQVDIHJXDUGVDFFHVVHG$XJXVWWK LELGDFFHVVHG$XJXVWWK

9LVVHUHQ+DPDNHUV,-*XSWD$+HUROG03HxD&ODURV0 9LMJH0-:LOO5(''ZRUN"7KHQHHGIRULQWHUGLVFLSOLQDU\

UHVHDUFKWRDGGUHVVNH\FKDOOHQJHVCurrent opinion in Environmental Sustainability, 4S

9LVVHUHQ+DPDNHUV,-*XSWD$+HUROG03HxD&ODURV0 9LMJH0-:LOO5(''ZRUN"7KHQHHGIRULQWHUGLVFLSOLQDU\

UHVHDUFKWRDGGUHVVNH\FKDOOHQJHVCurrent opinion in Environmental Sustainability, 4S

Figure

Table 1-1Identification of interviewees by selected sectors
Figure 2-1����������������
Figure 3-1�������������������������������
Table 3-2     Opportunities and benefits of PES schemes
+7

References

Related documents

Live Online Revision Sessions + recordings Marked mock exam with feedback Progress test questions with feedback Online community of students and mentors. Skill Level (F4 – F9)

I’m going to be honest with you, even though I feel that I was fluent in English it was difficult and one of the interesting things that I experienced in this program that I went

requirements, and 79% will be graduating under the new program requirements, which includes the UALR core. Student learning outcomes addressed each year. To complete the UALR

Licensing information was derived from the Handbook of Licensing and Certification Requirements for Psychologists in North America (American Association of State

Pre-cruise event manager Romantic wedding location Local ceremony officiate Special vows.. Wedding coordinator in attendance for ceremony Modern

More specifically, computational logics, which can be seen as specializations of [7], are used to capture computational security goals and to drive security proofs

In constructing the models for our portfolio of policies, we therefore focus on the development of the claims distribution according to three di¤erent components: (1) the

Quality of life of patients with end-stage peritoneal metastasis treated with pressurized intraperitoneal aerosol chemotherapy (PIPAC). Renal and hepatic toxicities after pressurized