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R E S E A R C H

Open Access

On the stability of finding approximate

fixed points by simplicial methods

Qi-Qing Song

1,2

, Hui Yang

1*

, Guang-Hui Yang

1

and Chong-Yi Zhong

1

*Correspondence:

[email protected] 1College of Science, Guizhou

University, Guiyang, 550025, China Full list of author information is available at the end of the article

Abstract

This paper reports some new results in relation to simplicial algorithms considering continuities of approximate fixed point sets. The upper semi-continuity of a set-valued mapping of approximate fixed points using vector-valued simplicial methods is proved, and thus one obtains the existence of finite essential connected components in approximate fixed point sets by vector-valued labels; examples are given to show that this is very different from the property for integer-valued labeling simplicial methods. The existence of essential sets is also proved focusing on both perturbations of domains and functions.

Keywords: stability; approximate fixed point; simplex

1 Introduction

Fixed point theorems have important effects in mathematical and economic sciences. The famous Brouwer fixed point theorem [] plays a key role in many existence problems and also has prompted a wave of finding many kinds of equilibria and other applications, such as the Nash equilibrium[], the general equilibrium [], network problems [–], approx-imation theory [], computer science [],etc.

Naturally, designing algorithms to compute a Brouwer fixed point is also important field. It is well known that Sperner’s lemma became a simple tool for the proof of the existence of Brouwer fixed points. Based on Sperner’s lemma, simplicial algorithms continue to spring up after the excellent work by Scarf [], such as Kuhn’s algorithm [, ], the restart al-gorithms [–], variable dimension alal-gorithms [], and homotopy alal-gorithms [, ]. For simplicial algorithms, one frequently finds a complete labeled sub-simplex (full labeled sub-simplex) in a simplex to approximate a fixed point. Two common labels are integer-valued and vector-integer-valued. Given a fixed grid size, it is well known that the approximate degree of a complete vector-valued sub-simplex to fixed points is better than the other. Is there any difference between the stability of these algorithms? Is a complete labeled sub-simplex able to resist the perturbation of functions or simplices? This paper will focus on these problems.

The stability of fixed points has attracted much attention. After the seminal work for es-sential fixed points of continuous functions (Brouwer type fixed points) in [], eses-sential components and essential sets of fixed points were introduced [, ]. From the view point of stability, as the analogs of singletons, minimal essential sets seem to be good choices []. Essential stabilities (which are related to lower semi-continuity) were used

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to analyze many problems, such as coincidence points [, ], fixed points[], KKM points [, ], game equilibrium points [–], maximal elements [], and variational relation problems [–],etc.

In fact, when a simplicial algorithm is in order, we must face approximate fixed points as the grid size shrinks. By employing the essential stabilities, this concerns the stabil-ity of approximate fixed point sets using simplicial methods under the perturbation of the corresponding functions and domains. We show that there is a significant difference between vector-valued simplicial methods and integer-valued methods. The upper semi-continuity of a set-valued mapping for approximate fixed points using vector-valued la-beling is proved. The existence of finite essential connected components of approximate fixed point sets is also proved for vector-labeled simplicial methods. These results are new.

2 Preliminaries and motivations

LetSbe ann-simplex inRn+ with verticesv,v, . . . ,vn+,C(S) the space of continuous functionsf onSwith uniform metric andIk={, , . . . ,k}. Theith unit vector ofRn+is

denoted bye(i),i= , , . . . ,n, and the (n+ )-vector (, , . . . , )Tis represented bye.

We recall some definitions involving simplicial fixed point algorithms. Given the grid size q, the standard triangulation ofSis the collection of all sub-simplicesσ(y,π) with

verticesy, . . . ,yn+inSsuch that:

(i) each component ofyis a multiple of

q;

(ii) π= (π,π, . . . ,πn)is a permutation of the elements ofIn;

(iii) yi+=yi+vi+)–vi)

q , wherev(i) =vi,∀iIn.

Note that the mesh of the standard triangulation ofSwith the grid size 

q is √

n+

q or √

n q

ifnis odd or even, respectively. For a functionfC(S), a pointxinSis labeled an integer l(x)∈In+wherel(x) =iif

i=min

jfj(x) –xj= min hIn+

fh(x) –xh

.

Particularly, iff(x) =xandx= , then assign the label ofxas the first indexisuch that

xi> ,iIn+. We calll:SIn+a standard integer-valued labeling function. Given the

mesh of a standard triangulation onS, from Sperner’s lemma, there exists at least one sub-simplex with complete integer labels (completely labeled simplex, with the meaning of vertices of the sub-simplex with totally different labels).

If a pointxinSreceives the (n+ )-vectorL(x), where

L(x) = –f(x) +x+e,

in this case, we call L:SRn+ a standard vector-valued labeling function. For a

tri-angulation of S, a sub-simplex σ(y, . . . ,yn+) with vector-valued labels is complete if

n+

i=λiL(yi) =ehas a solutionλ∗= (λ,λ, . . . ,λn+) withλ∗∈Rn++.

Given a grid size q, for eachfC(S), denote byF(f,q) (F(f,q)) the collection of all sub-simplices with complete integer-valued (vector-valued) labels inS, then we define a set-valued mapping fromC(S) toSwithF(F) :C(S)→S, in addition, for convenience

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be decomposed asiCiwithCiCj=∅for anyi=j, andCi,∀iis a connected

component.

There are significant differences in relation to semi-continuities betweenFandF, and the following example shows that the set-valued mappingFis not upper semi-continuous onC(S); further results will be demonstrated in Section .

Example . LetSbe standard simplex inR. A mapfC(S) is the identity, that is,f(x) =

x,∀xS. Given the grid sizeq withq=, then, for the integer labels of the sub-simplices of the triangulation with the grid size q, we have

l(x) = ⎧ ⎪ ⎨ ⎪ ⎩

, x= (, ), , x= (, ), , x= (,).

It can be checked thatF(f,q) ={(x,  –x)|≤x≤}. For eachn= , , . . . , definefn

C(S) satisfying

fn(x,x) =

(x)

n

+n,  – (x)+nn.

Then the corresponding integer labels usingfnfor eachn= , , . . . is the same as

l(x) = ⎧ ⎪ ⎨ ⎪ ⎩

, x= (, ), , x= (, ), , x= (,).

We can calculate thatF(fn,q) ={(x

,  –x)|x≤}. Obviously, for small enough open

setUwithF(f,q)⊂U, however closefnis tof, we haveF(fn,q)U. Therefore,Fis not

upper semi-continuous onC(S), hence, the graph ofFis not closed. In fact, clearly,Fis also not lower semi-continuous.

For eachfC(S), denote byFix(f) the fixed point set off onS. Note the fact of Exam-ple . aboutF, the following definitions consider a kind of description for stability ofF and subsets ofFix(f).

Definition . Given the grid size q, for eachfC(S), a closed subset e(f) ofF(f,q) is called an essential set with respect toC(S) if for any open setUwithUe(f), there exists an open neighborhoodO(f) off inC(S) such thatF(f,q)∩U=∅,∀fO(f). If a connected componentCF(f,q) is an essential set,Cis called an essential connected component ofF(f,q) with respect toC(S).

Definition . LetfC(S),e(f) be a closed subset ofFix(f). We calle(f) an approximate essential set if for eachεneighborhoodB(e(f),ε) ofe(f), there exists aδ>  such that, for eachfC(S) withff<δ, we can find a numberZ, such thatF(f,q)∩B(e(f),ε)=∅,

q>Z.

Lemma .(see []) Let Y be a metric space,E be a Baire space,and F:E→Y be an

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3 Stability results under function perturbations

Theorem . Given a triangulation of S with vertices v,v, . . . ,vn+with a grid sizeq,the graph of the set-valued mapping F,

GrF=(f,x)|fC(S),xF(f,q), is closed.

Proof Let (fm,xm)GrFwith (fm,xm)(f,x),m= , , . . . . It is clear that (f,x)

C(SS. We need to show thatxis a point of a complete sub-simplexσ

fwith

vector-valued labels in S. For each m= , , . . . , since (fm,xm) GrF, there exists a

com-plete labeled sub-simplex σfm such thatx m σ

fmF(fm,q)⊂S, hence, denoteσfm as

σfm(y

m,ym, . . . ,ymn+) =σfm(ym,πm).

Since{πm}belongs in the finite set In+,{πm} has a convergence subsequence{πmk },

such thatπ

mi=πmj for large enoughiandjwithi=j. For{πmk }, we can also find such

a convergence subsequence which is denoted {π

mk} for convenience of notation. Then,

following this method, we will get a convergence subsequence{πmki }of{πi

m}which can be

unified as one{πi}withπi=πj,∀i=j, that is,σfmk(ymk,πmk) =σfmk(ymk,π). Since{ymk} ⊂

X, there is a sequence, being its convergence subsequence, that, without loss of generality, we also denote it by{y

mk}withymky(k→ ∞). So far, by choosing some real numbers

pi

mk,iIn+, we can writeσfmk(ymk,π) as

ymk=pmk,pmk, . . . ,pnmk+/q

and

yimk+=yimk+vπi+–vπi/q, ∀iIn.

Then we have a point yi such thatyimkyiS for each iIn+. That is,σ(y,π) =

σ(y,y, . . . ,yn+) is definitely a sub-simplex in the triangulation ofSgiven the grid sizeq. Note that (fmk,xmk) GrF with (fmk,xmk) (f,x) as k tends to infinity. Since

σ(y

mk,ymk, . . . ,ynmk+) is a complete sub-simplex with vector-valued labels, there exists a

nonnegtive vector (λ

mk,λmk, . . . ,λnmk+) such that

n+

i=

λimkfmkyimk+yimk+e=e. ()

There is a convergence subsequences{λimkj}of{λimk}withλimkjλi≥ (j→ ∞),∀iIn+. Then, by substitutingmkwithmkjin equation (), asj→ ∞, we have

n+

i=

λifyi+yi+e=e. ()

Therefore,σf=σ(y,y, . . . ,yn+) is a complete sub-simplex with vector-valued labels.

Next, we havex∈σf. Sincexmkjσfmkj, there existsβmkji ≥ such that

xmkj=

n+

i=

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withni=+βmkji = . Without loss of generality, we can assume thatβmkji is convergent with the limitβi, that is,βmkjiβi (j→ ∞). Then, asj→ ∞, for equation (), we havex=

n+

i=βiyi∈σf.

From Theorem ., we have the following direct corollary.

Corollary . Given a triangulation of S with a grid size q,the set-valued mapping Fis

upper semi-continuous on C(S).

The following example shows thatFdoes not possess the property of being lower semi-continuous onC(S).

Example . LetS,fC(S) be the same as Example .. With the grid size q withq=, for the vector-valued labels of the sub-simplices of the triangulation withf, we have for each grid pointx= (/, /), (/, /),L(x) = (, ). Then the sub-simplexσ={(x,x)∈

S: /≤x≤/}is complete andσF(f,q). We take a pointx¯= (/, /)∈σ. For each

n= , , . . . , we definefnC(S) such that

fn(x

,x) =

(x)

n+

n ,  – (x )

n+

n .

Then, for eachn= , , . . . , the vector-valued labels for the sub-simplexσusingfnis

L(x) =

( – (

 )

n+

n , ( )

n+

n +

) = (a,c), x= (/, /),

(– ()nn+, ( )

n+

n +

) = (b,d), x= (/, /),

hence, the right-hand side of the equation

a b c d

–

 

=  adbc

db ac

is the solution (λ∗,λ) of the equationsλL(/, /) +λL(/, /) =e, thenλ∗=ada––cbc. By

a straightforward calculation, for eachn= , , . . . , we haveac=

n–

·n > , whileadbc= (–n)n–

·n < . Thenλ

< ,∀n= , , . . . . Thus, by labeling the sub-simplexσusingfn, one

sees thatσis not complete. Therefore, for a small enough open neighborhoodUofx¯, we haveF(fn,q)∩U=∅, for eachn= , , . . . , that is,Fis not lower semi-continuous onC(S).

From Theorem ., the set-valued mapping F with F :C(S)→ S is upper

semi-continuous. If the set-valued mappingFis lower semi-continuous at a pointf, then, given

a grid size 

q, clearly, each point inF(f

,q) is essential. Thus, by Fort’s lemma (Lemma .)

and Definition ., we can obtain the following generic stability result.

Corollary . Given a grid sizeq,there exists a dense residual set Q in C(S)such that for each fC(S),each point in F(f,q)is essential with respect to C(S).

Theorem . Given a triangulation of S with a grid size

q,for each fC(S),there exist

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Proof From Theorem ., the set-valued mappingFis upper semi-continuous onS. Then the setF(f,q) itself is an essential set with respect toC(S). Let denote the collection of all essential sets inF(f,q). Note that each decreasing chain in with the set inclusion order has its intersection as a lower bound. Therefore, there exists a minimal elemente(f) in , which is an essential set inF(f,q). Hence, it is clear that each connected componentC withCe(f) is an essential connected component by Definition .. Then the remaining problem is to show that eache(f) is connected.

If not, lete(f) =DD. Nonessential closed setsDandDcan be separated by two

open setsUandUwithDiUi,i= , . For eachi= ,  andε> , there exists an open

setWiandfiC(S) withDiWiWiUisuch thatffi<ε

butF(fi,q)∩Wi=∅;

meanwhile, for anyfC(S) withff<ε, we haveF(f,q)∩(WW)=. Construct

a specialfC(S) by defining

f(x) =λ(x)f(x) + –λ(x)f(x), ∀xS,

whereλ(x) =d(x,W)/(d(x,W) +d(x,W)). Routinely, we can check thatff<ε, this means that there is at least a pointxsuch thatxF(f,q)∩(WW). For eachi= , ,

ifxWi, such thatf(x) =fi(x), then the labels for the sub-simplices’ vertices inWiusing

fiorf are no different. Therefore,F(fi,q)Wi=F(f,q)Wi, from which one deduces

the fact thatx∈/F(f,q), a contradiction.

Finally, from the finiteness of the complete labeled simplex inS, the result follows.

The following result shows that essential connected components under the grid size q can be close to an approximate fixed point set asqtends to infinity.

Theorem . Given a continuous function fC(S),for each grid sizeq,let CqF(f,q)

be an essential connected component with respect to C(S),there exists a subsequence{Cqk}

of{Cq}with Cqkh Cand Cis an approximate essential connected set inFix(f),where

h is the Hausdorff metric induced by the Euclidean metric on Rn+.

Proof Since{Cq}is a sequence inK(S), whereK(S) is the collection of nonempty compact subsets ofS, from the compactness ofS, there is a subsequence{Cqk}of{Cq}with the limit

C∈K(S). We denote the subsequence just as{Cq}for convenience. For eachx∈C, there is a sequence{xq}withxqCqandxqx. For eachε> , sincef is continuous, there exists a numberNsuch that, for each sub-simplexσf in the triangulation ofSunder

the grid size N, we have

max

iIn+

fi(x) –fi(y)<

N <

ε

√n+ , ∀x,yσf.

For eachq>N, sincexqCqF(f,q), we havef(xq) –xq<ε

. Then we can find a large

enoughqsuch that the following inequality holds:

fx–x≤fx–fxq+fxqxq+xqx

<ε +

ε +

ε =ε.

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Assume thatCis not connected, thenCcan be decomposed as two disjoint compact

sets likeC=CCwith two open setsWandWsuch thatCW,CW, and

WW=∅. By the compactness ofCandC, there are two open setsUandUsuch that CU⊂ ¯UWandCU⊂ ¯UW. SinceCqis connected, we haveCqUor CqUasqlarge enough. Then the limit ofCqis inWorW, which contradicts the fact

thatCq hCCandCW,CW, andWW=∅. Therefore,Cis connected. Finally, we show thatCis an approximate essential set ofFix(f). If not, then there exists

aε¯>  andfj(j= , , . . .) withfjf, such that for each numberq,F(fj,q)B(C,ε) =¯ ,

j= , , . . . . SinceCqh C, there is a numberN such thatCqB(C,ε) when¯ qN.

BecauseCN is essential, for the open setB(C,ε), there is aδ>  such that for anyfwith

ff<δ, we haveF(f,N)∩B(C,ε)=. From the fact thatfjf, for large enoughj,

we haveF(fj,N)B(C,ε)=, a contradiction.

4 Stability results under perturbations of simplices and functions

In order to analyze the perturbation of domains, letXRn+ be andimensional com-pact set, M the collection of all n-simplex in X. For any two S(v,v, . . . ,vn+) and

S(v,v, . . . ,vn+) inM, define

ρ(S,S) =minπ

n+

k=

vkvπk  .

Lemma . ρis a metric on M.

Proof (i) For anyS(v,v, . . . ,vn+),S(v,v, . . . ,vn+)∈M, we haveρ(S,S) =ρ(S,S). Let

¯

π= (π¯,π¯, . . . ,π¯n+) matchρ(S,S). We haveρ(S,S) =

n+

k=vk–v ¯ πk  . Then

ρ(S,S) =minπ

n+

k=

¯k  –v

πk  = n+ k=

¯k

 –vk=ρ(S,S).

(ii) For any S(v,v, . . . ,vn+),S(v,v, . . . ,vn+)∈M, we haveρ(S,S) = ⇔S=S.

From the definition ofρ, one needs only the proof of the necessity. Letρ(S,S) = , then

there existsπ¯ such thatnk+=vk¯k

 = , which means thatvk–v ¯ πk

 = ,∀kIn+.

That is,S=S.

(iii) For any S(v,v, . . . ,vn+),S(v,v, . . . ,vn+),S(v,v, . . . ,vn+)∈M, we have ρ(S,

S)≤ρ(S,S) +ρ(S,S). Letρ(S,S) =

n+

k=vk–¯k. Then we have

ρ(S,S) =min π

n+

k=

vkvπk

 ≤min π n+ k=

vk¯k+ n+

k=

¯kvπk

 = n+ k=

vk¯k+min π

n+

k=

¯kvπk

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=ρ(S,S) +min π

k=

vkvπk

=ρ(S,S) +ρ(S,S).

Concerning a stability analysis of approximate fixed points, we intend to restrain do-mains to avoiding a domain perturbed in a large-scale range. Letbe anndimensional subset of a compact setXinRn+. LetMMsatisfyM={SM:SX}.

Lemma . The metric space(M,ρ)is complete.

Proof Take a Cauchy sequence{Sm(vm,vm, . . . ,vnm+)} inM. Then, for each ε> , there

exists a numberNsuch thatρ(Ss,St) <εfor anys,t>N. Without loss of generality, we can

assume thatρ(Ss,St) =

n+

k=vksvtk. Therefore,{vkm}is a Cauchy sequence with the limit

vk

, ∀kIn+. Denote byS the simplexS(v,v, . . . ,vn+). Then we have ρ(Sm,S)→.

Since⊂∞m=SmX, it follows thatS⊂X, henceSis ann-simplex inM.

LetPbe the set of pairs (f,S) such that

P=(f,S)∈C(XM:f(x)∈S,∀xS.

Define the metricdbetween twou= (f,S) andu= (f,S) inMas

d(u,u) =max

xXf(x) –f(x)+ρ(S,S).

Given a grid sizeq, for eachu= (f,S)∈P, letT(u,q) be the set of all sub-simplices with complete vector-valued labels with the functionf in the triangulation ofSunder the grid size q, then we define a set-valued mappingT fromPtoX.

Similar to Definition ., we consider the essential stability of approximate fixed points under both perturbations of functions and domains.

Definition . Given the grid size q, for eachu= (f,S)∈P, we call a closed subsete(f) inT(u,q) an essential set with respect toPif, for any open setUwithUe(f), there is an openO(u) ofuinPsuch thatUT(u,q)=∅,∀uO(u). A minimal element in the collection (ordered by set inclusion) of essential sets inT(u,q) is called a minimal essential set with respect toP.

Theorem . Given a grid size qand a continuous function fC(X),the graph of the

set-valued mapping T,GrT={(u,x)|uP,xT(u,q)},is closed.

Proof Let{(um,xm)} ⊂GrTwith (um,xm)→(u,x), whereum= (fm,Sm),u= (f,S), and

Smis the simplex withvm,vm, . . . ,vmn+as its vertices for eachm= , , . . . . Since (um,xm)∈

GrT, there exists a complete sub-simplexσfm(ym,ym, . . . ,ynm+) with vector-valued labels

such thatxmσfmT(um,q)⊂Sm,m= , , . . . .

Denoteσfm(ym,ym, . . . ,ymn+) asσfm(ym,πm). Similar to Theorem ., there exists a

sub-sequence{mk}of{m}and a permutationπsuch thatσfmk(y

mk,πmk) =σfmk(y

mk,π). There

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(k→ ∞). So far, for eachmk, by choosing some real numberspimk(iIn+) withpimkpi

(k→ ∞), the sub-simplexσfmk(y

mk,π) can be written as

ymk=pmk,pmk, . . . ,pnmk+/q

and

yimk+=yimk+mki+–mki/q, ∀iIn.

Sinceum d

u, which means thatSm

ρ

S∈M, then, by the definition ofρ, we have

vπi

mk i

,∀iIn+. Noting thatymk →y, we haveσfmk(y

mk,π)

ρ

σ(y,π) ask→ ∞. Clearly,σf(y,π) is a simplex in the triangulation ofS(v,v, . . . ,vn+) with the grid sizeq.

To finish the proof thatx∈σ(y,π) andσ(y,π) is a complete sub-simplex with

vector-valued labels by functionf, we can adopt the corresponding part of Theorem ..

From Theorem ., T is upper semi-continuous onP. Following the proof of Theo-rem . for the part of the existence of minimal element of essential sets, we obtain the following result.

Theorem . For each u= (f,S)∈P,given a triangulation of S with a grid size

q,there

exists a minimal essential set in T(u,q)with respect to P.

Remark . Theorems ., . and Theorem . obtain the stability for approximate fixed

points with simplicial methods. From the point of applications, this may facilitate the sta-bility analysis of equilibrium problems, such as Nash equilibria andε-approximate Nash equilibria.

Competing interests

The authors declare that they have no competing interests.

Authors’ contributions

All authors read and approved the manuscript.

Author details

1College of Science, Guizhou University, Guiyang, 550025, China.2College of Science, Guilin University of Technology,

Guilin, 541004, China.

Acknowledgements

This project is supported by the National Natural Science Foundation of China (11271098, 11661030), the China Postdoctoral Science Foundation (2016M590905), and the Doctoral Research Fund of Guilin University of Technology.

Received: 24 June 2016 Accepted: 4 September 2016

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