regulation and supervision.
Financial Market Regulation and Supervision
... banking sector, the measures under this Action Plan mainly address the capital markets. The institutional structure of European financial regulation and supervision has been one of increasing integration, ...
46
Incentives, Supervision and Regulation of Microfinance Institutions in the developing countries
... adequate regulation and supervision of the microfinance industry increasingly move into the centre of attention to ensure the safety of the poor’s ...the regulation of microfinance is frequently ...
16
Bank regulation, supervision and efficiency during the global financial crisis
... in regulation between crisis, non-crisis and BRICS countries and highlight the ways in which bank regulation and supervision has changed during the crisis ...
36
The role of the external auditor in the regulation and supervision of the UK banking system
... indirect supervision 1 of the banking system through the use of intermediaries such as external auditors has become popular over the ...bank regulation and supervisory process include the ability of the ...
21
The role of the external auditor in bank regulation and supervision: A comparative analysis
... This comparative analysis discusses the differences between the structure and systems of bank regulation operating in the UK, Germany, Italy and the US. The importance of harmonisation in achieving stated ...
155
Banking regulation and supervision in Nigeria : an analysis of the effects of banking reforms on bank performance and financial stability
... Explore whether changes in banking regulation and supervision 2009 banking reforms in reaction to the global financial crisis enhanced efficiency, performance and stability of the Nigeri[r] ...
496
Fractures of the UK regulation and supervision of central counterparties in the OTC derivatives market
... It gives me great pleasure to thank the many people who have assisted in the completion of this work, in particular, Dr. Dalvinder Singh for his supervision, guidance and gentle encouragement, it was duly ...
386
Regulation and supervision of microfinance institutions: an example of cooperative credit society
... the regulation of MFIs by existing banking legislation, regulation by a special MFI law and self- ...Statutory regulation and self-regulation differ as to who lays down the rules and how they ...
18
Audit Independence : Its Importance to the External Auditor's Role in Banking Regulation and Supervision
... banking regulation and supervision, the first part of this paper considers changes which have taken place over the past two decades and why a general banker now requires the expertise of an external ...
26
"The Politics of financial services regulation and supervision reform in the EU*"
... The regulation and supervision of financial services in the European Union has undergone major reform between 1999 and 2004. This policy evolution is theoretically interesting, raising the question of which ...
40
Comparative Analysis Between the External Auditor's Role in Bank Regulation and Supervision
... Financial regulation and supervision is undertaken by Italy’s six financial regulators namely: The Bank of Italy (Banca d’Italia) – the central bank; Consob ( Commissione Nazionale per le Societa e la Borsa ...
76
Amended proposal for a Council Regulation (EC) amending Regulation (EEC) N° 259/93 on the supervision and control of shipments of waste within, into and out of the European Community (presented by the Commission pursuant to Article 189 a (2) of the EC-Treaty). COM (96) 62 final, 20 February 1996
... COMMISSION Amended proposal for a Council Regulation amending Regulation EEC N° 259/93 on the supervision and control of shipments of waste within, into and out of the European Community[r] ...
8
The Bank of England, Prudential Regulation Authority The PRA’s approach to insurance supervision
... recognise that the threats to safety and soundness of firms and thus to the continuity of financial services can be complex and fast-moving. Moreover, the PRA will come into existence during a period of profound change ...
50
Implementation of macro financial assistance to third countries in 2007 Commission staff working document accompanying the report SEC (2008) 2381 final, 18 August 2008
... The Republic of Moldova achieved progress in several areas of structural reforms, including trade and enterprise policy, competition, financial sector regulation and supervision and publ[r] ...
32
RECENT DEVELOPMENTS IN MICROFINANCE AND BEYOND
... and supervision has become an extremely important consideration in the microfinance ...industry. Regulation refers to a set of constraining rules (regulatory framework) stipulating the rights and duties of ...
17
The Bank of England, Prudential Regulation Authority The PRA’s approach to banking supervision
... supervision, if deemed necessary to reduce risks. For example, it may vary a firm’s permission or impose a requirement under Part 4A of the Act to prevent or curtail a firm undertaking certain regulated ...
46
Regulatory Lags, Liberalization, and Vulnerability to Systemic Banking Crises
... On the opposite side, many authors stress government’s decisions. In particular, many identify liberalization as the root of banking crises (Caprio Jr. and Klingebiel 1996; Ergungor and Thomson 2005:3; Kaminsky and ...
47
Evaluating and managing systemic risk in the European Union
... financial regulation and supervision, the evaluation of the performance over time, new rules for improving capital and liquidity and a better communication between institutions in order to prevent and ...
7
Central Bank or Single Financial Supervision Authority: The Romanian Case
... of regulation and supervision of the financial system represents a pillar for the financial ...financial supervision is the creation of a Single Supervision Authority for the ...
21
Impact of Banking Supervision on the Cost-Efficiency of Banks: A Study of Five Developing Asian Countries
... financial supervision and regulation is most effective in dealing with the risks associated with capital ...prudent regulation and supervision of the liquidity and operational risks of ...
19